2020-11-12T15:04:17-06:00 2019-12-31 111986323 MARCUM LLP 1899 L STREET NW SUITE 850 WASHINGTON DC 20036 990 2019-01-01 131691693 ASTHMA AND ALLERGY FOUNDATION OF AMERICA INC ASTH 8007278462 1235 SOUTH CLARK STREET NO 305 ARLINGTON VA 22202 KENNETH MENDEZ CEO & PRESIDENT 8007278462 2020-11-12 1 FRANK H SMITH P00639053 2022274000 2020-11-12 144.121.95.190 2020-11-12 14:51:43 ES P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 2270870E5AC7EBBD0B361335193D8AAA5AB6242B 2019 2021-01-29 14:40:06Z KENNETH MENDEZ 1235 SOUTH CLARK STREET NO 305 ARLINGTON VA 22202 4495923 0 1462 X WWW.AAFA.ORG X 1953 NY A NATIONAL VOLUNTARY HEALTH ORGANIZATION PROVIDING EDUCATION, INFORMATION, SERVICES & RESEARCH. 21 21 28 28 0 0 2080558 2388891 1782980 1631460 125331 85049 -289 8858 3988580 4114258 0 223709 0 0 2324874 2346652 0 0 518940 1938388 2712273 4263262 5282634 -274682 -1168376 3842387 3688925 1004214 1263748 2838173 2425177 X THE ASTHMA AND ALLERGY FOUNDATION OF AMERICA, INC (THE FOUNDATION), A NOT-FOR-PROFIT FOUNDED IN 1953, IS DEDICATED TO SAVING LIVES & IMPROVING THE QUALITY OF LIFE FOR PEOPLE WITH ASTHMA & ALLERGIC DISEASES, & THEIR CAREGIVERS, THROUGH EDUCATION, ADVOCACY & RESEARCH.THE FOUNDATION PROVIDES PRACTICAL INFORMATION, COMMUNITY BASED SERVICES AND SUPPORT THROUGH A NATIONAL NETWORK OF CHAPTERS AND SUPPORT GROUPS. THE FOUNDATION DEVELOPS HEALTH EDUCATION, ORGANIZES STATE AND NATIONAL ADVOCACY EFFORTS AND FUNDS RESEARCH TO BETTER UNDERSTAND THE IMPACT OF ASTHMA AND ALLERGIC DISEASES. 1 0 1688858 1640318 PUBLIC INFORMATION - PROVIDING INFORMATION TO THE PUBLIC AND CHAPTERS VIA WEBSITE, TOLL-FREE INFORMATION LINE, PUBLICATIONS, MEDIA, CERTIFICATION PROGRAM AND PRINT MATERIALS. 1131398 223709 RESEARCH - AAFA'S PATIENT-CENTERED RESEARCH AIMS TO: BETTER UNDERSTAND THE IMPACT OF ASTHMA AND ALLERGIC DISEASES, MEASURE IMPROVED HEALTH OUTCOMES RELATED TO PATIENT EDUCATION, AND PROVIDE INSIGHTS ON PATIENT EXPERIENCES, BEHAVIORS, PREFERENCES AND KNOWLEDGE. 457609 FAMILY AND PATIENT SERVICES AND PROFESSIONAL EDUCATION - DELIVER COMMUNITY SUPPORT THROUGH PATIENT SUPPORT COMMUNITY, ASK THE ALLERGIST SERVICE, LOCAL CHAPTERS OUTREACH, AND PATIENT EDUCATION PROGRAMS THROUGH ONLINE LEARNING, PRINTED BOOKS, AWARENESS CAMPAIGNS, BLOGS AND ARTICLES. 415966 COMMUNITY AND CHAPTER OUTREACH 415966 3693831 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 27 0 1 28 1 0 0 0 0 0 0 0 0 0 0 0 0 X 21 21 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 0 0 AL AK AZ AR CA CO CT DE FL GA HI ID IL IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC TN TX UT VA WA WV WI WY X X KENNETH MENDEZ 8007278462 1235 SOUTH CLARK STREET NO 305 ARLINGTON VA 22202 KENNETH MENDEZ CEO & PRESIDENT 60.00 X 384892 0 50446 SANAZ EFTEKHARI VP, CORPORATE AFFAIRS AND RESEARCH 60.00 X 146950 0 12956 MELANIE CARVER VP, DIGITAL STRATEGY & COMM. SVCS 60.00 X 146410 0 9839 ERIK ANDERSON DIRECTOR OF DONOR DEVELOPMENT 60.00 X 105341 0 0 RICHARD MURRAY MD CHAIR 1.00 X X 0 0 0 HEIDI BAYER IMMEDIATE PAST CHAIR 2.00 X X 0 0 0 DENNIS CRYER MD SECRETARY 2.00 X X 0 0 0 CALVIN ANDERSON TREASURER & CHAIR OF FINANCE 2.00 X X 0 0 0 COLETTE MARTIN CHAIR OF MKTG. & COMMUNICATIONS 2.00 X 0 0 0 PHYLLIS ARTHUR CHAIR OF CERTIFICATION PROGRAMS 2.00 X 0 0 0 MARY ELLEN CONLEY RN CHAIR OF GOVERNANCE 2.00 X 0 0 0 MITCHELL GRAYSON MD CHAIR OF MEDICAL-SCIENTIFIC 2.00 X 0 0 0 CHRIS WARD CHAIR OF PUBLIC POLICY & ADVOCACY 2.00 X 0 0 0 MARGARET ANDERSON DIRECTOR 1.00 X 0 0 0 BETH EVE CORN MD DIRECTOR 1.00 X 0 0 0 JODI DANIEL DIRECTOR 1.00 X 0 0 0 PRUE FITZPATRICK DIRECTOR 1.00 X 0 0 0 JAMES FLOOD DIRECTOR 1.00 X 0 0 0 LYNN HANESSIAN DIRECTOR 2.00 X 0 0 0 PHILIP S NORMAN MD DIRECTOR 1.00 X 0 0 0 RITESH PATEL DIRECTOR 1.00 X 0 0 0 MONICA E RANDALL DIRECTOR 1.00 X 0 0 0 DR SARBJIT SAINI DIRECTOR 1.00 X 0 0 0 LAWRENCE SCHWARTZ MD PHD DIRECTOR 1.00 X 0 0 0 VICTORIA MATESE JD GENERAL COUNSEL 2.00 X 0 0 0 783593 0 73241 4 0 1 0 ALLERGY STANDARDS LIMITED 140 E 45TH STREET 41ST FLOOR NEW YORK NY 10017 CONSULTING 1484122 MARCUM LLP 1899 L STREET NW SUITE 850 WASHINGTON DC 20036 ACC., HR & MANAGED IT CONSULTING SERV. 434552 2 46607 138942 2203342 2388891 CERTIFICATION INCOME 900099 1311371 1311371 FEES FOR SERVICE 900099 304856 304856 REGISTRATION FEES 900099 13233 13233 HOMORARIUM 900099 2000 2000 1631460 69313 69313 397401 381665 15736 15736 15736 8858 0 8858 8858 4114258 1640318 0 85049 X 223709 223709 591587 416568 136399 38620 1180360 791646 145384 243330 77431 48872 10549 18010 375115 250782 67937 56396 122159 87010 15091 20058 304443 304443 1130661 928100 171990 30571 18291 16685 1606 210192 127726 48517 33949 261371 168715 54139 38517 207801 163271 33281 11249 189257 178514 7443 3300 34223 23507 5203 5513 40096 33711 3590 2795 SUBSCRIPTIONS AND DUES 163628 142456 12121 9051 BAD DEBT EXPENSE 108348 61700 46648 MISCELLANEOUS 22897 20371 1363 1163 FILING FEES 20676 10099 5765 4812 389 389 5282634 3693831 1069863 518940 500 0 323931 784147 1306691 417125 21654 21654 112352 109889 198495 109605 46252 88890 1996585 2248166 34422 19054 3842387 3688925 527972 872555 440917 275000 35325 116193 1004214 1263748 X 1675031 1550687 1163142 874490 2838173 2425177 3842387 3688925 X -1168376 348750 406630 X 0 1 X 1 0 X 2335913 2153767 1750580 2080558 2388891 10709709 2335913 2153767 1750580 2080558 2388891 10709709 4499038 6210671 88784 59447 81542 66149 69313 365235 2001 178 450 320 2949 11077893 8132294 0.56060 0.56560 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2015 AMOUNT: $ 2,001. 2016 AMOUNT: $ 178. 2017 AMOUNT: $ 450. 2018 AMOUNT: $ 320. 2019 AMOUNT: $ 0. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1841 5236 7077 5275557 5282634 414132 103533 0 0 367785 363163 414132 1145080 1717620 7549 6604 7077 21230 91946 90791 103533 286270 429405 1841 1841 348310 29944 6400 371854 359090 -10780 348310 343287 22203 6400 359090 340803 8884 6400 343287 346143 1060 6400 340803 0.43030 0.56970 0 0 70138 11958 58180 75154 47502 27652 53203 50145 3058 88890 DEFERRED RENT AND LEASE INCENTIVES 84682 DEFERRED COMPENSATION LIABILITY 31511 116193 4735660 348750 272652 621402 4114258 0 4114258 5555286 272652 272652 5282634 0 5282634 PART V, LINE 4: THE FOUNDATION HAS A DONOR-RESTRICTED ENDOWMENT FUND ESTABLISHED FOR THE PURPOSE OF SUPPORTING RESEARCH BY PHYSICIAN-SCIENTISTS IN THE FIELD OF ALLERGY AND IMMUNOLOGY. 1 ITSAN 11380 PROSPERITY FARMS ROAD 221E PALM BEACH GARDENS FL 33410 454556484 501(C)(3) 55000 RESEARCH ALLERGY AND ASTHMA NETWORK - MOTHERS OF ASTHMATICS INC 8229 BOONE BOULEVARD SUITE 260 VIENNA VA 22182 541357586 501(C)(3) 55000 RESEARCH HELUNA HEALTH 13300 CROSSROADS PARKWAY NORTH SUITE 450 CITY OF INDUSTRY CA 91746 952557063 501(C)(3) 55000 RESEARCH NATIONAL ECZEMA ASSOCIATION 4460 REDWOOD HIGHWAY SAN RAFAEL CA 94903 930988840 501(C)(3) 55000 RESEARCH 4 0 PART I, LINE 2: RECIPIENTS OF EACH GRANT SIGNED A MEMORANDUM OF UNDERSTANDING WITH AAFA AND OTHER DOMESTIC PARTNERS. A COUNCIL REPRESENTATIVES FROM AAFA AND EACH PARTNER WAS FORMED TO PROVIDE OVERSIGHT FOR THE GRANT FUNDS. X X X 1 0 0 0 0 0 0 0 0 KENNETH MENDEZ CEO & PRESIDENT 384892 0 0 0 0 0 50446 0 0 0 435338 0 0 0 SANAZ EFTEKHARI VP, CORPORATE AFFAIRS AND RESEARCH 146950 0 0 0 0 0 12956 0 0 0 159906 0 0 0 MELANIE CARVER VP, DIGITAL STRATEGY & COMM. SVCS 146410 0 0 0 0 0 9839 0 0 0 156249 0 0 0 PART I, LINE 4A IN 2019, ERIK ANDERSON, DIRECTOR OF DONOR DEVELOPMENT, RECEIVED $12,692 IN SEVERANCE PAYMENTS. FORM 990, PART III, LINE 2 PLEASE REFER TO THE DETAILED DESCRIPTION ON FEDERAL FORM 990, PART III, LINE 4C. FORM 990, PART VI, SECTION B, LINE 11B THE FEDERAL FORM 990, ONCE REVIEWED BY THE FOUNDATION'S ACCOUNTANTS, IS THEN FORWARDED TO THE FOUNDATION'S CEO AND PRESIDENT FOR REVIEW. WHEN THIS SECONDARY REVIEW HAS BEEN COMPLETED, AND THE FEDERAL FORM 990 HAS BEEN APPROPRIATELY UPDATED OR CORRECTED, IT IS PRESENTED TO THE EXECUTIVE COMMITTEE FOR THEIR REVIEW AND APPROVAL. IT IS THEN SHARED WITH THE FULL BOARD OF DIRECTORS PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY AND DISCLOSURE FORM IS DISTRIBUTED TO THE STAFF, WHICH INCLUDES OFFICERS, KEY EMPLOYEES AND HIGHEST COMPENSATED EMPLOYEES AND TO THE FULL BOARD OF DIRECTORS ANNUALLY FOR SIGNATURE REVIEW. ANY REPORTABLE CONFLICTS ARE REPORTED ON DISCLOSURE FORMS AND AT BOARD MEETINGS. DURING THE COURSE OF BOARD MEETING DISCUSSIONS, IF AREAS ARISE WHICH MAY CREATE A CONFLICT, OR THE APPEARANCE OF A CONFLICT OF INTEREST, THE BOARD OF DIRECTORS IS REMINDED OF THEIR RESPONSIBILITY TO RECUSE THEMSELVES FROM PARTICIPATION ON THE SAID MATTER. FORM 990, PART VI, SECTION B, LINE 15A ANNUALLY DURING THE BUDGET PREPARATION PROCESS, THE FINANCE COMMITTEE REVIEWS THE SALARY OF THE CEO AND PRESIDENT, AND COMPARES THE PROPOSED SALARY TO LIKE ORGANIZATIONS, POSITIONS AND GEOGRAPHIC AREAS TO RECOMMEND BUDGET APPROVAL TO THE FULL BOARD OF DIRECTORS. THE CEO AND PRESIDENT'S COMPENSATION IS APPROVED BY THE FULL BOARD OF DIRECTORS. FORM 990, PART VI, SECTION C, LINE 19 THE CONFLICT OF INTEREST POLICY, WHISTLEBLOWER POLICY, FINANCIAL STATEMENTS AND THE FEDERAL FORM 990 ARE AVAILABLE ON THE FOUNDATION'S WEBSITE AT WWW.AAFA.ORG. THEY MAY ALSO BE OBTAINED BY REQUEST FROM THE CEO AND PRESIDENT. FORM 990, PART IX, LINE 11G CONSULTING FEES: PROGRAM SERVICE EXPENSES 728,339. MANAGEMENT AND GENERAL EXPENSES 158,946. FUNDRAISING EXPENSES 27,451. TOTAL EXPENSES 914,736. CERTIFICATION: PROGRAM SERVICE EXPENSES 186,517. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 186,517. TEMPORARY HELP: PROGRAM SERVICE EXPENSES 11,909. MANAGEMENT AND GENERAL EXPENSES 3,613. FUNDRAISING EXPENSES 3,046. TOTAL EXPENSES 18,568. DATA PROCESSING: PROGRAM SERVICE EXPENSES 335. MANAGEMENT AND GENERAL EXPENSES 9,431. FUNDRAISING EXPENSES 74. TOTAL EXPENSES 9,840. HONORARIUM: PROGRAM SERVICE EXPENSES 1,000. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,000. FORM 990, PART XI, LINE 9: CUMULATIVE EFFECT OF ADOPTION OF ASC 2014-09 406,630.