2020-11-13T09:31:10-06:00 2020-06-30 731413977 HOGANTAYLOR LLP 1225 N BROADWAY AVENUE SUITE 200 OKLAHOMA CITY OK 73103 990 2019-07-01 710236867 UNIVERSITY OF THE OZARKS UNIV 4799791000 415 N COLLEGE AVENUE CLARKSVILLE AR 72830 GLORIA ARCIA VP FOR FINANCE AND ADMIN. 4799791000 2020-11-06 1 W LYNDEL LACKEY P00234298 4058482020 2020-11-06 4.14.133.138 2020-11-06 15:29:51 CS P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 AB9D39DAB8F64CBCBAEF692949137285CA1D49BB 2019 2021-01-29 14:40:06Z RICHARD DUNSWORTH 415 N COLLEGE AVENUE CLARKSVILLE AR 72830 68272519 0 X WWW.OZARKS.EDU X 1852 AR TRUE TO OUR CHRISTIAN HERITAGE, WE PREPARE STUDENTS FROM DIVERSE RELIGIOUS, CULTURAL, EDUCATIONAL AND ECONOMIC BACKGROUNDS TO LIVE LIFE FULLY. 26 26 648 26 97787 89157 6219383 11931572 25522195 26089799 6395830 2072380 761337 765063 38898745 40858814 14180511 13638988 0 0 11093764 11191591 0 0 1000058 12541468 12479721 37815743 37310300 1083002 3548514 161895225 165716336 13475980 14979121 148419245 150737215 TRUE TO OUR CHRISTIAN HERITAGE, WE PREPARE STUDENTS FROM DIVERSE RELIGIOUS, CULTURAL, EDUCATIONAL AND ECONOMIC BACKGROUNDS TO LIVE LIFE FULLY. 0 0 32204946 13638988 26248004 EDUCATIONAL SERVICES - PROVIDED EDUCATIONAL COURSES TO AN AVERAGE ENROLLMENT OF 793 FULL-TIME EQUIVALENT STUDENTS. 32204946 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 0 1 0 1 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 79 0 1 648 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 26 26 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 X ALBERT LEDING 4799791207 415 N COLLEGE AVENUE CLARKSVILLE AR 72830 CHRIS ALLEN TRUSTEE 0.25 X 0 0 0 ARVID BEAN TRUSTEE 0.25 X 0 0 0 SYLVESTER BENSON TRUSTEE 0.25 X 0 0 0 DOUG BLACK TRUSTEE 0.25 X 0 0 0 TASHA BLACKBURN TRUSTEE 0.25 X 0 0 0 JIM BURNING TRUSTEE 0.25 X 0 0 0 BRENT BURKS TRUSTEE 0.25 X 0 0 0 AO CURAN TRUSTEE 0.25 X 0 0 0 ALLYN DONAUBAUER TRUSTEE 0.25 X 0 0 0 DAVID FRUEAUFF TRUSTEE 0.25 X 0 0 0 MALCOLM HALL TRUSTEE 0.25 X 0 0 0 BUCK HILL TRUSTEE 0.25 X 0 0 0 REBECCA JONES TRUSTEE 0.25 X 0 0 0 JUDITH KEITH TRUSTEE 0.25 X 0 0 0 JOHN KING TRUSTEE 0.25 X 0 0 0 CATHERINE LOWRY TRUSTEE 0.25 X 0 0 0 MARY MALLOY TRUSTEE 0.25 X 0 0 0 ANN PATTERSON TRUSTEE 0.25 X 0 0 0 SUSAN PINSON TRUSTEE 0.25 X 0 0 0 SHERILYN POOLE TRUSTEE 0.25 X 0 0 0 NAT RAGGETTE TRUSTEE 0.25 X 0 0 0 DAVID RAWHOUSER TRUSTEE 0.25 X 0 0 0 SUE TULL TRUSTEE 0.25 X 0 0 0 DENTON TUMBLESON TRUSTEE 0.25 X 0 0 0 PETE VAN DYKE TRUSTEE 0.25 X 0 0 0 ED WILKINSON TRUSTEE 0.25 X 0 0 0 RICHARD DUNSWORTH PRESIDENT 40.00 X 243583 0 56655 ALYSON GILL PROVOST 40.00 X 124862 0 16501 JEFF SCACCIA FORMER VP FOR FINANCE & ADMINISTRATION 40.00 X 62957 0 6931 GLORIA ARCIA VP FOR FINANCE & ADMINISTRATION 40.00 X 22895 0 2404 LORI MCBEE VP FOR ADVANCEMENT 38.00 2.00 X 108788 0 15134 REGGIE HILL VP FOR MARKETING & ENROLLMENT 40.00 X 120075 0 15863 683160 0 113488 4 0 1 0 NABHOLZ CONSTRUCTION COPORATIO 612 GARLAND CONWAY AR 72033 CONSTRUCTION 5645801 NATIONAL MANAGEMENT RESOURCES CORP PO BOX 1224 LAGRANGE GA 30241 FACILITIES MANAGEMENT 1143628 ARAMARK CAMPUS SERVICES 27310 NETWORK PLACE CHICAGO IL 60673 FOOD SERVICE 825973 CREDO DESIGN ARCHITECTS LLC 940 GOLF HOUSE ROAD W 200 WHITSETT NC 27377 ARCHITECTURE DESIGN 575904 HOWARD TECHNOLOGY SOLUTIONS PO BOX 11407 BIRMINGHAM AL 35246 INFORMATION TECHNOLOGY 285530 11 50000 1397583 10483989 2190453 11931572 STUDENT TUITION AND FEES 611310 21914663 21914663 RESIDENCE HALLS REVENUE 611710 2103812 2103812 AUXILIARY INCOME 611710 2071324 2071324 26089799 1056343 1056343 509071 509071 42000 29753 12247 12247 8494 3753 28192526 207463 27115492 268460 1077034 -60997 1016037 1016037 MISCELLANEOUS INCOME 900099 133284 39250 94034 ADMINISTRATIVE COST ALLOWANCE 900099 85000 85000 CAMPS AND OTHER INCOME 900099 24557 24557 904 904 243745 40858814 26248004 97787 2581451 13638988 13638988 833678 761849 71829 8075983 6819723 722188 534072 584307 431194 117344 35769 1109191 706926 304887 97378 588432 447450 101972 39010 87002 87002 80296 80296 214806 214806 1337100 1191690 134182 11228 214867 170350 4862 39655 685243 313526 289076 82641 293411 270306 1282 21823 1374365 1272419 88589 13357 337444 288091 27989 21364 3266 3266 297041 297041 2196826 2014934 158061 23831 315527 293990 18715 2822 UBI TAX 44450 44450 AUXILIARY EXPENSES 1587899 1587899 OTHER STUDENT EXPENSES 666859 666859 FOOD SUPPLIES AND BOOKS 640922 640922 2102397 1446413 650705 5279 37310300 32204946 4105296 1000058 4630712 3608326 856746 2983703 2143866 3945377 805220 1698995 37228 31152 79248374 36074497 37652349 43173877 75142646 76142288 34996927 27568877 5277528 6272600 352003 291141 161895225 165716336 772074 543529 4235229 4223417 8364629 10083134 104048 129041 13475980 14979121 X 24447308 23107532 123971937 127629683 148419245 150737215 161895225 165716336 3548514 -1230544 0 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 249909 249909 X X 0 116526018 4621416 749409 1122441 4190809 214806 116368787 116011075 827399 5087775 925739 4276042 198450 116526018 111756406 852651 8597998 828191 4218433 149356 116011075 94967512 10669861 10684481 617603 3801377 146468 111756406 98785939 2247408 -805665 733600 4380484 146086 94967512 0.01270 0.83900 0.14830 1 0 514593 1081754 1596347 60482037 23228131 37253906 13105579 10741149 2364430 4064411 2105217 1959194 43173877 PRIVATE EQUITIES 27568877 F 27568877 DEPOSITS HELD IN CUSTODY FOR OTHERS 129041 129041 26092718 -1230544 7352 -1223192 27315910 214806 13328098 13542904 40858814 23774748 7352 7352 23767396 214806 13328098 13542904 37310300 PART III, LINE 4: ROCK AND MINERAL COLLECTION - ENHANCES SCIENCE CLASS EDUCATION (SPECIFICALLY GEOLOGY). WATERCOLOR PAINTING COLLECTION - ENHANCES THE LEARNING ENVIRONMENT OF ART STUDENTS AND SERVES AS AN EXAMPLE OF WHAT CAN BE CREATED. PFEFFER COLLECTION - ENHANCES THE LEARNING ENVIRONMENT OF ART AND HISTORY STUDENTS AND A GREAT EXAMPLE OF FINE ART. PART V, LINE 4: ENDOWMENT FUNDS ARE USED TO PROVIDE SCHOLARSHIPS, PROFESSORSHIPS, AND MAINTENANCE OF CAMPUS FACILITIES. PART XI, LINE 2D - OTHER ADJUSTMENTS: OTHER RENTAL EXPENSES 7,352. PART XI, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS 13,328,098. PART XII, LINE 2D - OTHER ADJUSTMENTS: OTHER RENTAL EXPENSES 7,352. PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS 13,328,098. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 ALL BROCHURES, NEWSPAPER ADVERTISEMENTS, UNIVERSITY CATALOGS, ETC. INCLUDE THE NONDISCRIMINATORY POLICY. SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVED FUNDS FROM THE US DEPARTMENT OF EDUCATION. SEOG, TEACH, AND PELL GRANTS, PERKINS LOANS, COLLEGE WORK STUDY FUNDS AND FEDERAL DIRECT LOANS ARE RECEIVED TO ENABLE THE UNIVERSITY TO PROVIDE FINANCIAL ASSISTANCE TO STUDENTS ATTENDING THE UNIVERSITY. FUNDS WERE RECEIVED FROM THE SPECIAL SERVICES FOR DISADVANTAGED STUDENTS PROGRAM UNDER TITLE IV. THOSE FUNDS COVERED THE EXPENSES OF THE UNIVERSITY'S STUDENT SUPPORT PROGRAM. 1 STUDENT FINANCIAL AID 804 13638988 PART I, LINE 2: THE GRANTS (SCHOLARSHIPS) MADE BY THE UNIVERSITY ARE A REDUCTION OF THE TUITION AND FEES PAID BY THE STUDENT TO THE SCHOOL. GRANT FUNDS ARE NOT SENT TO OUTSIDE ENTITIES. X 1 1 X X X X X 0 0 0 0 0 0 0 0 0 RICHARD DUNSWORTH PRESIDENT 243583 0 0 0 0 0 20673 0 35982 0 300238 0 0 0 PART I, LINE 1A AS A REQUIREMENT OF HIS EMPLOYMENT, RICHARD DUNSWORTH, PRESIDENT OF THE UNIVERSITY, IS PROVIDED AN ON-CAMPUS RESIDENCE FOR PERSONAL USE. THIS BENEFIT WAS NOT INCLUDED AS TAXABLE COMPENSATION TO THIS INDIVIDUAL. A CITY OF CLARKSVILLE ARKANSAS 300632068 2015-12-01 1135000 REFUNDING SERIES 2010 BOND 0 0 0 B CITY OF CLARKSVILLE ARKANSAS 300632068 2020-01-13 3355000 REFUNDING SERIES 2019 BOND 0 0 0 A 1135000 1 0 1 1 B 3355000 1 1 1 1 A 0 0 0 0 0 0 1 B 0 0 0 0 0 0 1 A 0 0 0 1 0 0 0 0 0 B 0 0 0 1 0 0 0 0 0 A 1 B 1 X 7 2184189 MKT VALUE ON GIFT DATE X CUSTOM WALL PADS 1 4650 FAIR MARKET VALUE X BIKES 2 1614 FAIR MARKET VALUE 0 1 0 FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY THE UNIVERSITY'S ACCOUNTANTS AND REVIEWED BY THE VP FOR FINANCE AND ADMINISTRATION. THE FORM 990 IS ALSO PROVIDED TO THE UNIVERSITY'S FINANCE COMMITTEE OF THE BOARD OF TRUSTEES FOR REVIEW AND APPROVAL PRIOR TO ITS FILING. FORM 990, PART VI, SECTION B, LINE 12C THE UNIVERSITY MONITORS AND ENFORCES THE WRITTEN CONFLICT OF INTEREST POLICY BY REQUESTING EACH DIRECTOR AND OFFICER TO SIGN A STATEMENT THAT THEY HAVE RECEIVED, READ, UNDERSTAND, AND AGREE TO COMPLY WITH THE CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING THE COMPENSATION OF THE UNIVERSITY'S PRESIDENT IS AS FOLLOWS: THE UNIVERSITY'S EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES ACCUMULATES INFORMATION AS NEEDED FROM VARIOUS SOURCES INSIDE AND OUT OF THE UNIVERSITY. THIS INFORMATION IS THEN USED TO SET THE SALARY AND CONTRACT TERMS OF THE PRESIDENT. THE PROCESS FOR DETERMINING COMPENSATION OF THE UNIVERSITY'S OFFICERS IS AS FOLLOWS: OFFICERS OF THE UNIVERSITY ARE SUBJECT TO AN ANNUAL REVIEW WITH THE PRESIDENT AT WHICH TIME THE TERMS AND CONDITIONS OF THEIR EMPLOYMENT ARE REVIEWED AS WELL. INDUSTRY SALARY SURVEYS AND REPORTS ARE REVIEWED ON A REGULAR BASIS BY THE PRESIDENT AND VP FOR FINANCE AND ADMINISTRATION. FORM 990, PART VI, SECTION C, LINE 19 REQUESTS FOR REVIEW OF GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICIES, AND FINANCIAL STATEMENTS ARE EVALUATED ON A CASE BY CASE BASIS UPON REQUEST. IF DEEMED NECESSARY, DOCUMENTS WILL BE PROVIDED TO THOSE REQUESTING THE INFORMATION. UNIVERSITY OF THE OZARKS ALUMNI ASSOCIATION 415 N COLLEGE AVENUE CLARKSVILLE AR 72830 237092414 ALUMNI AR 501(C)(3) LINE 12D, III-O N/A 0 0 0 1 0 0 0 0 0 0 0 0 1 0 1 1 0 0 0 0