2020-05-28T11:49:35-05:00 2019-06-30 731413977 HOGANTAYLOR LLP 1225 N BROADWAY AVENUE SUITE 200 OKLAHOMA CITY OK 73103 990 2018-07-01 710236867 UNIVERSITY OF THE OZARKS UNIV 4799791000 415 N COLLEGE AVENUE CLARKSVILLE AR 72830 GLORIA ARCIA VP FOR FINANCE AND ADMIN. 4799791000 2020-05-28 1 W LYNDEL LACKEY P00234298 4058482020 2020-05-20 72.198.120.76 2020-05-28 11:32:36 CD P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 F88F83F532F7AA4CA2A12C4CAE6D0FAF4DE948A1 2018 2021-01-29 14:40:06Z RICHARD DUNSWORTH 415 N COLLEGE AVENUE CLARKSVILLE AR 72830 68831258 0 X WWW.OZARKS.EDU X 1852 AR TRUE TO OUR CHRISTIAN HERITAGE, WE PREPARE STUDENTS FROM DIVERSE RELIGIOUS, CULTURAL, EDUCATIONAL AND ECONOMIC BACKGROUNDS TO LIVE LIFE FULLY. 22 22 647 22 98048 89922 4668805 6219383 22743601 25522195 5482466 6395830 785343 761337 33680215 38898745 12868450 14180511 0 0 10411584 11093764 0 0 1024622 11579080 12541468 34859114 37815743 -1178899 1083002 154140399 161895225 5599789 13475980 148540610 148419245 TRUE TO OUR CHRISTIAN HERITAGE, WE PREPARE STUDENTS FROM DIVERSE RELIGIOUS, CULTURAL, EDUCATIONAL AND ECONOMIC BACKGROUNDS TO LIVE LIFE FULLY. 0 0 31835622 14180511 25754308 EDUCATIONAL SERVICES - PROVIDED EDUCATIONAL COURSES TO AN AVERAGE ENROLLMENT OF 826 FULL-TIME EQUIVALENT STUDENTS. 31835622 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 0 1 0 1 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 79 0 1 647 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 22 22 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 X ALBERT LEDING 4799791207 415 N COLLEGE AVENUE CLARKSVILLE AR 72830 CHRIS ALLEN TRUSTEE 0.25 X 0 0 0 SYLVESTER BENSON TRUSTEE 0.25 X 0 0 0 DOUG BLACK TRUSTEE 0.25 X 0 0 0 TASHA BLACKBURN TRUSTEE 0.25 X 0 0 0 JIM BRUNING TRUSTEE 0.25 X 0 0 0 BRENT BURKS TRUSTEE 0.25 X 0 0 0 AO CURRAN TRUSTEE 0.25 X 0 0 0 ALLYN DONAUBAUER TRUSTEE 0.25 X 0 0 0 DAVID FRUEAUFF TRUSTEE 0.25 X 0 0 0 MALCOLM HALL TRUSTEE 0.25 X 0 0 0 BUCK HILL TRUSTEE 0.25 X 0 0 0 REBECCA JONES TRUSTEE 0.25 X 0 0 0 JUDITH KEITH TRUSTEE 0.25 X 0 0 0 JOHN KING TRUSTEE 0.25 X 0 0 0 CATHERINE LOWERY TRUSTEE 0.25 X 0 0 0 ANN PATTERSON TRUSTEE 0.25 X 0 0 0 SHERILYN POOLE TRUSTEE 0.25 X 0 0 0 NAT RAGGETTE TRUSTEE 0.25 X 0 0 0 DAVID RAWHOUSER TRUSTEE 0.25 X 0 0 0 DENTON TUMBLESON TRUSTEE 0.25 X 0 0 0 PETE VAN DYKE TRUSTEE 0.25 X 0 0 0 ED WILKINSON TRUSTEE 0.25 X 0 0 0 RICHARD DUNSWORTH PRESIDENT 40.00 X 240628 0 55266 ALYSON GILL PROVOST 40.00 X 113559 0 14018 JEFF SCACCIA VP FOR FINANCE & ADMINISTR 40.00 X 147587 0 16968 LORI MCBEE VP FOR ADVANCEMENT 25.00 15.00 X 107980 0 13952 REGGIE HILL VP FOR MARKETING & ENROLLMENT 40.00 X 107401 0 13932 717155 0 114136 5 0 1 0 ARAMARK CAMPUS SERVICES 27310 NETWORK PLACE CHICAGO IL 606731273 FOOD SERVICE 1863944 CREDO DESIGN ARCHITECTS LLC 940 GOLF HOUSE ROAD W 200 WHITSETT NC 27377 ARCHITECTURE DESIGN 1681173 EAST HARDING INC 2230 COTTONDALE LANE SUITE 3 LITTLE ROCK AR 72202 CONSTRUCTION MANAGEMENT 1305676 NATIONAL MANAGEMENT RESOURCES CORP PO BOX 1224 LAGRANGE GA 30241 FACILITIES MANAGEMENT 1005807 APPLE INC PO BOX 846095 DALLAS TX 75284 ELECTRONIC SERVICES 933505 14 40962 486630 5691791 1097862 6219383 STUDENT TUITION AND FEES 611310 21300980 21300980 AUXILIARY INCOME 611710 2122557 2122557 RESIDENCE HALLS REVENUE 611710 2098658 2098658 25522195 2525864 2525864 431176 431176 33802479 29932513 3869966 3869966 3869966 MISCELLANEOUS INCOME 900099 236081 138033 98048 ADMINISTRATIVE COST ALLOWANCE 900099 50000 50000 CAMPS AND OTHER INCOME 900099 41966 41966 2114 2114 330161 38898745 25754308 98048 6827006 X 14180511 14180511 881516 803531 77985 8061795 6803496 727121 531178 705182 531118 131119 42945 859012 549907 217697 91408 586259 443534 105140 37585 28295 28295 101700 101700 198450 198450 1372002 1119196 241695 11111 212636 149272 10106 53258 628773 259256 284610 84907 232665 205135 7171 20359 1460202 1352001 94024 14177 460211 389897 42350 27964 184426 184426 1827976 1676624 131522 19830 271289 252298 16503 2488 PROVISION FOR BAD DEBT 1210057 1210057 OTHER EMPLOYEE EXPENSES 221656 145517 76116 23 EQUIPMENT RENTAL & MAIN 210789 198348 8901 3540 OTHER STUDENT EXPENSES 195137 195137 3725204 3384375 334965 5864 37815743 31835622 4955499 1024622 519010 4630712 1938471 856746 1612503 2143866 875043 805220 5000 37228 71532123 33879774 32292547 37652349 80773393 75142646 29968167 34996927 5776657 5277528 379608 352003 154140399 161895225 892496 772074 1000253 4235229 3595101 8364629 111939 104048 5599789 13475980 X 23481193 24447308 26787934 26663873 98271483 97308064 148540610 148419245 154140399 161895225 1083002 -1204367 0 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 249909 249909 X X 0 116011075 827399 5087775 925739 4276042 198450 116526018 111756406 852651 8597998 828191 4218433 149356 116011075 94967512 10669861 10684481 617603 3801377 146468 111756406 98785939 2247408 -805665 733600 4380484 146086 94967512 100980602 1119640 1308643 599983 3833349 189614 98785939 0.01310 0.83510 0.15180 1 0 514594 926751 1441345 50391710 21778224 28613486 12083527 10069894 2013633 7615541 2031656 5583885 37652349 PRIVATE EQUITIES 34996927 F 34996927 DEPOSITS HELD IN CUSTODY FOR OTHERS 104048 104048 23657332 -1204367 -1204367 24861699 198450 13838596 14037046 38898745 23778697 0 23778697 198450 13838596 14037046 37815743 PART III, LINE 4: ROCK AND MINERAL COLLECTION - ENHANCES SCIENCE CLASS EDUCATION (SPECIFICALLY GEOLOGY). WATERCOLOR PAINTING COLLECTION - ENHANCES THE LEARNING ENVIRONMENT OF ART STUDENTS AND SERVES AS AN EXAMPLE OF WHAT CAN BE CREATED. PFEFFER COLLECTION - ENHANCES THE LEARNING ENVIRONMENT OF ART AND HISTORY STUDENTS AND A GREAT EXAMPLE OF FINE ART. PART V, LINE 4: ENDOWMENT FUNDS ARE USED TO PROVIDE SCHOLARSHIPS, PROFESSORSHIPS, AND MAINTENANCE OF CAMPUS FACILITIES. PART XI, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS 13,823,194. OTHER RENTAL EXPENSES 15,402. PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS 13,823,194. OTHER RENTAL EXPENSES 15,402. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 ALL BROCHURES, NEWSPAPER ADVERTISEMENTS, UNIVERSITY CATALOGS, ETC. INCLUDE THE NONDISCRIMINATORY POLICY. SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVED FUNDS FROM THE US DEPARTMENT OF EDUCATION. SEOG, TEACH, AND PELL GRANTS, PERKINS LOANS, COLLEGE WORK STUDY FUNDS AND FEDERAL DIRECT LOANS ARE RECEIVED TO ENABLE THE UNIVERSITY TO PROVIDE FINANCIAL ASSISTANCE TO STUDENTS ATTENDING THE UNIVERSITY. FUNDS WERE RECEIVED FROM THE SPECIAL SERVICES FOR DISADVANTAGED STUDENTS PROGRAM UNDER TITLE IV. THOSE FUNDS COVERED THE EXPENSES OF THE UNIVERSITY'S STUDENT SUPPORT PROGRAM. 1 STUDENT FINANCIAL AID 701 14180511 PART I, LINE 2: THE GRANTS (SCHOLARSHIPS) MADE BY THE UNIVERSITY ARE A REDUCTION OF THE TUITION AND FEES PAID BY THE STUDENT TO THE SCHOOL. GRANT FUNDS ARE NOT SENT TO OUTSIDE ENTITIES. X 1 1 X X X X X 0 0 0 0 0 0 0 0 0 RICHARD DUNSWORTH PRESIDENT 240628 0 0 0 0 0 20350 0 34916 0 295894 0 0 0 JEFF SCACCIA VP FOR FINANCE & ADMINISTR 147587 0 0 0 0 0 12113 0 4855 0 164555 0 0 0 PART I, LINE 1A AS A REQUIREMENT OF HIS EMPLOYMENT, RICHARD DUNSWORTH, PRESIDENT OF THE UNIVERSITY, IS PROVIDED AN ON-CAMPUS RESIDENCE FOR PERSONAL USE. THIS BENEFIT WAS NOT INCLUDED AS TAXABLE COMPENSATION TO THIS INDIVIDUAL. A CITY OF CLARKSVILLE ARKANSAS 300632068 2015-12-01 1135000 REFUNDING SERIES 2010 BOND 0 0 0 A 1135000 1 0 1 1 A 0 0 0 0 0 0 1 A 0 0 0 1 0 0 0 0 0 A 1 X 12 1087938 MKT VALUE ON GIFT DATE X HOME FURNISHINGS 1 4238 FAIR MARKET VALUE X HEAT PUMP & AIR HANDLER 1 3986 FAIR MARKET VALUE X FENCING 1 1324 FAIR MARKET VALUE X GOODIE BAGS 1 280 FAIR MARKET VALUE X OTHER MISCELLANEOUS ITEMS 1 96 FAIR MARKET VALUE 0 1 0 FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY THE UNIVERSITY'S ACCOUNTANTS AND REVIEWED BY THE VP FOR FINANCE AND ADMINISTRATION. THE FORM 990 IS ALSO PROVIDED TO THE UNIVERSITY'S FINANCE COMMITTEE OF THE BOARD OF TRUSTEES FOR REVIEW AND APPROVAL PRIOR TO ITS FILING. FORM 990, PART VI, SECTION B, LINE 12C THE UNIVERSITY MONITORS AND ENFORCES THE WRITTEN CONFLICT OF INTEREST POLICY BY REQUESTING EACH DIRECTOR AND OFFICER TO SIGN A STATEMENT THAT THEY HAVE RECEIVED, READ, UNDERSTAND, AND AGREE TO COMPLY WITH THE CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING THE COMPENSATION OF THE UNIVERSITY'S PRESIDENT IS AS FOLLOWS: THE UNIVERSITY'S EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES ACCUMULATES INFORMATION AS NEEDED FROM VARIOUS SOURCES INSIDE AND OUT OF THE UNIVERSITY. THIS INFORMATION IS THEN USED TO SET THE SALARY AND CONTRACT TERMS OF THE PRESIDENT. THE PROCESS FOR DETERMINING COMPENSATION OF THE UNIVERSITY'S OFFICERS IS AS FOLLOWS: OFFICERS OF THE UNIVERSITY ARE SUBJECT TO AN ANNUAL REVIEW WITH THE PRESIDENT AT WHICH TIME THE TERMS AND CONDITIONS OF THEIR EMPLOYMENT ARE REVIEWED AS WELL. INDUSTRY SALARY SURVEYS AND REPORTS ARE REVIEWED ON A REGULAR BASIS BY THE PRESIDENT AND VP FOR FINANCE AND ADMINISTRATION. FORM 990, PART VI, SECTION C, LINE 19 REQUESTS FOR REVIEW OF GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICIES, AND FINANCIAL STATEMENTS ARE EVALUATED ON A CASE BY CASE BASIS UPON REQUEST. IF DEEMED NECESSARY, DOCUMENTS WILL BE PROVIDED TO THOSE REQUESTING THE INFORMATION. FORM 990, PART IX, LINE 24E AUXILIARY EXPENSES: PROGRAM SERVICE EXPENSES 1,707,001. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,707,001. MISCELLANEOUS: PROGRAM SERVICE EXPENSES 685,143. MANAGEMENT AND GENERAL EXPENSES 33,398. FUNDRAISING EXPENSES 5,059. TOTAL EXPENSES 723,600. RESIDENCE HALL EXPENSES: PROGRAM SERVICE EXPENSES 559,341. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 559,341. ATHLETICS: PROGRAM SERVICE EXPENSES 188,073. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 188,073. DUES AND MEMBERSHIPS: PROGRAM SERVICE EXPENSES 80,855. MANAGEMENT AND GENERAL EXPENSES 62,251. FUNDRAISING EXPENSES 208. TOTAL EXPENSES 143,314. LICENSING: PROGRAM SERVICE EXPENSES 25,161. MANAGEMENT AND GENERAL EXPENSES 87,292. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 112,453. OTHER FEES: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 78,020. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 78,020. BILLING, COLLECTION, LOANS: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 59,552. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 59,552. BOND EXPENSES: PROGRAM SERVICE EXPENSES 50,446. MANAGEMENT AND GENERAL EXPENSES 4,957. FUNDRAISING EXPENSES 597. TOTAL EXPENSES 56,000. FOOD SUPPLIES AND BOOKS: PROGRAM SERVICE EXPENSES 38,320. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 38,320. OTHER TAXES: PROGRAM SERVICE EXPENSES 34,105. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 34,105. COMMENCEMENT EXPENSES: PROGRAM SERVICE EXPENSES 15,930. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 15,930. PROFESSIONAL DEVELOPMENT: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 9,495. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 9,495. UNIVERSITY OF THE OZARKS ALUMNI ASSOCIATION 415 N COLLEGE AVENUE CLARKSVILLE AR 72830 237092414 ALUMNI AR 501(C)(3) LINE 12D, III-O N/A 0 0 0 1 0 0 0 0 0 0 0 0 1 0 1 1 0 0 0 0