2020-11-13T19:15:56-06:00 2019-12-31 911194016 CLARK NUBER PS 10900 NE 4TH ST STE 1400 BELLEVUE WA 98004 990 2019-01-01 912155317 ALLEN INSTITUTE ALLE 2065487000 615 WESTLAKE AVENUE NORTH SEATTLE WA 98109 MARJORIE THOMAS VICE PRESIDENT & TREASURER 2065487000 2020-11-12 1 SARA ELIZABETH J HYRE P00235495 4254544919 2020-11-12 65.158.230.194 2020-11-12 12:10:16 PS P 7A3D17D86A7581AC7CB79F5707784F3B2F1E0082 9BC456ABA0D700B99600B77FB48DFFD4FAB83E04 2019 2021-01-29 14:40:06Z ALLAN JONES 615 WESTLAKE AVENUE NORTH SEATTLE WA 98109 145473455 0 X WWW.ALLENINSTITUTE.ORG X 2003 WA THE MISSION OF THE ALLEN INSTITUTE IS TO UNLOCK THE COMPLEXITIES OF BIOSCIENCE AND ADVANCE OUR KNOWLEDGE TO IMPROVE HUMAN HEALTH. USING AN OPEN SCIENCE, MULTI-SCALE, TEAM-ORIENTED APPROACH, THE ALLEN INSTITUTE FOCUSES ON ACCELERATING FOUNDATIONAL RESEARCH, DEVELOPING STANDARDS AND MODELS, AND CULTIVATING NEW IDEAS TO MAKE A BROAD, TRANSFORMATIONAL IMPACT ON SCIENCE. 10 8 627 0 0 0 30630867 63907314 0 365631 7768483 4095254 114914 453459 38514264 68821658 6708628 9996945 0 0 56978434 63426482 0 0 0 50136054 58065353 113823116 131488780 -75308852 -62667122 276340900 220850905 13303347 13933614 263037553 206917291 X THE MISSION OF THE ALLEN INSTITUTE IS TO UNLOCK THE COMPLEXITIES OF BIOSCIENCE AND ADVANCE OUR KNOWLEDGE TO IMPROVE HUMAN HEALTH. USING AN OPEN SCIENCE, MULTI-SCALE, TEAM-ORIENTED APPROACH, THE ALLEN INSTITUTE FOCUSES ON ACCELERATING FOUNDATIONAL RESEARCH, DEVELOPING STANDARDS AND MODELS, AND CULTIVATING NEW IDEAS TO MAKE A BROAD, TRANSFORMATIONAL IMPACT ON SCIENCE. 0 0 107665426 9996944 365631 THE GOAL OF THE ALLEN INSTITUTE IS TO ACCELERATE THE UNDERSTANDING OF HOW THE HUMAN BRAIN WORKS IN HEALTH AND DISEASE. USING A TEAM SCIENCE APPROACH, WE GENERATE USEFUL PUBLIC RESOURCES, DRIVE TECHNOLOGICAL AND ANALYTICAL ADVANCES, AND DISCOVER FUNDAMENTAL BRAIN PROPERTIES THROUGH INTEGRATION OF EXPERIMENTS, MODELING, AND THEORY. 107665426 1 1 0 1 0 0 0 0 0 0 1 0 0 0 1 0 1 0 0 1 1 1 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 231 0 1 627 1 0 0 0 0 0 0 0 0 0 0 0 0 X 10 8 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AR CA CO FL HI IL KS KY MD MA MI MS NH NJ NM NY NC ND OH OR PA SC TN VA WA WV WI X MARJORIE THOMAS 2065487000 615 WESTLAKE AVENUE NORTH SEATTLE WA 98109 JONES ALLAN R PRESIDENT 40.00 X 881396 0 26811 HACKETT LAUREN VICE PRESIDENT 40.00 X 643165 0 25400 PETERSON TODD VICE PRESIDENT 40.00 X 617451 0 26811 KOCH CHRISTOF CHIEF SCIENTIST AND PRESIDENT 40.00 X 500804 0 17791 BUMOL THOMAS VICE PRESIDENT 40.00 X 490782 0 22690 THOMAS MARJORIE VICE PRESIDENT, TREASURER 40.00 X 440222 0 17436 REID ROBERT C INVESTIGATOR, SR. 40.00 X 410326 0 22690 HORWITZ ALAN FREDRICK EXECUTIVE DIRECTOR, CELL SCIENCE 40.00 X 396359 0 22690 ZENG HONGKUI EXEC. DIR., STRUCTURED SCIENCE 40.00 X 348284 0 18041 LARSON MAJA D VICE PRESIDENT, SECRETARY 40.00 X 324187 0 26811 PHILLIPS JOHN W EXEC. DIR., STRATEGY AND EVALUATION 40.00 X 328202 0 22690 WOHNOUTKA PAUL FORMER SENIOR DIRECTOR OF OPERATIONS 40.00 X 240384 0 27680 STRYKER MICHAEL DIRECTOR 10.00 X 11000 0 0 ALLEN JO LYNN DIRECTOR 10.00 X 0 0 0 ISRAEL ALLEN D DIRECTOR 10.00 X 0 0 0 HALL STEPHEN DIRECTOR 10.00 X 0 0 0 BROWN NATHANIEL DIRECTOR 10.00 X 0 0 0 DANIEL THOMAS DIRECTOR 10.00 X 0 0 0 ALIVISATOS PAUL DIRECTOR 10.00 X 0 0 0 ANDERSON MARGARET DIRECTOR 10.00 X 0 0 0 CAMPBELL PHYLLIS DIRECTOR 10.00 X 0 0 0 LOCKE GARY DIRECTOR 10.00 X 0 0 0 5632562 0 277541 159 1 1 0 GLOBANT LLC 875 HOWARD STREET SUITE 320 SAN FRANCISCO CA 94103 IT CONSULTANT 325210 CONTROL RISKS GROUP PO BOX 406287 ATLANTA GA 30384 RISK CONSULTANT 245189 STOEL RIVES LLP 760 SW NINTH AVENUE SUITE 3000 PORTLAND OR 97205 LEGAL 132812 LEE & HAYES PC 601 W RIVERSIDE AVE SUITE 1400 SPOKANE WA 99201 LEGAL 125970 VACO LLC 5501 VIRGINIA WAY BRENTWOOD LA 37027 AGENCY FOR TECH/ENGINEERING CONTRACTORS 104223 6 30606050 33301264 63907314 MATERIAL TRANSFER 541700 306694 306694 REGISTRATION FEES 611600 58937 58937 365631 6097733 6097733 127030 127030 74649318 76430950 220847 -1781632 -220847 -2002479 -2002479 MICROSCOPE RIG BUILD 900099 250678 250678 REIMBURSEMENTS 900099 64875 64875 10876 10876 326429 68821658 365631 0 4548713 6985471 6985471 3011474 3011474 3543162 2798997 744165 47712865 37555087 10157778 2632839 2078491 554348 5755184 4485382 1269802 3782432 2988047 794385 582983 85905 497078 123605 123605 122393 122393 10530093 8625013 1905080 189586 143610 45976 3243775 1429819 1813956 55344 55344 16328864 13545734 2783130 1335164 1151266 183898 1273404 1050444 222960 14084273 12085253 1999020 LABORATORY SUPPLIES 8957968 8957968 RECRUITING 579040 328938 250102 658861 303183 355678 131488780 107665426 23823354 0 5610298 5914694 50588794 51985177 6665696 5598677 59407 259131 936722 704879 4034051 3977914 133820608 59571755 80108130 74248853 128337802 78161580 276340900 220850905 11098762 12989600 1405223 521352 799362 422662 13303347 13933614 X 263037553 206917291 263037553 206917291 276340900 220850905 -62667122 6546860 0 X 0 1 X 1 1 1 X UNIVERSITY OF WASHINGTON SCHOOL OF MEDICINE SEATTLE WA RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 160635 160635 131328145 131488780 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 85297 87183 89443 160635 422558 250000 250000 250000 250000 1000000 1500000 63818272 13578977 50239295 68265727 45992778 22272949 1736609 1736609 74248853 DEFFERED RENT 422662 422662 75369000 6546860 6546860 68822140 -482 -482 68821658 131489000 0 131489000 -220 -220 131488780 PART XI, LINE 4B - OTHER ADJUSTMENTS: AUDITED FINANCIAL STMT. ROUNDING ADJUSTMENT -482. PART XII, LINE 4B - OTHER ADJUSTMENTS: AUDITED FINANCIAL STMT. ROUNDING ADJUSTMENT -220. 1 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES SEND AGENTS TO SEMINAR 24363 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES RESEARCH 59929 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 PROGRAM SERVICES SEND AGENTS TO SEMINAR 105701 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 1 PROGRAM SERVICES RESEARCH 943350 NORTH AMERICA 0 0 PROGRAM SERVICES SEND AGENTS TO SEMINAR 9560 NORTH AMERICA 0 1 PROGRAM SERVICES RESEARCH 791546 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES SEND AGENTS TO SEMINAR 20156 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES RESEARCH 6287 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES MATERIAL TRANSFERS - MICE 2800 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 PROGRAM SERVICES MATERIAL TRANSFERS - MICE 26000 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES MATERIAL TRANSFERS - CELLS 6129 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 PROGRAM SERVICES MATERIAL TRANSFERS - CELLS 18894 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES MATERIAL TRANSFERS - CELLS 340 NORTH AMERICA 0 0 PROGRAM SERVICES MATERIAL TRANSFERS - CELLS 680 MIDDLE EAST AND NORTH AFRICA 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 52281 EAST ASIA AND THE PACIFIC 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 268089 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 2691104 0 2 0 0 0 2 1960892 3066317 5027209 MIDDLE EAST AND NORTH AFRICA RESEARCH 52281 WIRE EAST ASIA AND THE PACIFIC RESEARCH 268089 WIRE EUROPE (INCLUDING ICELAND AND GREENLAND) RESEARCH 1974476 WIRE EUROPE (INCLUDING ICELAND AND GREENLAND) RESEARCH 47797 WIRE EUROPE (INCLUDING ICELAND AND GREENLAND) RESEARCH 311633 WIRE EUROPE (INCLUDING ICELAND AND GREENLAND) RESEARCH 45607 WIRE EUROPE (INCLUDING ICELAND AND GREENLAND) RESEARCH 311591 WIRE 0 7 0 0 0 0 0 0 PART I, LINE 2: THE ALLEN INSTITUTE ASSIGNS RESPONSIBILITY FOR MONITORING THE USE OF GRANT FUNDS OUTSIDE THE UNITED STATES TO ITS OFFICE OF SPONSORED RESEARCH. THIS OFFICE MONITORS ALL GRANT MAKING ACTIVITY INCLUDING ALL APPLICABLE COMPLIANCE REGULATIONS. MONITORING INCLUDES PERIODIC REVIEWS OF BUDGET TO ACTUAL REPORTS BY BOTH THE OFFICE OF SPONSORED RESEARCH AND THE PRINCIPAL INVESTIGATOR TO ENSURE FUNDS ARE USED ACCORDING TO THE AGREEMENT. EXPENSES ARE ACCOUNTED FOR ON AN ACCRUAL BASIS. PART III ACCOUNTING METHOD: 1 BAYLOR COLLEGE OF MEDICINE ONE BAYLOR PLAZA ROOM-BCM280 HOUSTON TX 77030 741613878 501(C)(3) 842865 MEDICAL RESEARCH CALIFORNIA INSTITUTE OF TECHNOLOGY MC 114-96 1200 E CALIFORNIA BLVD PASADENA CA 91125 951643307 501(C)(3) 910119 MEDICAL RESEARCH COLD SPRING HARBOR LABORATORY ONE BUNGTOWN ROAD COLD SPRING HARBOR NY 11724 112013303 501(C)(3) 112843 MEDICAL RESEARCH DUKE UNIVERSITY PO BOX 602651 CHARLOTTE NC 28260 560532129 501(C)(3) 129128 MEDICAL RESEARCH JOHNS HOPKINS UNIVERSITY GENERAL ACCOUNTING MP1-S186 LAUREL MD 20723 520595111 501(C)(3) 219894 MEDICAL RESEARCH MASSACHUSETTS INSTITUTE OF TECHNOLOGY CASHIERS OFFICE NE46-3160 77 MASSACHUSETTS AVE CAMBRIDGE MA 02139 042103594 501(C)(3) 282666 MEDICAL RESEARCH PRESIDENT AND FELLOWS OF HARVARD COLLEGE PO BOX 415649 BOSTON MA 02241 042103580 501(C)(3) 1243803 MEDICAL RESEARCH READCOOR INC 840 MEMORIAL DR 5TH FLOOR CAMBRIDGE MA 02139 812041558 72665 MEDICAL RESEARCH THE BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY PO BOX 44253 SAN FRANCISCO CA 94144 941156365 501(C)(3) 82100 MEDICAL RESEARCH THE BROAD INSTITUTE INC 415 MAIN STREET CAMBRIDGE MA 02142 263428781 501(C)(3) 483311 MEDICAL RESEARCH THE REGENTS OF THE UC BERKELEY 2080 ADDISON STREET BERKELEY CA 94720 946090626 501(C)(3) 1030015 MEDICAL RESEARCH THE REGENTS OF THE UC DAVIS PO BOX 989062 WEST SACRAMENTO CA 95798 946036494 501(C)(3) 191167 MEDICAL RESEARCH THE REGENTS OF THE UC SAN FRANCISCO ACCOUNTING OFFICE EMF BOX 0897 SAN FRANCISCO CA 94143 946036493 501(C)(3) 125787 MEDICAL RESEARCH TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA 125 SOUTH 31ST STREET SUITE 2000 PHILADELPHIA PA 19104 231352685 501(C)(3) 226231 MEDICAL RESEARCH UNIVERSITY OF CALIFORNIA SAN DIEGO 9500 GILMAN DRIVE LA JOLLA CA 92093 956006144 501(C)(3) 565779 MEDICAL RESEARCH UNIVERSITY OF NC AT CHAPEL HILL PO BOX 402420 BANK OF AMERICA LOCK 9 ATLANTA GA 30384 566001393 501(C)(3) 150263 MEDICAL RESEARCH 15 1 PART I, LINE 2: THE ALLEN INSTITUTE ASSIGNS RESPONSIBILITY FOR MONITORING THE USE OF GRANT FUNDS INSIDE THE UNITED STATES TO ITS OFFICE OF SPONSORED RESEARCH. THIS OFFICE MONITORS ALL GRANT MAKING ACTIVITY INCLUDING ALL APPLICABLE COMPLIANCE REGULATIONS. MONITORING INCLUDES PERIODIC REVIEWS OF BUDGET TO ACTUAL REPORTS BY BOTH THE OFFICE OF SPONSORED RESEARCH AND THE PRINCIPAL INVESTIGATOR TO ENSURE FUNDS ARE USED ACCORDING TO THE AGREEMENT. EXPENSES ARE ACCOUNTED FOR ON AN ACCRUAL BASIS. X X X X 0 1 X X X X 0 0 0 0 0 0 0 1 0 JONES ALLAN R PRESIDENT 637492 0 243904 0 0 0 9500 0 17311 0 908207 0 0 0 HACKETT LAUREN VICE PRESIDENT 333027 0 160138 0 150000 0 9500 0 15900 0 668565 0 0 0 PETERSON TODD VICE PRESIDENT 425225 0 179113 0 13113 0 9500 0 17311 0 644262 0 0 0 KOCH CHRISTOF CHIEF SCIENTIST AND PRESIDENT 430129 0 69352 0 1323 0 9500 0 8291 0 518595 0 0 0 BUMOL THOMAS VICE PRESIDENT 435344 0 55438 0 0 0 9500 0 13190 0 513472 0 0 0 THOMAS MARJORIE VICE PRESIDENT, TREASURER 378256 0 61568 0 398 0 9500 0 7936 0 457658 0 0 0 REID ROBERT C INVESTIGATOR, SR. 368120 0 42206 0 0 0 9500 0 13190 0 433016 0 0 0 HORWITZ ALAN FREDRICK EXECUTIVE DIRECTOR, CELL SCIENCE 363445 0 30966 0 1948 0 9500 0 13190 0 419049 0 0 0 ZENG HONGKUI EXEC. DIR., STRUCTURED SCIENCE 312309 0 29641 0 6334 0 9500 0 8541 0 366325 0 0 0 LARSON MAJA D VICE PRESIDENT, SECRETARY 297724 0 23708 0 2755 0 9500 0 17311 0 350998 0 0 0 PHILLIPS JOHN W EXEC. DIR., STRATEGY AND EVALUATION 303807 0 23652 0 743 0 9500 0 13190 0 350892 0 0 0 WOHNOUTKA PAUL FORMER SENIOR DIRECTOR OF OPERATIONS 237159 0 0 0 3225 0 9500 0 18180 0 268064 0 0 0 PART I, LINE 1A PERIODICALLY, SENIOR EXECUTIVES MAY TAKE FIRST CLASS TRAVEL DUE TO LENGTH OF THE TRIP, TIMING OF FLIGHT OR VISIT SCHEDULE. TAX GROSS UPS OF MOVING EXPENSES MAY BE PAID TO RECRUIT NEW EMPLOYEES. ALL EMPLOYEES ARE ENTITLED TO 75% OF HEALTH CLUB DUES REIMBURSEMENT (UP TO $140 OF REIMBURSEMENT/MONTH). PART I, LINE 1B WE FOLLOWED THE TRAVEL POLICY WITH RESPECT TO 'FIRST-CLASS OR CHARTER TRAVEL AND THE HEALTH CLUB REIMBURSEMENT POLICY WITH RESPECT TO 'HEALTH OR SOCIAL CLUB DUES OR INITIAL FEES.' WE DO NOT HAVE A WRITTEN 'HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE' POLICY. THE HOUSING ALLOWANCE BENEFIT IS REVIEWED BY HUMAN RESOURCES AND THE PRESIDENT. PART I, LINE 7 THE PRESIDENT AND CERTAIN SENIOR INSTITUTE LEADERS ARE ELIGIBLE FOR AN ANNUAL PERFORMANCE BONUS BASED UPON ATTAINMENT OF INSTITUTE-WIDE OR, IN CERTAIN CASES, INDIVIDUAL GOALS. AT THE END OF THE COMPENSATION YEAR (JUNE 1, 2018 - MAY 31, 2019) INSTITUTE SENIOR LEADERSHIP ASSESSED PERFORMANCE COMPARED TO THE INSTITUTE-WIDE GOALS DURING THE PERIOD. THE SENIOR-MOST LEADERS WHO ALSO WERE MEASURED TO INDIVIDUAL GOALS ALSO REVIEWED AND AGREED, WITH THEIR MANAGERS, THEIR PERFORMANCE COMPARED TO THEIR INDIVIDUAL GOALS. BASED UPON INPUT FROM THESE ASSESSMENTS, THE PRESIDENT PROPOSED RECOMMENDED BONUS AMOUNTS FOR EACH BONUS-ELIGIBLE EMPLOYEE. THE COMPENSATION COMMITTEE REVIEWED AND ULTIMATELY APPROVED THE BONUS AWARDS. AIBS LEASING 35% CONTROLLED ENTITY 13827728 LEASE PAYMENTS 0 FORM 990, PART VI, SECTION A, LINE 2 STEPHEN HALL, NATHANIEL BROWN AND ALLEN ISRAEL EACH HAVE BUSINESS RELATIONSHIPS WITH JO LYNN ALLEN. FORM 990, PART VI, SECTION B, LINE 11B THE FINANCE DEPARTMENT AND THE LEGAL DEPARTMENT PERFORM A THOROUGH REVIEW, AND THE BOARD MEMBERS ARE GIVEN COPIES BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C THE PERSONS COVERED UNDER THE ALLEN INSTITUTE BOARD OF DIRECTORS CONFLICT OF INTEREST POLICY ARE THE ALLEN INSTITUTE'S BOARD OF DIRECTORS. THE ALLEN INSTITUTE PLACES UPON ALL DIRECTORS COVERED UNDER THIS POLICY, A DUTY TO DISCLOSE ANY ACTUAL OR POSSIBLE CONFLICTS OF INTEREST TO THE ALLEN INSTITUTE. FURTHERMORE, DIRECTORS ANNUALLY AFFIRM THAT THEY HAVE READ AND AGREE TO COMPLY WITH THE POLICY. AFTER DISCLOSURE OF AN ACTUAL OR POSSIBLE CONFLICT, PERSONS WITH A CONFLICT SHALL BE EXCUSED FROM THE MEETING DURING THE DISCUSSION OF, AND THE VOTE ON, THE TRANSACTION INVOLVING THE POSSIBLE CONFLICT. THE REMAINING DISINTERESTED DIRECTORS WILL DETERMINE WHETHER A CONFLICT OF INTEREST EXISTS. IF A CONFLICT IS FOUND, THE BOARD CHAIRPERSON, IF APPROPRIATE, WILL APPOINT A DISINTERESTED PERSON TO INVESTIGATE ALTERNATIVES TO THE TRANSACTION THAT WOULD NOT GIVE RISE TO A CONFLICT OF INTEREST. IF ANY ALTERNATIVE TRANSACTIONS ARE NOT REASONABLE, THE BOARD SHALL DETERMINE BY A MAJORITY VOTE OF THE DISINTERESTED DIRECTORS WHETHER THE CONFLICTED TRANSACTION IS FAIR, REASONABLE, AND IN THE BEST INTEREST OF THE ALLEN INSTITUTE. THE PERSONS COVERED UNDER THE ALLEN INSTITUTE CONFLICT OF INTEREST POLICY ARE ALL EMPLOYEES, INCLUDING THE ALLEN INSTITUTE'S PRINCIPAL OFFICERS AND KEY EMPLOYEES. THE ALLEN INSTITUTE PLACES UPON ALL PRINCIPAL OFFICERS AND KEY EMPLOYEES UNDER THIS POLICY A DUTY TO DISCLOSE ANY ACTUAL OR POSSIBLE CONFLICTS OF INTEREST TO THE ALLEN INSTITUTE. FURTHERMORE, ALL EMPLOYEES, INCLUDING PRINCIPAL OFFICERS AND KEY EMPLOYEES ANNUALLY UPDATE AND REVIEW EXISTING DISCLOSURES, AS WELL AS DISCLOSE NEW CONFLICTS OF INTEREST. AFTER DISCLOSURE OF AN ACTUAL OR POSSIBLE CONFLICT, THE ALLEN INSTITUTE DETERMINES THE APPROPRIATE OVERSIGHT AND CONTROL, BASED ON THE CIRCUMSTANCES, TO PROPERLY MANAGE THE CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 IN 2019 THE ALLEN INSTITUTE ENGAGED WITH SULLIVAN COTTER TO CONDUCT A THIRD PARTY TOTAL COMPENSATION REVIEW AND REASONABLENESS OPINION. THIS THIRD PARTY MARKET BENCHMARK REVIEW WAS THE BASIS FOR THE 2019/2020 COMPENSATION RECOMMENDATIONS. THE COMPENSATION COMMITTEE MAKES A RECOMMENDATION TO THE BOARD OF DIRECTORS REGARDING THE COMPENSATION OF THE PRESIDENT USING THE FOLLOWING PRACTICES: CHIEF OPERATIONS OFFICER AND THE INSTITUTE'S HUMAN RESOURCES DEPARTMENT BENCHMARK SENIOR INSTITUTE EXECUTIVE LEADERSHIP CASH COMPENSATION TO ASSESS MARKET CONSISTENCY. THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS REVIEWS THESE ASSESSMENTS AND EXTERNAL COMPENSATION RESOURCES COMPILED BY THE INSTITUTE'S HUMAN RESOURCES DEPARTMENT. BASED ON THESE REVIEWS THE COMPENSATION COMMITTEE ESTABLISHES SALARY ADJUSTMENTS FOR THE PRESIDENT AND THE PRESIDENT'S DIRECT REPORTS. FORM 990, PART VI, SECTION C, LINE 19 THE ALLEN INSTITUTE MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICIES, AND FINANCIAL STATEMENTS AVAILABLE UPON REQUEST. THE FINANCIAL CONFLICT OF INTEREST IS AVAILABLE ON THE ALLEN INSTITUTE WEBSITE.