2020-11-12T11:27:49-06:00 2019-12-31 941254756 HOOD & STRONG LLP 275 BATTERY ST STE 900 SAN FRANCISCO CA 94111 990 2019-01-01 465476017 THE BATTERY FOUNDATION BATT 4158969200 400 PACIFIC AVENUE SAN FRANCISCO CA 94133 SUZAN CANLI SECRETARY 4158969200 2020-11-10 1 MAGA E KISRIEV P01008919 4157810793 12.201.128.66 2020-11-10 14:40:57 PS P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 0FD9DDE82EC6D4B8065AB7615AF10F25757ED51F 2019 2021-01-29 14:40:06Z COLLEEN GREGERSON 400 PACIFIC AVENUE SAN FRANCISCO CA 94133 4524580 0 X WWW.THEBATTERYSF.COM/BATTERYPOWERED X 2014 CA TO INCREASE CHARITABLE GIVING BY CONNECTING PHILANTHROPISTS TO NONPROFIT ORGANIZATIONS AND CAUSES THAT ARE TACKLING SOME OF SOCIETY'S TOUGHEST CHALLENGES. 6 6 3 8 0 0 3977694 4452182 0 0 70673 72398 0 0 4048367 4524580 4042390 4117457 0 0 468389 499906 0 0 133306 138673 121233 4649452 4738596 -601085 -214016 3335868 2883651 1545081 1306880 1790787 1576771 TO INCREASE CHARITABLE GIVING BY CONNECTING PHILANTHROPISTS TO NONPROFIT ORGANIZATIONS AND CAUSES THAT ARE TACKLING SOME OF SOCIETY'S TOUGHEST CHALLENGES. 0 0 4451449 4117457 0 IN 2019, THE BATTERY FOUNDATION GREW ITS COMMUNITY TO 633 MEMBERS/DONORS WHO COLLECTIVELY MADE GRANTS TOTALING $4.1 MILLION TO 36 ORGANIZATIONS WORKING IN THE AREAS OF ADDICTION & RECOVERY, HOMELESSNESS IN SAN FRANCISCO, AND OPPORTUNITY YOUTH. 4451449 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 1 7 0 1 3 1 0 0 0 0 0 0 0 0 0 0 0 0 X 6 6 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 CA X SUZAN CANLI 4158969200 400 PACIFIC AVENUE SAN FRANCISCO CA 94133 XOCHILTZIN BIRCH PRESIDENT 0.50 X X 0 0 0 MICHAEL BIRCH TREASURER 0.50 X X 0 0 0 SUZAN CANLI SECRETARY 1.00 X X 0 0 0 JAMIE ALLISON DIRECTOR 0.50 X 0 0 0 DAN KINSLEY DIRECTOR 0.50 X 0 0 0 JENI IZUEL DIRECTOR (STARTING 10/2019) 0.50 X 0 0 0 COLLEEN GREGERSON EXECUTIVE DIRECTOR 40.00 X 168034 0 19551 NICOLE GARZINO DIRECTOR OF MEMBERSHIP 40.00 X 117534 0 16367 285568 0 35918 2 0 1 0 0 4452182 291884 4452182 72398 72398 4524580 0 0 72398 4117457 4117457 317161 140233 63432 113496 106550 106550 11808 7085 1653 3070 35097 21058 4914 9125 29290 17574 4101 7615 3037 3037 32690 32690 44699 6385 38314 2047 2047 1422 1422 1342 1342 2231 2231 PRINTING AND PUBLICATIO 22855 22855 BOOKS, SUBSCRIPTIONS, R 6220 6220 THEME EDUCATION/SPEAKER 4690 4690 4738596 4451449 153841 133306 962524 621185 2170225 2236771 203119 15600 0 10095 3335868 2883651 14384 25278 1530697 1281602 1545081 1306880 X 1790787 1554271 0 22500 1790787 1576771 3335868 2883651 -214016 0 X 0 1 X 1 0 X 4655934 4737487 4819027 3977694 4452182 22642324 4655934 4737487 4819027 3977694 4452182 22642324 2056413 20585911 36305 70673 72398 179376 22821700 0.90200 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 87500 187500 275000 4463596 4738596 386930 96733 0 0 361135 382473 386930 1130538 1695807 198 372500 275000 647698 90284 95618 96733 282635 423953 99 87500 87500 175099 0 X 4600937 76357 76357 4524580 0 4524580 4814953 76357 76357 4738596 0 4738596 PART X, LINE 2: THE FOUNDATION HAS BEEN GRANTED TAX EXEMPT STATUS UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND SECTION 23701D OF THE CALIFORNIA REVENUE AND TAXATION CODE. IN ADDITION, THE FOUNDATION HAS BEEN DETERMINED BY THE INTERNAL REVENUE SERVICE NOT TO BE A PRIVATE FOUNDATION WITHIN THE MEANING OF SECTION 509(A) OF THE INTERNAL REVENUE CODE. MANAGEMENT EVALUATED THE FOUNDATION'S TAX POSITIONS AND CONCLUDED THAT THE FOUNDATION HAD MAINTAINED ITS TAX EXEMPT STATUS AND HAD NOT TAKEN UNCERTAIN TAX POSITIONS THAT REQUIRED ADJUSTMENT TO THE FINANCIAL STATEMENTS. THEREFORE, NO PROVISION OR LIABILITY FOR INCOME TAXES HAS BEEN INCLUDED IN THE FINANCIAL STATEMENTS. 1 10000 DEGREES 1650 LOS GAMOS DRIVE SAN RAFAEL CA 94903 953667812 501(C)(3) 149657 0 EXPANSION OF SAN FRANCISCO COLLEGE SUCCESS INITIATIVE BEYOND EMANCIPATION 675 HEGENBERGER ROAD SUITE 100 OAKLAND CA 94621 943219520 501(C)(3) 10000 0 SUPPORT FOR HOUSING, EDUCATION, EMPLOYMENT, AND TRANSITIONS SERVICES FOR FOSTER YOUTH IN ALAMEDA CO. BRILLIANT CORNERS 1360 MISSION STREET SAN FRANCISCO CA 94103 562379862 501(C)(3) 250000 0 LAUNCH A PLATFORM THAT RAPIDLY SCALES SUPPORTIVE HOUSING IN SAN FRANCISCO CALIFORNIA BRIDGE (PUBLIC HEALTH INSTITUTE) 555 12TH ST 10TH FLOOR OAKLAND CA 94607 941646278 501(C)(3) 250000 0 EXPAND MEDICATION-ASSISTED TREATMENT FOR OPIOID USE DISORDER TO HOSPITAL EMERGENCY ROOMS THROUGHOUT CALIFORNIA COMMUNITY HOUSE PARTNERSHIP 20 JONES STREET SAN FRANCISCO CA 94102 943112338 501(C)(3) 11166 0 GENERAL SUPPORT FOR SUPPORTIVE HOUSING SERVICES FOR INDIVIDUALS EXPERIENCING OR AT RISK OF HOMELESSNESS IN SAN FRANCISCO COMPASS FAMILY SERVICES 49 POWELL STREET 3RD FLOOR SAN FRANCISCO CA 94102 941156622 501(C)(3) 11166 0 GENERAL SUPPORT FOR HOUSING, MENTAL HEALTH, AND EDUCATION SERVICES FOR FAMILIES EXPERIENCING AND AT RISK OF HOMELESSNESS IN SAN FRANCISCO EPISCOPAL COMMUNITY SERVICES OF SAN FRANCISCO 165 8TH STREET SAN FRANCISCO CA 94103 943096716 501(C)(3) 12166 0 GENERAL SUPPORT FOR HOUSING, MENTAL HEALTH, AND EDUCATION SERVICES FOR FAMILIES EXPERIENCING AND AT RISK OF HOMELESSNESS IN SAN FRANCISCO FIRST PLACE FOR YOUTH 426 17TH STREET OAKLAND CA 94612 943341034 501(C)(3) 174645 0 EXPANSION OF HOUSING AND SUPPORTIVE SERVICES FOR FOSTER AND HOMELESS YOUTH AGED 18-24 IN SAN FRANCISCO, ALAMEDA, AND SANTA CLARA COUNTIES HAMILTON FAMILIES 1631 HAYES ST SAN FRANCISCO CA 94117 943055602 501(C)(3) 130018 0 SUPPORT FAMILIES TO MOVE BEYOND HOMELESSNESS BY PILOTING A THREE-YEAR MODEL, HEADING HOME PHASE 2 HARM REDUCTION COALITION 1111 BROADWAY 3RD FLOOR OAKLAND CA 94607 943204958 501(C)(3) 10000 0 GENERAL SUPPORT FOR ADVOCACY TO ADVANCE POLICIES AND PRACTICES THAT REDUCE THE HARMS OF DRUG USE HEALTHRIGHT 360 1563 MISSION STREET SAN FRANCISCO CA 94103 946129071 501(C)(3) 21166 0 GENERAL SUPPORT FOR SUBSTANCE USE DISORDER TREATMENT, MENTAL AND PHYSICAL HEALTH SERVICES HEFFTER RESEARCH INSTITUTE 369 MONTEZUMA AVE SANTA FE NM 87508 850414512 501(C)(3) 239681 0 PILOT STUDIES OF PSYCHEDELICS-ASSISTED TREATMENT OF OPIOID USE DISORDER HIV EDUCATION AND PREVENTION PROJECT OF ALAMEDA COUNTY PO BOX 7522 OAKLAND CA 94601 943205535 501(C)(3) 10000 0 GENERAL SUPPORT OF HARM REDUCTION SERVICES IN ALAMEDA AND CONTRA COSTA COUNTIES HOMELESS PRENATAL PROGRAM 2500 18TH STREET SAN FRANCISCO CA 94110 943146280 501(C)(3) 250000 0 INCREASE CAREER PATHWAYS OUT OF HOMELESSNESS FOR LOW-INCOME WOMEN AND THEIR FAMILIES LARKIN STREET YOUTH SERVICES 134 GOLDEN GATE AVENUE SAN FRANCISCO CA 94102 942917999 501(C)(3) 250000 0 BUILD STRATEGIC AND PROGRAMMATIC CAPACITY TO LEAD THE RISING UP CAMPAIGN LIFE LEARNING ACADEMY 651 8TH STREET TREASURE ISLAND SAN FRANCISCO CA 94130 460744397 501(C)(3) 250420 0 GENERAL SUPPORT FOR A PUBLIC CHARTER HIGH SCHOOL FOR STUDENTS WHO HAVE NOT BEEN SUCCESSFUL IN TRADITIONAL SCHOOL SETTINGS NATIONAL ADVOCATES FOR PREGNANT WOMEN 875 6TH AVENUE SUITE 1807 NEW YORK NY 10001 522282183 501(C)(3) 250000 0 ADVANCE THE HEALTH AND SAFETY OF PREGNANT AND PARENTING WOMEN TARGETED FOR PUNITIVE DRUG POLICIES NATIONAL CENTER FOR YOUTH LAW 405 14TH STREET OAKLAND CA 94612 942506933 501(C)(3) 10000 0 GENERAL SUPPORT FOR NCYL'S WORK TO TRANSFORM CALIFORNIAS JUVENILE JUSTICE SYSTEM NEW DOOR VENTURES 3221 20TH STREET SAN FRANCISCO CA 94110 942780274 501(C)(3) 250000 0 EXPANSION OF WORKFORCE PROGRAMS FOR OPPORTUNITY YOUTH AGES 16-24 IN SAN FRANCISCO AND ALAMEDA COUNTIES PIVOTAL 75 EAST SANTA CLARA STREET SUITE 1450 SAN JOSE CA 95113 770166138 501(C)(3) 10000 0 GENERAL SUPPORT FOR EDUCATION AND EMPLOYMENT PROGRAMMING FOR FOSTER YOUTH IN SANTA CLARA AND SAN MATEO COUNTIES PRC 785 MARKET STREET 10TH FLOOR SAN FRANCISCO CA 94103 943078431 501(C)(3) 10000 0 GENERAL SUPPORT FOR RESIDENTIAL, LEGAL, AND MENTAL HEALTH SERVICES FOR PEOPLE STRUGGLING WITH ADDICTION, HIV/AIDS, OR HOMELESSNESS RYSE CENTER INC 205 41ST STREET RICHMOND CA 94805 260692904 501(C)(3) 10000 0 GENERAL SUPPORT FOR EDUCATION, ORGANIZING, HEALTH, AND CREATIVE ARTS PROGRAMMING FOR YOUNG PEOPLE IN CONTRA COSTA COUNTY SAN FRANCISCO AIDS FOUNDATION 1035 MARKET STREET SAN FRANCISCO CA 94103 942927405 501(C)(3) 10000 0 GENERAL SUPPORT FOR SEXUAL HEALTH AND SUBSTANCE USE SERVICES AND ADVOCACY SAN FRANCISCO CASA 2535 MISSION STREET SAN FRANCISCO CA 94110 943039028 501(C)(3) 192175 0 STRATEGIC AND BUSINESS PLANNING AND VOLUNTEER RECRUITMENT TO EXPAND SFCASA'S ADVOCACY AND MENTORSHIP PROGRAM FOR FOSTER YOUTH SAN FRANCISCO DRUG USER'S UNION 149 TURK ST SAN FRANCISCO CA 94102 465106485 501(C)(3) 10000 0 GENERAL SUPPORT FOR HARM REDUCTION SERVICES IN SAN FRANCISCO SAN FRANCISCO GENERAL HOSPITAL FOUNDATION PO BOX 410836 SAN FRANCISCO CA 94141 943189424 501(C)(3) 361166 0 ENHANCE AND SCALE THE DELIVERY OF TEAM-BASED SOCIAL MEDICINE AT ZUCKERBERG SAN FRANCISCO GENERAL HOSPITAL, UCSF CITYWIDE CASE MANAGEMENT PROGRAMS SAN FRANCISCO INTERFAITH COUNCIL PO BOX 29055 SAN FRANCISCO CA 94129 943152098 501(C)(3) 12166 0 GENERAL SUPPORT FOR WORK ON CIVIL RIGHTS, HOMELESSNESS, AND HOUSING AFFORDABILITY SWORDS TO PLOWSHARES 1060 HOWARD STREET SAN FRANCISCO CA 94103 942260626 501(C)(3) 220660 0 INCREASE HOUSING STABILIZATION FOR HOMELESS VETERANS EXPERIENCING SEVERE MENTAL ILLNESS TEEN SUCCES INC 508 VALLEY WAY MILPITAS CA 95035 450702884 501(C)(3) 10000 0 GENERAL SUPPORT FOR PROGRAMS THAT EMPOWERS YOUNG MOTHERS IN THE BAY AREA TO GRADUATE HIGH SCHOOL THE DRUG POLICY ALLIANCE 131 WEST 33RD STREET NEW YORK NY 10001 521516692 501(C)(3) 10000 0 GENERAL SUPPORT FOR ADVOCACY TO ADVANCE POLICIES AND ATTITUDES THAT REDUCE THE HARMS OF DRUG USE YOUNG WOMEN'S FREEDOM CENTER 832 FOLSOM STREET SUITE 700 SAN FRANCISCO CA 94107 943227681 501(C)(3) 206205 0 AN EDUCATION ACCESS, CAREER EXPLORATION, AND LEADERSHIP DEVELOPMENT PROGRAM FOR SYSTEMS-INVOLVED YOUNG WOMEN YR MEDIA 1701 BROADWAY OAKLAND CA 94612 943180825 501(C)(3) 10000 0 GENERAL SUPPORT FOR MEDIA TRAINING, EMPLOYMENT, AND SUPPORT SERVICES FOR OPPORTUNITY YOUTH THE PHOENIX 2239 CHAMPA ST DENVER CO 80205 204648043 501(C)(3) 250000 0 LAUNCH A SOBER ACTIVE COMMUNITY IN SAN FRANCISCO YOUNG PEOPLE IN RECOVERY 1415 PARK AVENUE WEST DENVER CO 80205 464109067 501(C)(3) 250000 0 LAUNCH NEW CHAPTERS TO HELP YOUNG PEOPLEFIND PEER SUPPORT AND RESOURCES TO THRIVE IN RECOVERY 34 0 PART I, LINE 2: ORGANIZATIONS IN RECEIPT OF A GRANT IN EXCESS OF $10,000 FROM THE BATTERY FOUNDATION ARE REQUIRED TO SUBMIT AN ANNUAL NARRATIVE AND FINANCIAL REPORT AS WELL AS A FINAL NARRATIVE AND FINANCIAL REPORT AT THE CONCLUSION OF THEIR GRANT. IN ADDITION, ONGOING COMMUNICATION WITH GRANTEES TAKES PLACE BETWEEN THESE FORMAL REPORTING PERIODS, AND INCLUDE IN SOME CASES SITE VISITS TO THE ORGANIZATIONS. X X 0 0 0 0 0 0 0 0 0 COLLEEN GREGERSON EXECUTIVE DIRECTOR 168034 0 0 0 0 0 7641 0 11910 0 187585 0 0 0 X 1 33500 FMV X 11 258384 FMV 0 0 0 0 PART I, COLUMN (B): THE NUMBER OF CONTRIBUTIONS REPRESENTS THE NUMBER OF CONTRIBUTORS, NOT THE NUMBER OF ITEMS CONTRIBUTED. FORM 990, PART VI, SECTION A, LINE 2 XOCHILTZIN AND MICHAEL BIRCH HAS A FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 WAS REVIEWED BY THE EXECUTIVE DIRECTOR AND BOARD OF DIRECTORS PRIOR TO ITS FILING. FORM 990, PART VI, SECTION B, LINE 12C THE BATTERY FOUNDATION'S CONFLICT OF INTEREST POLICY COVERS DIRECTORS, OFFICERS, AND MEMBERS OF A COMMITTEE WITH GOVERNING BOARD DELEGATED POWERS. THE BOARD OF DIRECTORS (LESS THE FINANCIALLY INTERESTED PERSON(S)) REVIEWS CONFLICTS OF INTEREST AND MAKES THE DETERMINATION ON WHETHER A CONFLICT OF INTEREST EXISTS. PERSONS WITH A CONFLICT OF INTEREST ARE BARRED FROM PARTICIPATING IN ANY DECISIONS ON THE RELATED MATTER AND FROM VOTING ON ANY RELATED ISSUES. FORM 990, PART VI, SECTION B, LINE 15A THE COMPENSATION OF THE EXECUTIVE DIRECTOR WAS DECIDED AND APPROVED BY THE FULL BOARD OF DIRECTORS IN 2017. AMPLIFIER STRATEGIES WAS ENGAGED AS A CONSULTANT AT THAT TIME AND SUPPORTED COMPENSATION REVIEW. SINCE THEN AMPLIFIER HAS NOT BEEN ENGAGED AND ONLY ONE ADJUSTMENT TO THE ED SALARY HAS BEEN MADE A COST OF LIVING ADJUSTMENT OF 3% WAS MADE FOR 2018 IN LINE WITH THE CONSUMER PRICE INDEX FROM THE BUREAU OF LABOR STATISTICS FOR THE SAN FRANCISCO AREA. THE SAME COST OF LIVING ADJUSTMENT WAS MADE FOR ALL EMPLOYEES. ONE EMPLOYER AT THE MANAGER LEVEL ALSO RECEIVED A MERIT INCREASE FOR EXCELLENT ANNUAL PERFORMANCE AS DOCUMENTED IN HER ANNUAL EVALUATION. FORM 990, PART VI, SECTION C, LINE 19 AUDITED FINANCIAL STATEMENTS AND ANNUAL FORM 990 ARE AVAILABLE UPON REQUEST FOR THE SAME PERIOD OF TIME SET FORTH IN SEC. 6104(D).