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SUITE 1100 NEW YORK NY 100193879 TRUSTEE 40.00 0 0 0 DANA WECHSLER LINDEN 156 WEST 56TH ST SUITE 1100 NEW YORK NY 100193879 TRUSTEE 1.00 0 0 0 ROGER T ULLMAN 156 WEST 56TH ST SUITE 1100 NEW YORK NY 100193879 EXECUTIVE DIRECTOR 40.00 544646 87664 0 KAREN A SIMONSON 156 W 56TH ST STE 1100 NY NY 100193879 DIRECTOR OF FINANCE 26.00 112812 60647 0 RYAN L PRICE 156 W 56TH ST STE 1100 NY NY 100193879 PROGRAM ASSOCIATE 40.00 124950 33734 0 AMY M TOHN 156 W 56TH ST STE 1100 NY NY 100193879 OFFICE ADMINISTRATOR 40.00 97203 23979 0 CYBELE-TERES GOUVERNEUR-KELLER 156 W 56TH ST STE 1100 NY NY 100193879 OFFICE ADMINISTRATOR 40.00 41618 16438 0 0 SPITFIRE STRATEGIES 2300 N STREET NW SUITE 610 WASHINGTON DC 20037 STRATEGIC COMMUNICATION 338523 RHODIUM GROUP 5 COLUMBUS CIRCLE SUITE 1801 NEW YORK NY 10019 US CLIMATE ANALYSIS SERVICES 207385 CASSIDY & ASSOCIATES 607 14TH STREET SUITE 400 WASHINGTON DC 20005 NON-LOBBYING SERVICES 95327 CORRIDOR PARTNERS PO BOX 20332 NEW YORK NY 10001 PROGRAM PLANNING 55000 0 CLIMATE POLICY INITIATIVES: SEEKS TO (1) ENCOURAGE THE ADOPTION OF AN ECONOMY-WIDE, MARKET-BASED SOLUTION TO ADDRESS THE CHALLENGE OF CLIMATE CHANGE AND ADVANCE A CLEAN-ENERGY ECONOMY, AND (2) GAIN THE INCLUSION OF CARBON DIOXIDE REMOVAL, ONE OF THE MAJOR NECESSARY COMPONENTS OF A GLOBAL CLIMATE SOLUTION, IN U.S. CLIMATE POLICY. 2359135 0 15442670 1042698 0 16485368 0 0 16485368 247281 16238087 811904 X 8137193 0 8137193 7293 8129900 2015-03-20 X 319714 430360 975337 396121 2121532 271757 365806 829036 336703 1803302 8137193 7858981 6852659 6863961 29712794 5778058 5740465 5177121 3892838 20588482 2359135 2118516 1675538 2971123 9124312 0 0 541269 613939 650225 721494 2526927 0 0 0 0 LAWRENCE H LINDEN DANA WECHSLER LINDEN X ALLIANCE FOR MARKET SOLUTIONS 325 7TH STREET NW SUITE 820 WASHINGTON DC 20004 N/A PC GENERAL OPERATING SUPPORT 2325000 AMERICAN ASSOCIATION FOR THE ADVANCEMENT OF SCIENCE 1200 NEW YORK AVENUE NW WASHINGTON DC 20005 N/A PC HOW WE RESPOND INITIATIVE 100000 AMERICAN FLOOD COALITION 1342 FLORIDA AVENUE NW WASHINGTON DC 20009 N/A PC GENERAL OPERATING SUPPORT 50000 BIPARTISAN POLICY CENTER 1225 EYE STREET NW SUITE 1000 WASHINGTON DC 20005 N/A PC CARBON DIOXIDE REMOVAL 300000 BROOKINGS INSTITUTION 1775 MASSACHUSETTS AVENUE NW WASHINGTON DC 20036 N/A PC CARBON TAX INITIATIVES 12500 CARBON 180 1111 BROADWAY 3RD FLOOR OAKLAND CA 94607 N/A PC CARBON DIOXIDE REMOVAL 267667 CENTER FOR AMERICAN PROGRESS 1333 H STREET NW 10TH FLOOR WASHINGTON DC 20005 N/A PC CLIMATE CHANGE PROGRAMS 425000 CLIMATE LEADERSHIP COUNCIL C/O WILMER CUTLER PICKERING HALE AND CAROLINE DOTOLO 60 STATE STREET BOSTON MA 02109 N/A PC CARBON DIVIDENDS INITIATIVE 100000 CLIMATE MOBILIZATION PROJECT 275 NINTH STREET SUITE 150387 BROOKLYN NY 11215 N/A PC GENERAL OPERATING SUPPORT 2500 COLUMBIA UNIVERSITY 622 W 113TH STREET MC4522 NEW YORK NY 10025 N/A PC CENTER ON GLOBAL ENERGY POLICY 25000 DUKE UNIVERSITY 2138 CAMPUS DRIVE DURHAM NC 27708 N/A PC NICHOLAS INSTITUTE 50000 ENERGY FUTURES INITIATIVE INC 900 17TH STREET NW SUITE 1100 WASHINGTON DC 20006 N/A PC CARBON DIOXIDE REMOVAL 291300 ENVIRONMENTAL DEFENSE FUND 257 PARK AVENUE S NEW YORK NY 10010 N/A PC CARBON DIOXIDE REMOVAL 83000 ENVIRONMENTAL DEFENSE FUND 257 PARK AVENUE S NEW YORK NY 10010 N/A PC GENERAL OPERATING SUPPORT 25000 ENVIRONMENTAL LAW INSTITUTE 1730 M STREET NW SUITE 700 WASHINGTON DC 20036 N/A PC JUDICIARY GRANT 125000 GREAT PLAINS INSTITUTE 2801 21ST AVENUE S SUITE 220 MINNEAPOLIS MN 55407 N/A PC CARBON DIOXIDE REMOVAL 150000 LEAGUE OF CONSERVATION VOTERS EDUCATION FUND 1920 L STREET NW SUITE 800 WASHINGTON DC 20036 N/A PC EDUCATION FUND 50000 MALIASILI INITIATIVES INC PO BOX 293 UNDERHILL VT 05489 N/A PC GENERAL OPERATING SUPPORT 5000 NATURAL RESOURCES DEFENSE COUNCIL 40 WEST 20TH STREET NEW YORK NY 10011 N/A PC CLIMATE CHANGE 125000 NATURAL RESOURCES DEFENSE COUNCIL 40 WEST 20TH STREET NEW YORK NY 10011 N/A PC GENERAL OPERATING SUPPORT 25000 NISKANEN CENTER 1875 CONNECTICUT AVENUE NW 10TH FLOOR WASHINGTON DC 20009 N/A PC CARBON TAX 100000 OPEN SPACE INSTITUTE 1350 BROADWAY SUITE 201 NEW YORK NY 10018 N/A PC GENERAL OPERATING SUPPORT 10000 RESOURCES FOR THE FUTURE 1616 P STREET NW WASHINGTON DC 20036 N/A PC GENERAL OPERATING SUPPORT 25000 RESOURCES FOR THE FUTURE 1616 P STREET NW WASHINGTON DC 20036 N/A PC 2022 TRANSITION FUND 50000 RESOURCES FOR THE FUTURE 1616 P STREET NW WASHINGTON DC 20036 N/A PC SHARP FUND FOR POLICY ENGAGEMENT 50000 RESOURCES FOR THE FUTURE 1616 P STREET NW WASHINGTON DC 20036 N/A PC CLIMATE POLICY INITIATIVE 200000 ROCKEFELLER FAMILY FUND 475 RIVERSIDE DRIVE SUITE 900 NEW YORK NY 10115 N/A PC GENERAL OPERATING SUPPORT 25000 STUDENTS FOR CARBON DIVIDENDS C/O CLIMATE LEADERSHIP CNCL 1250 CONNECTICUT AVENUE SUITE 625 WASHINGTON DC 20036 N/A PC CARBON TAX INITIATIVES 50000 THE NATURE CONSERVANCY 4245 NORTH FAIRFAX DRIVE SUITE 100 ARLINGTON VA 22203 N/A PC GENERAL OPERATING SUPPORT 10000 THIRD WAY INSTITUTE 1025 CONNECTICUT AVENUE NW SUITE 501 WASHINGTON DC 20036 N/A PC GENERAL OPERATING SUPPORT 10000 WILDLIFE CONSERVATION SOCIETY 2300 SOUTHERN BOULEVARD BRONX NY 10460 N/A PC AMERICAN BISON SOCIETY 100000 WILDLIFE CONSERVATION SOCIETY 2300 SOUTHERN BOULEVARD BRONX NY 10460 N/A PC GENERAL OPERATING SUPPORT 10000 WORLD RESOURCES INSTITUTE 10 G STREET NE SUITE 800 WASHINGTON DC 20002 N/A PC CARBON DIOXIDE REMOVAL 100000 WORLD RESOURCES INSTITUTE 10 G STREET NE SUITE 800 WASHINGTON DC 20002 N/A PC CARBON PRICING 25000 WORLD RESOURCES INSTITUTE 10 G STREET NE SUITE 800 WASHINGTON DC 20002 N/A PC CDR OBJECTIVES AND OPPS 25000 WORLD RESOURCES INSTITUTE 10 G STREET NE SUITE 800 WASHINGTON DC 20002 N/A PC GENERAL OPERATING SUPPORT 25000 WORLD WILDLIFE FUND 1250 24TH STREET NW PO BOX 97180 WASHINGTON DC 20090 N/A PC NORTHERN GREAT PLAINS RESTORATION 150000 WORLD WILDLIFE FUND 1250 24TH STREET NW PO BOX 97180 WASHINGTON DC 20090 N/A PC GENERAL OPERATING SUPPORT 100000 5601967 ALLIANCE FOR MARKET SOLUTIONS 325 7TH STREET NW SUITE 820 WASHINGTON DC 20004 N/A PC GENERAL OPERATING SUPPORT 6075000 BIPARTISAN POLICY CENTER 1225 EYE STREET NW SUITE 1000 WASHINGTON DC 20005 N/A PC CARBON DIOXIDE REMOVAL 300000 CARBON 180 1111 BROADWAY 3RD FLOOR OAKLAND CA 94607 N/A PC CARBON DIOXIDE REMOVAL 150000 CLIMATE LEADERSHIP COUNCIL C/O WILMER CUTLER PICKERING HALE AND CAROLINE DOTOLO 60 STATE ST BOSTON MA 02109 N/A PC CARBON DIVIDENDS INITIATIVE 100000 ENVIRONMENTAL DEFENSE FUND 257 PARK AVENUE S NEW YORK NY 10010 N/A PC CARBON DIOXIDE REMOVAL 200000 GREAT PLAINS INSTITUTE 2801 21ST AVENUE S SUITE 220 MINNEAPOLIS MN 55407 N/A PC CARBON DIOXIDE REMOVAL 150000 NATURAL RESOURCES DEFENSE COUNCIL 40 WEST 20TH STREET NEW YORK NY 10011 N/A PC CLIMATE CHANGE 187500 NISKANEN CENTER 1875 CONNECTICUT AVENUE NW 10TH FLOOR WASHINGTON DC 20009 N/A PC CARBON TAX 50000 RESOURCES FOR THE FUTURE 1616 P STREET NW WASHINGTON DC 20036 N/A PC CLIMATE POLICY INITIATIVE 100000 WORLD RESOURCES INSTITUTE 10 G STREET NE SUITE 800 WASHINGTON DC 20002 N/A PC CDR OBJECTIVES AND OPPS 50000 7362500 14 19773 14 393183 18 434395 OTHER INVESTMENT LOSS 14 -50 ORGANIZATION ADMINISTRATIVE INCOME 81168 0 847301 81168 928469 11C LINDEN TRUST FOR CONSERVATION (THE "TRUST") HAS ENTERED INTO A SHARED SERVICES AGREEMENT WITH LTC ACTION, INC. (THE ORGANIZATION"), AN IRS RECOGNIZED ORGANIZATION DESCRIBED UNDER IRS CODE SECTION 501(C)(4), GOVERNING THE ALLOCATED COSTS OF THE ORGANIZATION'S USE OF THE TRUST'S PAID STAFF AND FACILITIES. DURING THE YEAR ENDED DECEMBER 31, 2019, THE ORGANIZATION PAID THE TRUST $81,168. 0 0 0 0 0 1 0 0 1 1b(4) 33474 LTC ACTION INC LINDEN TRUST FOR CONSERVATION (THE "TRUST") HAS ENTERED INTO A SHARED SERVICES AGREEMENT WITH LTC ACTION, INC. (THE ORGANIZATION"), AN IRS RECOGNIZED ORGANIZATION DESCRIBED UNDER IRS CODE SECTION 501(C)(4), GOVERNING THE ALLOCATED COSTS OF THE ORGANIZATION'S USE OF THE TRUST'S PAID STAFF AND FACILITIES. DURING THE YEAR ENDED DECEMBER 31, 2019, THE ORGANIZATION REIMBURSED THE TRUST $33,474 FOR SHARED COSTS. 1c 81168 LTC ACTION INC LINDEN TRUST FOR CONSERVATION (THE "TRUST") HAS ENTERED INTO A SHARED SERVICES AGREEMENT WITH LTC ACTION, INC. (THE ORGANIZATION"), AN IRS RECOGNIZED ORGANIZATION DESCRIBED UNDER IRS CODE SECTION 501(C)(4), GOVERNING THE ALLOCATED COSTS OF THE ORGANIZATION'S USE OF THE TRUST'S PAID STAFF AND FACILITIES. DURING THE YEAR ENDED DECEMBER 31, 2019, THE ORGANIZATION PAID THE TRUST $81,168. 1 LTC ACTION INC 501(C)(4) LINDEN TRUST FOR CONSERVATION (THE "TRUST") HAS ENTERED INTO A SHARED SERVICES AGREEMENT WITH LTC ACTION, INC. (THE ORGANIZATION") GOVERNING THE ALLOCATION OF COSTS AND REIMBURSEMENT OF EXPENSES FROM THE ORGANIZATION FOR THE USE OF THE TRUST'S COMPENSATED STAFF, EQUIPMENT AND FACILITIES. THE ORGANIZATION'S BOARD PRESIDENT ALSO SERVES AS A COMPENSATED OFFICER OF THE TRUST, AND THEREFORE COMMON CONTROL IS PRESENT. X X 1 ALEXANDER FOUNDATION C/O RUANE CUNNIFF GOLDFARB 9 WEST 5 NEW YORK NY 100192701 2983974 X 2 LAWRENCE H LINDEN AND DANA W LINDEN 156 WEST 56TH STREET NEW YORK NY 100193879 2000000 X 3 RED CRANE FOUNDATION PO BOX 73 BOWLING GREEN STATION NEW YORK NY 102740073 1400000 X 4 THE GRANTHAM FOUNDATION FOR THE PROTECTION OF THE ENVIRONMENT 40 ROWES WHARF STE 600 BOSTON MA 021103327 1400000 X 5 THE LITTERMAN FAMILY FOUNDATION PO BOX 73 BOWLING GREEN STATION NEW YORK NY 102740073 300000 X FINANCIAL STATEMENT AUDIT AND TAX RETURN PREPARATION 42258 0 0 19500 ABBOTT LABORATORIES CMN (ABT) 360.000 SHARES 31270 31270 ADOBE INC CMN (ADBE) 240.000 SHARES 79154 79154 ALIBABA GROUP HOLDING LIMITED SPONSORED ADR CMN (BABA) 345.000 SHARES 73175 73175 ALPHABET INC. CMN CLASS A (GOOGL) 62.000 SHARES 83042 83042 AMAZON.COM INC CMN (AMZN) 35.000 SHARES 64674 64674 AUTOMATIC DATA PROCESSING INC CMN (ADP) 276.000 SHARES 47309 47309 BECTON, DICKINSON AND COMPANY CMN (BDX) 167.000 SHARES 45419 45419 BOOKING HOLDINGS INC. CMN (BKNG) 17.000 SHARES 34913 34913 BOSTON SCIENTIFIC CORP. COMMON STOCK (BSX) 612.000 SHARES 27675 27675 BURLINGTON STORES INC CMN (BURL) 124.000 SHARES 28276 28276 ELANCO ANIMAL HEALTH INCORPORA CMN (ELAN) 1,006.000 SHARES 29627 29627 EPAM SYS INC CMN (EPAM) 151.000 SHARES 32036 32036 FACEBOOK, INC. CMN CLASS A (FB) 319.000 SHARES 65475 65475 GLOBAL PAYMENTS INC. CMN (GPN) 141.000 SHARES 25741 25741 INTUIT INC CMN (INTU) 89.000 SHARES 23312 23312 MICROSOFT CORPORATION CMN (MSFT) 666.000 SHARES 105028 105028 MONSTER BEVERAGE CORPORATION CMN (MNST) 314.000 SHARES 19955 19955 NEUROCRINE BIOSCIENCES, INC. CMN (NBIX) 127.000 SHARES 13651 13651 PALO ALTO NETWORKS INC. CMN (PANW) 118.000 SHARES 27288 27288 PAYPAL HOLDINGS, INC. CMN (PYPL) 475.000 SHARES 51381 51381 ROYAL CARIBBEAN CRUISES LTD ISIN: LR0008862868 (RCL) 185.000 SHARES 24844 24844 SIRIUS XM HOLDINGS INC CMN (SIRI) 4,221.000 SHARES 30180 30180 TENCENT HOLDINGS LTD UNSPONSORED ADR CMN (TCEHY) 1,266.000 SHARES 61027 61027 THERMO FISHER SCIENTIFIC INC CMN (TMO) 81.000 SHARES 26330 26330 VARIAN MEDICAL SYSTEMS INC CMN (VAR) 82.000 SHARES 11645 11645 VISA INC. CMN CLASS A (V) 384.000 SHARES 72154 72154 ZOETIS INC. CMN CLASS A (ZTS) 403.000 SHARES 53337 53337 DYNAMIC EQUITY MANAGERS: PORTFOLIO 2 [SERIES] FMV 812473 812473 DYNAMIC EQUITY MANAGERS: PORTFOLIO 4 [SERIES] FMV 1000617 1000617 EDGEWATER GROWTH CAPITAL PARTNERS II, L.P. FMV 213271 213271 EDGEWATER GROWTH CAPITAL PARTNERS, L.P. FMV 140788 140788 GLOBAL DISTRESSED OPPORTUNITIES CAYMAN UNIT TRUST FMV 26933 26933 GOLDMAN SACHS CORE FIXED INCOME FUND INST CL P (GSFIX) 123,573.027 SHARES FMV 1330881 1330881 GOLDMAN SACHS EMERGING MRKTS EQUITY INSIGHTS CL P (GAGPX) 43,331.592 SHARES FMV 425083 425083 GOLDMAN SACHS HIGH YIELD FLOATING RATE INST CL P (GSFRX) 266,561.340 SHARES FMV 2524336 2524336 GOLDMAN SACHS HIGH YIELD FUND CL P (GGMPX) 75,280.556 SHARES FMV 489323 489323 GOLDMAN SACHS INTERNATIONAL EQUITY INSIGHTS CL P (GGFPX) 58,138.311 SHARES FMV 754054 754054 GOLDMAN SACHS SHORT DURATION INCOME FUND CL P (GMCPX) 166,479.744 SHARES FMV 1663133 1663133 GS MEZZANINE PARTNERS 2006 OFFSHORE, L.P. FMV 6442 6442 MISSIONPOINT CAPITAL PARTNERS FUND I, L.P. AND AFFILIATED ENTITIES FMV 1468 1468 PRIVATE EQUITY PARTNERS 2002 OFFSHORE LP FMV 32459 32459 SPDR S&P 500 ETF TRUST (SPY) 12,271.000 SHARES FMV 3968811 3968811 XTRACKERS MSCI EAFE HEDGED EQUITY ETF (DBEF) 19,845.000 SHARES FMV 670363 670363 GENERAL AND ADMINISTRATIVE LEGAL COUNSEL 10569 0 0 11587 ACCRUED INTEREST 19379 DEFERRED FEDERAL EXCISE TAX EXPENSE 7549 CHANGE IN DISCOUNT ON CONTRIBUTIONS RECEIVABLE 114943 INSURANCE 12909 491 491 14556 OFFICE FURNISHING AND EQUIPMENT 27882 0 0 31288 OFFICE EXPENSES 22626 860 17836 6179 FILING FEES 775 0 0 775 BANK FEES 1203 1203 1203 0 OTHER INVESTMENT LOSS -50 -50 -50 ORGANIZATION ADMINISTRATIVE INCOME 81168 81168 UNREALIZED APPRECIATION OF INVESTMENTS 1844632 CHANGE IN DISCOUNT ON GRANTS PAYABLE 123523 DEFERRED FEDERAL EXCISE TAX 30251 37800 DEFERRED RENT 30361 15790 INFORMATION TECHNOLOGY CONSULTANT 18403 699 699 20429 EXECUTIVE HIRING AND RECRUITMENT SEARCH 17000 0 0 17000 INVESTMENT MANAGEMENT AND ADVISORY FEES 62863 62863 62863 0 PROGRAM RELATED CONSULTANTS 909477 0 0 931479 FEDERAL EXCISE TAX 7362 0 0 16000 UNRELATED BUSINESS INCOME TAX 1300 0 0 0 FOREIGN TAXES WITHHELD 334 334 334 0