2020-03-11T21:56:22-05:00 2019-05-31 GRANT THORNTON LLP 2001 MARKET STREET SUITE 700 PHILADELPHIA PA 19103 990 2018-06-01 231352674 Saint Joseph's University % APRIL P LEE SAIN 6106601000 5600 City Avenue Philadelphia PA 19131 DAVID R BEAUPRE VP Finance & Admin. 2020-03-10 true Frank Giardini P00532355 2155614200 2020-03-10 65.229.27.130 23695320200715000054 2020-03-11 P B15487C26E028E91CC7821ED4322CF9CA235138A 84260BADF094976F82D2C0A2EAAB46270AF5AF94 2018 2021-01-29 14:40:06Z Mark C Reed 5600 City Avenue Philadelphia PA 19131 325301497 false X WWW.SJU.EDU X 1851 PA AS PHILADELPHIA'S JESUIT CATHOLIC UNIVERSITY, SAINT JOSEPH'S PROVIDES A RIGOROUS, STUDENT-CENTERED EDUCATION ROOTED IN THE LIBERAL ARTS. (See Schedule O) 36 34 3291 36 204445 40006138 14355488 297182121 289527352 1872 1729440 16519974 15720002 353710105 321332282 102601341 98033171 0 0 105502661 114588493 0 0 5698617 98099054 96727643 306203056 309349307 47507049 11982975 812522482 812159088 270706522 261800754 541815960 550358334 X AS PHILADELPHIAS JESUIT CATHOLIC UNIVERSITY, SAINT JOSEPHS PROVIDES A RIGOROUS, STUDENT-CENTERED EDUCATION ROOTED IN THE LIBERAL ARTS. WE PREPARE STUDENTS FOR PERSONAL EXCELLENCE, PROFESSIONAL SUCCESS, AND ENGAGED CITIZENSHIP. STRIVING TO BE AN INCLUSIVE AND DIVERSE COMMUNITY THAT EDUCATES AND CARES FOR THE WHOLE PERSON, WE ENCOURAGE AND MODEL LIFELONG COMMITMENT TO THINKING CRITICALLY, MAKING ETHICAL DECISIONS, PURSUING SOCIAL JUSTICE, AND FINDING GOD IN ALL THINGS. false false 278165579 98033171 289339007 FOR OVER 160 YEARS, SAINT JOSEPHS UNIVERSITY HAS BEEN ENGAGING MEN AND WOMEN IN A RIGOROUS JESUIT EDUCATION THAT seeks to EMPOWER THEM TO BECOME LEADERS IN THEIR INDUSTRIES AND COMMUNITIES. AN EXPANSIVE LIBERAL ARTS CURRICULUM THAT SERVES AS A FOUNDATION FOR ALL STUDENTS, COMBINED WITH PROGRAMS TAILORED TO MEET THE NEEDS OF COMPLEX AND EVOLVING FIELDS PREPARE STUDENTS FOR ALL OF THEIR POST-GRADUATE PURSUITS. SAINT JOSEPHS STUDENTS ARE INSPIRED TO DEVELOP TO THE FULLEST EVERY FACET OF THEIR INTELLECTUAL POTENTIAL. OUR FACULTY AND ACADEMIC PROGRAMS CONTINUALLY strive to SET HIGHER EDUCATIONAL STANDARDS, RAISe THE CALIBER OF OUR GRADUATES AND GROW OUR NATIONAL REPUTATION. IN A COMPETITIVE WORLD, THE DETERMINATION TO MAXIMIZE ONES ABILITIES, THE CONFIDENCE TO INNOVATE, AND THE COMMITMENT TO LEAD WITH INTEGRITY is intended to SET SJU GRADUATES APART. SAINT JOSEPH UNIVERSITY IS HOME TO 4,543 TRADITIONAL UNDERGRADUATES, 281 UNDERGRADUATE ADULT STUDENTS, AND 2,685 GRADUATE AND DOCTORAL STUDENTS. THE UNIVERSITY STRIVES TO BE RECOGNIZED AS THE PREEMINENT CATHOLIC COMPREHENSIVE UNIVERSITY IN THE NORTHEAST. SAINT JOSEPH'S OFFERS OVER 55 UNDERGRADUATE DAY MAJORS AND 50 MINORS, AND OVER 30 DEGREE COMPLETION AND CERTIFICATE PROGRAMS INCLUDING ONLINE OPTIONS, AND 20 GRADUATE PROGRAMS (IN BUSINESS AND ARTS AND SCIENCES). UNIQUE PROGRAMS INCLUDE STUDY ABROAD, HONORS PROGRAM, COOPERATIVE EDUCATION PROGRAM, SUMMER SCHOLARS, SERVICE-LEARNING, AND FAITH-JUSTICE STUDIES. 278165579 true true false true false false false true false true true true false false true true true true true false false false false false true false false false true true true false false false false false false true false false true true true false false false true true true false false true 280 0 true 3291 true true true false false false false true true false false false false false false X 36 34 true false false false false false false true true false false true true true true true true true true false PA X APRIL P LEE 6106601329 5600 CITY AVENUE Philadelphia PA 19131 X EDWARD MONEYPENNY Chairman 10.0 0.0 X 0 0 0 ROBERT BOWMAN Vice Chairman 10.0 0.0 X 0 0 0 MICHAEL BANTOM Trustee 5.0 0.0 X 0 0 0 REV PHILIP BOROUGHS SJ Trustee 5.0 0.0 X 0 0 0 REV GEORGE BUR SJ Trustee 5.0 0.0 X 0 0 0 EILEEN CARDILE Trustee 5.0 0.0 X 0 0 0 MARK CASALE Trustee 5.0 0.0 X 0 0 0 MATTHEW CLIFTON Trustee 5.0 0.0 X 0 0 0 GERALD CORCORAN Trustee 5.0 0.0 X 0 0 0 MICHAEL CURRAN Trustee 5.0 0.0 X 0 0 0 REV THOMAS CURRAN SJ Trustee 5.0 0.0 X 0 0 0 MARLENE DOONER Trustee (Beg 06/01/2018) 5.0 0.0 X 0 0 0 BRIAN DUPERREAULT Trustee 5.0 0.0 X 0 0 0 DENNIS DURKIN Trustee 5.0 0.0 X 0 0 0 TIMOTHY FALLON Trustee 5.0 0.0 X 0 0 0 REV JAMES FLEMING SJ Trustee 5.0 0.0 X 0 0 0 DANIEL GALLAGHER Trustee 5.0 0.0 X 0 0 0 MICHAEL HAGAN Trustee 5.0 0.0 X 0 0 0 WILLIAM HARVEY Trustee 5.0 0.0 X 0 0 0 MARGARET HONDROS Trustee 5.0 0.0 X 0 0 0 REV ALOYSIUS KELLEY SJ Trustee 5.0 0.0 X 0 0 0 JOSEPH KESSLER Trustee 5.0 0.0 X 0 0 0 PETER KOWEY Trustee 5.0 0.0 X 0 0 0 REV BRENDAN LALLY SJ Trustee 5.0 0.0 X 0 0 0 TIMOTHY MAGUIRE Trustee 5.0 0.0 X 0 0 0 REV BRUCE MORRILL SJ Trustee 5.0 0.0 X 0 0 0 JAMES NORRIS Trustee 5.0 0.0 X 0 0 0 SHARON O'BRIEN Trustee 5.0 0.0 X 0 0 0 MAUREEN O'CONNOR Trustee 5.0 0.0 X 0 0 0 LORI PERUTO Trustee 5.0 0.0 X 0 0 0 MARY SCULLION RSM Trustee 5.0 0.0 X 0 0 0 REV JAMES SHEA SJ Trustee 5.0 0.0 X 0 0 0 MICHAEL SWANICK Trustee 5.0 0.0 X 0 0 0 SEAN SWEENEY Trustee 5.0 0.0 X 0 0 0 REV JOHN SWOPE SJ Trustee 5.0 0.0 X 0 0 0 MARK REED President 40.0 0.0 X X 617550 0 68528 DAVID BEAUPRE VP for Finance & Admin. 40.0 0.0 X 318299 0 60292 MARIANNE SCHIMELFENIG General Counsel 40.0 0.0 X 267004 0 34212 CARY ANDERSON VP/Associate Provost 40.0 0.0 X 231351 0 38345 JEANNE BRADY Provost 40.0 0.0 X 314919 0 46144 JOSEPH DIANGELO Dean, Haub School of Business 40.0 0.0 X 413492 0 45587 TIMOTHY MCGURIMAN Assoc. VP, Admin Services 40.0 0.0 X 197706 0 42012 SHAILY MENON Dean, CAS 40.0 0.0 X 197859 0 33660 PHILIP MARTELLI Head Coach, Men's Basketball 40.0 0.0 X 1002781 0 46450 JILL BODENSTEINER Director of Athletics 40.0 0.0 X 196510 0 24185 JOSEPH KENDER VP, University Relations 40.0 0.0 X 307614 0 47358 MARTIN FARRELL VP, University Advancement 40.0 0.0 X 302209 0 122713 CYNTHIA GRIFFIN Head Coach, Women's Basketball 40.0 0.0 X 267394 0 66727 4634688 0 676213 228 false true false Aramark 2400 Market Street PHILADELPHIA PA 19103 Food Services 10837210 Wiley Edu LLC PO Box 416571 BOSTON MA 02241 Online Courses 5709257 The Arthur Jackson Company 7025 West Chester Pike UPPER DARBY PA 19082 Housekeeping 3582684 Allied Universal Security Services 3606 Horizon Drive KING OF PRUSSIA PA 19406 Security Services 1916697 Media Works Ltd 1425 Clarkview Road Suite 500 BALTIMORE MD 21209 Marketing 1722787 86 924799 2833783 10596906 1222379 14355488 ACADEMIC SERV - TUITION 611310 250807438 250807438 0 0 CAFETERIA & DORMIT 531110 35867063 35284361 582702 0 ATHLETICS 541800 2852851 2556191 296660 0 289527352 1297707 -912159 2209866 0 0 1094417 61147 1033270 0 1033270 1033270 3899228 3467495 431733 431733 431733 147080 924799 440573 -293493 -293493 0 0 0 0 0 0 STUDENT HEALTH INSURANCE 900099 638892 638892 0 0 UNIVERSITY PRESS EXTERNAL INCOME 511190 204791 0 204791 0 FITNESS CENTER 713940 84576 52125 32451 0 14051966 14051966 14980225 321332282 289339007 204445 17433342 0 98033171 98033171 0 0 2900244 1740146 1160098 0 84411467 71749747 9743970 2917750 6358609 5404818 668816 284975 14956252 12712814 1833096 410342 5961921 5067633 671080 223208 0 807700 686545 121155 198800 198800 190918 190918 0 0 9252159 7864335 571479 816345 1976150 1966533 9617 1148107 975891 150228 21988 2209607 1878166 328033 3408 0 13154231 11181096 1973135 2218913 1886075 258553 74285 0 2891179 2457502 345464 88213 8998936 7649095 1347932 1909 0 17343531 14742001 2601530 2749004 2336654 412350 FOOD 11193465 9514446 1585281 93738 ONLINE COURSE EXPENSES 5724378 5724378 0 0 STUDY ABROAD 2661867 2661867 0 0 EQUIPMENT RENTAL & MAINT. 2234734 1899524 302629 32581 11773964 9643424 1410282 720258 309349307 278165579 25485111 5698617 X 0 0 71293529 82352309 22580471 11195556 8601840 7913263 0 0 0 0 10399147 9366889 0 0 3610922 3548300 634282707 234566563 403769234 399716144 192729594 204728959 96595509 90751069 0 0 0 0 2942236 2586599 812522482 812159088 26393625 25744585 0 0 16218750 15563436 225092165 218448957 0 0 0 0 0 0 0 0 3001982 2043776 270706522 261800754 X 386629129 396455868 72011179 67722944 83175652 86179522 541815960 550358334 812522482 812159088 X 11982975 -3980176 539575 X false true X true true true X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false false false false false true 190918 false false false 190918 false LOBBYING ACTIVITIES SCHEDULE C, PART II-B, LINE 1 LOBBYING PAYMENTS WERE MADE TO MCALLISTER & QUINN, AND S. R. WOJDAK & ASSOCIATES. THESE FIRMS HAVE BEEN ENGAGED TO PROVIDE LEGISLATIVE ADVOCACY SERVICES TO THE UNIVERSITY. 1629002 X X X false 280330988 18120438 4724492 8888951 294286967 234094481 33243435 21365447 8372375 280330988 202181466 17538295 22620820 8246100 234094481 215905363 2679460 -8976207 7640150 201968466 209285519 6281217 7432402 7093775 215905363 0.55910 0.27900 0.16190 false false 36317967 36317967 503145579 174974951 328170628 1479804 1470040 9764 61881869 42829324 19052545 31457488 15292248 16165240 399716144 HEDGED CAPITAL 51229292 F PRIVATE EQUITY 16714624 F REAL ESTATE 22807153 F 90751069 0 STUDENT AND OTHER DEPOSITS 1388891 REFUNDABLE GOVERNMENT LOAN FU 57748 LEASES PAYABLE 597137 2043776 X 222598067 -3980176 1453947 -2526229 225124296 96207986 96207986 321332282 214055693 914372 914372 213141321 96207986 96207986 309349307 ORGANIZATION'S ART COLLECTIONS SCHEDULE D, PART III, LINE 4: THE UNIVERSITYS ART COLLECTIONS, INCLUDING PAINTINGS AND STATUES, SUPPORT THE UNIVERSITYS MISSION IN TEACHING AND RESEARCH WHILE PROMOTING AN APPRECIATION, UNDERSTANDING, AND ENJOYMENT OF THE VISUAL ARTS FOR THE UNIVERSITY COMMUNITY AND ITS VARIOUS CONSTITUENCIES. INTENDED USES OF THE ORGANIZATION'S ENDOWMENT FUNDS SCHEDULE D, PART V, LINE 4 THE UNIVERSITY'S ENDOWMENT IS USED TO PROVIDE SCHOLARSHIPS, SUPPORT PROGRAMS, FACULTY CHAIRS, TECHNOLOGY AND FOR INDIVIDUAL COLLEGE AND UNIVERSITY SUPPORT. LIABILITY FOR UNCERTAIN TAX POSITION (ASC 740) SCHEDULE D, PART X, LINE 2 THE UNIVERSITY HAS BEEN GRANTED TAX-EXEMPT STATUS AS A NONPROFIT ORGANIZATION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND, ACCORDINGLY, FILES FEDERAL TAX FORM 990 (RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX) ANNUALLY. NO PROVISION FOR INCOME TAXES IS REQUIRED IN THE UNIVERSITYS CONSOLIDATED FINANCIAL STATEMENTS. THE UNIVERSITY FILES U.S. FEDERAL, STATE AND LOCAL INFORMATION RETURNS AND NO RETURNS ARE CURRENTLY UNDER EXAMINATION. THE STATUTE OF LIMITATIONS ON THE UNIVERSITYS U.S. FEDERAL INFORMATION RETURNS REMAINS OPEN FOR THREE YEARS FOLLOWING THE YEAR THEY ARE FILED. U.S. GAAP REQUIRES THAT A TAX POSITION BE RECOGNIZED OR DERECOGNIZED BASED ON A "MORE LIKELY THAN NOT" THRESHOLD. THIS APPLIES TO POSITION TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. THE UNIVERSITY DOES NOT BELIEVE ITS CONSOLIDATED FINANCIAL STATEMENTS INCLUDE ANY UNCERTAIN TAX POSITIONS. RECONCILIATION OF REVENUE LINE 2D: OTHER FUNDRAISING EXPENSES: 440,573 RENTAL EXPENSES: 61,147 DVETN: 412,652 Interest Rate Swap: 539,575 ========= TOTAL: 1,453,947 LINE 4B: OTHER SCHOLARSHIPS: 96,207,986 ============ TOTAL: 96,207,986 RECONCILIATION OF EXPENSES LINE 2D: OTHER FUNDRAISING EXPENSES: 440,573 RENTAL EXPENSES: 61,147 DVETN: 412,652 ========= TOTAL: 914,372 LINE 4B: OTHER SCHOLARSHIPS: 96,207,986 ============ TOTAL: 96,207,986 true true true true true true true false false false false false false false false true false true PUBLICATION OF ITS RACIALLY NONDISCRIMINATORY POLICY SCHEDULE E, PART I, LINE 3 THE NON-DISCRIMINATION POLICY IS PRESENTED IN RECRUITING MATERIALS. RECEIVES ANY FINANCIAL AID OR ASSISTANCE FROM A GOVERNMENTAL AGENCY SCHEDULE E, PART I, LINE 6 SAINT JOSEPH'S UNIVERSITY PARTICIPATED IN THE FOLLOWING PROGRAMS: FEDERAL PELL GRANT, PERKINS STUDENT LOAN PROGRAM, SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT, COLLEGE WORK STUDY, STAFFORDS STUDENT LOAN PROGRAM, PARENT LOANS FOR UNDERGRADUATE STUDENTS AND DEPARTMENT OF HEALTH AND HUMAN SERVICES, INSTITUTIONAL ASSISTANCE GRANT PROGRAM OF THE PENNSYLVANIA HIGHER EDUCATION ASSISTANCE AGENCY AND PASSPORT PROGRAM. RMI Awd Dinner 408100 361750 46350 45000 26382 1574 LDS Awd Dinner 279755 258130 21625 15000 140963 2400 42083 3 384024 304919 79105 15000 58850 93322 1071879 924799 147080 75000 226195 3974 135405 440574 -293494 true Scholarships 5260 96258515 0 Graduate Assistance Courses 69 712864 0 Resident Assistant Rooms 74 677256 0 Resident Assistant Board 72 384536 0 ORGANIZATIONS PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS IN THE U.S SCHEDULE I, PART I, LINE 2 ANY STUDENT THAT SUBMITS A COMPLETED APPLICATION FOR FULL-TIME UNDERGRADUATE ADMISSION TO SAINT JOSEPH'S UNIVERSITY IS AUTOMATICALLY CONSIDERED FOR MERIT-BASED SCHOLARSHIPS, WITH THE EXCEPTION OF A SELECT GROUP OF SCHOLARSHIPS THAT REQUIRE A SEPARATE SCHOLARSHIP APPLICATION. ADDITIONALLY, ANY PROSPECTIVE UNDERGRADUATE STUDENT THAT SUBMITS A FAFSA (FREE APPLICATION FOR FEDERAL STUDENT AID) AND MEETS THE REQUIREMENTS TO RECEIVE FEDERAL AID, IS AUTOMATICALLY CONSIDERED FOR ALL AVAILABLE FORMS OF FEDERAL AND STATE AID, AS WELL AS UNIVERSITY NEED-BASED GRANT AID. MATRICULATING GRADUATE STUDENTS THAT SUBMIT THE FAFSA AND MEET THE REQUIREMENTS TO RECEIVE FEDERAL AID ARE ALSO CONSIDERED FOR AVAILABLE FEDERAL LOANS FOR WHICH THEY QUALIFY. X X X true true X X X false true false false false false false false false MARK REED President 469045 0 70917 0 77588 0 47721 0 20807 0 686078 0 0 0 DAVID BEAUPRE VP for Finance & Admin. 314441 0 0 0 3858 0 27500 0 32792 0 378591 0 0 0 MARIANNE SCHIMELFENIG General Counsel 258888 0 0 0 8116 0 26023 0 8189 0 301216 0 0 0 CARY ANDERSON VP/Associate Provost 229896 0 0 0 1455 0 23204 0 15141 0 269696 0 0 0 JEANNE BRADY Provost 303799 0 0 0 11120 0 27500 0 18644 0 361063 0 0 0 JOSEPH DIANGELO Dean, Haub School of Business 393805 0 0 0 19687 0 27500 0 18087 0 459079 0 0 0 TIMOTHY MCGURIMAN Assoc. VP, Admin Services 196455 0 0 0 1251 0 20139 0 21873 0 239718 0 0 0 SHAILY MENON Dean, CAS 191924 0 5935 0 0 0 19688 0 13972 0 231519 0 0 0 PHILIP MARTELLI Head Coach, Men's Basketball 731067 0 252000 0 19714 0 27500 0 18950 0 1049231 0 0 0 JILL BODENSTEINER Director of Athletics 171610 0 20000 0 4900 0 19500 0 4685 0 220695 0 0 0 JOSEPH KENDER VP, University Relations 306229 0 0 0 1385 0 27500 0 19858 0 354972 0 0 0 MARTIN FARRELL VP, University Advancement 275106 0 25000 0 2103 0 30043 0 92670 0 424922 0 0 0 CYNTHIA GRIFFIN Head Coach, Women's Basketball 224943 0 33200 0 9251 0 65578 0 1149 0 334121 0 0 0 Schedule J, part I, Line 1 As per Schedule J, Parts I & II, certain employees received housing allowance, travel for companion, club membership, taxed as required, part of contractual agreement or job responsibility. SCHEDULE J, PART I, LINE 4B Supplemental Nonqualified Retirement Plan The President received a supplemental nonqualified retirement plan in the amount of $20,221. A 2010 PA Higher Education Facilities Authority 232243852 70917RL94 2010-10-01 162637233 2010 PA HIGHER EDUCATION FACILITIE false false false B 2013 PA Higher Education Facilities Authority 232243852 70917SGZO 2013-08-16 27828963 Current refunding of various issue false false false C 2015 PA Higher Education Facilities Authority 232243852 2015-04-30 74390858 Current refunding of various issue false false false D 2016 PA Higher Education Facilities Authority 232243852 2016-07-29 21820000 Assumption of debt from reversion false false false A 42675000 0 162813933 0 0 0 929551 0 0 42072115 119895000 0 2013 true false true true B 11640000 0 27828963 0 0 0 372929 0 0 5004192 22456029 0 2015 true false true true C 7275487 0 74390858 0 0 0 266661 0 0 0 74124197 0 2015 true false true true D 3357020 0 21820000 0 0 0 133274 0 0 21686726 0 0 2016 false true true A false false false false 0 false false false true B false false false false 0 false false false true C false false false false 0 false false false true D false false false false 0 false false false true A false false false true true false 0 false 0 false true B false false false true false false 0 false 0 false true C false false true false true false 0 false 0 false true D false false true false true false 0 false 0 false true A true B true C true D true SCHEDULE K, PART I, BOND ISSUES: (A) ISSUER NAME: 2010 PA HIGHER EDUCATION FACILITIES AUTHORITY (B) DESCRIPTION OF PURPOSE: CURRENT REFUNDING OF VARIOUS ISSUES, MISC. (A) ISSUER NAME: 2016 PA HIGHER EDUCATION FACILITIES AUTHORITY (B) DESCRIPTION OF PURPOSE: ASSUMPTION OF DEBT FROM REVERSION OF PROPERTY. SCHEDULE K, PART IV, COLUMN A, LINE 2C: THE REBATE COMPUTATION WAS PERFORMED ON 2/27/2013. 0 106524 Tuition Assistance James Norris Trustee 1586306 Retirement Plan Administration false Daniel Gallagher Trustee 64020 Cablevision false Gerald Corcoran Trustee 59560 Legal Services false Peter Kowey Trustee 55235 Health Services false X 27 1222379 FMV false true false SCHEDULE M, PART I, COLUMN (B) THE NUMBER OF CONTRIBUTIONS IS DISCLOSED IN COLUMN B. SCHEDULE M, PART 1, QUESTION 32A THE UNIVERSITY RETAINS THE SERVICES OF MERRILL LYNCH WEALTH MANAGEMENT & FINANCIAL SERVICES TO SELL SECURITIES THAT IT RECEIVES AS CHARITABLE CONTRIBUTIONS. ORGANIZATION MISSION CONTINUED. FORM 990, PART I, LINE 1 WE PREPARE STUDENTS FOR PERSONAL EXCELLENCE, PROFESSIONAL SUCCESS, AND ENGAGED CITIZENSHIP. STRIVING TO BE AN INCLUSIVE AND DIVERSE COMMUNITY THAT EDUCATES AND CARES FOR THE WHOLE PERSON, WE ENCOURAGE AND MODEL LIFELONG COMMITMENT TO THINKING CRITICALLY, MAKING ETHICAL DECISIONS, PURSUING SOCIAL JUSTICE, AND FINDING GOD IN ALL THINGS. BUSINESS OR FAMILY RELATIONSHIP FORM 990, PART VI, SECTION A, LINE 2 SAINT JOSEPH'S UNIVERSITY PREPARES A SUMMARY OF BOARD AFFILIATIONS AND POSITIONS that LISTS THE OFFICER'S and the BOARD MEMBER'S NAME(s), AND THE SJU RELATED/AFFILIATED ENTITY OR THE NON-SJU AFFILIATED ENTITIES in connection with EACH PERSON that HAS A FAMILIAL OR BUSINESS RELATIONSHIP. SCHEDULE L LISTS THE REPORTABLE BUSINESS TRANSACTIONS INVOLVING BOARD MEMBERS. FORM 990 REVIEW PROCESS FORM 990, PART VI, SECTION B, LINE 11B FOLLOWING REVIEW BY MANAGEMENT, GENERAL COUNSEL (SCHEDULE O), AND APPROVAL BY THE Finance and Audit COMMITTEE OF THE BOARD OF TRUSTEES, THE FORM 990 IS PROVIDED TO THE FULL BOARD PRIOR TO FILING FOR TRUSTEES REVIEW, COMMENT, INPUT, AND QUESTIONS, IF ANY. IN ADDITION, THE EXECUTIVE COMMITTEE OF THE BOARD HAS REVIEWED, SEPARATELY, SCHEDULE J PRIOR TO ITS FILING. CONFLICT OF INTEREST POLICY MONITORING & ENFORCEMENT FORM 990, PART VI, SECTION B, LINE 12C: SJU HAS A BUSINESS CONDUCT AND CONFLICT OF INTEREST POLICY ('POLICY'), AS AMENDED FROM TIME TO TIME, WHICH SETS FORTH SJU'S POLICIES AND PROCEDURES REGARDING MANAGING, REDUCING OR ELIMINATING CONFLICTS OF INTEREST AS DEFINED IN THE POLICY. THE POLICY APPLIES TO BOARD MEMBERS AND ALL EMPLOYEES, INCLUDING OFFICERS, FACULTY AND KEY EMPLOYESS ('COVERED PERSONS'). COVERED PERSONS ANNUALLY RECEIVE A COPY OF THE POLICY AND A CONFLICT OF NTEREST DISCLOSURE STATEMENT ('STATEMENT') FOR COMPLETION INCUDING, IN PARTICULAR, DISCLOSURE OF FINANCIAL INTERESTS OR OTHER REPORTABLE CIRCUMSTANCES OR RELATIONSHIPS, INCLUDING THE COVERED PERSON'S RELATED PARTIES, AS DESCRIBED IN THE POLICY. THE STATEMENT OF TRUSTEES AND THE PRESIDENT SHALL BE DIRECTED TO THE CHAIRPERSON OF THE Finance and Audit COMMITTEE AND REVIEWED AND MAINTAINED BY THE OFFICE OF GENERAL COUNSEL, WHICH SHALL PROVIDE A SUMMARY OF THE DISCLOSED CONFLICTS OF INTEREST TO THE FINANCE & AUDIT COMMITTEE WITH GENERAL COUNSEL'S RECOMMENDATIONS, IF ANY, RE THE SAME; AND SUCH SUMMARY AND RECOMMENDATIONS, ALONG WITH THE COMMITTEE'S COMMENTS, SHALL BE PROVIDED BY THE CHAIRPERSON OF THE FINANCE & AUDIT COMMITTEE, ON BEHALF OF THE COMMITTEE, TO THE CHAIRPERSON OF THE BOARD FOR PRESENTATION TO THE EXECUTIVE COMMITTEE OF THE BOARD, AND THE FULL BOARD AS APPROPRIATE. THE STATEMENT OF ALL OTHER OFFICERS (VICE PRESIDENTS, CORPORATE,SECRETARY AND TREASURER), FACULTY, KEY EMPLOYEES AND EMPLOYEES SHALL BE DIRECTED TO, THEN REVIEWED AND MAINTAINED BY THE GENERAL COUNSEL, WITH A SUMMARY OF ALL DISCLOSED CONFLICTS OF INTEREST PROVIDED TO THE CHAIRPERSON OF THE FINANCE & AUDIT COMMITTEE, THE PRESIDENT AND TO THE CHAIRPERSON OF THE BOARD FOR PRESENTATION, AS APPROPRIATE, TO EITHER THE EXECUTIVE COMMITTEE OF THE BOARD, OR TO THE FULL BOARD. COPIES OF THE STATEMENTS OF THE TRUSTEES SHALL BE MAINTAINED BY THE OFFICE OF THE GENERAL COUNSEL AS PART OF THE UNIVERSITY'S CORPORATE BOOKS AND RECORDS. A COPY OF THE STATEMENTS OF OFFICERS, FACULTY, KEY EMPLOYEES AND EMPLOYEES SHALL ALSO BE MAINTAINED IN THE COVERED PERSON'S PERSONNEL FILE AND MADE AVAILABLE FOR REVIEW BY GENERAL COUNSEL AND THE FINANCE & AUDIT COMMITTEE, with follow-up AS NEEDED. INFORMATION DISCLOSED BY COVERED PERSONS SHALL BE HELD IN CONFIDENCE AND ONLY AVAILABLE TO THOSE OFFICERS OF THE UNIVERSITY WITH A BUSINESS NEED TO KNOW SUCH INFORMATION, AND WHEN THE BEST INTEREST OF THE UNIVERSITY WOULD BE SERVED, AND SHALL BE DISCLOSED TO AND/OR AVAILABLE TO THE BOARD OF TRUSTEES, UPON REQUEST OR WHEN DEEMED REQUIRED OR APPROPRIATE BY THE PRESIDENT, CHAIR OF THE FINANCE & AUDIT COMMITTEE OR TREASURER/VP FOR FINANCE AND ADMINISTRATIVE SERVICES, IN CONSULTATION WITH THE GENERAL COUNSEL. THE POLICY CONTAINS A CONTINUING AFFIRMATIVE OBLIGATION TO DISCLOSE FINANCIAL INTERESTS OR OTHER REPORTABLE CIRCUMSTANCES OR RELATIONSHIPS, WHICH MAY RISE TO THE LEVEL OF AN ACTUAL OR APPARENT CONFLICT AND PROVIDES PROCEDURES FOR THE BOARD OR RELEVANT BOARD COMMITTEE TO MANAGE, REDUCE OR ELIMINATE THE CONFLICT OF INTEREST. DISCUSSIONS AND PROCEEDINGS WHERE A CONFLICT IS DISCLOSED ARE DOCUMENTED IN THE MINUTES FOR THE BOARD OR AFFECTED BOARD COMMITTEE. PROCESS FOR DETERMINING COMPENSATION FORM 990, PART VI, SECTION B, LINES 15A & 15B: PRESIDENT: ONLY INDEPENDENT MEMBERS OF THE EXECUTIVE COMMITTEE OF THE BOARD WHO HAVE NO PERSONAL INTEREST IN ANY EXECUTIVE COMPENSATION ARRANGEMENT WITH THE UNIVERSITY, ANNUALLY REVIEW AND APPROVE, BASED ON A REVIEW OF APPROPRIATE COMPARABILITY DATA, THE COMPENSATION THAT IS PAID TO THE PRESIDENT (WHO ALSO SERVES AS AN EX OFFICIO MEMBER OF THE EXECUTIVE COMMITTEE, BUT IS RECUSED FOR THIS REVIEW AND APPROVAL). OFFICERS AND PROVOST: THE PRESIDENT, BASED ON A REVIEW OF APPROPRIATE COMPARABILITY DATA, DECIDES THE COMPENSATION TO BE PAID TO THE PROVOST AND VICE PRESIDENT FOR ACADEMIC AFFAIRS, TREASURER (AND VICE PRESIDENT FOR FINANCE AND ADMINISTRATION), CORPORATE SECRETARY AND GENERAL COUNSEL, WHICH DECISIONS REGARDING COMPENSATION AND MATERIAL TERMS OF EMPLOYMENT ARE REVIEWED AND APPROVED BY THE EXECUTIVE COMMITTEE. THE EXECUTIVE COMMITTEE DOCUMENTS THE BASIS FOR ITS DETERMINATIONS REGARDING THE COMPENSATION OF THE PRESIDENT AND ITS REVIEW AND APPROVAL OF THE PRESIDENTS DECISIONS REGARDING THE levels of COMPENSATION OF THE OFFICERS AND PROVOST. SENIOR LEADERS: THE PRESIDENT, BASED ON A REVIEW OF relevant COMPARABILITY compensation DATA, DECIDES THE COMPENSATION TO BE PAID TO ALL OTHER SENIOR LEADERS, WHICH DECISIONS REGARDING COMPENSATION AND MATERIAL TERMS OF EMPLOYMENT ARE REVIEWED BY THE EXECUTIVE COMMITTEE. HOW DOCUMENTS ARE MADE AVAILABLE TO THE PUBLIC FORM 990, PART VI, SECTION C, LINE 19 THE BY-LAWS ARE AVAILABLE TO ALL TRUSTEES AT ANY TIME AND FROM THE UNIVERSITY UPON REQUEST WHEN DEEMED APPROPRIATE BY THE BOARD OF TRUSTEES, IN CONSULTATION WITH THE GENERAL COUNSEL, AND IN RESPONSE TO LEGAL PROCESS. OTHER INSTITUTIONAL POLICIES (E.G., WHISTLEBLOWER POLICY, POLICY PROHIBITING DISCRIMINATION, HARRASMENT AND RETALIATION) ARE EITHER POSTED ON THE SJU INTERNET WEBSITE OR ON THE INTERNAL WEBSITES. REQUESTS FOR FINANCIAL INFORMATION WILL BE EVALUATED ON AN INDIVIDUAL BASIS AND INFORMATION WILL BE PROVIDED AS APPROPRIATE OR AS REQUIRED BY LEGAL PROCESS. FORM 990, PART VII, SECTION A THE AVERAGE HOURS PER WEEK LISTED IN THIS SECTION ARE A MINIMUM. Form 990, Part XI, Line 9 Other Changes in Net Assets Interest Rate Swap: 539,575 Schedule B The University received a contribution of $10,000,000 in July 2018. Conditions related to the revenue recognition of the contribution were met for the year ended May 31, 2018 and was thus reported on the 2017 Form 990, Part VIII, Line 1 but was not reported on Schedule B since the adjustment was made to the prior year financials after year end. This disclosure is to serve as the reporting of the contribution. It is not listed on the current year Schedule B as it would result in an overstatement of current year contributions. DelVal Educational TeleCom Network 5600 City Avenue Philadelphia PA 19131 261471973 Education TV PA 501 (c)(4) SJU true Middle Atlantic Catholic Risk Management 5600 City Avenue Philadelphia PA 19131 311611958 Group Insure PA 501 (c)(3) TYPE III NA false false false true false false false false false false false false false false false false false false false false Delval Educational Telecommunications Network c 1237956 75% DVETN REV