2020-07-15T12:15:09-05:00 2019-06-30 340677006 MALONEY NOVOTNY LLC 1111 SUPERIOR AVE SUITE 700 CLEVELAND OH 441142540 990 2018-07-01 314379585 OHIO WESLEYAN UNIVERSITY OHIO 7403682000 61 SOUTH SANDUSKY STREET DELAWARE OH 43015 ROCKWELL F JONES PRESIDENT 7403682000 2020-07-15 1 CHRISTOPHER B ANDERSON P00226559 2163630100 104.230.124.67 2020-07-15 08:09:44 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 F31C6E7040B009470829250F0E45C8144456BC5D 2018 2021-01-29 14:40:06Z ROCKWELL F JONES 61 SSANDUSKY STREET DELAWARE OH 43015 145137675 0 X WWW.OWU.EDU X 1842 OH OWU IS ONE OF THE NATION'S PREMIER SMALL LIBERAL ARTS COLLEGES, BOASTING STRONG RELATIONSHIPS BETWEEN STUDENTS AND FACULTY AND OPPORTUNITIES THAT PREPARE STUDENTS FOR SERVICE AND LEADERSHIP. 38 38 1638 2374 183640 0 21370697 33837391 83517347 87271980 11613151 18769115 4195916 3453799 120697111 143332285 44992730 46299348 0 0 42086765 42429866 0 0 3997843 30584659 32123073 117664154 120852287 3032957 22479998 402438463 415036914 50360321 50600859 352078142 364436055 X SEE SCHEDULE OOHIO WESLEYAN'S CHARTER PROVIDES THAT "THE UNIVERSITY IS FOREVER TO BE CONDUCTED ON THE MOST LIBERAL PRINCIPLES, ACCESSIBLE TO ALL RELIGIOUS DENOMINATIONS, AND DESIGNED FOR THE BENEFIT OF OUR CITIZENS IN GENERAL." IN THE SPIRIT OF ITS HERITAGE, THE UNIVERSITY DEFINES ITSELF AS A COMMUNITY OF TEACHERS AND STUDENTS DEVOTED TO THE FREE PURSUIT OF TRUTH. IT DEVELOPS IN ITS STUDENTS QUALITIES OF INTELLECT AND CHARACTER THAT WILL BE USEFUL NO MATTER WHAT THEY CHOOSE TO DO IN LATER LIFE. OWU JUDGES ITSELF SUCCESSFUL WHEN IT HAS ACCOMPLISHED THREE OBJECTIVES IN ITS WORK WITH STUDENTS: TO IMPART KNOWLEDGE. TO DEVELOP AND ENHANCE CERTAIN IMPORTANT CAPABILITIES OF STUDENTS. TO PLACE EDUCATION IN THE CONTEXT OF VALUES. 0 0 108729504 46299348 90156086 ONE OF THE NATION'S PREMIER SMALL LIBERAL ARTS COLLEGES, OHIO WESLEYAN UNIVERSITY BOASTS A RIGOROUS CURRICULUM, EXCEPTIONALLY STRONG MENTORING RELATIONSHIPS BETWEEN STUDENTS AND FACULTY, AND A HOST OF EXPERIENTIAL LEARNING OPPORTUNITIES THAT LINK THE LIBERAL ARTS TO PRACTICAL REALITIES AND PREPARE STUDENTS FOR SERVICE AND LEADERSHIP IN THEIR CAREERS AND COMMUNITIES. 108729504 1 1 0 0 0 0 1 1 0 1 1 1 0 0 1 1 0 1 1 1 1 0 1 0 1 0 0 0 1 1 1 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 1 1 1 0 0 1 281 0 1 1638 1 1 1 1 SP 0 0 0 1 1 0 0 0 0 0 0 X 38 38 1 0 1 0 1 1 0 1 1 0 0 0 1 1 1 1 1 1 1 0 OH X MAURA DONAHUE 7403683351 61 SOUTH SANDUSKY STREET DELAWARE OH 43015 RICHARD ALEXANDER AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 DOREEN DELANEY CRAWLEY AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 DAN GLASER AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 AARON GRANGER AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 EDWARD HADDOCK AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 CAROL HILKIRK LATHAM AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 JACK LUIKART AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 TODD LUTTINGER AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 KEVIN MCGINTY AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 COLLEEN NISSL AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 C PAUL PALMER AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 THOMAS PALMER AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 ANAND PHILIP AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 FRANK QUINN AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 GEORGE ROMINE AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 THOMAS SIMONS AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 KATHERINE BOLES SMITH AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 KARA TROTT AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 JAN BARAN ALUMNI TRUSTEE 1.00 0.00 X 0 0 0 DAUD BAZ ALUMNI TRUSTEE 1.00 0.00 X 0 0 0 RICK DOODY ALUMNI TRUSTEE 1.00 0.00 X 0 0 0 JASON DOWNEY ALUMNI TRUSTEE 1.00 0.00 X 0 0 0 EMMA DRONGOWSKI ALUMNI TRUSTEE 1.00 0.00 X 0 0 0 PETER EASTWOOD ALUMNI TRUSTEE 1.00 0.00 X 0 0 0 GUILLERMO GUTIERREZ ALUMNI TRUSTEE 1.00 0.00 X 0 0 0 MARTHA NUNN LEWIS ALUMNI TRUSTEE 1.00 0.00 X 0 0 0 CRAIG LUKE ALUMNI TRUSTEE 1.00 0.00 X 0 0 0 VIKRAM MALHOTRA ALUMNI TRUSTEE 1.00 0.00 X 0 0 0 MICHAEL MCCLUGGAGE ALUMNI TRUSTEE 1.00 0.00 X 0 0 0 CYNTHIA ONEILL ALUMNI TRUSTEE 1.00 0.00 X 0 0 0 ELLEN SIMPSON ALUMNI TRUSTEE 1.00 0.00 X 0 0 0 KEN STERNAD ALUMNI TRUSTEE 1.00 0.00 X 0 0 0 TRACIE WINBIGLER ALUMNI TRUSTEE 1.00 0.00 X 0 0 0 ROBERT C HICKSON EAST OHIO CONFERENCE OF THE UMC TRUSTEE 1.00 0.00 X 0 0 0 MYRON MCCOY OTHER CONFERENCES OF THE UMC TRUSTEE 1.00 0.00 X 0 0 0 BISHOP TRACY MALONE EX OFFICIO TRUSTEE 1.00 0.00 X 0 0 0 BISHOP GREGORY PALMER EX OFFICIO TRUSTEE 1.00 0.00 X 0 0 0 ROCKWELL JONES PRESIDENT & EX OFFICIO TRUSTEE 40.00 1.00 X X 327024 0 153836 STEFANIE NILES VP-ENROLLMENT AND COMMUNICATIONS 40.00 0.00 X 63248 0 17515 COLLEEN GARLAND VP-UNIVERSITY ADVANCEMENT 40.00 0.00 X 124452 0 13592 NATALIE DOAN VP-UNIVERSITY ADVANCEMENT 40.00 0.00 X 99329 0 11285 CHARLES STINEMETZ PROVOST 40.00 0.00 X 202539 0 29011 LAURI STRIMKOVSKY VP-FINANCE AND ADMIN. 40.00 0.00 X 185783 0 37747 DWAYNE TODD VP-STUDENT ENGAGEMENT&SUCCESS 40.00 0.00 X 186896 0 23485 SUSAN DILENO VP-ENROLLMENT/STRAT.COMM. 40.00 0.00 X 171939 0 11343 BRIAN RELLINGER ASSOC.PROVOST-ACADEMIC SUPPORT 40.00 0.00 X 149629 0 34088 BARBARA ANDERECK PROFESSOR-PHYSICS&ASTRONOMY 40.00 0.00 X 140677 0 24749 HAROLD WIEBE PROFESSOR-MATH&COMPUTER SCIENCE 40.00 0.00 X 130493 0 22823 ALICE SIMON PROFESSOR-ECONOMICS 40.00 0.00 X 130014 0 21302 JODI BOPP ASST.VP&CAMPAIGN DIRECTOR 40.00 0.00 X 128880 0 10672 2040903 0 411448 32 0 1 0 STORBECK PIMENTEL & ASSOC LP 1400 N PROVIDENCE ROAD 3500 MEDIA PA 19063 SEARCH FIRM 250570 BRADLEY A KELLEY DBA BKM CONSTRUCTION 237 CURTIS STREET DELAWARE OH 43015 CONSTRUCTION 230156 IGS REALTY COMPANY 336 W 37TH STREET NEW YORK NY 10018 RENTAL PROPERTY 109465 3 14385 1886230 31936776 4101256 33837391 TUITION AND FEES 900099 69937670 69937670 AUXILIARY SERVICES 900099 17009289 17009289 BOOKSTORE 900099 325021 325021 87271980 1651554 -203215 1854769 8289 8289 17219192 1359737 0 1461368 17219192 -101631 17117561 17117561 32639 14385 19001 13638 13638 485932 325021 160911 160911 OTHER INCOME 900099 3270961 2884106 386855 3270961 143332285 90156086 183640 19155168 45402986 45402986 896362 896362 2331106 1176036 766861 388209 27113541 23063228 2277686 1772627 2739850 2255484 283298 201068 8179524 6733504 845754 600266 2065845 1700634 213606 151605 69710 69710 118580 118580 5619173 4190698 1344840 83635 45399 22804 20936 1659 590644 320019 177768 92857 689714 627803 55469 6442 3410723 2770262 571366 69095 3194474 2640178 164234 390062 167468 153569 10741 3158 661745 323637 338108 5639507 5333847 260160 45500 335389 336213 -824 RESIDENTIAL EXPENSE 5904949 5904949 OPERATING SUPPLIES 2279775 1782613 310069 187093 PROGRAM/ATHLETIC 1202008 1192000 8773 1235 OTHER AUX ENT 237930 237930 1955885 1664748 287805 3332 120852287 108729504 8124940 3997843 6309924 1694794 7550914 19396443 1484225 1920647 4986494 0 367478 607895 1192321 1096816 219496962 84360307 120354684 135136655 11358374 11979817 244540911 239196101 4293138 4007746 402438463 415036914 13973267 13500401 3282171 4514431 12640228 11088700 9851758 9373996 0 752512 10612897 11370819 50360321 50600859 X 80612499 89503754 85843791 73688224 185621852 201244077 352078142 364436055 402438463 415036914 X 22479998 -9157684 -964401 X 0 1 X 1 1 1 X 21588810 15078815 20751061 21370697 33837391 112626774 21588810 15078815 20751061 21370697 33837391 112626774 7268851 105357923 637186 602368 523293 256894 1659843 3679584 3374111 3077185 3349993 4098139 3303600 17203028 133509386 431939957 0.78910 0.71730 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: SPECIAL EVENTS - 2014 AMOUNT: $ 29,932. 2015 AMOUNT: $ 29,499. 2016 AMOUNT: $ 25,546. 2017 AMOUNT: $ 32,596. 2018 AMOUNT: $ 32,639. OTHER INCOME - 2014 AMOUNT: $ 3,344,179. 2015 AMOUNT: $ 3,047,686. 2016 AMOUNT: $ 3,324,447. 2017 AMOUNT: $ 4,065,543. 2018 AMOUNT: $ 3,270,961. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X 1 1 1 1 0 20.00 0 1 X X X X 0 239621876 6119931 9402256 12062718 243081345 221302091 14517007 18295069 14492291 239621876 201610135 6457904 27634052 14400000 221302091 216062747 7816385 -11810685 10458312 201610135 211649630 8634930 5677678 9899491 216062747 0.03240 0.69560 0.27200 0 0 3807416 3807416 173702838 60574129 113128709 26273369 19914211 6359158 15713339 3871967 11841372 135136655 INTEREST IN TRUSTS 2953791 F FIXED INCOME 1500000 F OTHER INVESTMENTS 11097 F MULTI-ASSET CLASS 69726434 F INVESTMENT IN OWU FUND 165004779 F 239196101 POSTRETIREMENT BENEFITS OBLIGATION 7304063 ADVANCES FROM FEDERAL GOVERNMENT 4066756 11370819 X 87794715 -9157684 -80538 -9238222 97032937 46299348 46299348 143332285 75175496 622557 622557 74552939 46299348 46299348 120852287 PART II, LINE 9: CONSERVATION EASEMENT REPORTING - THE UNIVERSITY DOES NOT REFLECT THE CONSERVATION EASEMENT IN ITS BALANCE SHEET OR REVENUE AND EXPENSES. THE VALUE OF THE EASEMENT IS IMMATERIAL TO THE UNIVERSITY'S FINANCIAL STATEMENTS. PART III, LINE 1A: FINANCIAL STATEMENT FOOTNOTE FOR ART COLLECTION - THE UNIVERSITY MAINTAINS A COLLECTION OF ARTWORK IN ITS ROSS ART MUSEUM. DUE TO THE DIFFICULTY IN ESTABLISHING A VALUE FOR COLLECTION PIECES DONATED TO THE UNIVERSITY, THESE ASSETS ARE NOT RECORDED IN THE CONSOLIDATED FINANCIAL STATEMENTS. COLLECTION PURCHASES ARE EXPENSED AS PURCHASED. THE UNIVERSITY PROVIDES A CLEAN, SECURE AND STABLE ENVIRONMENT FOR ITS PERMANENT COLLECTIONS. THE ARTWORK IS GIVEN REASONABLE CARE TOWARD ITS PRESERVATION. PART III, LINE 4: MUSEUM'S PERMANENT COLLECTION: - ALL OF OUR EXHIBITIONS ARE OPEN TO THE PUBLIC. THOSE ARE MOUNTED IN THE MUSEUM OR IN EITHER GALLERY 2001 IN BEEGHLY LIBRARY OR THE ALUMNI GALLERY IN MOWRY ALUMNI CENTER. - STUDENTS REGULARLY USE THE ITEMS ON DISPLAY IN FEATURE EXHIBITIONS AND/OR ITEMS FROM THE MUSEUM'S PERMANENT COLLECTION FOR RESEARCH PROJECTS ASSIGNED TO THEM BY OUR ART HISTORY INSTRUCTOR. OTHER ART INSTRUCTORS FREQUENTLY BRING THEIR CLASSES TO THE MUSEUM OR TO ONE OF THE MUSEUM'S SATELLITE GALLERIES TO VIEW AND DISCUSS ITEMS ON DISPLAY IN FEATURE EXHIBITIONS MOUNTED AT EITHER OR BOTH OF THESE LOCATIONS. - WE HAVE A LARGE PERMANENT COLLECTION WHICH IS HOUSED IN THE MUSEUM'S SECOND FLOOR ARCHIVE AREA. THE ITEMS IN THE COLLECTION ARE SECURED IN A LOCKED AND TEMPERATURE/HUMIDITY CONTROLLED STORAGE AREA. ALL ITEMS ARE STORED IN A WAY THAT ASSURES THEIR SAFEKEEPING AND PRESERVATION FOR FUTURE GENERATIONS. - WE HAVE LOANED ITEMS FROM THE MUSEUM'S PERMANENT COLLECTION TO BOTH PUBLIC AND PRIVATE MUSEUMS ON SEVERAL OCCASIONS. - THE COLLECTION IS COMPOSED PRIMARILY OF ORIGINAL WORKS ON PAPER. WHILE THE COLLECTION INCLUDES DRAWINGS AND PAINTINGS ON PAPER, BY FAR THE LARGEST NUMBER OF WORKS ON PAPER ARE PRINTS (LITHOGRAPHS, ETCHINGS, INTAGLIO, AND SCREEN PRINTS) AND PHOTOGRAPHS. THERE ARE A FEW PIECES OF CERAMICS, SCULPTURE, AND JEWELRY IN THE COLLECTION, AND AT LEAST ONE PAINTING ON CANVAS. DUE TO LIMITED STORAGE SPACE AND COST OF ACQUIRING "ONE-OF-A-KIND" OBJECTS, IN 1972 IT WAS THE DECISION OF THE MEMBERS OF THE FINE ARTS FACULTY TO COMMENCE THE BUILDING OF A PERMANENT COLLECTION OF THE ORIGINAL WORKS OF ART THAT WOULD BE COMPOSED PRIMARILY OF WORKS ON PAPER. PART V, LINE 4: INTENDED USE OF ENDOWMENT ASSETS - PERMANENTLY RESTRICTED ENDOWMENT FUNDS REPRESENT FUNDS WHICH ARE RESTRICTED IN PERPETUITY. DISTRIBUTIONS FROM ENDOWMENT FUNDS ARE SPENT IN COMPLIANCE WITH THE DONOR'S RESTRICTION APPLICABLE TO THE FUNDS BEING DISTRIBUTED. EXPENDITURES FROM OTHER ENDOWMENT FUNDS ARE APPROVED BY THE BOARD OF TRUSTEES AND ARE SPENT ON ACTIVITIES WHICH FURTHER THE EXEMPT EDUCATIONAL PURPOSES OF THE UNIVERSITY. PART X, LINE 2: FIN 48 (ASC 740) FOOTNOTE - FEDERAL INCOME TAX: THE UNIVERSITY IS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE, EXCEPT ON NET INCOME DERIVED FROM UNRELATED BUSINESS ACTIVITIES. THE UNIVERSITY RECOGNIZES THE TAX BENEFIT FROM AN UNCERTAIN TAX POSITION ONLY IF IT IS MORE LIKELY THAN NOT THAT THE TAX POSITION WILL BE SUSTAINED ON EXAMINATION BY TAX AUTHORITIES, BASED ON THE TECHNICAL MERITS OF THE POSITION. EXAMPLES OF TAX POSITIONS INCLUDE THE TAX-EXEMPT STATUS OF THE UNIVERSITY, THE CONTINUED TAX-EXEMPT STATUS OF BONDS ISSUED BY THE UNIVERSITY AND VARIOUS POSITIONS RELATED TO POTENTIAL SOURCES OF UNRELATED BUSINESS TAXABLE INCOME. THE UNIVERSITY BELIEVES THAT IT HAS APPROPRIATE SUPPORT FOR ANY TAX POSITIONS TAKEN AND, AS SUCH, DOES NOT HAVE ANY UNCERTAIN TAX POSITIONS THAT ARE MATERIAL TO THE CONSOLIDATED FINANCIAL STATEMENTS. AS OF JUNE 30, 2019, THE UNIVERSITY'S INCOME TAX YEARS FROM 2015 AND THEREAFTER REMAIN SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE, AS WELL AS VARIOUS STATE AND LOCAL TAXING AUTHORITIES. PART XI, LINE 2D - OTHER ADJUSTMENTS: ACTUARIAL ADJUSTMENT OF SPLIT-INTEREST AGREEMENTS -59,733. REVENUE OF AFFILIATES INCLUDED IN CONSOLIDATED FINANCIAL STATEMENTS -20,805. PART XI, LINE 4B - OTHER ADJUSTMENTS: STUDENT FINANCIAL AID, WHICH WAS SHOWN AS A REDUCTION OF REVENUE ON FINANCIAL STATEMENTS BUT AS AN EXPENSE IN PART IX OF FORM 990 46,299,348. PART XII, LINE 2D - OTHER ADJUSTMENTS: PENSION-RELATED CHARGES OTHER THAN NET PERIODIC PENSION COST 203,957. EXPENSES OF AFFILIATES INCLUDED IN CONSOLIDATED FIN.STATEMENTS -282,111. POST-RETIREMENT OBLIGATION ADJUSTMENT 700,711. PART XII, LINE 4B - OTHER ADJUSTMENTS: STUDENT FINANCIAL AID, WHICH WAS SHOWN AS A REDUCTION OF REVENUE ON FINANCIAL STATEMENTS BUT AS AN EXPENSE IN PART IX OF FORM 990 46,299,348. 1 1 0 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE UNIVERSITY IS EXEMPT FROM THIS REQUIREMENT UNDER SECTION 4(03)2(B) OF REVENUE PROCEDURE 75-50. THE UNIVERSITY PUBLISHES ITS RACIAL NON-DISCRIMINATION POLICY IN ALL MAJOR FINANCIAL AID AND ADMISSIONS PUBLICATIONS. SCHEDULE E, PART I, LINE 6 THE UNIVERSITY PARTICIPATES IN THE GOVERNMENT'S VARIOUS TITLE IV STUDENT FINANCIAL AID PROGRAMS. 1 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 PROGRAM SERVICES STUDY ABROAD-TRAVEL LEARNING 55480 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES STUDY ABROAD-TRAVEL LEARNING 128435 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES STUDY ABROAD-TRAVEL LEARNING 863287 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES STUDY ABROAD-TRAVEL LEARNING 17655 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 0 0 PROGRAM SERVICES STUDY ABROAD-TRAVEL LEARNING 213775 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 PROGRAM SERVICES INTERNATIONAL RECRUITING 13180 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES INTERNATIONAL RECRUITING 5268 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 PROGRAM SERVICES INTERNATIONAL RECRUITING 333 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 0 0 PROGRAM SERVICES INTERNATIONAL RECRUITING 4959 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 GRANTMAKING 26054 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 GRANTMAKING 103213 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 GRANTMAKING 629506 MIDDLE EAST AND NORTH AFRICA 0 0 GRANTMAKING 23306 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 GRANTMAKING 23950 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 0 0 GRANTMAKING 73015 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 0 0 GRANTMAKING 17316 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 INVESTMENTS 16051429 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 INVESTMENTS 6828575 0 0 0 0 0 0 1297413 23781323 25078736 UNIVERSITY SCHOLARSHIPS/GRANTS CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 6 26054 STUDENT ACCOUNT CREDIT 0 UNIVERSITY SCHOLARSHIPS/GRANTS EAST ASIA AND THE PACIFIC 8 103213 STUDENT ACCOUNT CREDIT 0 UNIVERSITY SCHOLARSHIPS/GRANTS EUROPE (INCLUDING ICELAND & GREENLAND) 60 629506 STUDENT ACCOUNT CREDIT 0 UNIVERSITY SCHOLARSHIPS/GRANTS MIDDLE EAST AND NORTH AFRICA 3 23306 STUDENT ACCOUNT CREDIT 0 UNIVERSITY SCHOLARSHIPS/GRANTS NORTH AMERICA 12 23950 STUDENT ACCOUNT CREDIT 0 UNIVERSITY SCHOLARSHIPS/GRANTS SOUTH AMERICA 7 73015 STUDENT ACCOUNT CREDIT 0 UNIVERSITY SCHOLARSHIPS/GRANTS SUB-SAHARAN AFRICA 3 17316 STUDENT ACCOUNT CREDIT 0 1 0 1 0 1 0 PART I, LINE 2: MONITORING USE OF GRANT FUNDS - GRANTS ARE AWARDED TO ADMITTED STUDENTS BASED ON AN EVALUATION OF THEIR ACADEMIC PROFILE AND A CAREFUL ANALYSIS OF THEIR DEMONSTRATED FINANCIAL NEED. STUDENTS AWARDED GRANT FUNDS MUST MAINTAIN SATISFACTORY ACADEMIC PROGRESS AND REMAIN ENROLLED AT THE UNIVERSITY ON A FULL TIME ACADEMIC BASIS. AT THE END OF EVERY TERM, EACH STUDENT'S ACADEMIC STATUS (I.E., GPA) IS MONITORED TO DETERMINE CONTINUED ELIGIBILITY FOR ALL GRANT FUNDS RECEIVED. FOR MONITORING PURPOSES, ELECTRONIC REPORTS GENERATED FROM OUR DATABASE ARE UTILIZED FOR THE AWARD DETERMINATION AND STATUS REVIEW PROCESS. THE UNIVERSITY ENSURES THAT ITS GRANT FUNDS ARE USED FOR EDUCATIONAL PURPOSES BY CREDITING THE SCHOLARSHIPS AND OTHER FINANCIAL AID DIRECTLY TO THE STUDENTS' ACCOUNTS RATHER THAN ISSUING CHECKS. TEAM OWU GOLF EVENT 40085 12185 27900 1616 5548 4980 WOMEN'S GOLF OUTING 6939 2200 4739 1693 131 1950 3083 47024 14385 32639 1616 7241 5111 1950 3083 19001 13638 1 SCHOLARSHIPS 1529 45402986 0 PART I, LINE 2: MONITORING USE OF GRANT FUNDS - GRANTS ARE AWARDED TO ADMITTED STUDENTS BASED ON AN EVALUATION OF THEIR ACADEMIC PROFILE AND A CAREFUL ANALYSIS OF THEIR DEMONSTRATED FINANCIAL NEED. STUDENTS AWARDED GRANT FUNDS MUST MAINTAIN SATISFACTORY ACADEMIC PROGRESS AND REMAIN ENROLLED AT THE UNIVERSITY ON A FULL TIME ACADEMIC BASIS. AT THE END OF EVERY TERM, EACH STUDENT'S ACADEMIC STATUS (I.E., GPA) IS MONITORED TO DETERMINE CONTINUED ELIGIBILITY FOR ALL GRANT FUNDS RECEIVED. FOR MONITORING PURPOSES, ELECTRONIC REPORTS GENERATED FROM OUR DATABASE ARE UTILIZED FOR THE AWARD DETERMINATION AND STATUS REVIEW PROCESS. THE UNIVERSITY ENSURES THAT ITS GRANT FUNDS ARE USED FOR EDUCATIONAL PURPOSES BY CREDITING THE SCHOLARSHIPS AND OTHER FINANCIAL AID DIRECTLY TO THE STUDENTS' ACCOUNTS RATHER THAN ISSUING CHECKS. X X X 0 1 X X X X X 1 1 0 1 0 0 0 0 0 ROCKWELL JONES PRESIDENT & EX OFFICIO TRUSTEE 327024 0 0 0 0 0 143147 0 10689 0 480860 0 0 0 CHARLES STINEMETZ PROVOST 202539 0 0 0 0 0 23552 0 5459 0 231550 0 0 0 LAURI STRIMKOVSKY VP-FINANCE AND ADMIN. 185783 0 0 0 0 0 32287 0 5460 0 223530 0 0 0 DWAYNE TODD VP-STUDENT ENGAGEMENT&SUCCESS 186896 0 0 0 0 0 18026 0 5459 0 210381 0 0 0 SUSAN DILENO VP-ENROLLMENT/STRAT.COMM. 171939 0 0 0 0 0 11343 0 0 0 183282 0 0 0 BRIAN RELLINGER ASSOC.PROVOST-ACADEMIC SUPPORT 149629 0 0 0 0 0 18041 0 16047 0 183717 0 0 0 BARBARA ANDERECK PROFESSOR-PHYSICS&ASTRONOMY 140677 0 0 0 0 0 14060 0 10689 0 165426 0 0 0 HAROLD WIEBE PROFESSOR-MATH&COMPUTER SCIENCE 130493 0 0 0 0 0 11013 0 11810 0 153316 0 0 0 ALICE SIMON PROFESSOR-ECONOMICS 130014 0 0 0 0 0 15001 0 6301 0 151316 0 0 0 PART I, LINE 1A BENEFITS PROVIDED - IN DECEMBER, 2018, THE PRESIDENT AND VICE PRESIDENT OF UNIVERSITY ADVANCEMENT USED A CHARTER AIRPLANE SERVICE TO ATTEND THE OWU NEW YORK HOLIDAY PARTY, THE LARGEST OFF-CAMPUS ALUMNI EVENT OF THE YEAR. CHARTER TRAVEL WAS NECESSARY BECAUSE THE INDIVIDUALS WERE HOSTING A FOUNDATION (POTENTIAL DONOR) THE SAME DAY, AND THERE WERE NO COMMERICAL FLIGHTS AVAILABLE TO ACCOMMODATE QUICK TRAVEL. FOUNDATION REPRESENTATIVES WERE ONLY AVAILABLE THAT PARTICULAR DAY TO VISIT CAMPUS. THE PRESIDENT AND VICE PRESIDENT OF UNIVERSITY ADVANCEMENT RETURNED HOME ON A REGULAR COMMERCIAL FLIGHT. THE USE OF CHARTER TRAVEL ON THIS UNIQUE OCCASSION WAS APPROVED BY THE CHAIR OF THE BOARD OF TRUSTEES. THE PRESIDENT OF THE UNIVERSITY IS REQUIRED TO LIVE IN RESIDENCE AS PART OF HIS CONTRACT. THE RESIDENCE WAS USED FOR OVER 61 UNIVERSITY FUNCTIONS WITH OVER 2,019 GUESTS IN ATTENDANCE DURING THE FISCAL YEAR. THE VALUE OF THE HOUSE HAS BEEN DETERMINED TO BE $24,000 PER YEAR. THE UNIVERSITY DOES NOT TREAT THIS BENEFIT AS TAXABLE INCOME TO THE PRESIDENT. CLEANING SERVICE FOR THE RESIDENCE IS PROVIDED ONCE PER WEEK AND AFTER HOSTED OWU EVENTS. THE UNIVERSITY PROVIDES A CAMPUS APARTMENT TO THE VICE PRESIDENT FOR ENROLLMENT AND COMMUNICATIONS. THE INDIVIDUAL'S PRIMARY RESIDENCE IS LOCATED TOO FAR FROM CAMPUS TO TRAVEL BACK AND FORTH EACH DAY. THE APARTMENT IS CLEANED ONCE PER WEEK BY OWU'S HOUSEKEEPING SERVICE. THE UNIVERSITY'S PROVOST BROUGHT HIS SPOUSE TO A GLAA MEETING IN JAPAN. THE CONSORTIUM ENGAGED SPOUSES TO INTERACT AT THE MEETING. OTHER THAN THE COST OF SHARING A ROOM, ALL EXPENSES WERE PAID BY THE PROVOST AND HIS SPOUSE. PART I, LINE 1B WRITTEN REIMBURSEMENT POLICY - THE BENEFITS LISTED ABOVE WERE ENUMERATED IN THE PRESIDENT'S EMPLOYMENT CONTRACT. THIS CONTRACT WAS DELIBERATED ON AND REVIEWED BY THE BOARD OF TRUSTEES AND LEGAL COUNSEL. PART I, LINES 4A-B SEVERANCE PAY - SUSAN DILENO RECEIVED A SEVERANCE PAYMENT OF $98,350. JODI BOPP RECEIVED A SEVERANCE PAYMENT OF $46,421. NONQUALIFIED DEFERRED COMPENSATION PLANS - THE UNIVERSITY SPONSORS A SECTION 457(B) AND SECTION 457(F) PLAN FOR CERTAIN EXECUTIVES. THE UNIVERSITY MADE CONTRIBUTIONS FOR ROCKWELL F. JONES OF $18,500 TO THE SECTION 457(B) PLAN AND $92,744 TO THE SECTION 457(F) PLAN. THE TOTAL CONTRIBUTONS OF $111,244 ARE INCLUDED IN PART II, COLUMN C FOR PRESIDENT JONES. ADDITIONALLY, THE UNIVERSITY MADE A CONTRIBUTION OF $10,000 TO THE SECTION 457(B) PLAN FOR LAURI STRIMKOVSKY. THAT AMOUNT HAS BEEN INCLUDED IN PART II, COLUMN C FOR MS. STRIMKOVSKY. PART I, LINE 5 COMPENSATION CONTINGENT ON REVENUE - STAFF MEMBERS OF THE UNIVERSITY ADVANCEMENT TEAM RECEIVED A SMALL BONUS WHICH WAS CONTINGENT ON THE DIVISION REACHING FUNRAISING CAMPAIGN MILESTONES. A OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 2015-05-06 17339201 REFUND 2009 BONDS 0 0 0 A 4595574 17339201 146000 17193201 2015 1 0 1 1 A 0 0 0 0 0 0 0 A 0 1 0 0 1 0 0 0 1 A 0 OFFICERS' DEPENDENTS 48900 TUITION/BOARD GRANTS EDUC.ASSISTANCE X 3 14360 SELLING PRICE X 81 4083131 FMV-STOCK QUOTE X 1 3765 FMV 0 0 1 1 PART I, LINE 32B: USE OF THIRD PARTIES - THE UNIVERSITY USES THE SERVICES OF STOCK BROKERS TO SELL THE DONATED SECURITIES THAT IT RECEIVES. THE BROKERAGE FIRMS ARE INDEPENDENT OF THE UNIVERSITY, AND THE FEES CHARGED ARE IN ACCORDANCE WITH FAIR MARKET VALUE. PART I, LINE 33: GIFTS FOR WHICH REVENUE IS NOT RECORDED - AS MORE FULLY EXPLAINED IN SCHEDULE D, PART III, THE UNIVERSITY DOES NOT RECORD A VALUE FOR DONATED ARTWORK, AS PERMITTED UNDER STATEMENT OF FINANCIAL ACCOUNTING STANDARDS 116. FORM 990, PART VI, SECTION A, LINE 2 REPORTABLE RELATIONSHIPS - C. PAUL PALMER AND TOM PALMER HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION A, LINE 4 CHANGES IN ORGANIZING DOCUMENTS - THE UNIVERSITY'S ORIGINAL CHARTER WAS REPLACED WITH NEW ARTICLES OF INCORPORATION, RECOGNIZING OHIO WESLEYAN UNIVERSITY AS A FULLY INDEPENDENT INSTITUTION. AN AMENDED AND RESTATED CODE OF REGULATIONS WAS APPROVED TO REORGANIZE OHIO WESLEYAN UNIVERSITY AS A FULLY INDEPENDENT INSTITUTION. FORM 990, PART VI, SECTION A, LINE 6 MEMBERS OF THE ORGANIZATION - THE MEMBERS OF THE ORGANIZATION ARE THE TRUSTEES. THE BOARD OF TRUSTEES IS COMPRISED OF THE FOLLOWING MEMBERS: THE PRESIDENT OF OHIO WESLEYAN UNIVERSITY, THE PRESIDING BISHOPS OF THE WEST OHIO AREA AND EAST OHIO AREA OF THE UNITED METHODIST CHURCH, NOT MORE THAN EIGHT MEMBERS REPRESENTING THE WEST OHIO AND EAST OHIO CONFERENCE OF THE UNITED METHODIST CHURCH, NOT MORE THAN FIFTEEN MEMBERS OF THE OHIO WESLEYAN ALUMNI ASSOCIATION, AND NOT MORE THAN TWENTY TRUSTEES-AT-LARGE ELECTED BY THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION A, LINE 7A MEMBERS' POWER OF ELECTION - THE BOARD OF TRUSTEES (NOT INCLUDING THE TRUSTEES-AT-LARGE) ELECTS NOT MORE THAN TWENTY TRUSTEES-AT-LARGE. THESE TRUSTEES-AT-LARGE HAVE THE SAME VOTING RIGHTS AS THE OTHER MEMBERS OF THE BOARD. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 REVIEW - THE BOARD OF TRUSTEES HAS DELEGATED THE AUTHORITY TO REVIEW FORM 990 TO THE BOARD'S AUDIT COMMITTEE. THE AUDIT COMMITTEE REVIEWS FORM 990 WITH THE ASSISTANCE OF THE VICE PRESIDENT FOR FINANCE AND THE INDEPENDENT PUBLIC ACCOUNTING FIRM. FORM 990, PART VI, SECTION B, LINE 11B PROVIDING FORM 990 TO GOVERNING BODY - THE UNIVERSITY HAS PROVIDED A COPY OF FORM 990 TO ALL MEMBERS OF THE GOVERNING BODY BEFORE FILING BUT HAS REDACTED THE NAMES AND ADDRESSES OF DONORS ON SCHEDULE B. THE UNIVERSITY BELIEVES THAT THIS DONOR INFORMATION IS CONFIDENTIAL. AS SUCH, WE ARE REQUIRED TO ANSWER "NO" TO QUESTION 11A IN PART VI EVEN THOUGH FORM 990 (EXCEPT FOR DONORS' NAMES AND ADDRESSES) HAS BEEN PROVIDED TO THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION B, LINE 12C MONITORING AND ENFORCEMENT OF CONFLICT POLICY - THE CONFLICT POLICY IS MONITORED BY THE UNIVERSITY'S ADMINISTRATIVE OFFICERS, AS NEEDED. WHEN A CONFLICT ARISES, THE PERSON WITH THE CONFLICT IS NOT PERMITTED TO PARTICIPATE IN THE DISCUSSION OF THE TRANSACTION OR TO VOTE. THE DECISION ABOUT THE TRANSACTION IS MADE BY PERSONS WHO ARE INDEPENDENT OF THE INDIVIDUAL WITH THE CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION REVIEW AND APPROVAL - DURING JULY, THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES REVIEWS ALL OFFICER COMPENSATION. COMPENSATION COMPARABILITY DATA FROM THE GREAT LAKES COLLEGE ASSOCIATION AND NATIONAL CUPA DATA ARE USED TO DETERMINE THE COMPENSATION OF ALL OFFICERS. BOARD MEMBERS ARE INDEPENDENT OF THE PERSONS FOR WHICH COMPENSATION IS BEING DETERMINED. THE COMMITTEE DOCUMENTS ITS DELIBERATIONS AND DECISIONS IN THE MINUTES. THE BOARD OF TRUSTEES VOTES ON THE APPOINTMENT AND COMPENSATION FOR THE UNIVERSITY PRESIDENT UPON RECOMMENDATION OF THE PRESIDENTIAL SEARCH COMMITTEE, AIDED BY A PROFESSIONAL CONSULTING FIRM. FORM 990, PART VI, SECTION C, LINE 19 AVAILABILITY OF DOCUMENTS - THE UNIVERSITY MAKES IT FINANCIAL STATEMENTS AVAILABLE ON ITS WEB SITE. IT MAKES ITS GOVERNING DOCUMENTS AND CONFLICT POLICY AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: PENSION-RELATED CHARGES OTHER THAN NET PERIODIC PENSION COST -203,957. ACTUARIAL ADJUSTMENT OF SPLIT-INTEREST AGREEMENTS -59,733. POST-RETIREMENT OBLIGATION -700,711. STUYVESANT HALL LLC 61 S SANDUSKY ST DELAWARE OH 43015 364713349 REAL ESTATE OH OWU EXCLUDED 0 0 0.60000 OWU FUND LP 61 S SANDUSKY ST DELAWARE OH 43015 454089884 INVESTMENTS OH OWU EXCLUDED 18028308 170623932 0 191218 0 0.99990 OWU PROPERTIES INC 61 S SANDUSKY ST DELAWARE OH 43015 311183503 REAL ESTATE OH OWU C -45568 954450 1.00000 1 STUYVESANT HALL HOLDINGS INC 61 S SANDUSKY ST DELAWARE OH 43015 453743299 REAL ESTATE OH OWU C -197565 1.00000 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 OWU FUND LP C 11604061 FMV OWU FUND LP S 12057214 FMV PARTS III AND IV - ADDITIONAL INFORMATION: STUYVESANT HALL, LLC AND STUYVESANT HALL HOLDINGS, INC. EACH TERMINATED ON DECEMBER 31, 2018.