2020-11-09T19:25:07-06:00 2019-12-31 770076647 DAMITZ BROOKS NIGHTINGALE 200 EAST CARRILLO STREET SUITE 303 SANTA BARBARA CA 93101 990PF 2019-01-01 770359291 RAINTREE FOUNDATION RAIN 8059677964 1255 FRANKLIN RANCH ROAD GOLETA CA 93117 ELLICOT MILLION PRESIDENT/CFO 8059677964 2020-11-05 1 CATHERINE MACAULAY P00178796 8059631837 174.76.158.195 2020-11-05 11:43:18 PS P 3DDFF54942210AC0336E8C469D72B430101D6770 D4F89E78E465368889BB483E491D42BE848D7349 2019 2021-04-22 16:20:28Z X 10751584 X X 589 589 189653 189653 1383692 1413175 1383692 603 603 1574537 1574537 41000 32800 8200 94 0 94 2169 2061 108 28434 28434 0 46311 2828 639 23154 22734 420 141162 88857 9461 2130500 2130500 2271662 88857 2139961 -697125 1485680 75815 39246 39246 7135493 6384837 6025475 875848 913187 937557 2865944 2918705 3749306 10953100 10255975 10751584 118 118 118 118 X 10952982 10255857 0 0 0 0 10952982 10255857 10953100 10255975 10952982 -697125 0 10255857 0 10255857 GS #5737- ARTISAN INTERNATIONAL P 2018-01-01 2019-12-31 3520 -3520 -3520 GS #5737- CAUSEWAY INTERNATIONAL P 2018-01-01 2019-12-31 1933 -1933 -1933 GS #5737- STATE STREET P 2018-01-01 2019-12-31 23656 23656 23656 GS #4307- STRATEGIC VALUE P 2018-01-01 2019-12-31 4278 -4278 -4278 GS #4315- CONCENTRATED GROWTH P 2018-01-01 2019-12-31 7869 7869 7869 TCW #1004- SECURITIZED OPPORTUNITIES P 2018-01-01 2019-12-31 8557 8557 8557 UBS EQUITIES P 2018-01-01 2019-12-31 130429 130429 130429 TCW #7333- SELECT EQUITIES FUND P 2018-01-01 2019-12-31 194837 194837 194837 TCW #7333- RELATIVE VALUE LARGE CAP FUND P 2018-01-01 2019-12-31 837877 837877 837877 GAIN ON REDEMPTION- TCW #7333 RELATIVE VALUE P 2018-01-01 2019-12-31 19752 -19752 -19752 LOSS ON REDEMPTION- TCW #7333 SELECT EQUITIES P 2018-01-01 2019-12-31 204418 204418 204418 SETTLEMENT INCOME P 2018-01-01 2019-12-31 1039 1039 1039 CYPRESS PARTNERS P 2018-01-01 2019-12-31 4493 4493 4493 1383692 0 2189112 11997727 0.182461 2075028 13111800 0.158257 1698172 13334465 0.127352 2053486 15206076 0.135044 1610412 16641727 0.096770 0.699884 0.139977 10830643 1516041 14857 1530898 2139961 X 14857 0 14857 0 14857 8750 10500 0 19250 X 0 4393 4393 0 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 N/A ELLICOTT MILLION 8059677964 1255 FRANKLIN RANCH ROAD GOLETA CA 93117 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JAMES A FRANK 1255 FRANKLIN RANCH ROAD GOLETA CA 93117 PRESIDENT/CFO 5.00 0 0 0 JESSICA FRANK 1255 FRANKLIN RANCH ROAD GOLETA CA 93117 VICE PRESIDENT 2.00 0 0 0 ELLICOTT MILLION 1255 FRANKLIN RANCH ROAD GOLETA CA 93117 SECRETARY 10.00 41000 0 0 NONE 0 NONE 0 0 8278374 241791 2475412 10995577 0 0 10995577 164934 10830643 541532 541532 14857 14857 526675 0 526675 0 526675 2139961 0 2139961 14857 2125104 526675 0 0 818840 1324430 1056293 1445722 1634669 6279954 2139961 0 0 0 526675 1613286 0 0 7893240 0 0 0 0 0 0 818840 7074400 1324430 1056293 1445722 1634669 1613286 JAMES A FRANK JAMES A FRANK PRESIDENTCFO 1255 FRANK RANCH ROAD GOLETA CA 93117 8059677964 LETTER FORM, INCLUDING EXEMPT STATUS AND SOCIAL VALUE OF PROGRAM FOR WHICH THE GRANT IS BEING REQUESTED. NONE PREFER TO GRANT PROPOSALS WITHIN SANTA BARBARA COUNTY, FOR PROGRAMS RELATED TO EDUCATION, HEALTH CARE AND YOUTH ACTIVITIES. OTHER PROPOSALS ARE CONSIDERED ON MERIT. APPLES TO ZUCCHINI COOKING SCHOOL PO BOX 30912 SANTA BARBARA CA 93103 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 75000 BOYS & GIRLS CLUB 632 E CANON PERDIDO STREET SANTA BARBARA CA 93101 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 20000 CALIFORNIA NARCOTIC OFFICERS ASSOCIATION 28245 AVENUE CROCKER SANTA CLARITA CA 91355 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 CALIFORNIA POLYTECHNIC STATE UNIVERSITY FOUNDATION ONE GRAND AVENUE HERON HALL NO 103 SAN LUIS OBISPO CA 93407 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 300000 CALIFORNIA STATE PARKS FOUNDATION 50 FRANCISCO STREET NO 110 SAN FRANCISCO CA 94133 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 25000 CASA 118 E FIGUEROA STREET SANTA BARBARA CA 93101 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 COMMUNITY FOUNDATION OF JACKSON HOLE 245 EAST SIMPSON AVENUE JACKSON WY 83001 NONE PC JENNY LAKE RANGERS/TCSAR 20000 DIRECT RELIEF 27 SOUTH LA PATERA LANE GOLETA CA 93117 NONE PC BUILDING FUND 50000 FOODBANK OF SANTA BARBARA COUNTY INC 4554 HOLLISTER AVENUE SANTA BARBARA CA 93110 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 10000 FRIENDS OF YOSAR INC PO BOX 611 YOSEMITE CA 95389 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 GIRLS INC OF GREATER SANTA BARBARA 531 E ORTEGA STREET SANTA BARBARA CA 93103 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 20000 GIRLS ROCK SANTA BARBARA 1 NORTH CALLE CESAR CHAVEZ SUITE 102 SANTA BARBARA CA 93103 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 GRAND CANYON CONSERVANCY 4 TONTO STREET GRAND CANYON AZ 86023 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 125000 GRAND CANYON YOUTH 2131 N 1ST FLAGSTAFF AZ 86004 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 10000 GRAND TETON ASSOCIATION PO BOX 170 MOOSE WY 83012 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 100000 LAND TRUST FOR SANTA BARBARA COUNTY PO BOX 91830 SANTA BARBARA CA 93190 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 50000 LOS PADRES BOY SCOUTS OF AMERICA 4000 MODOC ROAD SANTA BARBARA CA 93110 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 50000 LOS PADRES FOREST ASSOCIATION 6755 HOLLISTER AVENUE 150 GOLETA CA 93117 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 10000 MENTAL HEALTH ASSOCIATION IN SANTA BARBARA COUNTY 617 GARDEN STREET SANTA BARBARA CA 93101 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 MONTECITO TRAILS FOUNDATION PO BOX 5481 SANTA BARBARA CA 93150 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 MOUNTAIN RESCUE ASSOCIATION PO BOX 880868 SAN DIEGO CA 92168 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 10000 NATURE TRACK FOUNDATION INC PO BOX 953 LOS OLIVOS CA 93441 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 PROJECT RESCUE FLIGHT 606 ALAMO PINTADO RD STE 3 246 SOLVANG CA 934632296 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 10000 SANTA BARBARA BOTANIC GARDEN 1212 MISSION CANYON ROAD SANTA BARBARA CA 93105 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 10000 SANTA BARBARA CHANNELKEEPER INC 714 BOND AVENUE SANTA BARBARA CA 93103 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 10000 SANTA BARBARA CITY COLLEGE FOUNDATION 721 CLIFF DRIVE SANTA BARBARA CA 93109 NONE PC SPARC 50000 SANTA BARBARA COUNTY SEARCH AND RESCUE INC PO BOX 6602 SANTA BARBARA CA 931606602 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 SANTA BARBARA COUNTY TRAILS COUNCIL PO BOX 22352 SANTA BARBARA CA 93121 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 SANTA BARBARA NATURAL HISTORY MUSEUM 2559 PUESTA DEL SOL SANTA BARBARA CA 93105 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 25000 SANTA BARBARA SCHOOL OF SQUASH 1530 CHAPALA STREET SUITE F SANTA BARBARA CA 93101 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 SANTA BARBARA STREET MEDICINE 19 E MICHELTORENA STREET SANTA BARBARA CA 93101 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 10000 SAVE THE REDWOODS LEAGUE 111 SUTTER STREET 11TH FLOOR SAN FRANCISCO CA 94104 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 10000 SCHOLARSHIP FOUNDATION OF SANTA BARBARA 2253 LAS POSITAS ROAD SANTA BARBARA CA 93105 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 200000 TETON COUNTY SEARCH & RESCUE FOUNDATION PO BOX 1063 JACKSON WY 83001 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 TETON SCIENCE SCHOOLS INC 700 COYOTE CANYON ROAD JACKSON WY 83001 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 50000 THE REGENTS OF THE UNIVERSITY OF CALIFORNIA UC SANTA BARBARA SANTA BARBARA CA 93106 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 60500 UCSB FOUNDATION UC SANTA BARBARA OFFICE OF DEVELOPMENT SANTA BARBARA CA 93106 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 300000 WASHINGTON STATE UNIVERSITY FOUNDATION WASHINGTON STATE UNIVERSITY PULLMAN WA 99164 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 300000 WILD ANIMAL SANCTUARY 2999 CO RD 53 KEENESBURG CO 80643 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 25000 WILDERNESS YOUTH PROJECT INC 5386 HOLLISTER AVENUE GOLETA CA 93111 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 10000 YOSEMITE FOUNDATION DBA YOSEMITE CONSERVANCY 101 MONTGOMERY STREET SUITE 1700 SAN FRANCISCO CA 94104 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 125000 ZION NATIONAL PARK FOUNDATION ZION NATIONAL PARK SPRINGDALE UT 84767 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 2130500 0 14 589 14 189653 14 603 18 1383692 0 1574537 0 1574537 0 0 0 0 0 0 0 0 0 0 TAX PREPARATION & BOOKKEEPING 2169 2061 108 TCW #7333 - CORE FIXED INCOME 321054 341705 TCW #7333 - EMERGING MARKETS 592133 595852 TCW #7333 - SELECT EQUITIES FUND 1986981 2343688 UBS #8567 1072384 1304828 TCW #7333 - RELATIVE VALUE 3325472 2376959 TCW SECURITIZED OPPORTUNITIES, LP AT COST 1036738 1273894 THE CYPRESS PARTNERS LP AT COST 1881967 2475412 LEGAL FEES 94 0 94 BANK FEES 105 0 105 CALIFORNIA FILING FEES 10 0 10 ANNUAL LICENSE FEE 150 0 150 INVESTMENT FEES 5883 5883 0 CYPRESS PARTNERS 16851 16851 0 OFFICE SUPPLIES 155 0 155 OTHER INCOME 18 18 18 OTHER INVESTMENT INCOME 585 585 585 PAYROLL LIABILITIES 118 118 INVESTMENT MANAGEMENT FEES 28434 28434 0 FEDERAL TAX PAYMENTS 37415 0 0 FOREIGN TAXES 273 273 0 PAYROLL TAXES 3194 2555 639 CALIFORNIA TAX PAYMENTS 5429 0 0