2020-05-12T10:49:43-05:00 2019-06-30 271728945 PKF O'CONNOR DAVIES LLP 665 FIFTH AVENUE NEW YORK NY 100225342 990PF 2018-07-01 363662848 FRANKE FAMILY CHARITABLE FOUNDATION FRAN 3125732743 676 N MICHIGAN AVE NO 2920 CHICAGO IL 606112861 RICHARD J FRANKE TRUSTEE 3125732743 2020-05-07 1 JOSEPH L ALI P02093808 2122862600 2020-04-29 104.162.82.251 2020-05-12 10:08:11 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 8014D1ED4C8A2356BC16CA1BD647B715D864CCDB 2018 2021-09-10 13:11:23Z X 50601047 X X 109365 109365 250976 377756 3798799 4788611 2701090 0 1381798 4159140 4570009 0 0 0 19941 0 16941 142523 29670 112853 60739 113000 18698 0 50053 0 50053 9290 0 9290 562 0 562 13846 220257 13846 349215 329364 203545 3741034 2210034 4090249 329364 2413579 68891 4240645 555622 1108051 1108051 7814724 8555302 8555302 1163138 0 0 48128 34434 34434 41194118 40903260 40903260 50775730 50601047 50601047 1130000 2661000 1130000 2661000 X 49645730 47940047 49645730 47940047 50775730 50601047 49645730 68891 0 49714621 1774574 47940047 PUBLICLY TRADED SECURITIES 1164050 989813 174237 174237 BAIN CAPITAL FUND X, L.P. P 560484 560484 BAIN CAPITAL FUND XI, L.P. P 139883 139883 BC VII PRIVATE INVESTORS, LLC P 15934 15934 FARALLON CAPITAL INSTITUTIONAL PARTNERS, LP P -44502 -44502 GNDI HOLDINGS I, L.P. P 244459 244459 GP OPPORTUNISTIC GROWTH STRATEGIES, L.P. P 342359 342359 SRI TEN REIT P 38292 38292 VENTURE INVESTMENT ASSOCIATES, L.P. P 12243 12243 VENTURE INVESTMENT ASSOCIATES II, L.P. P -2776 -2776 VENTURE INVESTMENT ASSOCIATES III, L.P. P -17625 -17625 VENTURE INVESTMENT ASSOCIATES IV, L.P. P 3146 3146 CAPITAL GAINS DIVIDENDS P 1234956 1234956 1234956 2701090 0 2200732 49500948 0.044458 2281797 44708866 0.051037 2022277 43773186 0.046199 2297257 43865145 0.052371 2353573 45678000 0.051525 0.245590 0.049118 49999989 2455899 42406 2498305 2413579 84813 0 84813 0 84813 87868 25000 0 112868 X 22 28033 28033 0 0 0 0 0 0 0 0 0 1 1 0 1 1 IL 1 0 0 0 1 1 N/A SUSAN O KELTY 3125732743 676 N MICHIGAN AVE NO 2920 CHICAGO IL 606112861 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 RICHARD J FRANKE 676 NORTH MICHIGAN AVE NO 2920 CHICAGO IL 606112861 TRUSTEE 5.00 0 0 0 BARBARA E FRANKE 676 NORTH MICHIGAN AVE NO 2920 CHICAGO IL 606112861 TRUSTEE 5.00 0 0 0 JANE S FRANKE 676 NORTH MICHIGAN AVE NO 2920 CHICAGO IL 606112861 TRUSTEE 5.00 0 0 0 KATHERINE M FRANKE 676 NORTH MICHIGAN AVE NO 2920 CHICAGO IL 606112861 TRUSTEE 5.00 0 0 0 NONE 0 SUSAN O KELTY 625 WILLIAM ST RIVER FOREST IL 603051923 GRANT AND FOUNDATION ADMINISTRATION 73778 0 0 41051454 9709956 0 50761410 0 0 50761410 761421 49999989 2499999 2499999 84813 2692 87505 2412494 0 2412494 0 2412494 2413579 0 2413579 0 2413579 2412494 0 0 33742 33742 2413579 0 0 0 2412494 1085 0 0 34827 0 0 0 0 0 0 0 34827 33742 1085 RICHARD J FRANKE BARBARA E FRANKE X AMERICAN ACADEMY OF ARTS & SCIENCES 136 IRVING STREET CAMBRIDGE MA 021381929 N/A PC GENERAL OPERATIONS 5000 AMERICAN PHILOSOPHICAL SOCIETY 104 S FIFTH STREET PHILADELPHIA PA 191063309 N/A PC GENERAL OPERATIONS 25000 ARIZONA MUSICFEST 7950 E THOMPSON PEAK PARKWAY SCOTTSDALE AZ 852557405 N/A PC GENERAL OPERATIONS 25000 ART INSTITUTE OF CHICAGO 111 S MICHIGAN AVENUE CHICAGO IL 606036488 N/A PC SUSTAINING FELLOWS 25000 ART INSTITUTE OF CHICAGO 111 S MICHIGAN AVENUE CHICAGO IL 606036488 N/A PC TEXTILE DEPARTMENT 10000 CENTER FOR CONSTITUTIONAL RIGHTS 666 BROADWAY NEW YORK NY 100122317 N/A PC GENERAL OPERATIONS 333000 CHICAGO HUMANITIES FESTIVAL 500 N DEARBORN STREET CHICAGO IL 606543300 N/A PC GENERAL OPERATIONS 53500 CHICAGO SHAKESPEARE THEATRE 800 EAST GRAND AVENUE CHICAGO IL 606115436 N/A PC GENERAL OPERATIONS 40000 CLASSICAL AMERICAN HOMES PRESERVATION TRUST 69 E 93RD STREET NEW YORK NY 101281331 N/A POF GENERAL OPERATIONS 1000 COLORADO COLLEGE 14 E CACHE LA POUDRE STREET COLORADO SPRINGS CO 809033243 N/A PC GENERAL OPERATIONS 100000 COMMUNITY FOOD PANTRY OF TARRYTOWN 24 JOHN STREET TARRYTOWN NY 105913905 N/A PC GENERAL OPERATIONS 2000 CONNECTICUT FOOD BANK INC 229 MOUNTAIN GROVE STREET BRIDGEPORT CT 06605 N/A PC GENERAL OPERATIONS 5000 COURT THEATRE 5535 S ELLIS AVENUE CHICAGO IL 606371401 N/A PC GENERAL OPERATIONS 25000 DUBIN BREAST CANCER OF TISCH CANCER INSTITUTE 1175 5TH AVENUE NEW YORK NY 10029 N/A PC GENERAL OPERATIONS 15000 ELM CITY CONSORT INC 234 EVERIT STREET NEW HAVEN CT 065111322 N/A PC GENERAL OPERATIONS 1000 HARVARD BUSINESS SCHOOL FUND 79 SOLDIERS FIELD BOSTON MA 021631317 N/A PC GENERAL OPERATIONS 1200 INTEGRATED REFUGEE & IMMIGRANT SERVICES 235 NICOLL STREET 2ND FLOOR NEW HAVEN CT 065112672 N/A PC GENERAL OPERATIONS 200000 INTERNATIONAL FESTIVAL OF ARTS & IDEAS 195 CHURCH STREET SUITE 1200 NEW HAVEN CT 065104012 N/A PC GENERAL OPERATIONS 1000 KEEWAYDIN FOUNDATION 500 RUSTIC LANE SALISBURY VT 057699436 N/A PC GENERAL OPERATIONS 1000 LEAP 31 JEFFERSON STREET NEW HAVEN CT 065114947 N/A PC GENERAL OPERATIONS 5000 LONG WHARF THEATRE 222 SARGENT DRIVE NEW HAVEN CT 065115955 N/A PC GENERAL OPERATIONS 30000 LYRIC OPERA OF CHICAGO 20 N WACKER DRIVE SUITE 860 CHICAGO IL 606062899 N/A PC GENERAL OPERATIONS 25000 MAYO CLINIC 13400 E SHEA BOULEVARD SCOTTSDALE AZ 852595499 N/A PC GENERAL OPERATIONS 100000 NEW YORK COMMUNITY TRUST 909 THIRD AVENUE 22ND FLOOR NEW YORK NY 100224752 N/A PC GENERAL OPERATIONS 200000 NEWBERRY LIBRARY 60 W WALTON STREET CHICAGO IL 606103305 N/A PC GENERAL OPERATIONS 5000 NORTHWESTERN UNIVERSITY 633 CLARK STREET EVANSTON IL 602080001 N/A PC WOMEN'S BOARD 500 NORTHWESTERN UNIVERSITY 633 CLARK STREET EVANSTON IL 602080001 N/A PC WE WILL CAMPAIGN 60000 OPEN DOOR FAMILY MEDICAL CENTER 165 MAIN STREET OSSINING NY 105624702 N/A PC GENERAL OPERATIONS 1000 PENTWATER ARTS COUNCIL PO BOX 725 PENTWATER MI 494490725 N/A PC GENERAL OPERATIONS 500 UNIVERSITY OF CHICAGO PRESS 1115 E 58TH STREET CHICAGO IL 606371511 N/A PC GENERAL OPERATIONS 20000 UNIVERSITY OF CHICAGO 5801 S ELLIS AVENUE SUITE 1 CHICAGO IL 606375418 N/A PC HUMANITIES COUNCIL FUND 25000 UNIVERSITY OF CHICAGO 5801 S ELLIS AVENUE SUITE 1 CHICAGO IL 606375418 N/A PC JAMES CHANDLER'S DIRECTOR'S FUND 200000 UNIVERSITY OF CHICAGO 5801 S ELLIS AVENUE SUITE 1 CHICAGO IL 606375418 N/A PC WOMEN'S BOARD 1000 WEINBERG COLLEGE OF ARTS AND SCIENCES 1918 SHERIDAN ROAD EVANSTON IL 602080847 N/A PC GENERAL OPERATIONS 5000 WESTCHESTER COMMUNITY FOUNDATION 210 N CENTRAL AVENUE SUITE 310 HARTSDALE NY 105301951 N/A PC GENERAL OPERATIONS 50000 YALE ART GALLERY 1111 CHAPEL STREET NEW HAVEN CT 065102300 N/A PC GENERAL OPERATIONS 25000 YALE CENTER FOR BRITISH ART 1080 CHAPEL STREET NEW HAVEN CT 065102302 N/A PC GENERAL OPERATIONS 30000 YALE REPERTORY THEATRE PO BOX 208244 NEW HAVEN CT 065208244 N/A PC GENERAL OPERATIONS 5000 YALE UNIVERSITY 157 CHURCH STREET NEW HAVEN CT 065102100 N/A PC DEAN TAKAHASHI PROFESSORSHIP 10000 YALE UNIVERSITY 157 CHURCH STREET NEW HAVEN CT 065102100 N/A PC JOHN WALSH LECTURE & EDUCATION FUND 25000 YALE UNIVERSITY 157 CHURCH STREET NEW HAVEN CT 065102100 N/A PC LIBRARY FRANKE RM DHLAB RENOVATION 400000 YALE UNIVERSITY 157 CHURCH STREET NEW HAVEN CT 065102100 N/A PC NEW RESIDENTIAL COLLEGES 118334 2210034 CENTER FOR CONSTITUTIONAL RIGHTS 666 BROADWAY NEW YORK NY 100122317 N/A PC GENERAL OPERATIONS 1000 CHICAGO SHAKESPEARE THEATRE 800 EAST GRAND AVENUE CHICAGO IL 606115436 N/A PC GENERAL OPERATIONS 500000 COLORADO COLLEGE 14 E CACHE LA POUDRE STREET COLORADO SPRINGS CO 809033243 N/A PC BRIDGE SCHOLARS ENDOWMENT 100000 INTEGRATED REFUGEE & IMMIGRANT SERVICES 235 NICOLL STREET 2ND FLOOR NEW HAVEN CT 065112672 N/A PC GENERAL OPERATIONS 800000 MAYO CLINIC 13400 E SHEA BOULEVARD SCOTTSDALE AZ 852595499 N/A PC GENERAL OPERATIONS 100000 NORTHWESTERN UNIVERSITY 633 CLARK STREET EVANSTON IL 602080001 N/A PC WE WILL CAMPAIGN 300000 UNIVERSITY OF CHICAGO 5801 S ELLIS AVENUE SUITE 1 CHICAGO IL 606375418 N/A PC JAMES CHANDLER'S DIRECTOR'S FUND 800000 YALE UNIVERSITY 157 CHURCH STREET NEW HAVEN CT 065102100 N/A PC DEAN TAKAHASHI PROFESSORSHIP 10000 YALE UNIVERSITY 157 CHURCH STREET NEW HAVEN CT 065102100 N/A PC JOHN WALSH LECTURE & EDUCATION FUND 50000 2661000 14 109365 525990 2169 14 248807 525990 38234 18 3760565 ORDINARY LOSS THRU SCHEDULE K-1'S 525990 2372 -2372 42775 4116365 0 4159140 0 0 0 0 0 0 0 0 0 0 TAX RETURN PREPARATION FEES 19941 0 16941 CLASSICAL AMERICAN HOMES PRESERVATION TRUST 69 E 93RD STREET NEW YORK NY 101281331 2017-07-05 10000 RESTORATION OF THE CAPITALS OF MILLFORD'S CORINTHIAN COLONNADE AND MILLFORD'S EXTERIOR SHUTTERS 10000 TO THE KNOWLEDGE OF THE FOUNDATION THERE HAS BEEN NO DIVERSIONS. JULY 1, 2018 N/A CLASSICAL AMERICAN HOMES PRESERVATION TRUST 69 E 93RD STREET NEW YORK NY 101281331 2018-12-18 1000 RESTORATION OF THE CAPITALS OF MILLFORD'S CORINTHIAN COLONNADE TO THE KNOWLEDGE OF THE FOUNDATION THERE HAS BEEN NO DIVERSIONS. N/A CISCO SYSTEMS INCORPORATED (CSCO) 176.000 SHARES 9632 9632 INNOPHOS HOLDINGS INCORPORATED (IPHS) 852.000 SHARES 24802 24802 DODGE & COX STOCK FUND (DODGX) 72,052.873 SHARES FMV 13481092 13481092 NUVEEN CORE EQUITY ALPHA FUND (JCE) 33,100.000 SHARES FMV 464724 464724 NUVEEN NASDAQ PREMIUM INCOME & GROWTH FUND (QQQX) 22,612.000 SHARES FMV 506057 506057 NUVEEN S&P 500 DYNAMIC OVERWRITE FUND (SPXX) 33,300.000 SHARES FMV 478740 478740 BAIN CAPITAL FUND X, L.P. FMV 894083 894083 BAIN CAPITAL FUND XI, L.P. FMV 2071658 2071658 BAIN CAPITAL FUND XII, L.P. FMV 680123 680123 BAIN CAPITAL MIDDLE MARKET CREDIT 2010 (OFFSHORE), L.P. FMV 29509 29509 BC VII PRIVATE INVESTORS, LLC FMV 194818 194818 FARALLON CAPITAL INSTITUTIONAL PARTNERS, LP FMV 16745940 16745940 GP OPPORTUNISTIC GROWTH STRATEGIES, L.P. FMV 4499724 4499724 SRI NINE REIT FMV 231203 231203 SRI TEN REIT FMV 375540 375540 VENTURE INVESTMENT ASSOCIATES, L.P. FMV 29871 29871 VENTURE INVESTMENT ASSOCIATES II, L.P. FMV 5658 5658 VENTURE INVESTMENT ASSOCIATES III, L.P. FMV 20484 20484 VENTURE INVESTMENT ASSOCIATES IV, L.P. FMV 194036 194036 UNREALIZED LOSS ON INVESTMENTS 1774574 OFFICE EXPENSES AND SUPPLIES 3615 0 3615 EQUIPMENT RENTALS 6868 0 6868 INFORMATION TECHNOLOGY 1485 0 1485 INSURANCE 462 0 462 FILING FEES 115 0 115 BANK CHARGES 1301 0 1301 OTHER INVESTMENT EXPENSES THRU SCHEDULE K-1'S 0 220257 0 BAIN CAPITAL FUND XI, L.P. 339 FARALLON CAPITAL INSTITUTIONAL PARTNERS, LP 1346480 GP OPPORTUNISTIC GROWTH STRATEGIES, L.P. 30922 VENTURE INVESTMENT ASSOCIATES, L.P. 3290 VENTURE INVESTMENT ASSOCIATES II, L.P. 31 VENTURE INVESTMENT ASSOCIATES IV, L.P. 736 GRANT AND FOUNDATION ADMINISTRATION 112853 0 112853 INVESTMENT ADVISORY FEES 29670 29670 0 FEDERAL EXCISE TAX 95000 0 0 FEDERAL UNRELATED BUSINESS INCOME TAX 15000 0 0 STATE UNRELATED BUSINESS INCOME TAX 3000 0 0 FOREIGN TAXES WITHHELD THRU SCHEDULE K-1'S 0 18698 0