2020-07-10T16:20:03-05:00 2019-06-30 381357951 PLANTE & MORAN PLLC 8181 E TUFTS AVE SUITE 600 DENVER CO 80237 990 2018-07-01 262957251 SUN HEALTH SERVICES SUNH 6238325353 PO BOX 6030 SUN CITY WEST AZ 85376 SHARON GRAMBOW COO 6238325353 2019-05-04 1 DORI EGGETT P00645252 3037409400 2020-07-10 71.218.248.222 2020-07-10 15:16:49 MD P 724A09AFD6A411BC004A719F36EDE9333CE577E1 321DDE24B35CC1D1467AEA03569F7C6B0A555C82 2018 2021-01-29 14:40:06Z JOSEPH E LA RUE PO BOX 6030 SUN CITY WEST AZ 85376 56171606 0 X WWW.SUNHEALTH.ORG X 2008 AZ SUN HEALTH CHAMPIONS SUPERIOR HEALTH AND WELLBEING THROUGH PHILANTHROPY, INSPIRED LIVING AND WELLNESS PROGRAMS. SUN HEALTH ENVISIONS A WORLD WHERE PEOPLE LIVE LONGER, HEALTHIER, MORE PURPOSEFUL LIVES. 16 15 43 15 301398 0 2184350 4746917 4624126 4591842 9833155 8870052 570449 498392 17212080 18707203 3415225 2325016 0 0 9144493 13498188 0 0 0 10572174 17639408 23131892 33462612 -5919812 -14755409 330008660 322988166 215088071 225196247 114920589 97791919 X SUN HEALTH SERVICES SUPPORTS AND BENEFITS SUN HEALTH FOUNDATION, SUN HEALTH SENIOR LIVING, BANNER HEALTH, AND OTHER CHARITABLE ORGANIZATIONS ENGAGED IN PROMOTING/ENHANCING THE DELIVERY OF HEALTH CARE IN ARIZONA. 0 0 21720532 0 543938 SUN HEALTH SERVICES CONTINUES A SUPPORT AND MAINTENANCE AGREEMENT WITH BANNER HEALTH WHEREBY SUN HEALTH AND AFFILIATES AGREED TO SUPPORT THE CAPITAL AND OPERATING NEEDS OF THE FORMER SUN HEALTH HEALTH CARE FACILITIES. BANNER HEALTH AGREED TO CERTAIN CAPITAL AND OPERATING COMMITMENTS IN RETURN FOR SUN HEALTH'S SUPPORT. DURING FISCAL YEAR 2019, SUN HEALTH SERVICES PROVIDED $6,809,000 IN SUPPORT OF THEIR COMMITMENT FOR TWO COMMUNITY BASED MEDICAL CENTERS. THE PRIMARY FUNCTIONS OF SUN HEALTH SERVICES INCLUDES MONITORING AND ENSURING BANNERS COMPLIANCE WITH THE COVENANTS SET FORTH IN THE SUPPORT AND MAINTENANCE AGREEMENT AND OVERSIGHT AND MONITORING OF THE INVESTMENTS PORTFOLIO AND VARIOUS PARCELS OF REAL ESTATE. SEE SCHEDULE O FOR CONTINUATION OF DESCRIPTION. IN ADDITION, CERTAIN AFFILIATES OF SUN HEALTH SERVICES OPERATE THREE DISTINCT CONTINUING CARE RETIREMENT COMMUNITIES. 4424251 614930 3886531 SUN HEALTH SENIOR LIVING OFFERS RESIDENTS AND COMMUNITY MEMBERS AN ARRAY OF LIVING EXPERIENCES INCLUDING INDEPENDENT LIVING, ASSISTED LIVING, MEMORY SUPPORT, CUSTODIAL CARE AND SKILLED AND REHABILITATION NURSING CARE VIA THREE ARIZONA RETIREMENT COMMUNITIES: GRANDVIEW TERRACE IN SUN CITY WEST, LA LOMA VILLAGE IN LITCHFIELD PARK, AND THE COLONNADE IN SUN CITY GRAND. 760256 0 149374 THE CENTER FOR HEALTH & WELLBEING SERVES LOCAL MEDICAL CENTER PATIENTS AGE FIFTY-FIVE AND UP TO EVALUATE AND IMPROVE THEIR OVERALL HEALTH AND WELLNESS. IN ADDITION, THE CENTER SPECIALIZES IN PROVIDING EDUCATION AND SUPPORT FOR THOSE DIAGNOSED WITH CHRONIC HEART AND LUNG CONDITIONS, DIABETIES AND PRE-DIABETES, OR A MEMORY IMPAIRMENT. 1710086 1710086 SUN HEALTH IN ITS ROLE AS A SUPPORTING ORGANIZATION, AGREEED TO FUND THE ADMINISTRATIVE AND FUND RAISING COSTS OF AN AFFILIATE PUBLIC CHARITY, SUN HEALTH FOUNDATION. THIS FUNDING ENSURES THAT 100 PERCENT OF ALL DONOR CONTRIBUTIONS ARE UTILIZED TOWARDS THE DONOR'S DESIGNATED PURPOSE OF SUPPORTING THE DELIVERY OF QUALITY HEALTH CARE TO THE RESIDENTS OF THE WEST VALLEY OF MARICOPA COUNTY, ARIZONA. 448490 11999 THE CARE TRANSITIONS PROGRAM SERVES LOCAL MEDICAL CENTER PATIENTS AGE FIFTY-FIVE AND UP BY GIVING INDIVIDUALS THE SUPPORT, GUIDANCE AND RESOURCES TO TRANSITION FROM THE HOSPITAL SETTING AND/OR COPING WITH CHRONIC HEALTH ISSUES. THE PROGRAM CONTRIBUTES TO A SIGNIFICANT REDUCTION IN HOSPITAL READMISSIONS. 7579 MEDICATION MANAGEMENT IS A COMPREHENSIVE PROGRAM THAT OFFERS A SUITE OF SERVICES TO HELP MANAGE THE COMPLEXITY ASSOCIATED WITH TAKING MULTIPLE MEDICATIONS AND SUPPLEMENTS. PARTICIPANTS OVER THE AGE OF THIRTEEN HAVE ACCESS TO A FREE CUSTOMIZED MEDICATION PROFILE DETAILING THEIR HEALTH AND DRUG HISTORY. FOR A NOMINAL FEE, INDIVIDUALS HAVE ACCESS TO PHARMACIST REVIEWS. 2166155 1710086 11999 29071194 1 1 0 0 0 0 0 0 0 0 1 1 0 1 1 0 0 1 0 0 1 0 0 0 0 0 0 1 0 1 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0 1 53 0 1 43 0 1 1 0 0 0 0 0 0 0 0 0 0 0 X 16 15 0 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 1 1 1 1 X JOSEPH E LA RUE PRESCEO 6237772638 PO BOX 6030 SUN CITY WEST AZ 85376 JOEL E BARTHELEMY DIRECTOR 2.00 0.00 X 0 0 0 PATRICIA LEWIS FINNELL DIRECTOR 2.00 2.00 X 0 0 0 L BIRT KELLAM DIRECTOR 2.00 2.00 X 0 0 0 IRENE KOVALA EDD DIRECTOR 2.00 X 0 0 0 JOSEPH E LA RUE PRESIDENT & CEO SHS/SHF 32.00 8.00 X X 0 510204 63358 LEW LANCASTER TREASURER 2.00 2.00 X X 0 0 0 RICHARD V LIVENGOOD DIRECTOR 2.00 X 0 0 0 MICHAEL MANDELL CHAIRMAN 2.00 2.00 X X 0 0 0 RANDY MCGRANE DIRECTOR 2.00 X 0 0 0 DAN MINNIX CHAIRMAN 2.00 4.00 X X 0 0 0 HERMAN L ORCUTT IMMEDIATE PAST CHAIRMAN 2.00 2.00 X X 0 0 0 PATRICIA ROURKE DIRECTOR 2.00 X 0 0 0 GERALD S SOLOMON VICE CHAIRMAN 2.00 2.00 X X 0 0 0 R JACK STEPHENSON DIRECTOR 2.00 X 0 0 0 DEAN L STRYCKER MD SECRETARY 2.00 X X 0 0 0 RONALD J SYMIC DIRECTOR 2.00 2.00 X 0 0 0 WILLIAM T SELLNER FORMER CFO 30.00 10.00 X 0 498947 61730 SHARON GRAMBOW COO 8.00 32.00 X 0 443025 56417 RONALD D GUZIAK FORMER CEO SHS 18.00 22.00 X 0 631210 56317 JENNIFER DRAGO VP BUS DEV SHS 40.00 X 0 341361 59349 BHAKTI B GOSALIA EXEC DIR SENIOR LIVING SHS 1.00 39.00 X 0 232699 44046 DEBRA A RICHARDS RN CARE COORD DIR 40.00 X 0 160202 23114 TAHLYA VISINTAINER CHIEF HRO 8.00 32.00 X 0 191457 18921 JOHN W TYLER FINANCE SR MGR SHS 36.00 4.00 X 0 184595 31064 0 3193700 414316 0 0 1 0 ZION AND ZION LLC 432 S FARMER AVE TEMPE AZ 85281 MARKETING 896325 DRINKER BIDDLE & REATH LLP ONE LOGAN SQUARE STE 2000 PHILADELPHIA PA 191036996 LEGAL 721342 ROX MEDIA LLC PO BOX 11190 CASA GRANDE AZ 851300148 MULTIMEDIA 576157 JENNINGS STROUSS AND SOLOMAN PLC ONE E WASHINGTON ST STE 1900 PHOENIX AZ 850042554 LEGAL 222840 PLANTE AND MORAN PLLC 16060 COLLECTIONS CTR DR CHICAGO IL 60693 AUDIT 126716 5 4564973 181944 4746917 LIFE CARE COMMUNITIES 561000 3886531 3886531 LAND LEASE 561000 543938 543938 HEALTH AND WELLBEING 611710 149374 149374 MISC MANAGEMENT FEE 900099 11999 11999 4591842 3500197 301398 3198799 1190565 692173 498392 498392 498392 41949308 192777 36772230 0 5177078 192777 5369855 5369855 18707203 4591842 301398 9067046 2325016 2325016 3253576 2277503 976073 9440000 8212800 1227200 627316 439121 188195 177296 124107 53189 500895 240430 260465 110886 110886 1420365 681775 738590 775119 775119 89591 89591 232593 232593 466379 172560 293819 54409 37542 16867 8347574 8097147 250427 552974 409201 143773 192434 123158 69276 SH SENIOR LIVING EXPENS 4424251 4424251 PROPERTY TAX 94588 80400 14188 MEDICAL DIRECTOR/PHYSIC 54219 54219 323131 274661 48470 33462612 29071194 4391418 0 3779101 2616434 77765934 84502740 40077624 6539438 33209203 33538186 176134655 160313497 20363446 19271907 209471 245242 18546850 22500160 330008660 322988166 12883440 5979393 6550000 5800000 18848325 18396617 60615278 60615278 114805125 117939893 1385903 16465066 215088071 225196247 X 104151935 87165428 10768654 10626491 114920589 97791919 330008660 322988166 X -14755409 1245353 -3618614 X 0 1 X 1 0 X X X 2 SUN HEALTH FOUNDATION 237107959 7 1 1710086 0 BANNER HEALTH 450233470 7 1 346000 0 2 2056086 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 26716915 26716915 10788345 5973493 4814852 1021623 565945 455678 1550741 1550741 33538186 OTHER SECURITIES 19271907 C 19271907 PREPAID 153134 DUE FROM RELATED 3634225 PLEDGED FUNDS 18712801 22500160 OTHER LIABILITIES 16465066 16465066 CENTRAL AMERICA AND THE CARIBBEAN INVESTMENTS 31658586 0 0 0 0 0 0 31658586 0 31658586 1 0 1 1 0 0 0 BANNER HEALTH 2901 N CENTRAL AVE STE 160 PHOENIX AZ 85012 450233470 501(C)(3) 346000 HEALTH CARE FUNDING SUN HEALTH FOUNDATION 14719 W GRAND AVE SURPRISE AZ 85374 237107959 501(C)(3) 1701435 HEALTH CARE FUNDING SUN HEALTH COLONNADE 19116 COLONNADE WAY SURPRISE AZ 85374 453137352 501(C)(3) 144000 HEALTH CARE FUNDING LA LOMA SENIOR LIVING SERVICES INC 14154 S DENNY BLVD LITCHFIELD PARK AZ 85340 861028348 501(C)(3) 0 ASSET RETIREMENT OBLIGATION 4 0 PART I, LINE 2: GRANTS TO BANNER HEALTH AND OTHER ORGANIZATIONS ENGAGED IN PROMOTING OR ENHANCING THE DELIVERY OF HEALTH CARE WILL BE SUBJECT TO WRITTEN AGREEMENTS. THE ORGANIZATION WILL PROVIDE FUNDS TO BANNER HEALTH IN FULFILLMENT OF THE SUPPORT OBLIGATIONS OF THE SUN HEALTH SUPPORT PARTIES (INCLUDING SUN HEALTH FOUNDATION) PURSUANT TO THE SUPPORT AND MAINTENANCE AGREEMENT. X X X X X X 1 1 0 0 0 0 0 0 0 JOSEPH E LA RUE PRESIDENT & CEO SHS/SHF 0 380130 0 130074 0 0 0 29077 0 34281 0 573562 0 0 WILLIAM T SELLNER FORMER CFO 0 358312 0 140635 0 0 0 29500 0 32230 0 560677 0 0 SHARON GRAMBOW COO 0 315139 0 127886 0 0 0 29438 0 26979 0 499442 0 0 RONALD D GUZIAK FORMER CEO SHS 0 595761 0 35449 0 0 0 24226 0 32091 0 687527 0 0 JENNIFER DRAGO VP BUS DEV SHS 0 240970 0 100391 0 0 0 25206 0 34143 0 400710 0 0 BHAKTI B GOSALIA EXEC DIR SENIOR LIVING SHS 0 176181 0 56518 0 0 0 25568 0 18478 0 276745 0 0 DEBRA A RICHARDS RN CARE COORD DIR 0 129875 0 30327 0 0 0 5021 0 18093 0 183316 0 0 TAHLYA VISINTAINER CHIEF HRO 0 191457 0 0 0 0 0 3819 0 15102 0 210378 0 0 JOHN W TYLER FINANCE SR MGR SHS 0 122052 0 62543 0 0 0 4956 0 26108 0 215659 0 0 PART I, LINE 3 SOME OFFICERS AND KEY EMPLOYEES PARTICIPATE IN A BOARD ENDORSED 457(B) PLAN. A NON-QUALIFIED 457(F) PLAN IS BOARD ENDORSED FOR CERTAIN EXECUTIVES. THIS PLAN CARRIES A SUBSTANTIAL RISK OF FORFEITURE IN THAT VESTING ONLY OCCURS THE EARLIER OF 5 YEARS FROM THE DATE OF DEPOSIT, AGE 60 OR RULE OF 80 (AGE AND SERVICE EQUALS 80 OR MORE). ALL DEPOSITS ARE EMPLOYER CONTRIBUTIONS. SHOULD A PARTICIPANT VOLUNTARILY TERMINATE EMPLOYMENT PRIOR TO A DEPOSIT VESTING, THE DEPOSIT IS FORFEITED. ALL DEPOSITS ARE PAID OUT AND TAXED UPON VESTING. PART II EFFECTIVE 9/2/08, THE COMPENSATION FOR OFFICERS AND KEY EMPLOYEES WAS PAID BY BANNER HEALTH THROUGH AN AGREEMENT BETWEEN BANNER HEALTH AND SUN HEALTH SERVICES. BANNER HEALTH IS A SEPARATE RELATED 501(C)(3) ORGANIZATION. SUN HEALTH SERVICES REIMBURSES BANNER HEALTH FOR THE AMOUNTS PAID. PART II THE SALARY AND BENEFITS INFORMATION DISCLOSED ON SCHEDULE J, PART II, REPRESENTS THE AGGREGATE COMPENSATION TO INDIVIDUALS FOR THEIR SERVICES TO SUN HEALTH SERVICES, SUN HEALTH FOUNDATION, SUN HEALTH PARTNERS, SUN HEALTH SENIOR LIVING, LA LOMA SENIOR LIVING, SUN HEALTH COLONNADE AND GRANDVIEW TERRACE; THE LATTER THREE BEING THREE DISTINCT CONTINUING CARE RETIREMENT COMMUNITIES. A ARIZONA HEALTH 860453292 2015-12-18 68400000 FINANCES CAPITAL IMPROVEMENTS AND REFUNDS A PRIOR ISSUE. 0 0 0 A 7784722 68400010 365440 30523829 37558716 1 0 1 1 A 0 0 1 1 0 0 0 1 A 0 0 1 1 1 0 0 0 1 FORM 990, PART VI, SECTION A, LINE 7A THE DIRECTORS ARE RATIFIED BY SUN HEALTH FOUNDATION'S BOARD OF TRUSTEES. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED AND REVIEWED BY THE ORGANIZATION'S INDEPENDENT ACCOUNTANT, PLANTE & MORAN PLLC. THE RETURN IS THEN REVIEWED BY THE AUDIT COMMITTEE AND PROVIDED TO THE BOARD FOR COMMENTS PRIOR TO THE FILING DEADLINE. FORM 990, PART VI, SECTION B, LINE 12C ON AN ANNUAL BASIS, BOARD MEMBERS AND MANAGEMENT STAFF ARE REQUIRED TO SUBMIT A CONFLICT OF INTEREST QUESTIONNAIRE FOR BOARD AND MANAGEMENT REVIEW AS APPROPRIATE. THE QUESTIONNAIRE PROVIDES SPECIFIC INSTRUCTIONS THAT THE FORM MUST BE UPDATED IF ANY SITUATION ARISES DURING THE YEAR THAT MIGHT CONSTITUTE A CONFLICT. THE AUDIT COMMITTEE HAS RESPONSIBILITY FOR INTERVENING, IF NECESSARY, ON CONFLICT OF INTEREST MATTERS. ANY INDIVIDUAL FOUND TO BE IN CONFLICT WILL ABSTAIN FROM THE DECISION MAKING PROCESS. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD OF DIRECTORS MANAGEMENT REVIEW COMMITTEE, AS PROVIDED IN THE ORGANIZATION'S BYLAWS, HAS A RESPONSIBILITY FOR THE COMPENSATION OF ALL SENIOR MANAGEMENT. ANNUALLY, SALARIES OF SENIOR MANAGEMENT ARE REVIEWED BY THE ORGANIZATION'S BOARD OF DIRECTORS. THE DELIBERATION AND DECISION OF COMPENSATION ARRANGEMENTS WAS CONTEMPORANEOUSLY SUBSTANTIATED IN THE ORGANIZATION'S MINUTES. SUN HEALTH SERVICES RETAINS AN INDEPENDENT CONSULTANT, FINDLEY DAVIS, IN ASSESSING ITS EXECUTIVE COMPENSATION POLICIES AND PRACTICES. THE COMPENSATION PROCESS WAS LAST UNDERTAKEN IN 2019. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICIES ARE GENERALLY NOT MADE AVAILABLE TO THE PUBLIC. FINANCIAL STATEMENTS HISTORICALLY HAVE BEEN MADE AVAILABLE. FORM 990, PART XI, LINE 9: INTEREST RATE SWAP -3,180,899. OTHER INTERCOMPANY -437,715. SUN HEALTH SENIOR LIVING LLC PO BOX 6030 SUN CITY AZ 85376 455456931 ADMINISTRATION AZ 3975000 1434000 SUN HEALTH SERVICES LA LOMA MOB ONE LLC PO BOX 6030 SUN CITY AZ 85376 861024087 COMMERCIAL RENT AZ 711000 5651000 SUN HEALTH SERVICES SUN HEALTH FOUNDATION PO BOX 6030 SUN CITY AZ 85376 237107959 FUNDRAISING AZ LINE 7 0 BANNER HEALTH 1441 N 12TH ST PHOENIX AZ 85006 450233470 HOSPITAL OPERATOR AZ LINE 3 0 LA LOMA SENIOR LIVING SERVICES INC 14154 DENNY BOULEVARD LITCHFIELD PARK AZ 85340 861028348 SENIOR LIVING AZ LINE 9 SUN HEALTH SERVICES 1 SUN HEALTH COLONNADE 19116 COLONNADE WAY SUPRISE AZ 85374 453137352 SENIOR LIVING AZ LINE 9 SUN HEALTH SERVICES 1 SUN HEALTH GRANDVIEW TERRACE PO BOX 6030 SUN CITY AZ 85376 832576991 SENIOR LIVING AZ LINE 9 SUN HEALTH SERVICES 1 SUN HEALTH PARTNERS PO BOX 6030 SUN CITY AZ 85376 860796950 INVESTMENTS AZ SUN HEALTH SERVICES C 15869867 3801154 1.00000 1 1 1 1 1 0 0 0 0 0 1 1 1 1 1 1 1 0 0 0 BANNER HEALTH B 346000 ACCRUED LIABILITY BANNER HEALTH P 5176308 CASH SUN HEALTH GRANDVIEW TERRACE LLP J 544000 CASH SUN HEALTH GRANDVIEW TERRACE LLP D 10621487 ACTUAL DEBT SUN HEALTH GRANDVIEW TERRACE LLP A 929518 CASH SUN HEALTH GRANDVIEW TERRACE LLP D 11013740 ACTUAL DEBT SUN HEALTH GRANDVIEW TERRACE LLP A 138996 CASH LA LOMA SENIOR LIVING SERVICES INC J 254103 LEASE VALUE LA LOMA SENIOR LIVING SERVICES INC L 705000 ACTUAL INCURRED LA LOMA SENIOR LIVING SERVICES INC O 7072000 ACTUAL INCURRED SUN HEALTH COLONNADE L 503000 ACTUAL INCURRED SUN HEALTH COLONNADE O 4254000 ACTUAL INCURRED SUN HEALTH GRANDVIEW TERRACE LLP L 1097000 ACTUAL INCURRED SUN HEALTH GRANDVIEW TERRACE LLP O 10844000 ACTUAL INCURRED SUN HEALTH FOUNDATION B 8651 CASH SUN HEALTH FOUNDATION C 40981 CASH SUN HEALTH FOUNDATION B 1701435 ACCRUED LIABILITY LA LOMA SENIOR LIVING SERVICES INC D 29277614 ACTUAL DEBT LA LOMA SENIOR LIVING SERVICES INC D 4115404 ACTUAL DEBT LA LOMA SENIOR LIVING SERVICES INC D 71747 ACCRUED LIABILITY LA LOMA SENIOR LIVING SERVICES INC D 834557 ACCRUED LIABILITY LA LOMA SENIOR LIVING SERVICES INC A 53876 CASH SUN HEALTH COLONNADE B 144000 ACCRUED LIABILITY SUN HEALTH COLONNADE D 27474495 ACTUAL DEBT SUN HEALTH COLONNADE A 1520713 CASH SUN HEALTH PARTNERS Q 3186384 ACCRUED RECEIVABLE SUN HEALTH PARTNERS B 166412 CASH