2020-11-14T19:32:20-06:00 2019-12-31 861065772 DELOITTE TAX LLP 925 FOURTH AVENUE SUITE 3300 SEATTLE WA 98104 990PF 2019-01-01 943082532 THE PAUL G ALLEN FAMILY FOUNDATION PAUL 2063422000 505 FIFTH AVENUE SOUTH NO 900 SEATTLE WA 98104 SUSAN DRAKE VICE PRESIDENT 2063422000 2020-11-13 1 JANE M SEARING P00000565 2067167000 2020-11-13 76.104.241.82 2020-11-13 16:30:56 PS P 514BB335F70E0B7093314420918C2A4488AEB724 514BB335F70E0B7093314420918C2A4488AEB724 2019 2021-04-22 16:20:28Z X 1099328028 X 15729 15058935 15058935 7659280 7659280 330329609 683485024 329130467 90097 90097 0 353153650 351938779 0 0 0 0 0 221 0 0 0 2743 0 0 2743 602734 602734 0 0 729 729 0 0 4904982 63166 0 0 5511409 666629 0 2743 48359769 48339995 53871178 666629 0 48342738 299282472 351272150 0 257240079 252352607 252352607 648548588 839122345 839122345 24795687 2348450 2348450 872240 5504626 5504626 931456594 1099328028 1099328028 8927637 5509166 1808440 10736077 5509166 X 920720517 1093818862 920720517 1093818862 931456594 1099328028 920720517 299282472 0 1220002989 126184127 1093818862 PUBLICLY TRADED SECURITIES P 660424891 341360357 319064534 319064534 FALCON EDGE GLOBAL LTD P 21698 19034 2664 2664 DE SHAW COMPOSITE INTL FUND P 18680728 10000000 8680728 8680728 CARVAL CREDIT FUND B II P 4357707 2975166 1382541 1382541 329130467 0 48618204 947743240 0.051299 40562756 741201472 0.054726 43407200 716145972 0.060612 47467327 738950886 0.064236 57294761 581437220 0.098540 0.329413 0.065883 1212525549 79884821 3512722 83397543 48342738 7025443 0 7025443 0 7025443 7461146 0 0 7461146 X 0 435703 435703 0 0 0 0 0 0 0 0 0 0 0 1 1 WA 1 0 0 1 0 1 WWW.PGAFAMILYFOUNDATION.ORG JOYCE LEE 2063422000 505 FIFTH AVENUE S 900 SEATTLE WA 98104 0 0 1 1 0 0 0 1 1 0 0 0 0 0 0 1 1 0 0 1 0 0 0 0 JO LYNN ALLEN 505 FIFTH AVENUE SOUTH SUITE 900 SEATTLE WA 98104 CHAIR/DIRECTOR & PRESIDENT 1.00 0 0 0 DANIELLE HARPER 505 FIFTH AVENUE SOUTH SUITE 900 SEATTLE WA 98104 VICE PRESIDENT 1.00 0 0 0 SUSAN DRAKE 505 FIFTH AVENUE SOUTH SUITE 900 SEATTLE WA 98104 VICE PRESIDENT 1.00 0 0 0 ALISON IVEY 505 FIFTH AVENUE SOUTH SUITE 900 SEATTLE WA 98104 VP & SECRETARY 1.00 0 0 0 ALLEN D ISRAEL 505 FIFTH AVENUE SOUTH SUITE 900 SEATTLE WA 98104 ASSISTANT SECRETARY 1.00 0 0 0 MARILYN VALENTINE 505 FIFTH AVENUE SOUTH SUITE 900 SEATTLE WA 98104 DIRECTOR 1.00 0 0 0 THOMAS DANIEL 505 FIFTH AVENUE SOUTH SUITE 900 SEATTLE WA 98104 DIRECTOR 1.00 0 0 0 PAUL KEATING 505 FIFTH AVENUE SOUTH SUITE 900 SEATTLE WA 98104 FOUNDATION MANAGER 10.00 0 0 0 NONE 0 ALLEN & CO 711 FIFTH AVENUE NEW YORK NY 10022 MANAGEMENT FEES 397862 NORTHERN TRUST COMPANY 50 SOUTH LASALLE STREET CHICAGO IL 60603 CUSTODIAN FEES 204873 0 0 881734128 338486185 10770092 1230990405 0 0 1230990405 18464856 1212525549 60626277 60626277 7025443 7025443 53600834 0 53600834 0 53600834 48342738 0 48342738 0 48342738 53600834 0 0 31011425 11025804 8009978 3147602 1721750 54916559 48342738 0 0 0 48342738 0 5258096 5258096 49658463 0 0 0 0 0 0 25753329 23905134 11025804 8009978 3147602 1721750 X ALIMA USA ONE WHITEHALL STREET 2ND FL NEW YORK NY 10004 PC - 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509(A)(1) OR (2 TO SUPPORT THE INTEGRATED TRANSIT CENTER FOR EBOLA-SUSPECTED PATIENTS IN THE KASANGA HEALTH ZONE, NORTH-KIVU, DRC. 279252 AMERICAN HEART ASSOCIATION 710 SECOND AVENUE SUITE 900 SEATTLE WA 98104 PC - 509(A)(1) OR (2 TO SUPPORT BIOSCIENCE RESEARCH IN RELATION TO ADVANCING OUR UNDERSTANDING OF BRAIN HEALTH AND COGNITIVE IMPAIRMENT. 12500000 AMERICAN RIVERS 1025 VERMONT AVENUE NW SUITE 720 WASHINGTON DC 20005 PC - 509(A)(1) OR (2 TO SUPPORT A DAM REMOVAL IN THE NORTHWEST: REMOVING THE MIDDLE FORK NOOKSACK DIVERSION DAM. 3379949 BOARD OF TRUSTEES OF THE UNIVERSITY OF ILLINOIS 1901 S FIRST STREET SUITE A CHAMPAIGN IL 61820 PC - 509(A)(1) OR (2 TO SUPPORT MICROBIAL EVOLUTION THROUGH VIRAL GENE FLOW IN NATURAL POPULATIONS. 10000 CALIFORNIA INSTITUTE OF TECHNOLOGY MC 202-31 PASADENA CA 91125 PC - 509(A)(1) OR (2 TO SUPPORT A NET NEW CLIMATE MODEL DEVELOPMENT PROJECT. 250000 CEDARS-SINAI MEDICAL CENTER 6500 WILSHIRE BLVD 1150 LOS ANGELES CA 900484920 PC - 509(A)(1) OR (2 TO SUPPORT SIMULATING THE GUT-BRAIN AXIS USING IPSC AND ORGAN-CHIP TECHNOLOGY: A NEW MODEL OF PARKINSON'S DISEASE. 1000000 CHILDREN'S HOSPITAL CORPORATION 300 LONGWOOD AVENUE BOSTON MA 02115 PC - 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CHAMPALIMAUD FOUNDATION AV BRASILIA LISBOA PO 1400-038 2018-12-18 1500000 DECIPHERING PERIPHERAL NEUROIMMUNE ARCHITECTURE BY INTERCELLULAR LABELLING. 262399 NONE 3/31/2020 THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE INFORMATION FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. EUROPEAN MOLECULAR BIOLOGY LABORATORY MEYERHOFSTRAE 1 69117 HEIDELBERG HEIDELBERG GM 69117 2018-02-07 1496661 SYSTEMATIC MAPPING OF EPIGENETIC MARKS TO THE 3D ARCHITECTURE OF THE HUMAN GENOME IN SINGLE CELLS. 415585 NONE 3/25/2019 THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE INFORMATION FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. ICM - INSTITUT DU CERVEAU ET DE LA MOELLE PINIRE 47 BOULEVARD DE LHPITAL HPITAL PITI-SALPTRIRE PARIS ILE DE FR 75013 2016-07-21 1499400 TO SUPPORT THE STUDY OF DEVELOPMENTAL NOISE IN NEURAL CIRCUIT DEVELOPMENT AND HOW IT DETERMINES THE UNIQUE BEHAVIOR OF INDIVIDUALS. 1275034 NONE 2/1/2017, 1/31/2018, 2/12/2019 THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE INFORMATION FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. LEIBNIZ-INSTITUT FOR ZOO AND WILDLIFE RESEARCH RUDOWER CHAUSSEE 17 BERLIN GM 2017-05-03 355430 DEEP LEARNING APPLIED TO ANIMAL LINGUISTICS. 355430 NONE 12/1/2018, 5/22/2020 THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE INFORMATION FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. SOUTHERN CROSS UNIVERSITY 1 MILITARY ROAD EAST LISMORE NSW AS 2480 2019-12-19 150000 LARVAL RESTORATION OF CORAL REEFS. 0 NONE 3/24/2020 THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE INFORMATION FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. THE H CLUB CREATIVE FOUNDATION 24 ENDELL STREET LONDON UK WC2H 9HQ 2016-10-27 36061 PROGRAM ACTIVITIES. 36061 NONE 4/13/2017, 1/5/2018, 6/22/2018, 2/14/2019, 11/25/2019 THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE INFORMATION FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. THE H CLUB CREATIVE FOUNDATION 24 ENDELL STREET LONDON UK WC2H 9HQ 2019-08-15 135978 CREATIVE PROGRAMS FOR YOUTH. 0 NONE NOT RECEIVED THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE INFORMATION FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. WILDLIFE CRIME PREVENTION PLOT 2374 THE VILLAGE LEOPARDS HILL ROAD LUSAKA ZA 10101 2017-02-06 1371790 DETECTION DOG UNIT TO COMBAT WILDLIFE CRIME IN ZAMBIA. 1324807 NONE 5/23/2017, 4/18/2018, 4/3/2019, 5/11/2020 THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE INFORMATION FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. ISTITUTO SCIENTIFICO ROMAGNOLO PER LO STUDIO E LA CURA DEI TUMORI VIA PIERO MARONCELLI 40 MELDOLA IT 47014 2016-04-01 250000 EXPRESSION OF A PLANT VIRUS VECTOR IN MAMMALS THAT IS TARGETED TO ANTI-CANCER THERAPY. 250000 NONE 1/26/2017, 1/31/18, 1/31/19, 1/31/2020 THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE INFORMATION FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. LILONGWE WILDLIFE TRUST PO BOX 2140 LILONGWE MI 2140 2016-12-09 464500 LITIGATION, LEGISLATION AND LAW ENFORCEMENT SUPPORT: A MULTI-FACETED APPROACH TO COMBATTING ELEPHANT KILLING AND IVORY TRADE IN MALAWI. 299759 NONE 5/22/17, 6/27/18, 7/1/18, 11/11/2019 THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE INFORMATION FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. CORRECTION OF SELF-DEALING PART VII-B, LINE 1A(2): DURING THE YEAR ENDED DECEMBER 31, 2019, OLD WORLD PROPERTIES LLC, A DISQUALIFIED PERSON OF THE FOUNDATION, INADVERTENTLY USED FOUNDATION FUNDS TO PAY ITS EXPENDITURES. ONE PAYMENT WAS MADE DURING THE YEAR WITH THE FOUNDATION'S FUNDS ON JULY 29, 2019 FOR $65,250. THIS TRANSACTION WAS DISCOVERED IN 2019 AND WAS IMMEDIATELY CORRECTED. ALL AMOUNTS WERE REPAID BY THE DISQUALIFIED PERSON ON NOVEMBER 25, 2019. NO TAX HAS BEEN ASSESSED ON THE FOUNDATION MANAGERS OF THE PAUL G. ALLEN FAMILY FOUNDATION. PER REG.53.4941(A)-1(B)(4), ANY PARTICIPATION BY A FOUNDATION MANAGER IS NOT CONSIDERED WILLFUL IF THERE IS NO KNOWLEDGE THE TRANSACTION IS AN ACT OF SELF-DEALING. THE FOUNDATION MANAGERS INVOLVED DID NOT HAVE KNOWLEDGE THE TRANSACTION WOULD RESULT IN SELF-DEALING. THEREFORE, THE PARTICIPATION IS NOT CONSIDERED WILLFUL. ADDITIONAL MEASURES HAVE SINCE BEEN PUT INTO PLACE BY THE FOUNDATION TO EDUCATE FOUNDATION MANAGERS ON THE TYPES OF TRANSACTIONS THAT RESULT IN ACTS OF SELF-DEALING.FORM 4720 WAS FILED IN JANUARY 24, 2020 FOR THE CORRECTION OF SELF-DEALING. THE ISQUALIFIED PERSON AND FOUNDATION OFFICERS UNDERSTAND SUCH TRANSACTIONS ARE IMPERMISSIBLE. 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