2020-07-13T14:15:26-05:00 2019-07-31 814234542 BPM LLP 4200 BOHANNON DRIVE SUITE 250 MENLO PARK CA 940251021 990 2018-08-01 942650833 MATHEMATICAL SCIENCES RESEARCH INSTITUTE MATH 5106420143 17 GAUSS WAY BERKELEY CA 94720 DAVID EISENBUD DIRECTOR 5106420143 2020-07-07 1 CAROLYN R AMSTER P00189994 6508556800 2020-07-07 208.184.139.130 2020-07-07 17:08:34 PD P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 98C12E8E5E1AA7A5910964E34E069994ED632D96 2018 2020-09-23 17:36:50Z DAVID EISENBUD 17 GAUSS WAY BERKELEY CA 94720 25388978 0 X WWW.MSRI.ORG X 1980 CA MSRI FOSTERS MATHEMATICAL RESEARCH BY BRINGING TOGETHER THE FOREMOST MATHEMATICAL SCIENTISTS FROM AROUND THE WORLD IN AN ENVIRONMENT THAT PROMOTES CREATIVE AND EFFECTIVE COLLABORATION. 36 34 33 61 0 0 11781719 8303124 503944 517166 837386 1254995 4077 9459 13127126 10084744 4338527 4048163 0 0 2495803 3169545 0 0 902871 4133366 4382451 10967696 11600159 2159430 -1515415 46932520 45321217 417728 514479 46514792 44806738 X THE MATHEMATICAL SCIENCES RESEARCH INSTITUTE (MSRI) EXIST TO FURTHER THE ADVANCEMENT AND COMMUNICATION OF FUNDAMENTAL KNOWLEDGE IN MATHEMATICS AND THE MATHEMATICAL SCIENCES, THE DEVELOPMENT OF HUMAN CAPITAL FOR THE GROWTH AND USE OF SUCH KNOWLEDGE, AND THE CULTIVATION IN THE LARGER SOCIETY OF AWARENESS AND APPRECIATION OF THE BEAUTY, POWER AND IMPORTANCE OF MATHEMATICAL IDEAS AND WAYS OF UNDERSTANDING THE WORLD. 0 0 6890087 4048163 518333 SCIENTIFIC PROGRAMS: MSRI CONDUCTS BROADLY-BASED RESEARCH PROGRAMS IN THE MATHEMATICAL SCIENCES AND CLOSELY RELATED FIELDS. IN ANY GIVEN YEAR, MSRI CONDUCTS BETWEEN TWO AND FOUR THEMATIC RESEARCH PROGRAMS, EACH LASTING EITHER 5 MONTHS OR 10 MONTHS. EACH SUCH PROGRAM HOSTS 60-120 MATHEMATICAL SCIENTISTS FROM ALL OVER THE WORLD WHOSE RESEARCH CENTERS ON THE PROGRAM'S THEME, DURING WHICH TIME, THEY COLLABORATE ON RESEARCH, CONDUCT SEMINARS AND WORKSHOPS, AND TRAIN AND MENTOR POSTDOCTORAL FELLOWS IN THE DISCIPLINE. MSRI ALSO HOSTS, EACH YEAR, SEVERAL STAND-ALONE WORKSHOPS ON SPECIAL TOPICS, EACH ONE LASTING FOR A PERIOD BETWEEN ONE DAY AND TWO WEEKS AND BRINGING TO MSRI BETWEEN 40 AND 150 PARTICIPANTS. MSRI ALSO COLLABORATES WITH OTHER MATHEMATICS INSTITUTES IN SCIENTIFIC PROGRAMS AND IN ITS EFFORTS TO ENCOURAGE A DIVERSE POPULATION TO PARTICIPATE IN MATHEMATICS RESEARCH PROGRAMS. 1349264 MATH AND SOCIETY PROGRAMS: MSRI SPONSORS A LARGE NUMBER OF PROGRAMS AND ACTIVITIES WHOSE GOAL IS TO ENHANCE K-12 MATHEMATICS EDUCATION AND THE PUBLIC UNDERSTANDING OF AND APPRECIATION FOR MATHEMATICS. THESE INCLUDE SUPPORTING MATHEMATICS RELATED EVENTS FOR CHILDREN (THE BAY AREA MATHEMATICS OLYMPIAD); CRITICAL ISSUES IN MATHEMATICS EDUCATION (A FORUM FOR EXCHANGE OF IDEAS BETWEEN MATHEMATICS RESEARCHERS AND EDUCATORS). IN ADDITION, EACH YEAR, A SERIES OF FILMS, AND PUBLIC LECTURES AND OTHER EVENTS ARE HOSTED AT MSRI AND THROUGHOUT THE COUNTRY FOR THE PUBLIC, INCLUDING THE BI-ANNUAL NATIONAL MATH FESTIVAL HELD IN WASHINGTON DC IN THE SPRING. THAT HELPS THE INTERESTED LAY PERSON TO UNDERSTAND THE IMPORTANCE OF MATHEMATICS AND ITS APPLICATIONS IN OUR SOCIETY AND CULTURE AND TO APPRECIATE THE SIGNIFICANT RECENT ADVANCES IN THE DISCIPLINE. 965513 COMPUTING AND COMMUNICATION: MSRI PROVIDES INFORMATION TECHNOLOGY (IT) RESOURCES AND SERVICES TO ITS RESEARCHERS AND THE BROADER MATH COMMUNITY WORLDWIDE. MSRI MAINTAINS AN IT PLATFORM THAT FEATURES THE MOST ADVANCED MATHEMATICAL SOFTWARE AND THAT GRANTS ACCESS TO AND SUPPORTS VIRTUAL COLLABORATIVE RESEARCH AMONGST MATHEMATICIANS AT THE INSTITUTE. MSRI DEVELOPS AND MAINTAINS A VMATH WEBSITE THAT STREAMS VIDEOS OF PAST PROGRAM LECTURES FOR MATHEMATICIANS AND THE GENERAL PUBLIC. IN ADDITION, MSRI PRODUCES AND DISTRIBUTES DIGITAL VERSIONS OF ITS MOST POPULAR SCIENTIFIC AND PUBLIC EVENTS. 9204864 1 1 0 0 0 0 0 0 0 1 1 1 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 149 0 1 33 1 0 0 0 0 0 0 0 0 0 0 0 0 X 36 34 1 0 0 0 0 0 0 1 1 0 0 0 1 1 0 1 1 1 1 0 AL AK AR CA CT FL GA IL KS KY MA MD MI MN MS NC NH NJ NM NY OK OR PA RI SC TN UT VA WI WV X STEFANIE YURUS 5106429238 17 GAUSS WAY BERKELEY CA 947205070 ANDREI OKOUNKOV VICE CHAIR OF THE BOARD 1.00 X X 0 0 0 BENGT HOLMSTROM TRUSTEE 1.00 X 0 0 0 BOB WISE TRUSTEE 1.00 X 0 0 0 CHARLES FEFFERMAN TRUSTEE 1.00 X 0 0 0 CHRISTOPHER HACON EX-OFFICIO TRUSTEE 1.00 X 0 0 0 DAN FREED TRUSTEE 1.00 X 0 0 0 DAVID DONOHO TRUSTEE 1.00 X 0 0 0 DAVID EISENBUD DIRECTOR 40.00 X X 88942 0 8894 DEBORAH LOEWENBERG BALL TRUSTEE 1.00 X 0 0 0 DUSA MCDUFF TRUSTEE 1.00 X 0 0 0 EDWARD BAKER TREASURER, BOARD CHAIR SINCE 4/1/19 1.00 X X 0 0 0 ELWYN BERLEKAMP TRUSTEE 1.00 X 0 0 0 GEORGIA BENKART TRUSTEE 1.00 X 0 0 0 HELEN MEYER SECRETARY 1.00 X X 0 0 0 HELENE BARCELO DEPUTY DIRECTOR 40.00 X X 244240 0 48854 HENRY LAUFER TRUSTEE 1.00 X 0 0 0 HUGO SONNENSCHEIN TRUSTEE 1.00 X 0 0 0 IAN AGOL TRUSTEE 1.00 X 0 0 0 JAMES H SIMONS TRUSTEE 1.00 X 0 0 0 JEFF GOODBY TRUSTEE 1.00 X 0 0 0 JUDY WALKER EX-OFFICIO TRUSTEE 1.00 X 0 0 0 KRISTIN LAUTER TRUSTEE 1.00 X 0 0 0 MARGARET HOLEN TRUSTEE 1.00 X 0 0 0 MARIA KLAWE TRUSTEE 1.00 X 0 0 0 MARIEL VAZQUEZ EX-OFFICIO TRUSTEE 1.00 X 0 0 0 MARK KLEIMAN TRUSTEE 1.00 X 0 0 0 MAY CHU TRUSTEE, TREASURER SINCE 4/1/19 1.00 X X 0 0 0 MICHAEL MORGAN TRUSTEE 1.00 X 0 0 0 PANAGIOTA DASKALOPOULOS EX-OFFICIO TRUSTEE 1.00 X 0 0 0 R PRESTON MCAFEE TRUSTEE 1.00 X 0 0 0 ROBIN WILSON EX-OFFICIO TRUSTEE 1.00 X 0 0 0 ROGER A STRAUCH BOARD CHAIR UNTIL 3/31/19, TRUSTEE 1.00 X X 0 0 0 RONALD KAHN TRUSTEE 1.00 X 0 0 0 SANDOR STRAUS TRUSTEE 1.00 X 0 0 0 SANFORD GROSSMAN TRUSTEE 1.00 X 0 0 0 STEPHEN DELLA PIETRA TRUSTEE 1.00 X 0 0 0 STEFANIE YURUS CONTROLLER 40.00 X 130710 0 56824 ANNIE AVERITT DIRECTOR FOR ADVANCEMENT & EXTERNAL RELATIONS 40.00 X 104001 0 8424 AARON HALE IT MANAGER 40.00 X 132239 0 31904 ARTHUR BOSSE OPERATIONS MANAGER 40.00 X 107693 0 30475 807825 0 185375 5 0 1 0 GEORGE CSICSERY 3853 HOWE ST OAKLAND CA 94611 VIDEO PRODUCTION 106525 1 5524889 2778235 306439 8303124 ACADEM.SVC FEES & OTHER 900099 517166 517166 517166 609086 609086 1530 1530 15950143 15304234 645909 645909 645909 1167 0 1167 1167 MISCELLANEOUS REVENUE 900099 6762 6762 6762 10084744 518333 0 1263287 15669 15669 3774160 3774160 258334 258334 875278 485404 233036 156838 1676419 929692 446334 300393 133823 70765 45176 17882 302123 160441 100113 41569 181902 97682 57275 26945 20196 479 18415 1302 57113 57113 248193 248193 81015 10030 35206 35779 119178 63634 8185 47359 169081 164022 5059 257746 219319 34249 4178 190245 125076 4333 60836 806394 724426 70258 11710 148468 128909 16765 2794 PURCHASED SERVICES 885380 806831 10562 67987 WORKSHOP EXPENSES 831421 822783 8638 PUBLIC & FUNDRAISING EV 344578 240869 103709 GOVERNANCE COMMITTEES 166336 91040 75296 57107 15299 23277 18531 11600159 9204864 1492424 902871 202 1568 3891384 4094922 9067206 7414052 27243 38011 37365 47616 18358910 10654945 8330855 7703965 19161174 18273384 6416491 7747099 600 600 46932520 45321217 417728 502189 12290 417728 514479 X 9318902 9029439 15473530 15575471 21722360 20201828 46514792 44806738 46932520 45321217 -1515415 -192639 0 X 0 1 X 1 1 1 X 7396924 12270764 14345368 11781719 8303124 54097899 7396924 12270764 14345368 11781719 8303124 54097899 13207783 40890116 433881 450325 452947 528482 610616 2476251 6762 6762 56580912 2347579 0.72270 0.67230 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 25599705 486600 769013 788750 26066568 23908940 1094796 1467376 871407 25599705 21253570 1074778 2206903 626311 23908940 18802112 3136810 -49507 635845 21253570 17774369 422091 854951 249299 18802112 0.00000 0.84010 0.15990 0 0 13518283 7157266 6361017 4840627 3497679 1342948 7703965 ALTERNATIVE INVESTMENTS 7747099 F 7747099 9661334 -192639 17422 -175217 9836551 248193 248193 10084744 11369388 17422 17422 11351966 248193 248193 11600159 PART V, LINE 4: ENDOWMENTS ARE HELD TO SUPPORT THE WORK OF RESEARCH PROFESSORS, POSTDOCTORAL SCHOLARS, AND PUBLIC UNDERSTANDING OF MATH PROGRAMS. 1 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 GRANT MAKING 3464 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 INVESTMENTS 7747099 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 GRANT MAKING 231986 MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 0 0 GRANT MAKING 5214 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 GRANT MAKING 16400 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 0 0 GRANT MAKING 1270 0 0 0 0 0 0 8005433 0 8005433 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM TO FUND PRODUCTION OF VIDEOS ABOUT MATH FOR YOUTUBE NUMBERPHILE CHANNEL 174000 WIRE 0 1 STIPENDS FOR RESEARCHERS, PER DIEM AND TRAVEL EXPENSE REIMBURSEMENTS EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 2 3464 CHECK, WIRE STIPENDS FOR RESEARCHERS, PER DIEM AND TRAVEL EXPENSE REIMBURSEMENTS EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIU 28 57986 CHECK, WIRE STIPENDS FOR RESEARCHERS, PER DIEM AND TRAVEL EXPENSE REIMBURSEMENTS MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 1 5214 CHECK, WIRE STIPENDS FOR RESEARCHERS, PER DIEM AND TRAVEL EXPENSE REIMBURSEMENTS NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 17 16400 CHECK, WIRE STIPENDS FOR RESEARCHERS, PER DIEM AND TRAVEL EXPENSE REIMBURSEMENTS SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 2 1270 CHECK, WIRE 1 0 1 0 0 0 PART III GRANTS & OTHER ASSISTANCE TO INDIVIDUALS OUTSIDE THE US THE ORGANIZATIONS IS REPORTING BASED ON THE INDIVIDUALS' PLACE OF RESIDENCE, NOT WHERE THEY DID RESEARCH. 1 STIPENDS, PER DIEM AND TRAVEL REIMBURSMENT 938 3610327 163833 COST BENEFITS PART I, LINE 2: MSRI REQUIRES SUBMISSION OF TRAVEL RECEIPTS BEFORE REIMBURSING THE GRANTEES' EXPENSES. IN ADDITION, FOR NATIONAL SECURITY GRANTS, VERIFICATION OF THE RECIPIENTS' UNITED STATES CITIZENSHIP IS OBTAINED. 1 X X X 0 0 0 0 0 0 0 0 0 HELENE BARCELO DEPUTY DIRECTOR 244240 0 0 0 0 0 24542 0 24312 0 293094 0 0 0 STEFANIE YURUS CONTROLLER 130423 0 0 0 287 0 13585 0 43239 0 187534 0 0 0 AARON HALE IT MANAGER 132239 0 0 0 0 0 13310 0 18594 0 164143 0 0 0 X 16377 FMV X 3 290142 FMV 0 1 0 PART I, COLUMN (B): THE NUMBER IN COLUMN B ABOVE IS THE NUMBER OF CONTRIBUTIONS. FORM 990, PART VI, SECTION A, LINE 2 SOME OF THE DIRECTORS HAVE CAREERS AS INVESTORS AND FELLOW DIRECTORS HOLD INVESTMENTS IN FUNDS THEY MANAGE. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS DISTRIBUTED TO THE FINANCE COMMITTEE FOR REVIEW. COMMITTEE MEMBERS PROVIDE FEEDBACK AND CHANGES TO CONTENT IN THE FORM 990 DIRECTLY TO THE CONTROLLER. ALL CHANGES ARE REFLECTED IN THE FORM 990 BY THE CONTROLLER PRIOR TO FILING THE FORM 990 WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12 CONFLICT OF INTEREST STATEMENTS ARE PROVIDED TO THE BOARD OF TRUSTEES AT THE ANNUAL TRUSTEE MEETING. THE BOARD OF TRUSTEES SIGN AND RETURN THE COMPLETED FORMS FOR REVIEW. CONFLICTS OF INTERESTED THAT ARE IDENTIFIED ARE ADDRESSED AT THAT TIME. FORM 990, PART VI, SECTION B, LINE 15 THE OPERATIONS MANAGER PREPARES AND SUBMITS A COMPARATIVE SALARY ANALYSIS FOR EACH OFFICER LEVEL POSITION TO THE COMPENSATION COMMITTEE FOR REVIEW. BASED ON REVIEW, THE STEERING COMMITTEE SUBMITS A RECOMMENDATION FOR APPROVAL OF OFFICER COMPENSATION BY THE BOARD OF TRUSTEE. KEY EMPLOYEE COMPENSATION IS AUTHORIZED BY THE DIRECTOR AND APPROVED BY THE BOARD OF TRUSTEES IN THE ANNUAL BUDGETING PROCESS. FORM 990, PART VI, SECTION C, LINE 19 DOCUMENTS ARE MADE AVAILABLE UPON REQUEST.