2020-11-16T15:25:13-06:00 2020-06-30 061009205 BLUM SHAPIRO & COMPANY PC 29 S MAIN STREET PO BOX 2720 WEST HARTFORD CT 061272000 990 2019-07-01 461665232 SANDY HOOK PROMISE ACTION FUND SAND 2033049780 PO BOX 3489 NEWTOWN CT 06470 DAVID CONRAD CHIEF FINANCIAL OFFICER 2033049780 2020-11-13 1 MARY KAY CURTISS P01551484 8605614000 2020-11-15 64.251.63.131 2020-11-13 09:43:14 ES P C2A8F68C24BA4106533A6CD8C72FD917E7C6626D 9F3B9057DC4C1AB93FF6CCB85D8B21EC61D194BB 2019 2022-01-07 14:23:13Z NICOLE HOCKLEY PO BOX 3489 NEWTOWN CT 06470 2319785 0 X HTTP://WWW.SANDYHOOKPROMISE.ORG/ACTION_FUND X 2012 DE SANDY HOOK PROMISE ACTION FUND (THE FUND) IS A NONSTOCK, NOT-FOR-PROFIT CORPORATION BASED IN CONNECTICUT THAT WAS FOUNDED AND LED BY SEVERAL FAMILY MEMBERS WHO LOST LOVED ONES AT SANDY HOOK ELEMENTARY SCHOOL ON DECEMBER 14, 2012. THE MISSION OF THE FUND IS TO PASS LEGISLATION AT A STATE AND FEDERAL LEVEL THAT SUPPORTS SCHOOL SAFETY AND GUN VIOLENCE PREVENTION. 9 6 5 0 0 0 2092812 2297650 0 0 21538 22135 0 0 2114350 2319785 0 0 0 0 661127 832284 122793 57022 556151 639870 1861612 1423790 2750918 690560 -431133 2298798 2696490 211675 1040500 2087123 1655990 X SANDY HOOK PROMISE ACTION FUND IS A NATIONAL NON-PROFIT ORGANIZATION FOUNDED AND LED BY SEVERAL FAMILY MEMBERS WHO LOST LOVED ONES AT SANDY HOOK ELEMENTARY SCHOOL ON DECEMBER 14, 2012. OUR MISSION IS TO PASS STATE AND FEDERAL POLICY THAT REQUIRES SCHOOLS TO IMPLEMENT OUR LIFE-SAVING PREVENTION PROGRAMS AND PROTECTS INDIVIDUALS FROM ACCESSING FIREARMS WHEN AT-RISK OF HARMING THEMSELVES AND OTHERS. ACTIVITIES INCLUDE RESEARCHING EFFECTIVE ACTIONS, EDUCATING LEGISLATORS AND CONSTITUENTS AND LOBBYING FOR THE PASSAGE OF SENSIBLE POLICY. 0 0 2010062 SANDY HOOK PROMISE ACTION FUND, INC. (THE FUND) IS A NONSTOCK, NOT-FOR-PROFIT CORPORATION BASED IN CONNECTICUT THAT WAS FOUNDED AND LED BY SEVERAL FAMILY MEMBERS WHO LOST LOVED ONES AT SANDY HOOK ELEMENTARY SCHOOL ON DECEMBER 14, 2012. THE FUND WORKS TO PASS LEGISLATION AT A STATE AND FEDERAL LEVEL THAT SUPPORTS SCHOOL SAFETY AND GUN VIOLENCE PREVENTION. ACTIVITIES INCLUDE RESEARCHING AND WRITING EFFECTIVE POLICY, EDUCATING LEGISLATORS AND CONSTITUENTS, AND LOBBYING FOR THE PASSAGE OF SENSIBLE LEGISLATION. 2010062 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 10 0 1 5 1 0 0 0 0 1 1 0 0 0 0 0 0 0 X 9 6 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CT CA CO FL HI IL KS KY MA MD MI MN MS NC NH NJ NM NY OH OR SC TN WV X DAVE CONRAD 2033049780 PO BOX 3489 NEWTOWN CT 06470 TIMOTHY MAKRIS MANAGING DIRECTOR 4.00 36.00 X 23481 211330 29648 NICOLE HOCKLEY MANAGING DIRECTOR 4.00 36.00 X X 19831 178484 24814 DAVID CONRAD CHIEF FINANCIAL OFFICER 4.00 36.00 X 15516 139642 39980 DAWN LYONS VP OF MARKETING & PROGRAMS 3.00 37.00 X 12311 151841 15870 MARK BARDEN MANAGING DIRECTOR 8.00 32.00 X X 34093 136371 9220 SARA SYKES VP OF DEVELOPMENT & STRATE 0.00 40.00 X 0 121891 37779 PAULA FYNBOH VP, PROG. DELIEVERY & SUSTAINABILITY 0.00 40.00 X 0 141202 14979 LAUREN LEVIN VP OF POLICY & PARTNERSHIP 40.00 0.00 X 128057 0 22995 KENJI OKUMA CRISIS CENTER DIRECTOR 0.00 40.00 X 0 114769 16257 ROBERT FLYNN NATIONAL PROGRAM DIRECTOR 0.00 40.00 X 0 114734 11037 IAN HOCKLEY THROUGH 122019 BOARD DIRECTOR 1.00 1.00 X 0 12574 9794 JACKIE BARDEN BOARD DIRECTOR 1.00 1.00 X 0 0 0 MATT BENNETT BOARD VICE CHAIRMAN 1.00 1.00 X 0 0 0 JOE CASSIDY BOARD TRASURER 1.00 1.00 X 0 0 0 BRADLEY MYLES BOARD SECRETARY 1.00 1.00 X 0 0 0 MICHAEL NUTTER BOARD DIRECTOR 1.00 1.00 X 0 0 0 BILL SHERLACH BOARD CHAIRMAN 1.00 1.00 X 0 0 0 PETER WILLNER BOARD DIRECTOR-CHAIR EMERI 1.00 1.00 X 0 0 0 233289 1322838 232373 1 0 1 0 ANNE LEWIS STRATEGIES PO BOX 3243 OMAHA NE 68103 MARKETING AND ADVERTISING 129431 CENTER ROAD SOLUTIONS LLC 219 RANDOLPH PLACE NE UNIT 1 WASHINGTON DC 20002 EDUCATION & CONSULTING 126786 2 2297650 2297650 22135 22135 2319785 0 0 22135 204773 193364 10239 1170 541896 396031 126777 19088 15017 14761 256 33086 32556 529 1 37512 36700 729 83 14554 14554 291767 291767 57022 57022 151797 151797 1165021 780564 384457 141134 28282 18522 94330 568 563 5 44562 44157 405 38820 38789 31 402 398 4 SETTLEMENT COSTS 12654 12654 PROGRAM MATERIALS 333 333 2750918 2010062 184705 556151 X 1271199 877429 0 393770 2284144 2687870 14654 8620 2298798 2696490 48945 77513 162730 962987 211675 1040500 X 2087123 1655990 2087123 1655990 2298798 2696490 -431133 0 X X 0 1 X 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 DUE TO RELATED PARTY 962987 962987 2319785 0 2319785 0 2319785 2750918 0 2750918 0 2750918 X 0 ANNE LEWIS STRATEGIES LLC 1140 19TH STREET NW WASHINGTON DC 20036 CONSULTING ON SOCIAL MEDIA AND EMAIL FUNDRAISING PROGRAMS 0 0 53192 -53192 53192 -53192 AL AK AZ AR CA CO CT DE FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY 1 X X X X 0 0 0 0 0 0 0 0 0 TIMOTHY MAKRIS MANAGING DIRECTOR 23481 211330 0 0 0 0 0 0 2965 26683 26446 238013 0 0 NICOLE HOCKLEY MANAGING DIRECTOR 19831 178484 0 0 0 0 0 0 2481 22333 22312 200817 0 0 DAVID CONRAD CHIEF FINANCIAL OFFICER 15516 139642 0 0 0 0 0 0 3998 35982 19514 175624 0 0 DAWN LYONS VP OF MARKETING & PROGRAMS 12311 151841 0 0 0 0 0 0 1192 14678 13503 166519 0 0 MARK BARDEN MANAGING DIRECTOR 34093 136371 0 0 0 0 0 0 1844 7376 35937 143747 0 0 SARA SYKES VP OF DEVELOPMENT & STRATE 0 121891 0 0 0 0 0 0 0 37779 0 159670 0 0 PAULA FYNBOH VP, PROG. DELIEVERY & SUSTAINABILITY 0 141202 0 0 0 0 0 0 0 14979 0 156181 0 0 LAUREN LEVIN VP OF POLICY & PARTNERSHIP 128057 0 0 0 0 0 0 0 22995 0 151052 0 0 0 FORM 990, PART VI, SECTION B, LINE 11B THE BOARD OF DIRECTORS SHALL BE SUPPLIED WITH A FULL PACKAGE CONTAINING THE CURRENT AUDITED FINANCIAL STATEMENTS, FORM 990 AND AUDITORS MEMO TO REVIEW AND APPROVE PRIOR TO ACCEPTANCE AND PUBLICATION. THE TREASURER WILL PRESENT THE MATERIAL AND ANSWER APPLICABLE QUESTIONS DURING THIS PROCESS. FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST POLICIES ARE RENEWED ANNUALLY BY THE BOARD AND SIGNED BY THE BOARD DESIGNATED CONFLICT OF INTEREST POLICY MANAGER. TRANSACTIONS ARE REVIEWED FOR POTENTIAL ISSUES. FORM 990, PART VI, SECTION B, LINE 15 THE RATES FOR EMPLOYEES ARE BASED UPON MARKET RESEARCH AND SURVEY DATA FOR NON-PROFIT COMPENSATIONS AND APPROVED BY THE BOARD. TRANSACTIONS FOR SUCH EXPENSES ARE REVIEWED AND APPROVED BY THE MANAGING DIRECTORS AND CFO. FORM 990, PART VI, SECTION C, LINE 18 THE ORGANIZATION DOES NOT HAVE A FORM 1023. THE ORGANIZATION HAS SELF-IDENTIFIED AS A 501(C)(4). FORM 990, PART VI, SECTION C, LINE 19 ALL CONTROL DOCUMENTS SUCH AS THE CONFLICT OF INTEREST STATEMENT AND ORGANIZING RESOLUTIONS WERE MADE AVAILABLE UPON REQUEST TO ANYONE INTERESTED THROUGH THE OFFICES OF SANDY HOOK PROMISE ACTION FUND. FORM 990, PART XII, LINE 2C THE ORGANIZATION HAS A BOARD OF DIRECTORS THAT ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THIS PROCESS HAS NOT CHANGED IN THE CURRENT PERIOD. SANDY HOOK PROMISE FOUNDATION PO BOX 3489 NEWTOWN CT 06470 461657101 SEE PART VII DE 501(C)(3) 7 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 SANDY HOOK PROMISE FOUNDATION O 220000 FAIR MARKET VALUE SANDY HOOK PROMISE FOUNDATION P 2278283 FAIR MARKET VALUE