2020-04-03T16:24:47-05:00 2019-06-30 420714325 RSM US LLP 4 TIMES SQUARE NEW YORK NY 10336 990 2018-07-01 132875808 HUMAN RIGHTS WATCH INC HUMA 2122161292 350 FIFTH AVENUE 34TH FLOOR NEW YORK NY 101183299 BARBARA PIRTO DIR. OF FINANCE & OPERATIONS 2122161292 2020-04-03 1 LYNNE JOHNSON P00757336 2123721000 67.82.54.18 2020-04-03 16:23:32 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 1370AFD9E57F5F469B87EB62002D327A82FBCCDE 2018 2020-09-23 17:36:50Z KENNETH ROTH 350 FIFTH AVENUE 34TH FLOOR NEW YORK NY 101183299 125594780 0 X WWW.HRW.ORG X 1976 NY HUMAN RIGHTS WATCH, INC. IS DEDICATED TO PROTECTING THE HUMAN RIGHTS OF PEOPLE AROUND THE WORLD. 33 33 341 311 -1091175 -1091175 69169741 75812130 24786 16512 7877562 9567296 114134 191339 77186223 85587277 241534 1372886 0 0 48113593 52405559 2388810 2248018 14217677 24381753 28855049 75125690 84881512 2060533 705765 221073036 217613864 7579466 8195289 213493570 209418575 X HUMAN RIGHTS WATCH DEFENDS THE RIGHTS OF PEOPLE WORLDWIDE. WE SCRUPULOUSLY INVESTIGATE ABUSES, EXPOSE THE FACTS WIDELY, AND PRESSURE THOSE WITH POWER TO RESPECT RIGHTS AND SECURE JUSTICE. HUMAN RIGHTS WATCH IS AN INDEPENDENT, INTERNATIONAL ORGANIZATION THAT WORKS AS PART OF A VIBRANT MOVEMENT TO UPHOLD HUMAN DIGNITY AND ADVANCE THE CAUSE OF HUMAN RIGHTS FOR ALL. 0 0 8329524 474185 AFRICA DIVISION OF HUMAN RIGHTS WATCH, INC. MONITORS AND PROMOTES HUMAN RIGHTS IN SUB SAHARAN AFRICA. HUMAN RIGHTS WATCH SENDS INVESTIGATIVE MISSIONS TO COLLECT INFORMATION AND REPORTS ITS FINDINGS TO THE PUBLIC. 7239576 354593 ASIA DIVISION OF HUMAN RIGHTS WATCH, INC. MONITORS AND PROMOTES HUMAN RIGHTS IN ASIAN COUNTRIES FROM AFGHANISTAN TO THE EAST. HUMAN RIGHTS WATCH SENDS INVESTIGATIVE MISSIONS TO COLLECT INFORMATION AND REPORTS ITS FINDINGS TO THE PUBLIC. 6714576 MIDDLE EAST & NORTH AFRICA - FOR MORE THAN TWO DECADES, HUMAN RIGHTS WATCH HAS WORKED TO EXPOSE AND CURB A WIDE RANGE OF HUMAN RIGHTS VIOLATIONS IN THE MIDDLE EAST AND NORTH AFRICA. WITH A STAFF OF MORE THAN 30 PEOPLE, WE REPORT ON 17 COUNTRIES IN THE REGION FROM OUR LOCAL OFFICES IN TUNISIA, LEBANON, ISRAEL, JORDAN, AS WELL AS FROM OUR OTHER INTERNATIONAL OFFICES. 5339464 0 0 EUROPE AND CENTRAL ASIA 3490312 0 0 WOMEN'S RIGHTS 2991840 0 0 CHILDREN'S RIGHTS 3642714 0 0 UNITED STATES 3028912 540000 0 AMERICAS 2486794 0 0 INTERNATIONAL JUSTICE 1896795 0 0 LGBT 15449903 4108 16512 OTHER PROGRAMS 38326734 544108 16512 60610410 1 1 0 1 0 0 0 0 0 1 1 1 0 0 1 1 0 1 0 1 1 1 0 1 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 1 X 91 0 1 341 1 1 1 1 AS BE BR CA CF FR GM JA JO KE KG LE NL NO RS RW SF KS SW SZ TS UP UK DA 0 0 0 1 1 0 0 0 0 0 0 X 33 33 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 0 0 AL AK AR CA CO CT DC FL GA HI IL KS KY LA ME MD MA MI MN MS NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI X X TAWFIK ELKASHEF 2122161292 350 FIFTH AVENUE 34TH FLOOR NEW YORK NY 101183299 HASSAN ELMASRY CO-CHAIRMAN 1.00 1.00 X X 0 0 0 ROBERT KISSANE CO-CHAIRMAN 1.00 1.00 X X 0 0 0 MICHAEL G FISCH VICE-CHAIR & TREAS. (THRU 06/30/19) 1.00 1.00 X X 0 0 0 OKI MATSUMOTO VICE-CHAIRMAN 1.00 1.00 X X 0 0 0 AMY RAO VICE-CHAIRMAN 1.00 1.00 X X 0 0 0 AMY TOWERS VICE-CHAIRMAN 1.00 1.00 X X 0 0 0 CATHERINE ZENNSTROM VICE-CHAIRMAN 1.00 1.00 X X 0 0 0 AKWASI AIDOO DIRECTOR 1.00 1.00 X 0 0 0 ZEID RA'AD AL HUSSEIN DIRECTOR (FROM 02/28/19) 1.00 1.00 X 0 0 0 JORGE CASTANEDA DIRECTOR 1.00 1.00 X 0 0 0 GEORGE COELHO DIRECTOR 1.00 1.00 X 0 0 0 NATASHA DOLBY DIRECTOR 1.00 1.00 X 0 0 0 KIMBERLY MARTEAU EMERSON DIRECTOR 1.00 1.00 X 0 0 0 LAWTON FITT DIRECTOR (THRU 04/30/19) 1.00 1.00 X 0 0 0 LOUBNA FREIH DIRECTOR (FROM 06/30/19) 1.00 1.00 X 0 0 0 LESLIE GILBERT-LURIE DIRECTOR 1.00 1.00 X 0 0 0 PAUL GRAY DIRECTOR 1.00 1.00 X 0 0 0 CAITLIN HEISING DIRECTOR 1.00 1.00 X 0 0 0 KAREN HERSKOVITZ DIRECTOR 1.00 1.00 X 0 0 0 SUSAN KANE DIRECTOR (FROM 10/31/18) 1.00 1.00 X 0 0 0 BETSY KAREL DIRECTOR 1.00 1.00 X 0 0 0 DAVID LAKHDHIR DIRECTOR 1.00 1.00 X 0 0 0 LOUISA LEE-REIZES DIRECTOR (FROM 10/31/18) 1.00 1.00 X 0 0 0 ALICIA MINANA DIRECTOR 1.00 1.00 X 0 0 0 JOAN R PLATT DIRECTOR 1.00 1.00 X 0 0 0 NEIL RIMER DIRECTOR 1.00 1.00 X 0 0 0 SHELLEY RUBIN DIRECTOR 1.00 1.00 X 0 0 0 AMBASSADOR ROBIN SANDERS DIRECTOR 1.00 1.00 X 0 0 0 SIDNEY SHEINBERG DIRECTOR (THRU 03/31/19) 1.00 1.00 X 0 0 0 BRUCE SIMPSON DIRECTOR 1.00 1.00 X 0 0 0 JOSEPH SKRZYNSKI DIRECTOR 1.00 1.00 X 0 0 0 DONNA SLAIGHT DIRECTOR 1.00 1.00 X 0 0 0 SIRI STOLT-NIELSEN DIRECTOR 1.00 1.00 X 0 0 0 DARIAN W SWIG DIRECTOR 1.00 1.00 X 0 0 0 MARIE WARBURG DIRECTOR 1.00 1.00 X 0 0 0 BRUCE RABB SECRETARY 1.00 1.00 X 0 0 0 KENNETH ROTH EXECUTIVE DIRECTOR 40.00 1.00 X 566316 0 61066 NICHOLAS DAWES DEPUTY EXECUTIVE DIRECTOR 40.00 1.00 X 339355 0 45353 CHARLES LUSTIG DEPUTY EXEC. DIR. FOR OPERATIONS 40.00 1.00 X 306837 0 66128 BARBARA PIRTO DIR. OF FINANCE & OPERATIONS 40.00 1.00 X 240224 0 62054 DINAH POKEMPNER GENERAL COUNSEL 40.00 1.00 X 213931 0 55608 MICHELE ALEXANDER DEPUTY EXEC. DIR. FOR DEVELOPMENT 40.00 1.00 X 349855 0 74593 BRUNO STAGNO UGARTE DEPUTY EXEC. DIR. FOR ADVOCACY 40.00 1.00 X 347035 0 37235 IAIN LEVINE DEPUTY EXEC. DIR. FOR PROGRAMS 40.00 1.00 X 327991 0 63192 JOSEPH SAUNDERS DEPUTY DIRECTOR, PROGRAM 40.00 1.00 X 234089 0 60900 JAMES ROSS LEGAL AND POLICY COUNSEL 40.00 1.00 X 229071 0 36166 TOM PORTEOUS DEPUTY DIRECTOR, PROGRAM 40.00 1.00 X 215682 0 42487 WALID AYOUB CHIEF INFO TECHNOLOGY OFFICER 40.00 1.00 X 209554 0 63218 BABATUNDE OLUGBOJI DEPUTY DIRECTOR, PROGRAM 40.00 1.00 X 208636 0 57954 FRANCES SINHA DIRECTOR, GLOBAL HUMAN RESOURCES 40.00 1.00 X 208031 0 44246 MATTHEW COLLINS-GIBSON DEPUTY DIRECTOR, DEVELOPMENT 40.00 1.00 X 202721 0 33155 PHILIPPE BOLOPION DEPUTY DIRECTOR, ADVOCACY 40.00 1.00 X 189336 0 58340 ARVIND G GANESAN DIR., BUSINESS & HUMAN RIGHTS 40.00 1.00 X 178300 0 54528 LAURA BOARDMAN MANAGING DIRECTOR, DEVELOPMENT 40.00 1.00 X 175440 0 18232 LIESL GERNTHOLTZ DEPUTY EXEC. DIR. FOR PROGRAMS 40.00 1.00 X 173851 0 54259 MIRIAM MAHLOW MANAGING DIRECTOR, DEVELOPMENT 40.00 1.00 X 170999 0 51640 EMMA S DALY DIRECTOR, COMMUNICATIONS 40.00 1.00 X 170865 0 52666 MAUSI SEGUN EXECUTIVE DIRECTOR, AFRICA 40.00 1.00 X 164360 0 50002 MITCHELL A MAKE GLOBAL CONTROLLER 40.00 1.00 X 163004 0 22356 STEPHEN NORTHFIELD DIGITAL DIRECTOR 40.00 1.00 X 151223 0 22289 JOSE MIGUEL VIVANCO EXECUTIVE DIRECTOR, AMERICAS 40.00 1.00 X 213443 0 56076 BRAD ADAMS EXECUTIVE DIRECTOR, ASIA 40.00 1.00 X 206261 0 55578 RICHARD DICKER DIRECTOR, INTERNATIONAL JUSTICE 40.00 1.00 X 199139 0 55564 LOTTE LEICHT DIRECTOR, EU ADVOCACY 40.00 1.00 X 199066 0 21126 SARAH LEAH WHITSON EXECUTIVE DIRECTOR, MENA 40.00 1.00 X 195552 0 57367 6750167 0 1433378 113 0 1 0 THE HARRINGTON AGENCY 416 GANTTOWN ROAD SEWWLL NJ 08080 PROFESSIONAL FUNDRAISER 1626918 UNISPACE OF BOSTON LLC ONE POST OFFICE SQUARE 37TH FLOOR BOSTON MA 02109 LHI CONSULTANT 867314 LANDSEER ADVISORS LLC 489 FIFTH AVE 31ST FLOOR NEW YORK NY 10017 INVESTMENTS CONSULTANT 757500 SMART IMS INC 103 MORGAN LANE 104 PLAINSBORO TOWNSHIP NJ 08536 IT CONSULTANT 555124 SCALE PARTNERS 134 BOWERY SUITE 3N NEW YORK NY 10013 PUBLIC ENGAGEMENT CONSULTANT 431500 11 9405852 13810323 52595955 2436409 75812130 PUBLICATIONS 541900 16512 16512 16512 1325280 -1125581 2450861 191339 0 191339 191339 191339 45813109 37571093 8242016 8242016 34406 8207610 2436410 9405852 2436410 0 85587277 16512 -1091175 10849810 1372886 1372886 6043685 3768373 767949 1507363 550417 442489 41397 66531 32458523 26313784 2116668 4028071 3262434 2610229 277142 375063 6748628 4806067 944206 998355 3341872 2458426 425809 457637 3832635 2917050 909428 6157 539033 49336 489691 6 128773 128773 2248018 2248018 1794449 1794449 542974 209484 312575 20915 23788 23788 1636200 1174281 88914 373005 2697244 1384126 674929 638189 6689330 4557762 315547 1816021 5687000 4676296 349015 661689 635838 552509 57309 26020 16088 9814 2252 4022 994214 610613 135539 248062 959471 600224 114391 244856 PUBLICATION AND MEDIA 2077541 1967888 13339 96314 DIRECT MAIL 401383 401383 FOREIGN CURRENCY EXCHAN 199088 199088 84881512 60610410 10053425 14217677 1219420 1569447 19413332 28854103 27960984 21842245 779395 1569651 1558496 1244235 21761709 14689555 5537530 7072154 106243450 83878054 58139112 67024855 221317 4559120 221073036 217613864 4574069 5282754 3005397 2912535 7579466 8195289 X 18062537 19064282 195431033 190354293 213493570 209418575 221073036 217613864 X 705765 -5910318 4115719 -325329 -2660832 X 0 1 X 1 0 X 62843469 57620234 47845601 71618194 75812130 315739628 62843469 57620234 47845601 71618194 75812130 315739628 39323968 276415660 1533319 1598094 2737811 4559420 2642200 13070844 25187 0 13429 38616 3192186 3272035 2282612 3098288 2436410 14281531 343130619 122378 0.80560 0.85660 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 18541 110232 128773 84752739 84881512 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 98871 163800 119350 128773 510794 250000 250000 250000 250000 1000000 1500000 10204 55300 18850 18541 102895 135664651 -378997 135285654 124104856 11559795 135664651 107324433 16780423 124104856 109971567 -2647134 107324433 107700017 3147359 875809 109971567 1.00000 0 0 8824442 5306755 3517687 11078799 9382800 1695999 1858468 1858468 7072154 LIMITED PARTNERSHIPS 67024855 F 67024855 DEFERRED RENT 1874466 SECURITY DEPOSIT 16590 DUE TO AFFLIATE 818727 CAPITAL LEASE OBLIGATION 202752 2912535 X PART V, LINE 4: THE ORGANIZATION'S INTENDED USE OF ENDOWMENT FUND IS TO PARTIALLY COVER GENERAL (UNRESTRICTED) EXPENSES. PART X, LINE 2: HRW IS EXEMPT FROM FEDERAL AND STATE INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND THEREFORE HAS MADE NO PROVISION FOR INCOME TAXES IN THE ACCOMPANYING CONSOLIDATED FINANCIAL STATEMENTS. HRW HAS BEEN DETERMINED BY THE INTERNAL REVENUE SERVICE (IRS) NOT TO BE A "PRIVATE FOUNDATION" WITHIN THE MEANING OF SECTION 509(A) OF THE INTERNAL REVENUE CODE. UNDER ASC 740, INCOME TAXES, AN ORGANIZATION MUST RECOGNIZE THE TAX BENEFIT ASSOCIATED WITH TAX POSITIONS TAKEN FOR TAX RETURN PURPOSES WHEN IT IS MORE LIKELY THAN NOT THE POSITION WILL NOT BE SUSTAINED UPON EXAMINATION BY A TAXING AUTHORITY. HRW DOES NOT BELIEVE IT HAS TAKEN ANY MATERIAL UNCERTAIN TAX POSITIONS AND, ACCORDINGLY, IT HAS NOT RECORDED ANY LIABILITY FOR UNRECOGNIZED TAX BENEFITS. HRW HAS FILED FOR AND RECEIVED INCOME TAX EXEMPTIONS IN THE JURISDICTIONS WHERE IT IS REQUIRED TO DO SO. ADDITIONALLY, HRW HAS FILED IRS FORM 990 INFORMATION RETURNS, AS REQUIRED, AND ALL OTHER APPLICABLE RETURNS IN JURISDICTIONS WHERE SO REQUIRED. FOR THE YEAR ENDED JUNE 30, 2019, THERE WAS NO INTEREST OR PENALTIES RECORDED OR INCLUDED IN THE CONSOLIDATED STATEMENT OF ACTIVITIES. UNDER IRS STATUTES, HRW IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY THE U.S. FEDERAL, STATE, OR LOCAL TAX AUTHORITIES FOR FISCAL YEARS BEFORE 2016. 1 EUROPE (INCLUDING ICELAND & GREENLAND) 5 68 PROGRAM SERVICES RES/ADVOCACY/COMM/FUND 11402976 MIDDLE EAST AND NORTH AFRICA 3 18 PROGRAM SERVICES RES/ADVOCACY/COMM/FUND 1427719 SUB-SAHARAN AFRICA 3 19 PROGRAM SERVICES RES/ADVOCACY/COMM/FUND 1298193 RUSSIA AND NEIGHBORING STATES 3 7 PROGRAM SERVICES RES/ADVOCACY/COMM/FUND 607305 SOUTH AMERICA 0 0 GRANTMAKING 540000 SUB-SAHARAN AFRICA 0 0 GRANTMAKING 474185 EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING 354593 NORTH AMERICA 0 0 GRANTMAKING 4108 EAST ASIA AND THE PACIFIC 0 0 INVESTMENTS 360926 SUB-SAHARAN AFRICA 0 0 INVESTMENTS 3976039 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 INVESTMENTS 7698114 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 27914774 14 112 0 0 14 112 16109079 39949853 56058932 SOUTH AMERICA RES/ADVOCACY/COMM/FUND 540000 SUB-SAHARAN AFRICA RES/ADVOCACY/COMM/FUND 474185 EAST ASIA AND THE PACIFIC RES/ADVOCACY/COMM/FUND 354593 NORTH AMERICA RES/ADVOCACY/COMM/FUND 4108 5 1 0 1 0 1 1 PART I, LINE 2: WE ASSIST HUMAN RIGHTS DEFENDERS WHO FACE SERIOUS THREATS TO THEIR LIFE OR SAFETY AS A RESULT OF THEIR HUMAN RIGHTS ACTIVISM AND CANNOT AFFORD TO TAKE MEASURES TO PROTECT THEMSELVES. WHERE A HUMAN RIGHTS DEFENDER'S WORK WITH HUMAN RIGHTS WATCH HAS PLACED HER IN DANGER, WE FEEL A PARTICULAR RESPONSIBILITY AND WILL GIVE PRIORITY. WE MAY ALSO ASSIST DIRECT FAMILY MEMBERS OF AFFECTED HUMAN RIGHTS DEFENDERS IF THEY, TOO, HAVE TO FLEE A THREATENING SITUATION. IN ALL CASES, WE WILL REQUIRE THE REQUESTING STAFF MEMBER TO CONFIRM THAT THE DEFENDER IS AT REAL RISK OF REPRISAL BECAUSE OF THEIR HUMAN RIGHTS ACTIVITIES. REQUESTS NEED TO BE SUBMITTED TO THE FOUNDATIONS UNIT OF THE DEVELOPMENT DEPARTMENT, WITH A BRIEF DESCRIPTION OF THE PERSON IN NEED, HIS/HER WORK AND CIRCUMSTANCES, AND THE AMOUNT THE SAME PERSON WILL NEED AND FOR WHAT PURPOSE. ONCE A REQUEST IS APPROVED, THE FINANCE DEPARTMENT WILL FACILITATE THE TRANSFER. WE ALSO MAY ASK FOR MORE INFORMATION DESCRIBING THE HUMAN RIGHTS DEFENDER TO ENABLE US TO REPORT BACK TO THE DONORS WHO SUPPORT THIS FUND. X X X X X 1 THE HARRINGTON AGENCY 1615 L STREET WASHINGTON DC 20036 FUNDRAISING CONSULTANT 0 3209181 1626918 1582263 BEACONFIRE RED DIGITAL 2300 CLARENDON BLVD SUITE 925 ARLINGTON VA 22201 FUNDRAISING CONSULTANT 0 1241913 292111 949802 FAIRCOM NEW YORK 12 W 27TH ST NEW YORK NY 10001 FUNDRAISING CONSULTANT 0 1129110 328989 800121 5580204 2248018 3332186 AL AK AR CA CO CT DC FL GA HI IL KS KY LA ME MD MA MI MN MS NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI SILICON VALLEY DINNER 1772467 1407802 364665 138610 226055 NEW YORK DINNER 1700276 1350463 349813 166175 183637 11 8369519 6647587 1721932 461614 253259 14470 992590 11842262 9405852 2436410 766399 253259 14470 1402282 2436410 0 X X X 0 0 0 0 0 0 0 0 0 KENNETH ROTH EXECUTIVE DIRECTOR 560772 0 0 0 5544 0 46000 0 15066 0 627382 0 0 0 NICHOLAS DAWES DEPUTY EXECUTIVE DIRECTOR 338095 0 0 0 1260 0 10375 0 34978 0 384708 0 0 0 CHARLES LUSTIG DEPUTY EXEC. DIR. FOR OPERATIONS 303225 0 0 0 3612 0 27500 0 38628 0 372965 0 0 0 BARBARA PIRTO DIR. OF FINANCE & OPERATIONS 238324 0 0 0 1900 0 24022 0 38032 0 302278 0 0 0 DINAH POKEMPNER GENERAL COUNSEL 210920 0 0 0 3011 0 21116 0 34492 0 269539 0 0 0 MICHELE ALEXANDER DEPUTY EXEC. DIR. FOR DEVELOPMENT 344311 0 0 0 5544 0 34281 0 40312 0 424448 0 0 0 BRUNO STAGNO UGARTE DEPUTY EXEC. DIR. FOR ADVOCACY 347035 0 0 0 0 0 34117 0 3118 0 384270 0 0 0 IAIN LEVINE DEPUTY EXEC. DIR. FOR PROGRAMS 324379 0 0 0 3612 0 27500 0 35692 0 391183 0 0 0 JOSEPH SAUNDERS DEPUTY DIRECTOR, PROGRAM 230725 0 0 0 3364 0 23398 0 37502 0 294989 0 0 0 JAMES ROSS LEGAL AND POLICY COUNSEL 225813 0 0 0 3258 0 22713 0 13453 0 265237 0 0 0 TOM PORTEOUS DEPUTY DIRECTOR, PROGRAM 212636 0 0 0 3046 0 21344 0 21143 0 258169 0 0 0 WALID AYOUB CHIEF INFO TECHNOLOGY OFFICER 206498 0 0 0 3056 0 21406 0 41812 0 272772 0 0 0 BABATUNDE OLUGBOJI DEPUTY DIRECTOR, PROGRAM 205666 0 0 0 2970 0 20852 0 37102 0 266590 0 0 0 FRANCES SINHA DIRECTOR, GLOBAL HUMAN RESOURCES 205060 0 0 0 2971 0 20859 0 23387 0 252277 0 0 0 MATTHEW COLLINS-GIBSON DEPUTY DIRECTOR, DEVELOPMENT 202048 0 0 0 673 0 20350 0 12805 0 235876 0 0 0 PHILIPPE BOLOPION DEPUTY DIRECTOR, ADVOCACY 188702 0 0 0 634 0 19276 0 39064 0 247676 0 0 0 ARVIND G GANESAN DIR., BUSINESS & HUMAN RIGHTS 177414 0 0 0 886 0 18071 0 36457 0 232828 0 0 0 LAURA BOARDMAN MANAGING DIRECTOR, DEVELOPMENT 175440 0 0 0 0 0 17006 0 1226 0 193672 0 0 0 LIESL GERNTHOLTZ DEPUTY EXEC. DIR. FOR PROGRAMS 172538 0 0 0 1313 0 17524 0 36735 0 228110 0 0 0 MIRIAM MAHLOW MANAGING DIRECTOR, DEVELOPMENT 170326 0 0 0 673 0 17388 0 34252 0 222639 0 0 0 EMMA S DALY DIRECTOR, COMMUNICATIONS 169564 0 0 0 1301 0 17376 0 35290 0 223531 0 0 0 MAUSI SEGUN EXECUTIVE DIRECTOR, AFRICA 163194 0 0 0 1166 0 15750 0 34252 0 214362 0 0 0 MITCHELL A MAKE GLOBAL CONTROLLER 159476 0 0 0 3528 0 16516 0 5840 0 185360 0 0 0 STEPHEN NORTHFIELD DIGITAL DIRECTOR 151223 0 0 0 0 0 14845 0 7444 0 173512 0 0 0 JOSE MIGUEL VIVANCO EXECUTIVE DIRECTOR, AMERICAS 210443 0 0 0 3000 0 21044 0 35032 0 269519 0 0 0 BRAD ADAMS EXECUTIVE DIRECTOR, ASIA 203357 0 0 0 2904 0 20426 0 35152 0 261839 0 0 0 RICHARD DICKER DIRECTOR, INTERNATIONAL JUSTICE 191073 0 0 0 8066 0 19308 0 36256 0 254703 0 0 0 LOTTE LEICHT DIRECTOR, EU ADVOCACY 199066 0 0 0 0 0 19516 0 1610 0 220192 0 0 0 SARAH LEAH WHITSON EXECUTIVE DIRECTOR, MENA 193995 0 0 0 1557 0 20475 0 36892 0 252919 0 0 0 X 3 261903 MARKET QUOTATION X 104 2384169 MARKET QUOTATION X 1 4764 MARKET QUOTATION 0 0 0 PART I, COLUMN (B): THE NUMBER OF CONTRIBUTIONS IS BASED ON THE NUMBER OF GIFTS RECEIVED. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS REVIEWED BY THE CONTROLLER AND CFO BEFORE IT IS FILED. A COPY OF THE FORM 990 IS ALSO PROVIDED TO THE EXECUTIVE DIRECTOR AND BOARD MEMBERS WITH THE OPPORTUNITY TO ASK QUESTIONS. FORM 990, PART VI, SECTION B, LINE 12C HUMAN RIGHTS WATCH, INC. REQURIES ALL OFFICERS, DIRECTORS AND KEY EMPLOYEES TO ANNUALLY CONFIRM THEIR RECEIPT OF THE CONFLICT OF INTEREST POLICY AND DISCLOSE ANY NEW ASSOCIATIONS OR INTERESTS THAT MIGHT POTENTIALLY POSE A CONFLICT. THE NOMINATING AND GOVERNANCE COMMITTEE OF THE BOARD RECEIVES THESE DISCLOSURES AND OTHER QUESTIONS RELATING TO CONFLICTS OF INTEREST AND DETERMINES WHETHER AND WHAT ACTION TO TAKE. FORM 990, PART VI, SECTION B, LINE 15A THE BOARD OF DIRECTORS OF HUMAN RIGHTS WATCH, INC. CONDUCTS A PERFORMANCE REVIEW OF THE EXECUTIVE DIRECTOR AT LEAST BIANNUALLY. THE BOARD DELEGATES THE TASK OF THE REVIEW TO A COMMITTEE THAT ORGANIZES THE REVIEW AND REPORTS TO THE FULL BOARD ON ITS FINDINGS. IN CONDUCTING ITS REVIEW, THE REVIEW COMMITTEE TAKES INTO CONSIDERATION THE EXECUTIVE DIRECTOR'S PERFORMANCE IN LEADING HUMAN RIGHTS WATCH IN ALL AREAS, AND CONSULTS WIDELY BOTH WITHIN AND OUTSIDE THE ORGANIZATION. IN PARTICULAR, THE COMMITTEE EVALUATES: - THE DEMONSTRABLE IMPACT OF HUMAN RIGHTS WATCH'S PROGRAM AND ACTIVITIES, - THE EXECUTIVE DIRECTOR'S EFFECTIVENESS IN SETTING GOALS AND OBJECTIVES THAT ENABLE HUMAN RIGHTS WATCH TO ACHIEVE ITS MISSION, AND - THE SUCCESS OF ITS PROGRAM IN FULFILLING THESE GOALS AND OBJECTIVES. THE REVIEW COMMITTEE ALSO CONDUCTS SURVEYS OF EXECUTIVE COMPENSATION FROM TIME TO TIME AS MAY BE NEEDED. THE BOARD CHAIR WRITES TO THE DIRECTOR OF HUMAN RESOURCES WITH THE EXECUTIVE DIRECTOR'S EVALUATION AND COMPENSATION RECCOMENDATIONS. THIS COMMUNICATION SERVES AS THE OFFICIAL DOCUMENATION OF THE COMMITTEE'S DECISION ON THE EXECUTIVE DIRECTOR'S LEVEL OF COMPENSATION. FORM 990, PART VI, SECTION B, LINE 15B: HUMAN RIGHTS WATCH STRIVES TO MAINTAIN A COMPETITIVE COMPENSATION SYSTEM THAT IS IN THE BEST INTEREST OF BOTH THE ORGANIZATION AND OUR EMPLOYEES TO APPROPRIATELY COMPENSATE OUR WORKFORCE FOR THE VALUE OF THE WORK PROVIDED. IT IS OUR INTENTION TO USE AN OBJECTIVE AND NON-DISCRIMINATORY COMPENSATION SYSTEM BASED ON PERIODICALLY UPDATED MARKET DATA ACROSS MULTIPLE JURISDICTIONS. COMPENSATION IS DETERMINED BASED UPON EXTERNAL AND INTERNAL EQUITY WITHIN THE GIVEN JURISDICTION, CONTINGENT ON AN INCUMBENT'S EDUCATION AND RELEVANT EXPERIENCE; WHILE SALARY DISCUSSIONS WILL OFTEN INCLUDE SUPERVISING DIRECTORS, APPROVAL MAY ONLY BE GRANTED BY THE HUMAN RESOURCES DIRECTOR. SUBSEQUENT SALARY INCREASES ARE BASED UPON AVAILABLE ORGANIZATIONAL RESOURCES, THE CURRENT COST OF LIVING TREND AND THE EMPLOYEE'S PERFORMANCE AS EVALUATED BY THEIR IMMEDIATE SUPERVISOR(S). FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZAION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE UPON REQUEST AND ON ITS WEBSITE FOR THE SAME PERIOD OF DISCLOSURE AS SET FORTH IN SECTION 6104(D). FORM 990, PART XI, LINE 9: FOREIGN CURRENCY TRANSLATION ADJUSTMENT 9,208. OTHER EXPENSE/LOSSES FROM LIMITED PARTNERSHIPS -2,670,040. AUSTRALIAN FOUNDATION IN SUPPORT OF HUMAN RIGHTS WATCH LIMITED LEVEL 12 173-175 PHILLIP STREET SYDNEY NSW AS HUMAN RIGHTS ADVOCACY AS 501(C)(3) HUMAN RIGHTS WATCH INC 1 HUMAN RIGHTS WATCH BRAZIL ALAMEDA JAU N 72 SALAS 54 55 5 SAO PAULO SP BR HUMAN RIGHTS ADVOCACY BR 501(C)(3) HUMAN RIGHTS WATCH INC 1 HUMAN RIGHTS WATCH INC 1 EGLINTON AVE EAST SUITE 617 TORONTO CA M4P 3A1 HUMAN RIGHTS ADVOCACY CA 501(C)(3) HUMAN RIGHTS WATCH INC 1 FRENCH ASSOCIATION IN SUPPORT OF HUMAN RIGHTS WATCH 142 RUE MONTMARTRE PARIS FR 75002 HUMAN RIGHTS ADVOCACY FR 501(C)(3) HUMAN RIGHTS WATCH INC 1 HUMAN RIGHTS WATCH - ASSOCIATION FOR THE PROTECTION OF HUMAN RIGHTS - EV NEUE PROMENADE 5 BERLIN GM 10178 HUMAN RIGHTS ADVOCACY GM 501(C)(3) HUMAN RIGHTS WATCH INC 1 JAPAN FOUNDATION IN SUPPORT OF HUMAN RIGHTS WATCH MBE704 AKASAKA 258 BLDG 1F 2-5-8 A TOKYO JA 107-0052 HUMAN RIGHTS ADVOCACY JA 501(C)(3) HUMAN RIGHTS WATCH INC 1 STICHTING HUMAN RIGHTS WATCH NETHERLANDS LEEUWENVELDSEWEG 1 LV WEESP NL HUMAN RIGHTS ADVOCACY NL 501(C)(3) HUMAN RIGHTS WATCH INC 1 THE SOUTH AFRICAN FOUNDATION IN SUPPORT OF HUMAN RIGHTS WATCH 1ST FL WILDS VIEW ISLE OF HOUGHTO BOUNDARY ROAD PARKTOWN SF 2918 HUMAN RIGHTS ADVOCACY SF 501(C)(3) HUMAN RIGHTS WATCH INC 1 HUMAN RIGHTS WATCH KOREA SHINA BUILDING 7TH FL UNIT 702 SE JUNGU SEOUL KS HUMAN RIGHTS ADVOCACY KS 501(C)(3) HUMAN RIGHTS WATCH INC 1 HUMAN RIGHTS WATCH SCANDINAVIA INSAMLINGSSTIFTELSEN JARLSGATAN 57 BOX 78 113 56 STOCK SW HUMAN RIGHTS ADVOCACY SW 501(C)(3) HUMAN RIGHTS WATCH INC 1 SWISS FOUNDATION IN SUPPORT OF HUMAN RIGHTS WATCH BRANDSCHENKESTRASSE 4 8001 ZURIC SZ HUMAN RIGHTS ADVOCACY SZ 501(C)(3) HUMAN RIGHTS WATCH INC 1 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 HUMAN RIGHTS WATCH INC (CANADA) C 454373 JAPAN FOUNDATION IN SUPPORT OF HUMAN RIGHTS WATCH C 630957 AUSTRALIAN FOUNDATION IN SUPPORT OF HUMAN RIGHTS WATCH LIMITED C 662363 HUMAN RIGHTS WATCH SCANDINAVIA INSAMLINGSSTIFTELSEN C 1050952 STICHTING HUMAN RIGHTS WATCH NETHERLANDS C 3837130 SWISS FOUNDATION IN SUPPORT OF HUMAN RIGHTS WATCH C 7174548 HUMAN RIGHTS WATCH KOREA B 354593 THE SOUTH AFRICAN FOUNDATION IN SUPPORT OF HUMAN RIGHTS WATCH B 471185 HUMAN RIGHTS WATCH BRAZIL B 540000