2020-11-16T13:20:05-06:00 2019-12-31 ERNST & YOUNG US LLP 111 MONUMENT CIRCLE SUITE 4000 INDIANAPOLIS IN 46204 990 2019-01-01 371159978 CARLE DEVELOPMENT FOUNDATION % DENNIS HESCH EXEC VP & CFO CARL 2173833311 611 W PARK STREET URBANA IL 61801 DENNIS HESCH Exec. VP & CFO 2173833311 2020-11-16 true JENNIFER D RHODERICK P00395735 3176817000 69.136.161.74 35057220203215000032 2020-11-16 P 8A643FFA55DAADCC2D7DB737B1A92A286D034D88 34163F381DEDE5EE0CABDD6E8F3BD042227F3C04 2019 2021-01-29 14:40:06Z Dennis Hesch Exec VP CFO 611 W PARK ST URBANA IL 61801 8046415 false X WWW.CARLE.ORG X 1982 IL TO RAISE FUNDS TO SUPPORT THE CARLE FOUNDATION MISSION. 17 14 22 40 0 0 3621111 4344635 0 0 961293 980691 14812 5222 4597216 5330548 2846863 1885790 0 0 986005 894792 0 0 1437293 458022 837163 4290890 3617745 306326 1712803 27982287 31397055 497062 606003 27485225 30791052 X TO RAISE FUNDS FROM THE PUBLIC AND OTHER SOURCES, MAINTAIN THOSE FUNDS AND, AS APPROPRIATE, EXPEND PRINCIPAL AND INCOME TO SUPPORT THE CARLE FOUNDATION MISSION. WHICH IS TO PROVIDE HIGH QUALITY HEALTH CARE, ADVANCE MEDICAL RESEARCH AND EDUCATION IN CENTRAL ILLINOIS. false false 491917 275000 CARLE AUXILIARY GUEST HOUSE-THE GUEST HOUSE PROVIDES A HOME AWAY FROM HOME FOR THOUSANDS OF FAMILY MEMBERS NEEDING OVERNIGHT ACCOMMODATIONS WHILE THEIR LOVED ONE RECEIVES CARE AT CARLE. CHARITABLE DONATIONS ARE USED TO COVER THE OPERATIONAL COSTS OF THE GUEST HOUSE, KEEPING THE COST OF THE SERVICE FREE TO GUESTS, FAMILY AND FRIENDS WHO WANT TO BE CLOSE TO THEIR HOSPITALIZED LOVED ONES. MANY OF THE 2019 EXPENSES WERE RELATED TO THE GUEST HOUSE REFURBISHING PROJECT. 275000 275000 HOSICK REHABILITATION CENTER-OPENED IN 2017, THE HOSICK REHABILITATION CENTER AT CARLE FOUNDATION HOSPITAL FEATURES EXPANDED SQUARE FOOTAGE; AN OPEN LAYOUT WITH NATURAL LIGHT; 15 LARGE, PRIVATE PATIENT ROOMS; A THERAPY GYM; A QUIET GYM FOR BRAIN INJURY PATIENTS; AN ACTIVITY OF DAILY LIVING APARTMENT TO HELP PATIENTS TRANSITION BACK HOME; AND AN UPGRADED PATIENT/FAMILY WAITING AREA. 175020 175020 NICU TRANSPORT ISOLETTE-WITH A LEVEL III NICU NURSERY AND A DESIGNATED PICU, CARLE FOUNDATION HOSPITAL IS THE SAFETY NET FOR NEWBORN AND NICU BABIES IN OUR REGION. THE NICU TRANSPORT ISOLETTE ENABLES THE AIRLIFE TRANSPORT TEAM TO BRING BABIES VIA HELICOPTER FROM RURAL HOSPITALS BACK TO CARLE AND, IN SOME CASES, TO TRANSFER INFANTS TO QUATERNARY PEDIATRIC CENTERS. AN ISOLETTE IS ESSENTIAL TO SAFELY TRANSPORT ANY INFANT UNDER 10 POUNDS. 1238515 1147172 2180452 true true false true false false false false false true true false false false true true false true false false false false false false true false false true true true false false false false false false false false true false false false false true true true false false true 12 0 true 22 true false false false false false false false false false false false false X 17 14 true false false false true true true true true false false true true true true true true false false false IL X X DENNIS HESCH EXEC VP CFO 2173833311 611 W PARK ST URBANA IL 61801 X John Snyder Exec VP & COO (Thru 06/19) 0.0 0.0 X 0 2476327 2177803 James C Leonard MD Ex Officio of Bd, Pres & CEO 2.0 38.0 X X 0 2367391 541616 Dennis Hesch Exec VP & CFO 1.0 39.0 X 0 1293567 288860 Laurence Fallon KEY EMPLOYEE - FORMER 1.0 39.0 X 0 948548 230518 Matthew Kolb Exec VP & COO 1.0 39.0 X 0 703948 129541 Malec Mokraoui MD Trustee 10.0 30.0 X 0 654426 33804 Lauren Schmid EXEC VP, CHIEF HR OFFICER 2.0 38.0 X 0 430309 98880 Lizbeth Katsinas VP-CTR FOR PHILANTHROPY 40.0 0.0 X 292655 0 50928 Linda Glazier Dir-FD Communications 40.0 0.0 X 114597 0 16798 Daniel Baker Dir Major & Planned Gifts 40.0 0.0 X 105423 0 17398 Donna Greene Trustee 0.4 0.1 X 0 32000 0 Marty Smith Trustee 0.5 39.5 X 0 5960 1900 Phillip Blankenburg Vice Chair of Board 1.0 0.0 X X 0 6000 0 Mary McGrath Chair of Board 1.0 0.0 X X 0 6000 0 Joseph Barkmeier MD Treasurer of Board 1.0 0.0 X X 0 0 0 Scott Reichard Trustee 1.0 0.0 X 0 0 0 Rick Stephens Trustee 1.0 0.0 X 0 0 0 William Sturtevant Trustee 1.0 0.0 X 0 0 0 Will Timmons Trustee 1.0 0.0 X 0 0 0 Karl Appelquist EX OFFICIO OF BD 0.5 7.5 X 0 0 0 Marti Lanman EX OFFICIO OF BD 1.0 0.0 X 0 0 0 Nancy Whitford EX OFFICIO OF BD 1.0 0.0 X 0 0 0 VB LEISTER JR Secretary of Board 0.5 0.0 X X 0 0 0 Curt Anderson Trustee 1.0 0.0 X 0 0 0 Justin Kirby Trustee 1.0 0.0 X 0 0 0 512675 8924476 3588046 3 true true false GOBEL GROUP LLC 200 OLD FORGE LANE STE 202 KENNETT SQUARE PA 19348 CONSULTING 201402 1 336519 1465685 2542431 688805 4344635 0 549818 549818 0 0 0 0 0 3080057 2649184 430873 430873 430873 44905 336519 66683 -21778 -21778 0 0 0 0 0 0 FARM LEASE INCOME 900099 27000 27000 27000 5330548 985913 1784905 1784905 100885 100885 0 0 0 0 351531 0 351531 0 0 0 0 469162 0 0 469162 8848 0 0 8848 32873 0 0 32873 32378 0 0 32378 0 0 0 0 2913 0 0 2913 0 0 0 0 87 0 0 87 0 0 0 0 0 0 37014 37014 223640 0 0 223640 13299 0 0 13299 56213 0 0 56213 0 0 0 0 29053 0 0 29053 58440 0 0 58440 0 0 0 0 5633 0 0 5633 5740 0 0 5740 0 0 0 0 2593 0 0 2593 502 0 0 502 GUEST HOUSE PROGRAM EXPENSES 203319 203319 0 0 MISC ANNUITITES 91343 91343 0 0 OTHER PURCHASED SERVICES 87274 0 0 87274 ALL OTHER EXPENSES 20050 0 0 20050 50 50 3617745 2180452 0 1437293 14572 0 261111 625293 4632814 3825135 84988 0 0 0 0 0 0 0 0 0 43 41 625531 81606 458233 543925 20965514 24853846 1452214 1522103 0 0 0 0 112798 26712 27982287 31397055 243495 312474 0 0 0 0 0 0 0 0 0 0 0 0 0 0 253567 293529 497062 606003 X 10381694 11839353 17103531 18951699 27485225 30791052 27982287 31397055 1712803 1593024 X X false true X true false X 3051750 7062162 4641006 3621111 4344635 22720664 0 0 3051750 7062162 4641006 3621111 4344635 22720664 10037425 12683239 264636 279274 343866 548377 549818 1985971 0 32000 28800 28500 29700 27000 146000 24852635 241505 0.51034 0.50073 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false false false false false false false false true 87 87 false SCHEDULE C, PART II-B, LINE 1I $87 - PORTION OF ASSOCIATION FOR HEALTHCARE PHILANTHROPY AND ASSOCIATION OF FUNDRAISING PROFESSIONALS DUES ATTRIBUTED TO LOBBYING. 3590979 346621 629457 23804 4543253 3353135 420328 -128526 53958 3590979 2882336 93166 403133 25500 3353135 2718842 62954 172913 72373 2882336 2464402 219279 47166 12005 2718842 1.00000 false false 435065 435065 190466 81606 108860 0 543925 0 ANNUITIES LIABILITY 293529 293529 X SCHEDULE D, PART V, LINE 4 THE CARLE DEVELOPMENT FOUNDATION, WHOSE SOLE MEMBER IS THE CARLE FOUNDATION, HAD TWENTY-FIVE ENDOWMENTS, RANGING IN AMOUNTS FROM APPROXIMATELY $1,000 TO $415,283. THE PURPOSES DESIGNATED BY THE DONORS VARIED, BUT CONSISTED OF SUPPORT FOR CANCER RESEARCH, THE CARLE GUEST HOUSE, CONTINUED EDUCATION FOR VARIOUS PROFESSIONAL STAFF, AND OTHER HEALTHCARE RELATED PURPOSES. SCHEDULE D, PART X, LINE 2 FIN 48 (ASC740) FOOTNOTE THE GUIDANCE ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES PRESCRIBES A MORE-LIKELY-THAN-NOT RECOGNITION THRESHOLD AND MEASUREMENT ATTRIBUTE FOR FINANCIAL STATEMENTS RECOGNITION OF A TAX POSITION TAKEN OR EXPECTED TO BE TAKEN. THERE WERE NO UNCERTAIN TAX BENEFITS IDENTIFIED OR RECORDED AS A LIABILITY AS OF DECEMBER 31, 2019 AND 2018. 2019 Carle Golf 318629 279659 38970 900 2975 17800 27251 10114 2019 INSYNC 62795 56860 5935 0 0 0 5628 0 2015 0 381424 336519 44905 900 2975 17800 32879 0 12129 66683 -21778 true UNIVERSITY OF ILLINOIS 506 S MATHEWS AVE URBANA IL 61801 376000511 501(c)(3) 58375 PROGRAM SUPPORT AND RESEARCH THE CARLE FOUNDATION 611 W PARK ST URBANA IL 61801 370673465 501(C)(3) 245135 INTERNAL FUNDING THE CARLE FOUNDATION HOSPITAL 611 W PARK ST URBANA IL 61801 371119538 501(C)(3) 804504 PATIENT SUPPORT AND ASSISTANCE THE CARLE FOUNDATION HOSPITAL 611 W PARK ST URBANA IL 61801 371119538 501(C)(3) 344877 FMV PATIENT SUPPORT PATIENT SUPPORT AND ASSISTANCE CARLE HEALTH CARE INCORPORATED 611 W PARK ST URBANA IL 61801 371140016 501(C)(3) 226159 PATIENT SUPPORT AND EDUCATION CARLE HEALTH CARE INCORPORATED 611 W PARK ST URBANA IL 61801 371140016 501(C)(3) 105856 FMV PATIENT SUPPORT PATIENT SUPPORT AND EDUCATION 4 PATIENT ASSISTANCE 2 892 FMV PATIENT MEDICATION MEDICAL EDUCATION ASSISTANCE 32 10476 FMV HEALTHCARE REL CLASS MEDICAL EDUCATION ASSISTANCE 167 86607 PATIENT ASSISTANCE 10 410 FMV PACK AND PLAY Mission trip support 1 2500 Form 990, Schedule I DESCRIPTION OF ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF GRANTS THE MAJORITY OF THE GRANTS ARE FOR THE CARLE FOUNDATION AND ITS AFFILIATES AND/OR THE COMMUNITY IN WHICH IT IS LOCATED. ANYONE WISHING TO REQUEST FUNDS IS REQUIRED TO COMPLETE A REQUEST FORM FROM THE CARLE DEVELOPMENT FOUNDATION. THE FORM REQUIRES A DETAILED DESCRIPTION OF THE PURPOSE OF THE CURRENT FUNDING REQUEST AMONG OTHER ITEMS SUCH AS REQUESTOR'S NAME, AMOUNT OF THE REQUEST, ETC. THE REQUESTS ARE REVIEWED BY THE APPROPRIATE FUND DEVELOPMENT STAFF TO DETERMINE IF THERE ARE FUNDS AVAILABLE FOR THE NOTED PURPOSE AND TO EVALUATE THE OVERALL REASONABLENESS OF THE REQUEST. THE REQUESTS ARE APPROVED BY THE MANAGER OR VICE PRESIDENT OF FUND DEVELOPMENT PRIOR TO FUNDING. ACCOUNTING THEN PROCESSES PROPERLY APPROVED REQUESTS. true true false false false false false true false James C Leonard MD Ex Officio of Bd, Pres & CEO 0 1364934 0 467565 0 534892 0 534231 0 7385 0 2909007 0 501708 John Snyder Exec VP & COO (Thru 06/19) 0 482857 0 298156 0 1695314 0 2161020 0 16783 0 4654130 0 1076615 Dennis Hesch Exec VP & CFO 0 817104 0 188433 0 288030 0 273284 0 15576 0 1582427 0 262322 Laurence Fallon KEY EMPLOYEE - FORMER 0 586747 0 145606 0 216195 0 208671 0 21847 0 1179066 0 187071 Lauren Schmid EXEC VP, CHIEF HR OFFICER 0 322593 0 40818 0 66898 0 76250 0 22630 0 529189 0 44771 Lizbeth Katsinas VP-CTR FOR PHILANTHROPY 240951 0 36507 0 15197 0 50928 0 0 0 343583 0 0 0 Malec Mokraoui MD Trustee 0 578226 0 40100 0 36100 0 22542 0 11262 0 688230 0 0 Matthew Kolb Exec VP & COO 0 537981 0 58621 0 107346 0 104199 0 25342 0 833489 0 40837 FORM 990, SCHEDULE J, PART I, QUESTION 3 THE BOARD OF TRUSTEES OF THE CARLE FOUNDATION, THE PARENT ORGANIZATION OF THE CARLE DEVELOPMENT FOUNDATION, THROUGH ITS COMPENSATION COMMITTEE COMPRISED OF INDEPENDENT MEMBERS FREE OF CONFLICT, ANNUALLY REVIEWS EXECUTIVE COMPENSATION LEVELS AND ESTABLISHES APPROPRIATE SALARY RANGES AND OTHER FEATURES OF THE COMPENSATION PLAN IN ACCORDANCE WITH THE ORGANIZATION'S APPROVED COMPENSATION PHILOSOPHY AND STRATEGY: -THE COMMITTEE IS COMPRISED OF MEMBERS OF THE BOARD OF TRUSTEES; WHO ARE INDEPENDENT OF THE CARLE FOUNDATION MANAGEMENT; HAVE NO PERSONAL INTEREST IN THE COMPENSATION ARRANGEMENTS; ARE NOT RELATED TO, OR UNDER THE CONTROL OF ANY INDIVIDUAL WHOSE COMPENSATION ARRANGEMENT IS BEING REVIEWED; AND HAVE NO MATERIAL BUSINESS RELATIONSHIP WITH THE CARLE FOUNDATION. -THE CHIEF EXECUTIVE OFFICER'S COMPENSATION IS DETERMINED BY THE COMPENSATION COMMITTEE IN RELATION TO APPROPRIATE COMPARABILITY DATA. COMPENSATION FOR OTHER MEMBERS OF THE EXECUTIVE STAFF IS DEVELOPED BY THE CEO, EVALUATED AGAINST MARKET DATA, AND REVIEWED AND APPROVED BY THE COMMITTEE. -THE COMMITTEE APPROVES ALL ANNUAL COMPENSATION DECISIONS IN ADVANCE OF THEIR IMPLEMENTATION AND DOCUMENTS ITS DETERMINATIONS AND DISCUSSIONS. -THE COMPENSATION COMMITTEE RELIES UPON A NUMBER OF EXTERNAL RESOURCES AND COMPARISONS, AND ITS ANALYSIS INCLUDES TOTAL COMPENSATION (CASH COMPENSATION PLUS BENEFITS PROVIDED BY THE CARLE FOUNDATION) IN RELATION TO ORGANIZATIONAL PERFORMANCE AND PREVAILING INDUSTRY PRACTICES FOR LIKE RESPONSIBILITIES AT COMPARABLY-SIZED ORGANIZATIONS. THE COMMITTEE HAS ENGAGED THE SERVICES OF A COMPENSATION CONSULTING FIRM SPECIALIZING IN THE NOT-FOR-PROFIT SECTOR WHICH HAS WORKED WITH THE CARLE FOUNDATION AND MAKES ITS REPORTS DIRECTLY AVAILABLE TO THE COMPENSATION COMMITTEE. FORM 990, FORM 990, SCHEDULE J, PART I, QUESTION 4A IN 2019, DANIEL BAKER ($18,468) and JOHN SNYDER ($586,504) RECEIVED SEVERANCE PAYMENTS. FORM 990, SCHEDULE J, PART I, QUESTION 4B THE 2019 PARTICIPANTS IN THE 457(F) PLAN OFFERED BY THE CARLE FOUNDATION, THE PARENT ORGANIZATION OF THE CARLE DEVELOPMENT FOUNDATION, THAT ARE LISTED IN THE 990 PART VII INCLUDE LAURENCE FALLON, DENNIS HESCH, LIZABETH KATSINAS, MATTHEW KOLB, JAMES LEONARD, MD, LAUREN SCHMID, AND JOHN SNYDER. THE 2019 PAYMENTS FROM THE 457(F) PLAN WERE MADE TO LAURENCE FALLON ($187,071), DENNIS HESCH ($262,322), MATTHEW KOLB ($40,837), JAMES LEONARD, MD ($501,708), LAUREN SCHMID ($44,771), AND JOHN SNYDER ($1,076,615). FORM 990,SCHEDULE J, PART I, QUESTION 7 PART OF THE OVERALL EMPLOYEE'S COMPENSATION PROGRAM INCLUDES AN INCENTIVE COMPONENT THAT COVERS MOST EMPLOYEES AND IS DESIGNED TO ENCOURAGE AND PROMOTE THE ACHIEVEMENT OF CERTAIN QUALITY, OPERATIONAL, AND EFFICIENCY IMPROVEMENTS. ALTHOUGH THIS INCENTIVE COMPONENT IS BASED ON THE ORGANIZATION MEETING CERTAIN MINIMUM FINANCIAL THRESHOLDS, ALL PAYMENTS MUST BE APPROVED BY THE BOARD OF DIRECTORS PRIOR TO ANY INCENTIVE PAYOUT. X 4 688805 FMV false true false Schedule M, Coulmn B The amount in column B is the number of contributions. FORM 990, PART III, QUESTION 4D OTHER PROGRAM SERVICE - OTHER PROGRAMS FUNDED AND SUPPORTED BY THE CARLE DEVELOPMENT FOUNDATION INCLUDE RURAL HEALTH AND FARM SAFETY, RESEARCH IN MANY AREAS INCLUDING CANCER/CARDIOLOGY/DIGESTIVE HEALTH/GENERAL NURSING, MEDICAL EDUCATION IN BOTH HOSPITAL SETTINGS AND COMMUNITY SETTINGS, PEDIATRICS INITIATIVES AND PATIENT CARE. FORM 990, PART VI, QUESTION 2 JAMES LEONARD, MD (EX-OFFICIO) AND KARL APPELQUIST (EX-OFFICIO OF BOARD) HAD A BUSINESS RELATIONSHIP. JAMES LEONARD, MD (EX-OFFICIO), MATTHEW KOLB (OFFICER), AND LAURENCE FALLON (KEY EMPLOYEE) HAD A BUSINESS RELATIONSHIP. JAMES LEONARD, MD (EX-OFFICIO), DONNA GREENE (TRUSTEE), AND DENNIS HESCH (OFFICER) HAD A BUSINESS RELATIONSHIP. JAMES LEONARD, MD (EX-OFFICIO), MATTHEW KOLB (OFFICER), AND DENNIS HESCH (OFFICER) HAD A BUSINESS RELATIONSHIP. FORM 990, PART VI, QUESTION 6 THE CARLE DEVELOPMENT FOUNDATION HAS ONE MEMBER WHICH IS THE PARENT COMPANY, THE CARLE FOUNDATION. FORM 990, PART VI, QUESTION 7A THE CARLE FOUNDATION, ACTING THROUGH ITS BOARD OF TRUSTEES, HAS THE EXCLUSIVE POWER TO ELECT AND REMOVE MEMBERS OF THE BOARD OF TRUSTEES FOR THE CORPORATION IN ADDITION TO FILLING VACANCIES. FORM 990, PART VI, QUESTION 7B THE CARLE DEVELOPMENT FOUNDATION'S BOARD OF TRUSTEES MUST HAVE THE APPROVAL OF ITS SOLE MEMBER, THE CARLE FOUNDATION, THROUGH ITS BOARD OF TRUSTEES, WHEN VOTING ON MATTERS INCLUDING THE AMENDING OF BYLAWS; AMENDING OF THE ARTICLES OF THE CORPORATION; THE ADOPTION OF ANY ANNUAL OR LONG-TERM CAPITAL OR OPERATIONAL BUDGETS OF THE CORPORATION; THE ADOPTION OF ANY NEW, OR ANY CHANGES TO EXISTING, LONG-TERM OR MASTER INSTITUTIONAL PLANS OF THE CORPORATION; THE ADOPTION OF A PLAN OF DISSOLUTION OF THE CORPORATION; THE ENGAGING OF THE CORPORATION INTO ANY TRANSACTION PROVIDING FOR THE SALE, MORTGAGE OR OTHER DISPOSITION OF ALL OR SUBSTANTIALLY ALL OF ITS ASSETS; THE ADOPTION OF A PLAN OF MERGER OR CONSOLIDATION OF THE CORPORATION WITH ANOTHER CORPORATION; APPROVING ANY CONTRIBUTIONS, GRANTS OR LOANS BY THE CORPORATION TO ANY ORGANIZATION OR CORPORATION OTHER THAN THE SOLE MEMBER OF THE CORPORATION OR AN AFFILIATE THE SUM OF WHICH EXCEEDS $10,000 FOR ANY FISCAL YEAR; THE ORGANIZING OR ACQUISITION, OR AUTHORIZATION OR PERMIT THE ORGANIZATION OR ACQUISITION OF ANY SUBSIDIARY OR AFFILIATE OF THE CORPORATION. FORM 990, PART VI, QUESTION 11B THE FORM 990 WAS PREPARED BY STAFF AND AN EXTERNAL TAX ADVISOR AND REVIEWED BY MANAGEMENT. PRIOR TO FILING THIS FORM 990, A FULL AND COMPLETE COPY WAS PROVIDED TO THE GOVERNING BODY BY POSTING TO THE ORGANIZATION'S DIRECTOR COMMUNICATION PORTAL. ALSO BEFORE FILING, EACH TRUSTEE RECEIVED NOTIFICATION THAT THE FORM 990 WAS POSTED AND AVAILABLE FOR REVIEW AT HIS/HER DISCRETION, EACH TRUSTEE HAS THE OPPORTUNITY TO CONTACT MANAGEMENT OR DISCUSS AND ADDRESS CONCERNS AT SUBSEQUENT BOARD MEETINGS. FORM 990, PART VI, QUESTION 12C THE ORGANIZATION'S ESTABLISHED CONFLICT OF INTEREST POLICIES REQUIRE ANNUAL DISCLOSURE OF ACTUAL AND POTENTIAL CONFLICTS OF INTEREST FOR OFFICERS, DIRECTORS, TRUSTEES, MEMBERS OF BOARD COMMITTEES, ADMINISTRATIVE AND MANAGERIAL EMPLOYEES AS WELL AS ALL EMPLOYEES OF THE PURCHASING DEPARTMENT. IF CIRCUMSTANCES CHANGE DURING THE COURSE OF A YEAR, INTERIM DISCLOSURE IS ALSO REQUIRED OF THE SAME INDIVIDUALS. THE DISCLOSURES OF EMPLOYEES ARE REVIEWED INITIALLY BY THE HUMAN RESOURCES DEPARTMENT AND ANY IDENTIFIED CONFLICTS ARE REFERRED TO, AND ADDRESSED BY, THE ORGANIZATION'S INTERNAL LEGAL COUNSEL AND/OR CORPORATE INTEGRITY OFFICER. THE DISCLOSURES OF TRUSTEES AND MEMBERS OF BOARD COMMITTEES ARE REVIEWED BY THE CHAIR OF THE BOARD. THE ENTIRE BOARD, ABSENT THE SUBJECT TRUSTEE OR COMMITTEE MEMBER, DETERMINES WHETHER A CONFLICT EXISTS. TRUSTEES AND/OR BOARD COMMITTEE MEMBERS WITH IDENTIFIED CONFLICTS ARE REQUIRED TO RECUSE THEMSELVES FROM VOTING ON MATTERS THAT MAY PRESENT A CONFLICT. THE ORGANIZATION ALSO MAINTAINS PURCHASING POLICIES REQUIRING COUNTER SIGNATURES TO FURTHER MINIMIZE THE RISK ASSOCIATED WITH ACTUAL AND/OR POTENTIAL CONFLICTS OF INTEREST. FORM 990, PART VI, QUESTION 15A & 15B CARLE DEVELOPMENT FOUNDATION DOES NOT COMPENSATE THE CEO OR MAJORITY OF OFFICERS AND KEY EMPLOYEES. EMPLOYEE COMPENSATION FOR THESE INDIVIDUALS IS COMPENSATED BY THE PARENT ORGANIZATION, THE CARLE FOUNDATION. THE BOARD OF TRUSTEES OF THE CARLE FOUNDATION, THE PARENT ORGANIZATION FOR CARLE HEALTH CARE INCORPORATED, THROUGH ITS COMPENSATION COMMITTEE COMPRISED OF INDEPENDENT MEMBERS FREE OF CONFLICT, ANNUALLY REVIEWS EXECUTIVE COMPENSATION LEVELS AND ESTABLISHES APPROPRIATE SALARY RANGES AND OTHER FEATURES OF THE COMPENSATION PLAN IN ACCORDANCE WITH THE ORGANIZATION'S APPROVED COMPENSATION PHILOSOPHY AND STRATEGY: * THE COMMITTEE IS COMPRISED OF MEMBERS OF THE BOARD OF TRUSTEES; WHO ARE INDEPENDENT OF THE CARLE FOUNDATION MANAGEMENT; HAVE NO PERSONAL INTEREST IN THE COMPENSATION ARRANGEMENTS; ARE NOT RELATED TO, OR UNDER THE CONTROL OF ANY INDIVIDUAL WHOSE COMPENSATION ARRANGEMENT IS BEING REVIEWED; AND HAVE NO MATERIAL BUSINESS RELATIONSHIP WITH THE CARLE FOUNDATION. * THE CHIEF EXECUTIVE OFFICER'S COMPENSATION IS DETERMINED BY THE COMPENSATION COMMITTEE IN RELATION TO APPROPRIATE COMPARABILITY DATA. COMPENSATION FOR OTHER MEMBERS OF THE EXECUTIVE STAFF IS DEVELOPED BY THE CEO, EVALUATED AGAINST MARKET DATA, AND REVIEWED AND APPROVED BY THE COMMITTEE. * THE COMMITTEE APPROVES ALL ANNUAL COMPENSATION DECISIONS IN ADVANCE OF THEIR IMPLEMENTATION AND DOCUMENTS ITS DETERMINATIONS AND DISCUSSIONS. * THE COMPENSATION COMMITTEE RELIES UPON A NUMBER OF EXTERNAL RESOURCES AND COMPARISONS, AND ITS ANALYSIS INCLUDES TOTAL COMPENSATION (CASH COMPENSATION PLUS BENEFITS PROVIDED BY THE CARLE FOUNDATION) IN RELATION TO ORGANIZATIONAL PERFORMANCE AND PREVAILING INDUSTRY PRACTICES FOR LIKE RESPONSIBILITIES AT COMPARABLY-SIZED ORGANIZATIONS. THE COMMITTEE HAS ENGAGED THE SERVICES OF A COMPENSATION CONSULTING FIRM SPECIALIZING IN THE NOT-FOR-PROFIT SECTOR WHICH HAS WORKED WITH THE CARLE FOUNDATION AND MAKES ITS REPORTS DIRECTLY AVAILABLE TO THE COMPENSATION COMMITTEE. FORM 990, PART VI, QUESTIONS 18 & 19 THE CARLE FOUNDATION PUBLISHES THROUGH WWW.DACBOND.COM AND HTTPS://EMMA.MSRB.ORG/ ITS QUARTERLY UNAUDITED FINANCIAL STATEMENTS, ANNUAL AUDITED FINANCIAL STATEMENTS, A MANAGEMENT'S DISCUSSION & ANALYSIS TO ACCOMPANY THE FINANCIAL STATEMENTS, AND AN ANNUAL REPORT OF CERTAIN OPERATING AND FINANCIAL INFORMATION. ADDITIONALLY, OFFICIAL STATEMENTS FOR OUTSTANDING MUNICIPAL BOND ISSUES FOR WHICH THE CARLE FOUNDATION IS OBLIGATED ARE AVAILABLE AT THIS WEBSITE. THESE DOCUMENTS INCLUDE EXTENSIVE INFORMATION ABOUT THE ORGANIZATION'S HEALTH CARE DELIVERY SYSTEM MODEL, RECENT HIGHLIGHTS/ACCOMPLISHMENTS, GOVERNANCE AND ADMINISTRATION, STRATEGIC PLAN, FACILITIES, CLINICAL PROGRAMS, MEDICAL STAFF, SERVICE AREA, COMPETITIVE ENVIRONMENT, DEMOGRAPHIC DATA, UTILIZATION STATISTICS, SUMMARY FINANCIAL INFORMATION, ACADEMIC AFFILIATIONS AND EDUCATIONAL PROGRAMS, MEDICAL RESEARCH, ACCREDITATIONS, AND ITS EMPLOYEES. THIS INFORMATION IS AVAILABLE AT NO CHARGE TO THOSE WHO REGISTER AT THE WWW.DACBOND.COM WEBSITE. IN ADDITION, THE FORM 990S OF THE ORGANIZATION'S FILING ENTITIES ARE AVAILABLE THROUGH DACBOND. QUARTERLY FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST DELIVERED TO THE ORGANIZATION'S ADMINISTRATIVE OFFICES. THE ORGANIZATION'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICIES ARE ALSO AVAILABLE UPON REQUEST TO THE ORGANIZATION'S ADMINISTRATIVE OFFICES. FORM 990, PART VII, SECTION A, COLUMN B THE AVERAGE ESTIMATED HOURS PER WEEK LISTED FOR THE REPORTING ORGANIZATION AND RELATED ORGANIZATIONS ARE BASED ON A STANDARD 40 HOUR WEEK. MEMBERS MAY FREQUENTLY DEVOTE MORE THAN 40 HOURS OF SERVICE TO THE ENTIRE ORGANIZATION DURING AN AVERAGE WEEK. FORM 990, PART XII, QUESTIONS 2A, B, C & PART IV, QUESTION 12 THE FINANCIAL STATEMENTS FOR THE CARLE DEVELOPMENT FOUNDATION WERE REVIEWED ON A CONSOLIDATED BASIS UNDER THE PARENT ORGANIZATION, THE CARLE FOUNDATION. THE CARLE FOUNDATION DOES HAVE AN AUDIT COMMITTEE CONSISTING OF MEMBERS OF THE GOVERNING BOARD AND THE CHIEF FINANCIAL OFFICER WHO TOGETHER ASSUME RESPONSIBILITY FOR OVERSIGHT OF THE REVIEW AND AUDIT OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THE CARLE FOUNDATION 611 W PARK ST URBANA IL 61801 370673465 PARENT/INVMGT IL 501(c)(3) 12c III-FI NA false THE CARLE FOUNDATION HOSPITAL 611 W PARK ST URBANA IL 61801 371119538 HOSPITAL SVCS IL 501(c)(3) 3 TCF true CARLE HEALTH CARE INCORPORATED 611 W PARK ST URBANA IL 61801 371140016 VAR MED Svcs IL 501(c)(3) 10 TCF true CARLE RETIREMENT CENTERS INC 611 W PARK ST URBANA IL 61801 371160033 RTRMT LIVING IL 501(c)(3) 10 TCF true CARLE COMMUNITY HEALTH CORPORATION 611 W PARK ST URBANA IL 61801 364458371 FNDN MISSION IL 501(c)(3) 12a TYPE I CDF true HOOPESTON COMMUNITY MEMORIAL HOSPITAL 701 E ORANGE ST HOOPESTON IL 60942 363637465 HOSPITAL SVCS IL 501(c)(3) 3 TCF true RICHLAND MEMORIAL HOSPITAL INC 800 EAST LOCUST STREET OLNEY IL 62450 371363001 HOSPITAL SVCS IL 501c(3) 3 TCF true CHAMPAIGN SURGICNTR 611 W PARK ST URBANA IL 61801 201915925 surgical cent IL na N/A HEALTH SYSTEMS INSURANCE LIMITED GOVERNORS SQ 2ND FLOOR BLDG 3 GRAND CAYMAN CJ KY1-1102 INSURANCE CJ NA C Corp true CARLE RISK MANAGEMENT COMPANY 611 W PARK ST URBANA IL 61801 371217973 RISK MANAGEMENT IL NA C Corp true EVALIDATA INC 611 W PARK ST URBANA IL 61801 462022658 PHYS CREDENTIALS IL NA C Corp true CHA HOLDING INC 3310 SOUTH FIELDS DR CHAMPAIGN IL 61822 471854275 HOLDING COMPANY IL NA C Corp true CARLE HOLDING COMPANY INC 611 W PARK ST URBANA IL 61801 371188284 HOLDING COMPANY IL NA C Corp true HEALTH ALLIANCE MEDICAL PLANs INC 3310 SOUTH FIELDS DR CHAMPAIGN IL 61822 371260731 HEALTH COVERAGE IL NA C Corp true HEALTH ALLIANCE CONNECT INC 3310 SOUTH FIELDS DR CHAMPAIGN IL 61822 464796891 HEALTH CARE COORD IL NA C Corp true HEALTH ALLIANCE NORTHWEST HOLDING INC 820 N CHELAN AVE WENATCHEE WA 98801 461717578 HOLDING COMPANY WA NA C Corp true HEALTH ALLIANCE NORTHWEST HEALTH PLAN 820 N CHELAN AVE WENATCHEE WA 98801 461966323 HEALTH COVERAGE WA NA C Corp true HEALTH ALLIANCE MIDWEST INC 3310 SOUTH FIELDS DR CHAMPAIGN IL 61822 371354502 HEALTH COVERAGE IL NA C Corp true false true true false false false false false false false true false true false false true false false true THE CARLE FOUNDATION HOSPITAL B 1149381 BOOK CARLE HEALTH CARE INCORPORATED B 332015 BOOK