2020-11-16T17:39:30-06:00 2019-12-31 910189318 MOSS ADAMS LLP 101 SECOND STREET SUITE 900 SAN FRANCISCO CA 94105 990 2019-01-01 824972091 SUSTAINABLE OCEAN ALLIANCE INC SUST 7735579137 1160 BATTERY STREET EAST NO 100 SAN FRANCISCO CA 94111 DANIELA FERNANDEZ FOUNDER & CEO 7735579137 2020-11-16 1 MICHAEL LUMSDEN P01262236 4159561500 2020-11-16 24.43.226.52 2020-11-16 12:52:37 PS P 00C4359F54289D19625D58AABAD73364CEA05A5F 00C4359F54289D19625D58AABAD73364CEA05A5F 2019 2021-01-29 14:40:06Z DANIELA FERNANDEZ 1160 BATTERY STREET EAST NO 100 SAN FRANCISCO CA 94111 5715855 0 X WWW.SOALLIANCE.ORG X 2018 DE SUSTAINABLE OCEAN ALLIANCE DEVELOPS LEADERS, CULTIVATES IDEAS, AND ACCELERATES SOLUTIONS IN THE FIELD OF OCEAN HEALTH AND SUSTAINABILITY. 5 4 6 6 0 0 1792102 5715667 0 0 0 166 1229 22 1793331 5715855 0 1000 0 0 0 545367 0 0 205758 55031 934592 55031 1480959 1738300 4234896 1738300 5664239 0 13293 1738300 5650946 X SUSTAINABLE OCEAN ALLIANCE EMPOWERS THE NEXT GENERATION TO BECOME LEADERS IN PRESERVING THE HEALTH AND SUSTAINABILITY OF OUR OCEAN. 0 0 1082758 1000 0 SUSTAINABLE OCEAN ALLIANCE SUPPORTS THE WORLD'S MOST BRILLIANT SOLUTIONISTS FOCUSED ON IMPROVING THE HEALTH OF THE OCEAN IN TWO PRIMARY WAYS: (I) THE ACCELERATOR PROGRAM, AND (II) THE OCEAN LEADERSHIP PROGRAM. WITHIN THE ACCELERATOR PROGRAM, TEAMS ARE ACCEPTED INTO OUR MONTH-LONG VIRTUAL PROGRAM, RECEIVING EXPERT MENTORSHIP AND GUIDANCE AS THEY WORK DILIGENTLY TO ACCOMPLISH THEIR PROJECT GOALS. UPON CONCLUSION OF THE PROGRAM, SOLUTIONISTS RECEIVE ONGOING ACCESS TO SOA'S GLOBAL NETWORK. DURING 2019, SOA SUPPORTED 15 START-UPS WITHIN ITS ACCELERATOR PROGRAM. THE OCEAN LEADERSHIP PROGRAM EMPOWERS OUR ALLIES TO TAKE ACTION AND TO CREATE IN THEMSELVES THE LEADERS OUR OCEAN NEEDS. THOSE ACCEPTED TO THE OCEAN LEADERSHIP PROGRAM BECOME PART OF ONE OF THE LARGEST NETWORK OF OCEAN ADVOCATES, JOINING FORCES WITH OCEAN LEADERS TAKING ACTION IN OVER 140 COUNTRIES, WITH ACCESS TO OCEAN SOLUTIONS HUBS, SOA MOBILIZE ONLINE COMMUNITY, OCEAN LEARNING LABS, OUR YOUTH LEADERSHIP SUMMIT, AND OTHER HIGH-LEVEL INTERNATIONAL CONVENTIONS. 1082758 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 31 0 1 6 1 0 0 0 0 0 0 0 0 0 0 0 0 X 5 4 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 1 1 0 CA X DANIELA V FERNANDEZ 7735579137 1160 BATTERY STREET EAST SUITE 100 SAN FRANCISCO CA 94111 DANIELA FERNANDEZ CHAIR AND CEO 40.00 X X 123958 0 7034 TIM SCHERTFEGER TREASURER THROUGH 4/24/2019 1.00 X X 0 0 0 LAURA FRANCIS TREASURER EFFECTIVE 4/24/2019 1.00 X X 0 0 0 MICHAEL GALLAGHER SECRETARY THROUGH 8/20/2019 1.00 X X 0 0 0 ERIC BRISSON DIRECTOR 1.00 X 0 0 0 ROBERT O'CONNOR DIRECTOR 1.00 X 0 0 0 PIERRE RAMADIER DIRECTOR 1.00 X 0 0 0 MICHAEL SKINNER CHIEF OPERATING OFFICER 40.00 X 109375 0 18545 233333 0 25579 2 0 0 0 0 5715667 5715667 166 166 MISCELLANEOUS INCOME 900099 22 22 22 5715855 0 0 188 X 1000 1000 258913 207130 38837 12946 234834 187867 35225 11742 15647 12518 2347 782 35973 28778 5396 1799 9790 9790 193284 147319 45965 165896 165896 16406 13125 2461 820 20875 16700 3131 1044 111834 89467 16775 5592 69341 55473 10401 3467 253699 253699 7457 7457 PROG. REPORT EXPENSES 42963 42963 MEALS EXPENSE 33399 26719 5010 1670 RECRUITING/PROF DEV 9209 9209 TAXES & LICENSES 233 233 206 206 1480959 1082758 192443 205758 1613300 734839 0 4500000 0 29400 125000 400000 1738300 5664239 13293 0 13293 X 1738300 5650946 1738300 5650946 1738300 5664239 4234896 -322250 0 X 0 1 X 1 0 X 1792102 5715667 7507769 1792102 5715667 7507769 6449632 1058137 166 166 1229 22 1251 7509186 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 SUSTAINABLE OCEAN START-UPS 400000 C 400000 5715855 0 5715855 0 5715855 1480959 0 1480959 0 1480959 FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY AN INDEPENDENT TAX ACCOUNTANT, WHICH IS THEN REVIEWED BY THE FOUNDER & CHIEF EXECUTIVE OFFICER; ADJUSTMENTS ARE MADE, AS NECESSARY. A COMPLETE COPY OF THE FORM 990 IS THEN PROVIDED TO ALL MEMBERS OF THE BOARD OF DIRECTORS PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C THE SECRETARY OF THE CORPORATION SHALL DISTRIBUTE ANNUALLY TO ALL DIRECTORS, OFFICERS, AND KEY EMPLOYEES (AS IDENTIFIED BY THE CORPORATION) A FORM SOLICITING THE DISCLOSURE OF ALL CONFLICTS OF INTEREST. A DIRECTOR OR OFFICER WHO LEARNS ABOUT A POTENTIAL CONFLICT OF INTEREST DISCLOSES PROMPTLY TO THE SECRETARY OF THE CORPORATION THE MATERIAL FACTS SURROUNDING ANY POTENTIAL CONFLICT OF INTEREST, INCLUDING SPECIFIC INFORMATION CONCERNING THE TERMS OF ANY CONTRACT OR TRANSACTION WITH THE CORPORATION. ALL EFFORTS SHOULD BE MADE TO DISCLOSE ANY SUCH CONTRACT OR TRANSACTION AND HAVE IT APPROVED BY DISINTERESTED MEMBERS OF THE BOARD BEFORE THE ARRANGEMENT IS ENTERED INTO. AN EMPLOYEE OF THE CORPORATION WITH A POTENTIAL CONFLICT OF INTEREST PROMPTLY AND FULLY DISCLOSES THE POTENTIAL CONFLICT TO SUCH EMPLOYEE'S SUPERVISOR. THE EMPLOYEE THEREAFTER REFRAINS FROM PARTICIPATING IN DELIBERATIONS AND DISCUSSIONS, AS WELL AS ANY DECISIONS. THE CHAIR OF THE BOARD IS ULTIMATELY RESPONSIBLE FOR DETERMINING THE PROPER WAY TO HANDLE CORPORATE DECISIONS WHICH INVOLVE UNRESOLVED EMPLOYEE CONFLICTS OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD APPROVES, IN ADVANCE, COMPENSATION PACKAGES FOR OFFICERS OF THE CORPORATION, HAVING OBTAINED AND CONSIDERED APPROPRIATE DATA CONCERNING COMPARABLE COMPENSATION PAID TO SIMILAR OFFICERS IN LIKE CIRCUMSTANCES. THE BOARD SETS FORTH THE BASIS FOR ITS DECISIONS WITH RESPECT TO COMPENSATION IN THE MINUTES OF THE MEETING AT WHICH THE DECISIONS ARE MADE, INCLUDING THE CONCLUSIONS OF THE EVALUATION AND THE BASIS FOR DETERMINING THAT THE INDIVIDUAL'S COMPENSATION IS REASONABLE IN LIGHT OF THE EVALUATION AND THE COMPARABILITY DATA. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE UPON REQUEST. FORM 990, PART IX, LINE 11G FISCAL SPONSOR FEE: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 45,965. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 45,965. CONTRACTORS/INTERNS: PROGRAM SERVICE EXPENSES 98,686. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 98,686. OTHER PROFESSIONAL SERVICES: PROGRAM SERVICE EXPENSES 48,633. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 48,633.