2020-04-08T08:53:19-05:00 2019-06-30 113266576 GRASSI & CO CPA'S PC 488 MADISON AVENUE 21ST FLOOR NEW YORK NY 10022 990 2018-07-01 133277408 ALZHEIMER'S DISEASE AND RELATED DISORDERS NEW YORK CITY INC ALZH 6467442900 360 LEXINGTON AVENUE 3RD FL NEW YORK NY 10017 JED A LEVINE PRESIDENT AND CEO 6467442900 2020-03-16 1 DAVID ROTTKAMP P01303468 2126616166 63.247.184.146 2020-03-16 17:18:24 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 881CFD1C8DC14BFDA8EC698C51D4C27BBDB01F64 2018 2020-09-23 17:36:50Z CARINGKIND JED A LEVINE 360 LEXINGTON AVE 3RD FL NEW YORK NY 10017 6721811 0 X WWW.CARINGKINDNYC.ORG X 1985 NY THE MISSION OF CARINGKIND IS TO CREATE, DELIVER, AND PROMOTE COMPREHENSIVE AND COMPASSIONATE CARE AND SUPPORT SERVICES FOR INDIVIDUALS AND FAMILIES AFFECTED BY ALZHEIMER'S DISEASE AND RELATED DEMENTIAS, AND TO ELIMINATE ALZHEIMER'S DISEASE THROUGH THE ADVANCEMENT OF RESEARCH. WE ACHIEVE OUR MISSION BY PROVIDING PROGRAMS AND SERVICES FOR INDIVIDUALS WITH DEMENTIA, THEIR FAMILY AND PROFESSIONAL CAREGIVERS; INCREASING PUBLIC AWARENESS; COLLABORATING WITH RESEARCH CENTERS; AND INFORMING PUBLIC POLICY THROUGH ADVOCACY. 21 21 54 400 5010 3579 4406241 5849129 1220471 330439 11175 10828 151508 97136 5789395 6287532 225515 192425 0 0 4287870 2941802 49600 47000 933235 2555956 3085029 7118941 6266256 -1329546 21276 4418558 3692768 2138466 1387531 2280092 2305237 X TO CREATE, DELIVER, AND PROMOTE COMPREHENSIVE AND COMPASSIONATE CARE AND SUPPORT SERVICES FOR INDIVIDUALS AND FAMILIES AFFECTED BY ALZHEIMER'S DISEASE AND RELATED DEMENTIAS, AND TO ELIMINATE ALZHEIMER'S DISEASE THROUGH THE ADVANCEMENT OF RESEARCH. 0 0 1783870 192425 326509 PATIENT AND FAMILY SERVICES - CARINGKIND OFFERS A HELPLINE RUN BY PROFESSIONAL STAFF; INDIVIDUAL AND FAMILY COUNSELING SESSIONS WITH LICENSED SOCIAL WORKERS; A VAST NETWORK OF SUPPORT GROUPS; AND A WANDERER'S SAFETY PROGRAM. THESE SERVICES IMPROVE THE AFFECTED INDIVIDUAL AND THEIR CAREGIVER'S QUALITY OF LIFE AND DECREASES THE STRESSFUL IMPACT OF ALZHEIMER'S AND DEMENTIA. SOCIAL WORKERS IDENTIFY AREAS OF NEED AND PROVIDE ASSISTANCE AND PSYCHOSOCIAL SUPPORT THROUGH EDUCATION ABOUT THE DISEASE AND SYMPTOM MANAGEMENT, PROBLEM SOLVING, PLANNING FOR FUTURE NEEDS, AND LINKAGES WITH RESOURCES, PARTICULARLY DURING TRANSITIONAL OR CRISIS SITUATIONS. 1470451 3930 PUBLIC AWARENESS AND EDUCATION - ALZHEIMER'S IS A PROGRESSIVE, DEGENERATIVE, AND ULTIMATELY FATAL DISEASE. TOO FEW AMERICANS UNDERSTAND THE CURRENT AND FUTURE ECONOMIC IMPACT OF ALZHEIMER'S. ALREADY MORE THAN 5 MILLION AMERICANS ARE LIVING WITH ALZHEIMER'S AND MORE THAN 15 MILLION PEOPLE ARE PROVIDING UNPAID CARE AND SUPPORT. THIS MASSIVE GROUP IS IN NEED OF INFORMATION AND RESOURCES. CARINGKIND HAS INVESTED IN EDUCATION CAMPAIGNS AND INITIATIVES TO INCREASE KNOWLEDGE ABOUT ALZHEIMER'S DISEASE AND AWARENESS OF THE ORGANIZATION AS THE CENTER OF HELP AND HOPE. KEY MESSAGES INCLUDE THE IMPORTANCE OF EARLY DETECTION, RESOURCES FOR PEOPLE WITH ALZHEIMER'S AND THEIR FAMILIES, AND THE SOCIETAL IMPACT OF THE DISEASE. MILLIONS OF CONSTITUENTS ARE ENGAGED TO EDUCATE THEIR COMMUNITIES AND WORKPLACES. 1144791 RESEARCH - CARINGKIND REMAINS COMMITTED TO THE ADVANCEMENT OF RESEARCH TOWARDS THE GOAL OF ELIMINATING ALZHEIMER'S DISEASE. WE ACHIEVE THIS GOAL THROUGH COLLABORATING WITH RESEARCH CENTERS, AND SCIENTISTS IN NEW YORK CITY, NATIONALLY AND INTERNATIONALLY; HELPING TO RECRUIT SUBJECTS FOR RESEARCH, EDUCATING OUR COMMUNITY ABOUT THE IMPORTANCE OF RESEARCH, AND HOW TO PARTICIPATE IN RESEARCH TRIALS. WE HAVE AN AGREEMENT WITH THE CURE ALZHEIMER'S FUND, WHICH PROVIDES INFORMATION AND UPDATES ON RESEARCH TO THE CARINGKIND STAFF AND VOLUNTEERS. ALL RESTRICTED RESEARCH DONATIONS ARE PASSED-THROUGH TO CURE ALZHEIMER'S FUND. 24551 PUBLIC POLICY - ADVOCATES FOR PUBLIC POLICIES AIMED AT ADVANCING RESEARCH TOWARD BETTER THERAPIES, DETECTION, METHODS OF PREVENTION AND ULTIMATELY A CURE, AS WELL AS FOR BETTER CARE AND RESOURCES, AND HEALTH AND LONG-TERM COVERAGE TO ENSURE HIGH QUALITY COST EFFECTIVE CARE FOR PEOPLE WITH ALZHEIMER'S DISEASE AND THEIR FAMILIES. POLICY ACTIVITIES ALSO INCLUDE COLLABORATING WITH OTHER ORGANIZATIONS TO IMPROVE QUALITY CARE AND RAISE AWARENESS OF KEY ISSUES. 24551 4423663 1 1 0 1 0 0 0 0 0 1 1 1 0 0 1 1 1 0 0 0 0 0 0 1 1 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 61 0 1 54 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 21 21 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X X ALEX WONG 6467442916 360 LEXINGTON AVENUE 3RD FL NEW YORK NY 10017 DAVID Z HIRSH CHAIR 0.70 X X 0 0 0 SHARON KILMER VICE CHAIR & TREASURER 1.10 X X 0 0 0 PAULINE YEUNG-HA SECRETARY 0.40 X X 0 0 0 BENJAMIN J JENKINS DIRECTOR 0.50 X 0 0 0 JONATHAN S HENES DIRECTOR 0.30 X 0 0 0 JEFFREY JONES DIRECTOR 0.60 X 0 0 0 LINDA LAGORGA DIRECTOR 0.30 X 0 0 0 JOHN R LATHAM DIRECTOR 0.30 X 0 0 0 AARON MARKS DIRECTOR 0.10 X 0 0 0 LOUIS M SALERNO DIRECTOR 0.10 X 0 0 0 ELAINE THOMAS DIRECTOR 0.30 X 0 0 0 DAVID WEINBERG DIRECTOR 0.20 X 0 0 0 MARK ZURACK DIRECTOR 0.60 X 0 0 0 STEPHEN P CASPER DIRECTOR (RESIGNED 6/2019) 0.30 X 0 0 0 MARIA DIAZ DIRECTOR (RESIGNED 6/2019) 0.10 X 0 0 0 MARIANNE DZIUBA FIORE DIRECTOR (RESIGNED 6/2019) 0.50 X 0 0 0 NATHAN HALEGUA DIRECTOR (RESIGNED 12/2018) 0.10 X 0 0 0 JUDITH H ITKIN DIRECTOR (RESIGNED 6/2019) 0.10 X 0 0 0 J FRANCIS LAVELLE DIRECTOR (RESIGNED 2/2019) 0.10 X 0 0 0 WAYNE MILLER DIRECTOR (RESIGNED 10/2018) 0.10 X 0 0 0 JED A LEVINE PRESIDENT & CEO 37.00 X 207828 0 27798 ALEX WONG CHIEF FINANCIAL OFFICER 46.00 X 102113 0 19307 LOU-ELLEN BARKAN FOUNDING DIRECTOR 22.50 X 245968 0 26428 CAROL BERNE SENIOR VICE PRESIDENT OF DEVELOPMENT DIRECTOR OF 41.50 X 184793 0 20449 PEGGY CHU SENIOR VICE PRESIDENT, CAO 41.50 X 118812 0 26530 859514 0 120512 5 0 1 0 0 1275586 4573543 309382 5849129 PATIENT AND FAMILY SER 624100 326509 326509 PUBLIC AWARENESS AND E 624100 3930 3930 330439 10548 10548 310658 310378 280 280 280 179123 1275586 123901 55222 55222 DISPOSAL OF LEASE ASSE 532000 -1364 -1364 43278 5010 38268 41914 6287532 330439 5010 102954 1140 1140 191285 191285 744042 194401 195698 353943 1695559 1251307 335156 109096 61574 37024 13298 11252 216635 130264 46786 39585 223992 155901 44396 23695 35788 35788 35481 35481 47000 47000 187710 170098 3276 14336 4266 3454 812 341827 155528 13560 172739 752780 613844 75552 63384 24947 19505 512 4930 128903 85038 220 43645 270306 227505 22630 20171 25434 17520 4644 3270 RESEARCH PAYMENTS TO NA 1144791 1144791 BAD DEBT 69452 69452 OTHER MISCELLANEOUS 57169 18918 12874 25377 CLIENT SERVICES 5368 5368 807 772 35 6266256 4423663 909358 933235 X 614811 219269 0 395542 257 499 945984 929307 331044 396189 208733 63330 3288 1651 66790 61421 3436639 1788627 1912062 1648012 12358 13074 321477 579285 616565 0 4418558 3692768 277561 187766 1860905 1199765 2138466 1387531 X 908113 771000 1110743 1267652 261236 266585 2280092 2305237 4418558 3692768 21276 3869 0 X X 0 1 X 1 0 X 7915999 6883542 5389521 4406241 5849129 30444432 7915999 6883542 5389521 4406241 5849129 30444432 472146 29972286 53450 48735 26774 10168 10548 149675 11605 13820 17249 18225 5010 65909 491719 336288 440528 392935 216027 1877497 32537513 4865157 0.92120 0.93030 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: SPECIAL EVENT REVENUE - 2014 AMOUNT: $ 465,602. 2015 AMOUNT: $ 330,030. 2016 AMOUNT: $ 425,675. 2017 AMOUNT: $ 351,530. 2018 AMOUNT: $ 179,123. OTHER INCOME - 2014 AMOUNT: $ 26,117. 2015 AMOUNT: $ 6,258. 2016 AMOUNT: $ 14,853. 2017 AMOUNT: $ 41,405. 2018 AMOUNT: $ 36,904. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 0 0 0 0 1 22178 0 0 22178 0 PART II-B, LINE 1: EACH YEAR, ORGANIZATION'S STAFF APPROACH VARIOUS NEW YORK CITY COUNCIL MEMBERS AND BOROUGH PRESIDENTS' STAFF. 261236 5269 266585 261162 74 261236 261135 27 261162 261095 40 261135 261042 53 261095 1.00000 0 0 2695842 1144636 1551206 740797 643991 96806 1648012 CERTIFICATES OF DEPOSIT 579285 F 579285 ANNUITY PAYMENT OBLIGATIONS 18356 DEFERRED RENT 1181409 1199765 X 6305081 3869 13680 17549 6287532 0 6287532 6279936 13680 13680 6266256 0 6266256 PART V, LINE 4: THE ORGANIZATION'S ENDOWMENT CONSISTS OF FOUR INDIVIDUAL DONOR-RESTRICTED ENDOWMENT FUNDS ESTABLISHED TO CREATE AND PROMOTE COMPREHENSIVE AND HUMANE CARE AND TREATMENT FOR PERSONS WITH ALZHEIMER'S DISEASE AND RELATED DISORDERS, AND TO PROVIDE SUPPORT FOR THEIR FAMILIES AND PROFESSIONAL CAREGIVERS. PART X, LINE 2: CARINGKIND APPLIES THE PROVISIONS PERTAINING TO UNCERTAIN TAX PROVISIONS OF FASB ASC TOPIC 740, INCOME TAXES, AND HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. CARINGKIND IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. CARINGKIND BELIEVES IT IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS PRIOR TO 2016. X X X X X X 1 KLO EVENTS LLC 1256 SIMON BOULEVARD SUITE J101 EASTON PA 18042 ALL FUNDRAISING SERVICES OCT. 2018 - OCT. 2019 ALZ'S WALK 0 618809 47000 571809 618809 47000 571809 NY GALA 915364 775891 139473 73872 TACKLE ALZ 207248 204248 3000 6 332097 295447 36650 50029 1454709 1275586 179123 123901 123901 55222 SCHEDULE G, PART I, LINE 2B, COLUMN (V) PAYMENTS TO KLO EVENTS WERE FOR PROFESSIONAL FUNDRAISING SERVICES ONLY AND DID NOT INCLUDE PAYMENT OF OTHER FUNDRAISING EXPENSES. 1 VARIOUS GRANTS UNDER 5000 1140 FMV VARIOUS 6 WANDERER'S SAFETY PROGRAM-INDIVIDUAL GRANTS UNDER $5,000 1142 68167 FAIR MARKET VALUE FINANCIAL ASSISTANCE PROVIDED TO FAMILY AND OTHER CAREGIVERS 63 123118 FAIR MARKET VALUE PART I, LINE 2: ALL FINANCIAL ASSISTANCE AWARDS GIVEN TO INDIVIDUALS OR ORGANIZATIONS ARE REVIEWED ON A REGULAR BASIS. PAYMENTS ARE REVIEWED AND APPROVED BY THE RESPONSIBLE MANAGER(S) TO ENSURE PROPER JUSTIFICATION. THERE ARE NO INDIVIDUAL GRANTS OVER $5,000. X X X X X 0 0 0 0 0 0 0 0 0 JED A LEVINE PRESIDENT & CEO 207828 0 0 0 0 0 16277 0 11521 0 235626 0 0 0 LOU-ELLEN BARKAN FOUNDING DIRECTOR 245968 0 0 0 0 0 22123 0 4305 0 272396 0 0 0 CAROL BERNE SENIOR VICE PRESIDENT OF DEVELOPMENT 184793 0 0 0 0 0 9427 0 11022 0 205242 0 0 0 X 7 2239 SELLING PRICE OF DONATED X 18 307143 MARKET VALUE 0 1 1 PART I, LINE 32B: THE ORGANIZATION USES "INSURANCE AUTO AUCTIONS" TO PROCESS VEHICLE DONATIONS. FORM 990, PART VI, SECTION B, LINE 11B A DRAFT OF FORM 990 IS DISTRIBUTED TO THE AUDIT COMMITTEE APPROXIMATELY 14 DAYS PRIOR TO THE FILING DATE FOR THEIR REVIEW AND COMMENT. THE AMENDED DRAFT IS THEN SENT TO THE FULL BOARD APPROXIMATELY 7 DAYS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C ALL BOARD MEMBER PROSPECTS MUST SIGN THE CONFLICT OF INTEREST POLICY, BEFORE THEY ARE INVITED TO JOIN THE BOARD. ADDITIONALLY, ALL CURRENT OFFICERS, DIRECTORS, TRUSTEES AND KEY EMPLOYEES ARE REQUIRED TO SIGN THE POLICY EACH YEAR. THEY ARE ALSO REQUIRED TO DISCLOSE IMMEDIATELY ANY INTERESTS THAT COULD GIVE RISE TO CONFLICTS, SHOULD THESE OCCUR DURING THE YEAR. FORM 990, PART VI, SECTION B, LINE 15 BOARD MEMBERS WERE ASKED TO PROVIDE WRITTEN COMMENT ON THE CEO'S PERFORMANCE. IN ADDITION, ALL STAFF MEMBERS WERE ASKED TO FILL OUT AN EMPLOYEE FEEDBACK SURVEY AROUND ENGAGEMENT THAT ADDRESSED THE WORK ENVIRONMENT AND PERFORMANCE OF ORGANIZATION LEADERSHIP. THE BOARD'S COMPENSATION COMMITTEE AND THE BOARD'S CO-CHAIRS REVIEWED THE RESULTS AND ALSO REVIEWED THE DATA RELATING TO SALARIES OF CEOS OF OTHER SIMILARY SITUATED NON-PROFIT ORGANIZATIONS. BASED ON THE FEEDBACK AND MARKET DATA, THE COMPENSATION COMMITTEE AND BOARD CO-CHAIRS DECIDED ON A RECOMMENDED COMPENSATION AMOUNT FOR THE CEO FOR THE UPCOMING FISCAL YEAR. THE FULL BOARD ADOPTED THE RECOMMENDATION AFTER DISCUSSION IN AN EXECUTIVE SESSION OF THE BOARD IN JUNE. THE SALARIES OF KEY MANAGEMENT EMPLOYEES WERE DETERMINED THROUGH DISCUSSIONS AMONG THE CEO, THE BOARD'S CO-CHAIRS AND THE COMPENSATION COMMITTEE. FORM 990, PART VI, SECTION C, LINE 19 CARINGKIND'S FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC ON THE ORGANIZATION'S WEBSITE. THE CONFLICT OF INTEREST POLICY IS AVAILABLE UPON REQUEST. FORM 990, PART XII, LINE 2C: CARINGKIND HAS AN AUDIT COMMITTEE THAT ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT AND COMPILATION OF THE FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THE OVERSIGHT PROCESS HAS NOT CHANGED SINCE THE PRIOR YEAR.