2020-06-01T12:07:52-05:00 2019-12-31 GRANT THORNTON LLP 171 N CLARK ST SUITE 200 CHICAGO IL 60601 990 2019-01-01 363776789 National Insurance Crime Bureau % ROBERT JACHNICKI NATI 8475447000 1111 E Touhy Ave Ste 400 Des Plaines IL 60018 ROBERT JACHNICKI CFO/TREASURER 8475447000 2020-05-28 true BRIDGET T ROCHE P00666837 3128560200 67.162.103.66 36941220201535000004 2020-06-01 P 03C7ECDF49685E7AE3A221094A25892BFCEA1D1E 7E40B3FC658E8609CB1FA2529574A3DCA6AB30D1 2019 2021-04-22 16:20:28Z NICB Robert Jachnicki 1111 East Touhy Ave Ste 400 Des Plaines IL 60018 73034742 false X www.nicb.org X 1991 IL TO LEAD A UNITED EFFORT OF INSURERS, LAW ENFORCEMENT AND REPRESENTATIVES OF THE PUBLIC TO PREVENT AND COMBAT INSURANCE FRAUD AND CRIME. 13 13 432 0 0 0 0 0 62181635 65455797 2442247 1666636 2617 9851 64626499 67132284 0 0 0 0 40613451 41665080 0 0 0 20814480 22499026 61427931 64164106 3198568 2968178 51075995 62189559 26944234 30257864 24131761 31931695 X TO LEAD A UNITED EFFORT OF INSURERS, LAW ENFORCEMENT, AND REPRESENTATIVES OF THE PUBLIC TO PREVENT AND COMBAT INSURANCE FRAUD AND CRIME THROUGH DATA ANALYTICS, INVESTIGATIONS, TRAINING, LEGISLATIVE ADVOCACY AND PUBLIC AWARENESS. false false 35274175 0 39250657 INVESTIGATIONS - NICB'S INVESTIGATIVE EFFORTS PRODUCED 2,922 PROSECUTIVE ADMINISTRATIVE ACTIONS (PAA) RELATED TO MEDICAL FRAUD, 3,197 IN THE COMMERCIAL FRAUD SEGMENT, AND 3,418 IN THE ORGANIZED VEHICLE CRIME SEGMENT. 9972755 0 9819597 GEOSPATIAL IMAGERY - PROVIDED INSURANCE INDUSTRY AND FIRST RESPONDERS WITH GEOSPATIAL SUPPORT AND ANALYTICS IN DISASTER SITUATIONS. IN 2019, PROVIDED GIC IMAGERY OF KINCADE (CA) FIRE DAMAGE THAT IMPACTED 77K ACRES IN CA WITH 266 STRUCTURES DESTROYED. PROVIDED IMAGERY OF DALLAS-FORT WORTH TORNADO DAMAGE. PROVIDED DISASTER IMAGERY TO LAW ENFORCEMENT ON SADDLERIDGE FIRE. IN 2019, GIC PARTNER VEXCEL ACQUIRED GEOMNI'S IMAGERY WITH MAPPING TECHNOLOGY AND OBLIQUE AERIEL IMAGE CAPABILITIES. 7997439 0 8898996 DATA ANALYTICS - PUBLISHED 796 MEDAWARE ALERTS, DISSEMINATED 640 SUSPECT VEHICLE LEADS FOR INVESTIGATION AND POTENTIAL RECOVERY. DEVELOPED CATASTROPHE CLAIMS MODEL AND TWO FRAUD MODELS BASED ON GIC IMAGERY. 6728086 7486547 59972455 false false false true false false false false false true false false false true true true false false false false false false false false false false false false true false false false false false false false false false false false false false true true true false true 34 0 true 432 true false false false false false false false false X 13 13 false false false false false false false true true false false true true true true true true true true false OK X ROBERT JACHNICKI 8475447000 1111 E TOUHY AVE STE 400 Des Plaines IL 60018 Joseph Wehrle Chief Executive Officer 50.0 0.0 X 707477 0 20758 Andrew Sosnowski General Counsel/Secretary 50.0 5.0 X 310703 5731 49741 Daniel Abbott Chief Information Officer 50.0 0.0 X 277055 0 77224 James Schweitzer Chief Operating Officer 50.0 0.0 X 329675 0 18687 Robert Jachnicki CFO/Treasurer 50.0 2.1 X 271368 2192 69856 Karen Graczyk Vice President/ITD 40.0 0.0 X 185540 0 70565 George Worsham Vice President/Membership 40.0 0.0 X 183015 0 65366 Barbara Low Vice President Human Resources 40.0 0.0 X 197723 0 43207 Brian Smidt Vice President/Data Analytics 40.0 0.0 X 201526 0 36373 Alan Haskins Vice President/GOVT. AFFAIRS 40.0 0.0 X 183087 0 43661 Michael Sinno Vice President/L&D 18.0 40.0 X 50814 108150 37799 Robert Smith Sr. Membership Director 40.0 0.0 X 148599 0 43697 Frederick Lohmann Director Field Operations 40.0 0.0 X 154105 0 37090 Robert Jones Director Field Operations 40.0 0.0 X 168926 0 11577 DANA MACDONALD Director Field Operations 40.0 0.0 X 163684 0 10053 Roger Morris Vice President/Communications 40.0 0.0 X 146710 0 24101 Kevin Gallagher Director Field Operations 40.0 0.0 X 150046 0 8916 Michael Capuzzi Chair 5.0 0.0 X 0 0 0 James McSheffrey Vice Chair 5.0 0.0 X 0 0 0 Mike Neubauer Imm. Past Chair(THRU 11/21/19) 5.0 0.0 X 0 0 0 John Burns Member (THRU 11/21/19) 2.0 0.0 X 0 0 0 Robert Bowers Member (START 5/2/19) 2.0 0.0 X 0 0 0 Lynne Brady Member (THRU 10/14/19) 2.0 0.0 X 0 0 0 Jeremy Connor Member 2.0 0.0 X 0 0 0 Paul Diemer Member 2.0 0.0 X 0 0 0 Jean Guan Member 2.0 0.0 X 0 0 0 Matthew C Murphy Member 2.0 0.0 X 0 0 0 Tim Murray Member 2.0 0.0 X 0 0 0 Mark Oppenheim Member 2.0 0.0 X 0 0 0 Steve Piper Member (START 1/5/19) 2.0 0.0 X 0 0 0 Peter Raubenheimer Member 2.0 0.0 X 0 0 0 Claudia Rodriguez Member 2.0 0.0 X 0 0 0 Erik Roen Member 2.0 0.0 X 0 0 0 3830053 116073 668671 45 false true false 0 NONDEDUCTIBLE MEMBERSHIP DUES 900099 53094811 53094811 0 0 GEOSPATIAL MEMBER ASSESSMENT 900099 9819597 9819597 0 0 USER FEES 900099 1086042 1086042 0 0 LICENSE PLATE READER PROGRAM 900099 979325 979325 0 0 VEHICLE FINANCE PROGRAM 900099 108522 108522 0 0 367500 367500 0 0 65455797 1648366 1648366 0 0 0 0 0 5920728 0 5902398 60 18330 -60 18270 18270 0 0 0 0 0 0 0 0 0 RESTITUTION CONTRIBUTION 900099 9851 0 0 9851 9851 67132284 65455797 0 1676487 0 0 0 0 3601851 3455976 145875 0 28611247 27452491 1158756 1818000 1755067 62933 5322565 5107082 215483 2311417 2242236 69181 0 66804 59388 7416 100270 100270 139417 139417 0 89930 89930 1679727 1546811 132916 125129 112990 12139 4235791 3617996 617795 841030 787486 53544 0 1635116 1133487 501629 663108 637742 25366 0 492524 451845 40679 7326 6593 733 0 477257 429771 47486 737834 63574 674260 GEOSPATIAL IMAGERY 9224657 9224657 0 0 AUTO OPERATIONS 1951336 1861775 89561 0 REPORT AND SURV. SUPPORT 26009 24958 1051 0 . 0 5761 530 5231 64164106 59972455 4191651 0 1177 1300 6493711 10257244 0 0 2812654 2216455 0 0 0 0 0 0 0 0 1476322 1463645 8658157 7204962 1322187 1453195 38905595 46567625 0 0 0 0 0 0 64349 230095 51075995 62189559 4575262 4193725 0 0 673796 2776048 0 0 0 0 0 0 0 0 0 0 21695176 23288091 26944234 30257864 X 24129144 31919227 2617 12468 24131761 31931695 51075995 62189559 X 2968178 5827905 -996149 X false true X true false false false true 53094811 137816 1601 139417 125159 14258 2076462 1635275 441187 5634556 5035608 598948 947139 534079 413060 1453195 0 POST RET. BENEFITS NON CURRENT 19913000 DUE TO ISO 1763020 ACCRUED OTHER LIABILITIES 1612071 23288091 X 72870259 5827905 5827905 67042354 89930 89930 67132284 64074176 64074176 89930 89930 64164106 FIN 48 FOOTNOTE FORM 990, SCHEDULE D, PART X, LINE 2 NICB HAS RECEIVED A FAVORABLE DETERMINATION LETTER FROM THE IRS STATING THAT IT IS EXEMPT FROM FEDERAL INCOME TAXES UNDER THE PROVISIONS OF SECTION 501(C)(4) OF THE INTERNAL REVENUE CODE OF 1986 (IRC), EXCEPT FOR INCOME TAXES PERTAINING TO UNRELATED BUSINESS INCOME. THE FINANCIAL ACCOUNTING STANDARDS BOARD ISSUED GUIDANCE THAT REQUIRE TAX EFFECTS FROM UNCERTAIN TAX POSITIONS TO BE RECOGNIZED IN THE FINANCIAL STATEMENTS ONLY IF THE POSITION IS MORE LIKELY THAN NOT TO BE SUSTAINED IF THE POSITION WERE TO BE CHALLENGED BY A TAXING AUTHORITY. MANAGEMENT HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS. A PROVISION FOR INCOME TAXES HAS BEEN INCLUDED IN THE 2019 FINANCIAL STATEMENTS. ADDITIONALLY, THERE IS NO INTEREST OR PENALTIES RECOGNIZED IN THE STATEMENTS OF ACTIVITIES OR STATEMENTS OF FINANCIAL POSITION. X X X X false false false false false false false true false Joseph Wehrle Chief Executive Officer 446373 0 249980 0 11124 0 16800 0 5237 0 729514 0 0 0 Andrew Sosnowski General Counsel/Secretary 250963 5731 55958 0 3782 0 13754 0 37887 0 362344 5731 0 0 Daniel Abbott Chief Information Officer 213072 0 57942 0 6041 0 41137 0 38036 0 356228 0 0 0 James Schweitzer Chief Operating Officer 255317 0 67500 0 6858 0 15450 0 4823 0 349948 0 0 0 Robert Jachnicki CFO/Treasurer 212226 2192 57470 0 1672 0 36269 0 35524 0 343161 2192 0 0 Karen Graczyk Vice President/ITD 162163 0 18158 0 5219 0 34328 0 37789 0 257657 0 0 0 George Worsham Vice President/Membership 163232 0 18992 0 791 0 31779 0 35135 0 249929 0 0 0 Barbara Low Vice President Human Resources 171295 0 24031 0 2397 0 11001 0 33694 0 242418 0 0 0 Brian Smidt Vice President/Data Analytics 175875 0 24022 0 1629 0 19826 0 18215 0 239567 0 0 0 Alan Haskins Vice President/GOVT. AFFAIRS 161173 0 21128 0 786 0 10074 0 35117 0 228278 0 0 0 Michael Sinno Vice President/L&D 38691 108150 11813 0 310 0 9270 0 29938 0 90022 108150 0 0 Robert Smith Sr. Membership Director 134451 0 12308 0 1840 0 8492 0 36501 0 193592 0 0 0 Frederick Lohmann Director Field Operations 139357 0 12825 0 1923 0 8806 0 29625 0 192536 0 0 0 Robert Jones Director Field Operations 149522 0 13193 0 6211 0 9059 0 3246 0 181231 0 0 0 DANA MACDONALD Director Field Operations 145055 0 12698 0 5931 0 8719 0 2153 0 174556 0 0 0 Roger Morris Vice President/Communications 117807 0 23740 0 5163 0 7245 0 17672 0 171627 0 0 0 Kevin Gallagher Director Field Operations 136917 0 11976 0 1153 0 8223 0 1924 0 160193 0 0 0 NON FIXED PAYMENTS SCHEDULE J, PART I, LINE 7 EMPLOYEES ARE ELIGIBLE FOR BONUSES, BUT BONUSES ARE NOT GUARANTEED AS PART OF THEIR COMPENSATION OR SPECIFIED IN A CONTRACT. WHETHER ANY BONUS IS PAID AND THE AMOUNT PAID SOLELY DEPENDS ON WHETHER THE COMPANY MEETS THE PERFORMANCE METRICS SPECIFIED IN THE BONUS PAYMENT SCHEDULE. A BONUS IS PAID ONLY IF THE PERFORMANCE RATING IS 85% OR ABOVE. THE PERFORMANCE RATING FOR 2018 WAS 94%. PERFORMANCE TARGETS ARE SET FORTH AT THE BEGINNING OF THE BUDGET YEAR IN THE OPERATION PLAN AND APPROVED BY THE BOARD. THE AWARD GRADIENTS FOR THE CEO WAS 65%, OTHER OFFICERS AT 30% AND THE KEY EMPLOYEES AT 10%-15%; OF THEIR BASE SALARIES. THE TOTAL BONUS AND INDIVIDUAL OFFICER BONUS IS DETERMINED AND APPROVED BY THE EXECUTIVE COMMITTEE WHICH IS THE GOVERNING BODY OF THE EXECUTIVE/COMPENSATION/NOMINATING COMMITTEE OTHER PROGRAM SERVICES FORM 990, PART III, LINE 4D LEARNING AND DEVELOPMENT - CONDUCTED 1,030 HOURS OF INSTRUCTION TO MEMBER COMPANIES, 777 HOURS TO LAW ENFORCEMENT PERSONNEL. RECORDED 78,280 VIEWS ON LEARNING ASSETS WHICH INCLUDES eLEARNING COURSES, VIRTUAL TRAINING AND VIDEO LIBRARY. RECEIVED 569 TRAINING ENGAGEMENT REQUESTS. EXPENSES = $3,688,986 GRANTS = $ 0 REVENUE = $4,104,847 PUBLIC AWARENESS AND LEGISLATIVE ADVOCACY - NICB LED LEGISLATIVE/REGULATORY EFFORTS IN CONJUNCTION WITH MEMBERS, TRADE GROUPS AND ANTI-FRAUD GROUPS IN ILLINOIS, KENTUCKY, NEW YORK, SOUTH CAROLINA AND WASHINGTON ON VARIOUS VEHICLE FRAUD ISSUES. GENERATED 47,329 MEDIA HITS FROM NEWS RELEASES, PSA'S AND OTHER AWARENESS CAMPAIGNS; PRODUCED 12 MULTIMEDIA RELEASES ON INSURANCE FRAUD. EXPENSES = $3,039,100 GRANTS = $ 0 REVENUE = $3,381,700 EXECUTIVE COMMITTEE AND OTHER COMMITTEES FORM 990, PART VI, LINE 1A EXECUTIVE COMMITTEE: AT EACH ANNUAL MEETING OF THE BOARD, THERE MAY BE ELECTED FROM ITS MEMBERSHIP AN EXECUTIVE COMMITTEE. THE EXECUTIVE COMMITTEE SHALL CONSIST OF THE CHAIRMAN AND VICE CHAIRMAN OF THE BOARD AND NO MORE THAN SEVEN (7) MEMBERS ELECTED FROM THE MEMBERSHIP OF THE BOARD. THE EXECUTIVE COMMITTEE SHALL BE VESTED WITH THE AUTHORITY TO ACT BETWEEN MEETINGS OF THE BOARD, SUBJECT TO THE LIMITATIONS OF THE GNFPCA. THE CHAIRMAN OF THE BOARD SHALL BE THE CHAIRMAN OF THE EXECUTIVE COMMITTEE. OTHER COMMITTEES: THE BOARD, BY RESOLUTION ADOPTED BY A MAJORITY OF THE GOVERNORS PRESENT AT A MEETING AT WHICH A QUORUM IS PRESENT, MAY, AS IT DEEMS FIT, ESTABLISH OR APPOINT OTHER COMMITTEES, THE CHAIRMAN THEREOF TO BE DESIGNATED BY THE BOARD IN THE MAKING OF SUCH APPOINTMENTS. EACH SUCH COMMITTEE SHALL HAVE TWO (2) OR MORE GOVERNORS, AND EACH COMMITTEE MEMBER SHALL BE A DULY AUTHORIZED REPRESENTATIVE OF A MEMBER OF THE CORPORATION. ANY COMMITTEE MEMBER MAY BE REMOVED BY THE BOARD WHENEVER, IN ITS JUDGMENT, THE BEST INTERESTS OF THE CORPORATION ARE TO BE SERVED BY SUCH REMOVAL. FORM 990 REVIEW PROCESS FORM 990, PART VI, LINE 11B A NATIONAL PUBLIC ACCOUNTING FIRM PREPARES THE FORM 990. A DRAFT OF THE RETURN IS REVIEWED BY THE NICB TREASURER AND INTERNAL ACCOUNTING NICB PERSONNEL. AN UPDATED FINAL DRAFT IS REVIEWED AND APPROVED BY THE NICB AUDIT/FINANCE COMMITTEE AND PROVIDED ELECTRONICALLY TO THE FULL NICB VOTING BOARD OF GOVERNORS FOR COMMENTS BEFORE IT IS FILED WITH THE IRS. CONFLICT OF INTEREST POLICY MONITORING & ENFORCEMENT FORM 990, PART VI, LINE 12C NICB'S OFFICERS, DIRECTORS, TRUSTEES, KEY EMPLOYEES, AND HIGHEST COMPENSATED EMPLOYEES ARE SUBJECT TO THE CONFLICT OF INTEREST POLICY. NICB'S COMPLIANCE OFFICER IS IN CHARGE OF MONITORING EMPLOYEE ACTIVITIES FOR COMPLIANCE WITH ITS CONFLICT OF INTEREST POLICY. CONFLICTS ARE REPORTED TO THE COMPLIANCE OFFICER, AND THE COMPLIANCE OFFICER REPORTS ALL MATTERS TO THE NICB AUDIT/FINANCE COMMITTEE FOR REVIEW. PROCESS FOR DETERMINING COMPENSATION FORM 990, PART VI, LINES 15A AND 15B SALARY RATES ARE BASED ON COMPARABLE SALARY DATA COMPILED BY HUMAN RESOURCES THAT APPROXIMATES NICB'S OPERATIONS, CANDIDATE'S QUALIFICATIONS AND EXPERTISE. NICB HAS AN INTERNAL COMMITTEE OF DEPARTMENT HEADS THAT REVIEW CANDIDATES. THE NICB BOARD OF GOVERNORS OVERSEES CANDIDATES AND SALARY LEVELS FOR OFFICER POSITIONS. FOR ITS COMPENSATION PROCESS, A COMPENSATION COMMITTEE, INDEPENDENT COMPENSATION CONSULTANT, COMPENSATION SURVEY DATA, AND APPROVAL OF COMPENSATION BY THE BOARD OF GOVERNORS IS REQUIRED. THE BOARD REVIEW IS DONE ANNUALLY, AND THE OUTSIDE CONSULTANT REVIEW IS DONE PERIODICALLY. THE REVIEW PROCESS FOR NICB IS CONTEMPORANEOUSLY DOCUMENTED IN THE ORGANIZATION'S MINUTES. THERE IS AN EXTERNAL SALARY SURVEY AND REVIEW CONDUCTED EVERY 3 YEARS. THE FINAL SALARY RATES ARE APPROVED BY THE EXECUTIVE COMMITTEE OF THE BOARD ANNUALLY. GOVERNING DOCUMENTS MADE AVAILABLE FORM 990, PART VI, LINE 19 ARTICLES, BYLAWS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. RECONCILIATION OF NET ASSETS FORM 990, PART XI, LINE 9 OTHER CHANGES IN NET ASSETS OR FUND BALANCES CONSIST OF: POST-RETIREMENT RELATED CHANGES OTHER THAN NET PERIODIC POST-RETIREMENT COSTS $(1,006,000) RESTITUTION CONTRIBUTION $ 9,851 ----------- TOTAL $ (996,149) =========== National Insurance Crime Training Acad 1111 East Touhy Ave Ste 400 Des Plaines IL 60018 311768814 Public Safety IL 501(c)(3) 10 NICB true false false false false true false false false false false false false false true true false false false false National Insurance Crime Training Academy O 266105 FMV