2020-11-16T09:57:56-06:00 2019-12-31 410746749 CLIFTONLARSONALLEN LLP 220 S 6TH STREET SUITE 300 MINNEAPOLIS MN 55402 990 2019-01-01 410327400 INDEPENDENT COMMUNITY BANKERS OF AMERICA INDE 3203526546 518 LINCOLN ROAD SAUK CENTRE MN 56378 REBECA ROMERO RAINEY PRESIDENT/CEO 3203526546 2020-11-14 1 JOHN TAUER P00294068 6123764500 2020-11-14 174.82.241.221 2020-11-14 08:33:25 CS P D3A0ED744047452EE293BD8F6CBFA2B621E7A03D B61E79CD35BED655379CED164A63735279B05DD8 2019 2021-04-22 16:20:28Z REBECA ROMERO RAINEY 518 LINCOLN ROAD SAUK CENTRE MN 56378 40445321 0 X WWW.ICBA.ORG X 1930 MN CREATE AND PROMOTE AN ENVIRONMENT WHERE COMMUNITY BANKS FLOURISH. 19 12 282 140 2025966 977068 0 0 28368609 28873095 962340 1375210 9749102 10142016 39080051 40390321 359790 250000 0 0 21145862 18856519 0 0 0 15307524 17104334 36813176 36210853 2266875 4179468 164009816 174360606 23969287 22478930 140040529 151881676 X CREATE AND PROMOTE AN ENVIRONMENT WHERE COMMUNITY BANKS FLOURISH. 0 0 PUBLICATIONS-ICBA'S MANY PUBLICATIONS INFORM MEMBERS ABOUT THE TRENDS AND ISSUES AFFECTING THE COMMUNITY BANKING INDUSTRY, INCLUDING AWARD WINNING INDEPENDENT BANKER MAGAZINE, ICBA NEWSWATCH TODAY, AND ICBA MEMBER ACCESS. COMMUNITY BANKER UNIVERSITY-ICBA PROVIDES COMMUNITY BANKERS WITH EDUCATION TO MEET THEIR TECHNOLOGY, OPERATIONS, AND COMPLIANCE NEEDS. ICBA OFFERS SUPERIOR SEMINARS, PRODUCTS, AND ONLINE TRAINING THAT BRINGS TOP INDUSTRY KNOWLEDGE TO MEMBERS. ALL COURSES ARE REVIEWED AND APPROVED BY A COMMITTEE OF COMMUNITY BANKERS BEFORE THEY BECOME AVAILABLE.COMMUNITY BANKING LIVE (NATIONAL CONVENTION) AND TECHWORLD-ICBA'S ANNUAL COMMUNITY BANKING LIVE (NATIONAL CONVENTION) AND TECHWORLD IS THE BIGGEST EDUCATIONAL GATHERING FOR THE NATION'S COMMUNITY BANKERS. TECHWORLD IS A CENTERPIECE OF THE CONVENTION'S LEARNING EXPERIENCE, BRINGING THE MOST INNOVATIVE AND SUCCESSFUL COMMUNITY BANK PRODUCTS SERVICES TO COMMUNITY BANKERS' FINGERTIPS. BANK DIRECTOR PROGRAM-ICBA'S BANK DIRECTOR PROGRAM OFFERS DIRECTORS ESSENTIAL INFORMATION, IN-DEPTH EDUCATIONAL PROGRAMS AND CONVENIENCE. OVER 16,000 PARTICIPANTS NETWORK WITH OTHER COMMUNITY BANK DIRECTORS FROM ACROSS THE COUNTRY TO KEEP "COMMUNITY" IN THEIR COMMUNITY BANKS. MARKETING RESOURCES-ICBA OFFERS MARKETING RESOURCE PROGRAMS DESIGNED TO HELP MEMBERS FIND COST-EFFECTIVE AND TIME-SAVING WAYS TO PROMOTE THEMSELVES. CONSUMER EDUCATION AND RESOURCES-ICBA HAS FORMED ALLIANCES WITH VARIOUS ORGANIZATIONS TO PROVIDE EDUCATION AND RESOURCES FOR MEMBERS AND THEIR COMMUNITIES. 0 0 0 1 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 1 0 1 0 1 0 0 0 0 0 0 0 0 0 1 1 1 0 1 82 0 282 1 1 1 1 TK 0 0 1 1 0 1 0 X 19 12 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 1 1 CA X SHERRY JEAN LARSON 3203526546 518 LINCOLN ROAD SAUK CENTRE MN 56378 REBECA ROMERO RAINEY PRESIDENT/CEO 40.00 5.00 X X 1421314 6000 43257 PATRICIA M HOPKINS SR EVP/CFO 20.00 20.00 X 730255 0 328607 TERRY JORDE CORPORATE SECRETARY/SR EVP/CHIEF OF STAFF 43.00 2.00 X 900324 0 147701 KAREN M THOMAS SR EVP, GOVERNMENT RELATIONS 45.00 0.00 X 595722 0 350607 LINDSAY LANORE GEVP COMMUNITY BANKER UNIVERSITY 45.00 0.00 X 289754 0 43257 VIVECA WARE GROUP EVP, REGULATORY POLICY 40.00 0.00 X 293746 0 380887 AARON STETTER EVP POLICY POLITICAL OPS 40.00 0.00 X 256800 0 242197 PAUL G MERSKI GROUP EVP, CONGRESSIONAL RELATIONS 40.00 0.00 X 377940 0 273649 KEVIN TWEDDLE SEVP COMMUNITY BANK SOLUTIONS 25.00 20.00 X 412173 0 42608 LOUGHLIN CLEARY EVP BUSINESS DEVELOPMENT 40.00 0.00 X 361003 0 43257 BRIAN COONEY SVP LEGISLATIVE COUNSEL 40.00 0.00 X 263810 0 109966 PRABHASH SHRESTHA EVP/CHIEF DIGITAL STRATEGY OFFICER 40.00 5.00 X 327713 0 43257 TIMOTHY K ZIMMERMAN IMMEDIATE PAST CHAIRMAN 1.00 0.00 X 35235 1461 0 PRESTON KENNEDY CHAIRMAN 1.00 X X 32901 0 0 NOAH WILCOX CHAIRMAN ELECT 1.00 X X 26004 3542 0 ROBERT FISHER VICE CHAIRMAN 1.00 0.00 X 19301 0 0 R SCOTT HEITKAMP PAST CHAIRMAN 1.00 0.00 X 18587 2094 0 KATHRYN UNDERWOOD TREASURER 1.00 X X 16296 0 0 JACK A HARTINGS PAST CHAIRMAN 1.00 0.00 X 8329 0 0 ALICE FRAZIER SECRETARY 1.00 0.00 X X 7170 0 0 MARK HESSER DIRECTOR 1.00 0.00 X 3871 0 0 JOHN H BUHRMASTER PAST CHAIRMAN 1.00 0.00 X 2438 0 0 STEVEN J HANDKE DIRECTOR 1.00 0.00 X 2159 0 0 BRAD BOLTON DIRECTOR 1.00 0.00 X 1807 0 0 G SCOTT MCCOMB DIRECTOR 1.00 0.00 X 0 1317 0 THOMAS E BATES JR DIRECTOR 1.00 0.00 X 0 0 0 RUSSELL L LAFFITTE DIRECTOR 1.00 0.00 X 0 0 0 LUCAS WHITE DIRECTOR 1.00 0.00 X 0 0 0 DEREK B WILLIAMS DIRECTOR 1.00 0.00 X 0 0 0 DOUGLAS J OUELLETTE DIRECTOR 1.00 0.00 X 0 0 0 CAMDEN FINE FORMER PRESIDENT/CEO 0.00 0.00 X 652184 10000 0 CHRIS JORDAN SECRETARY THROUGH MARCH 1.00 0.00 X X 3000 0 0 WILLIAM LOVING JR PAST CHAIRMAN THROUGH MARCH 1.00 0.00 X 3028 1536 0 JOHN EVANS JR DIRECTOR THROUGH MARCH 1.00 0.00 X 0 0 0 7062864 25950 2049250 13 1 1 0 CALVERT ADVISORS LLC 2520 CAMPBELL CLOSE WILLIAMSBURG VA 23185 CONSULTING 456810 HOLLIER & ASSOCIATES 400 N CAPITOL ST NW STE 585 WASHINGTON DC 20001 CONSULTING 209000 EIDE BAILLY LLP 800 NICOLLET MALL STE 1300 MINNEAPOLIS MN 55402 CONSULTING 150542 POLITICO LLC PO BOX 419342 BOSTON MA 02241 ADVERTISING 106729 4 MEMBERSHIP DUES 900099 18351688 18351688 CONVENTIONS/SEMINARS/INFO CTR 900099 9193885 9193885 ADVERTISING 541800 1327522 1327522 28873095 1358589 784 1357805 9801722 357366 9444356 71621 0 55000 71621 -55000 16621 16621 ISN SERVICE CONTRACT 990099 340294 340294 340294 40390321 27545573 2025966 10818782 250000 6009862 8302199 1268021 2264439 1011998 72965 152614 1123455 1394858 3609309 2136098 1168338 3800177 788069 142428 327502 OTHER EXPENSES 1595631 SPONSORSHIPS AND CORPOR 463540 TAXES 329350 36210853 8448978 3743617 61155726 66780720 1817644 2380481 7881190 8711190 8790 2532941 3554879 14026053 12659575 1583032 1366478 78941056 87814451 1649249 0 164009816 174360606 4868327 4813987 18352035 17664943 748925 0 23969287 22478930 X 140040529 151881676 140040529 151881676 164009816 174360606 X 4179468 451357 7210322 X 0 1 X 1 0 0 0 0 0 1 16760125 5534046 231925 5765971 5501670 264301 PART I-A, LINE 1: ICBA WORKS IN WASHINGTON TO PROTECT THE INTERESTS OF COMMUNITY BANKS BY MONITORING AND INFLUENCING NUMEROUS FEDERAL ACTIVITIES AFFECTING COMMUNITY BANKS AND CUSTOMERS. THERE'S A BROAD REACH WITH LAWMAKERS, REGULATORS, AND POLICY-SETTING BOARDS AND WORKING WITH THESE BODIES ENSURES THAT THE NEEDS OF THE COMMUNITY BANKERS ARE HEARD AND MET. 26100 26100 686111 685010 1101 3837873 3366474 471399 9475969 8608091 867878 1366478 82422429 C CORPORATE BONDS 2179623 F EQUITIES 1407105 F EXCHANGE TRADED FUNDS 786099 F MUTUAL FUNDS 977828 F OTHER ASSETS 41367 F 87814451 X 40841678 451357 451357 40390321 0 40390321 36210853 0 36210853 0 36210853 PART X, LINE 2: THE ASSOCIATION IS EXEMPT FROM FEDERAL AND STATE INCOME TAXES UNDER SECTION 501(C)(6) OF THE INTERNAL REVENUE CODE (IRC), WITH THE EXCEPTION OF CERTAIN UNRELATED BUSINESS INCOME, WHICH IS SUBJECT TO TAX. UNDER THE CURRENT PROVISIONS OF IRC SECTION 512(B), UNRELATED BUSINESS TAXABLE INCOME, PAYMENTS RECEIVED FROM CONTROLLED SUBSIDIARIES ARE SUBJECT TO UNRELATED BUSINESS INCOME TAX ONLY TO THE EXTENT THEY ARE IN EXCESS OF THE FAIR MARKET VALUE OF THE PAYMENT. MANAGEMENT HAS CONDUCTED A 482 TRANSFER PRICING STUDY AND AS A RESULT OF THAT STUDY DETERMINED THAT THE ROYALTIES DO NOT EXCEED FAIR MARKET VALUE AND ARE THEREFORE, NOT SUBJECT TO UNRELATED BUSINESS INCOME TAX. FINANCIAL ACCOUNTING STANDARDS BOARD (FASB) ACCOUNTING STANDARDS CODIFICATION (ASC) 740, INCOME TAXES, PRESCRIBES A RECOGNITION THRESHOLD AND MEASUREMENT ATTRIBUTE FOR THE FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT OF A TAX POSITION TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. THE ASSOCIATION'S MANAGEMENT HAS EVALUATED THE IMPACT OF THIS GUIDANCE TO ITS FINANCIAL STATEMENTS. THE ASSOCIATION'S INCOME TAX RETURNS ARE SUBJECT TO EXAMINATION BY TAXING AUTHORITIES, GENERALLY FOR A PERIOD OF THREE YEARS FROM THE DATE THE RETURNS ARE FILED. THE ASSOCIATION'S POLICY IS TO CLASSIFY INCOME TAX RELATED INTEREST AND PENALTIES IN INTEREST EXPENSE AND OTHER EXPENSES, RESPECTIVELY. 1 THE VENTURE CENTER 417 MAIN ST 6TH FLOOR LITTLE ROCK AR 72201 464108871 501(C)(3) 250000 0 N/A N/A THIS ORGANIZATION DEVELOPS PRODUCTS AND TECHNOLOGY THAT FURTHER THE MISSION OF ICBA AND ITS SUPPORT OF COMMUNITY BANKS. 1 0 PART I, LINE 2: ICBA DOES NOT MONITOR THE USE OF THE ASSISTANCE (CHARITABLE CONTRIBUTION) . X X X X 1 1 X X X X X 0 0 0 REBECA ROMERO RAINEY PRESIDENT/CEO 1100000 6000 300000 0 21314 0 16800 0 26457 0 1464571 6000 0 0 PATRICIA M HOPKINS SR EVP/CFO 504500 0 65000 0 160755 0 302800 0 25807 0 1058862 0 0 0 TERRY JORDE CORPORATE SECRETARY/SR EVP/CHIEF OF 715000 0 70000 0 115324 0 121800 0 25901 0 1048025 0 0 0 KAREN M THOMAS SR EVP, GOVERNMENT RELATIONS 500000 0 65000 0 30722 0 324800 0 25807 0 946329 0 0 0 LINDSAY LANORE GEVP COMMUNITY BANKER UNIVERSITY 262500 0 25000 0 2254 0 16800 0 26457 0 333011 0 0 0 VIVECA WARE GROUP EVP, REGULATORY POLICY 268000 0 19500 0 6246 0 355080 0 25807 0 674633 0 0 0 AARON STETTER EVP POLICY POLITICAL OPS 237500 0 19000 0 300 0 216390 0 25807 0 498997 0 0 0 PAUL G MERSKI GROUP EVP, CONGRESSIONAL RELATIONS 350000 0 21500 0 6440 0 247800 0 25849 0 651589 0 0 0 KEVIN TWEDDLE SEVP COMMUNITY BANK SOLUTIONS 335000 0 60000 0 17173 0 16800 0 25808 0 454781 0 0 0 LOUGHLIN CLEARY EVP BUSINESS DEVELOPMENT 216783 0 143777 0 443 0 16800 0 26457 0 404260 0 0 0 BRIAN COONEY SVP LEGISLATIVE COUNSEL 244000 0 16000 0 3810 0 83640 0 26326 0 373776 0 0 0 PRABHASH SHRESTHA EVP/CHIEF DIGITAL STRATEGY OFFICER 292083 0 35000 0 630 0 16800 0 26457 0 370970 0 0 0 CAMDEN FINE FORMER PRESIDENT/CEO 441000 10000 0 0 211184 0 0 0 0 0 652184 10000 0 0 PART I, LINE 1A FIRST-CLASS TRAVEL: FIRST-CLASS TRAVEL IS ALLOWED FOR CERTAIN EXCEPTIONS DEPENDING ON TRAVEL TIME. TRAVEL FOR COMPANIONS: COMPANION TRAVEL REIMBURSEMENT IS PROVIDED TO BOARD MEMBERS AND SENIOR STAFF AS THEY ATTEND CERTAIN MEETINGS AND EVENTS OF THE ORGANIZATION. THE AMOUNT FOR THE COMPANION TRAVEL IS GROSSED-UP AND INCLUDED IN APPROPRIATE TAX FORMS. HEALTH/SOCIAL CLUB DUES: ICBA PAYS FOR THE DUES TO THE UNIVERSITY CLUB OF WASHINGTON DC FOR CERTAIN SENIOR STAFF. ITEMS THAT ARE PERSONAL IN NATURE ARE REPORTED AS TAXABLE WAGES. SCHEDULE J, PART II, COLUMN C: ICBA MAINTAINS A MULTIEMPLOYER DEFINED BENEFIT PLAN WHICH WAS FROZEN ON 1/1/2012. FOR ELIGIBLE EMPLOYEES, IN ACCORDANCE WITH IRS GUIDELINES, THE INCREASE OR DECREASE IN THE ACTUARIAL VALUE OF AN EMPLOYEES ACCOUNT ARE REFLECTED IN SCHEDULE J, COLUMN C- RETIREMENT AND OTHER DEFERRED COMPENSATION. CAMDEN FINE FORMER PRESIDENT AND CEO 2009 SPLIT DOLLAR INSURANCE PREMIUM X 635000 635000 0 1 1 CAMDEN FINE FORMER PRESIDENT AND CEO 2010 SPLIT DOLLAR INSURANCE PREMIUM X 635000 635000 0 1 1 CAMDEN FINE FORMER PRESIDENT AND CEO 2011 SPLIT DOLLAR INSURANCE PREMIUM X 635000 635000 0 1 1 CAMDEN FINE FORMER PRESIDENT AND CEO 2012 SPLIT DOLLAR INSURANCE PREMIUM X 1860000 1860000 0 1 1 CAMDEN FINE FORMER PRESIDENT AND CEO 2015 SPLIT DOLLAR INSURANCE PREMIUM X 635000 635000 0 1 1 PATRICIA HOPKINS SR. EVP/ CFO 2015 SPLIT DOLLAR INSURANCE PREMIUM X 1821190 1821190 0 1 1 TERRY JORDE SR. EVP, CHIEF OF STAFF 2017 SPLIT DOLLAR INSURANCE PREMIUM X 830000 830000 0 1 1 TERRY JORDE SR. EVP, CHIEF OF STAFF 2018 SPLIT DOLLAR INSURANCE PREMIUM X 830000 830000 0 1 1 TERRY JORDE SR. EVP, CHIEF OF STAFF 2019 SPLIT DOLLAR INSURANCE PREMIUM X 830000 830000 0 1 1 8711190 FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE SHALL BE COMPOSED OF THE CHAIRMAN, CHAIRMAN-ELECT, VICE CHAIRMAN, PRESIDENT, SECRETARY, TREASURER, CHAIRMAN OF ICBA CONSOLIDATED HOLDINGS, ICBA CORPORATE SECRETARY AND THE PAST TWO CHAIRMEN. THE EXECUTIVE COMMITTEE SHALL HAVE AND EXERCISE ALL POWERS AND AUTHORITY OF THE BOARD OF DIRECTORS WHEN THE BOARD OF DIRECTORS IS NOT IN SESSION EXCEPT FOR POWERS EXPRESSLY RESERVED TO THE BOARD OF DIRECTORS. THE EXECUTIVE COMMITTEE SHALL APPOINT THE PRESIDENT OF THE ASSOCIATION AND SHALL FILL ANY VACANCY IN THAT OFFICE. THE EXECUTIVE COMMITTEE SHALL TAKE ALL REQUIRED AND NECESSARY ACTIONS ON BEHALF OF THE ASSOCIATION WITH RESPECT TO THE ASSOCIATION'S RIGHTS, DUTIES AND OBLIGATIONS AS A SHAREHOLDER, PARTNER OR CREDITOR OF THE ICBA CONSOLIDATED HOLDINGS, INC., AND OTHER CORPORATIONS OR PARTNERSHIPS. FORM 990, PART VI, SECTION A, LINE 6 MEMBERSHIP IN THE ASSOCIATION IS EITHER "ACTIVE OR "HONORARY". ACTIVE MEMBERS ARE A COMMUNITY BANK OR OTHER COMMUNITY FINANCIAL INSTITUTION WHICH SUPPORTS AND ADHERES TO THE PRINCIPLES AND PURPOSES OF THIS ASSOCIATION. HONORARY MEMBER MAY BE CONFERRED ON ANY INDIVIDUALS OR ORGANIZATION BY THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION A, LINE 7A THE CHAIRMAN-ELECT, VICE CHAIRMAN, SECRETARY AND TREASURER SHALL BE ELECTED ANNUALLY BY THE BOARD OF DIRECTORS AT THE BOARD OF DIRECTORS MEETING HELD IN CONJUNCTION WITH THE GENERAL CONVENTION. TO BE ELIGIBLE FOR ELECTION, CANDIDATES MUST BE EXECUTIVE OFFICERS OF AN ACTIVE MEMBER OR THE PARENT OF AN ACTIVE MEMBER. THE NOMINATING COMMITTEE SHALL EACH YEAR REVIEW ELIGIBLE CANDIDATES AND PROPOSE TO THE BOARD OF DIRECTORS ONE QUALIFIED NOMINEE FOR EACH ELECTIVE OFFICE. FORM 990, PART VI, SECTION A, LINE 7B THE EXECUTIVE COMMITTEE SELECTS THE TIME AND PLACE FOR THE GENERAL CONVENTION OF THE ASSOCIATION. THE EXECUTIVE COMMITTEE IS VESTED WITH THE MANAGEMENT OF THE ASSOCIATION BETWEEN GENERAL CONVENTIONS. ITS SOVEREIGNTY IS SECOND ONLY TO THAT OF THE GENERAL CONVENTIONS. IT SHALL HAVE THE POWER TO FILL ANY VACANCIES THAT MAY OCCUR IN ANY OF THE OFFICES OF THE ASSOCIATION AND IN THE MEMBERSHIP OF THE COMMITTEE. IT SHALL PROVIDE THE RULES AND REGULATIONS FOR THE CONDUCT OF THE ASSOCIATION'S AFFAIRS. FORM 990, PART VI, SECTION B, LINE 11B ICBA'S MANAGEMENT, WHICH INCLUDES CERTIFIED PUBLIC ACCOUNTANTS, PREPARED THE RETURN AND THEN CONDUCTED SEVERAL INTERNAL REVIEWS OF THE COMPLETED FORM 990 PRIOR TO FILING WITH THE IRS. THE RETURN IS REVIEWED BY THE CONTROLLER, CFO AND CEO. A COPY OF THE FORM 990, INCLUDING ALL REQUIRED SCHEDULES, IS PROVIDED TO MEMBERS OF THE GOVERNING BODY PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY IS PROVIDED TO APPLICABLE INDIVIDUALS EACH YEAR AT THE ANNUAL MEETING TO BE REVIEWED AND SIGNED. FORM 990, PART VI, SECTION B, LINE 15 ICBA PERIODICALLY ENGAGES AN INDEPENDENT CONSULTANT TO CONDUCT A COMPENSATION STUDY OF ALL ASSOCIATION POSITIONS, INCLUDING EXECUTIVE STAFF. THIS STUDY INCLUDES A COMPREHENSIVE MARKET ANALYSIS OF DATA FROM SEVERAL SOURCES TO ENSURE THAT THE COMPENSATION LEVELS ARE COMPETITIVE WITH THE EXTERNAL MARKET. THE MOST RECENT STUDY WAS CONDUCTED IN SEPTEMBER 2019. FOR THE CEO POSITION, COMPENSATION DATA IS REVIEWED FOR CHIEF EXECUTIVES AT COMPARABLE ORGANIZATIONS (AS REPORTED ON FORM 990) AS AN ADDITIONAL DATA SOURCE. AS A FINAL STEP, THE ASSOCIATION'S EXECUTIVE COMMITTEE REVIEWS AND APPROVES COMPENSATION RECOMMENDATIONS FOR ALL OFFICERS AND KEY EMPLOYEES ANNUALLY. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE NOT AVAILABLE TO THE PUBLIC, HOWEVER, THEY ARE MADE AVAILABLE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND STAFF OF ICBA. FORM 990, PART XI, LINE 9: EQUITY IN EARNINGS OF SUBSIDIARY 7,151,442. OTHER CHANGES IN NET ASSETS 58,880. ICBA FOUNDATION 1615 L STREET NW SUITE 900 WASHINGTON DC 20036 832846448 DISASTER RELIEF DC 501(C)(3) LINE 12A, I INDEPENDENT COMMUNITY BANKERS OF AMERICA 1 INDEPENDENT COMMUNITY BANKERS OF AMERICA PAC 1615 L STREET NW SUITE 900 WASHINGTON DC 20036 930882483 POLITICAL ACTION COMMITTEE DC 527 N/A INDEPENDENT COMMUNITY BANKERS OF AMERICA 1 ICBA SERVICES NETWORK 1615 L STREET NW SUITE 900 WASHINGTON DC 20036 541444840 HOLDING COMPANY DE ICBA CONSOLIDATED HOLDINGS INC C 7071460 68647947 1.00000 1 ICBA SECURITIES CORPORATION 775 RIDGE LAKE BLVD SUITE 175 MEMPHIS TN 38120 061253210 SECURITIES BROKER DE ICBA SERVICES NETWORK INC C 174676 836763 1.00000 1 ICBA BANCARD INC 1615 L STREET NW SUITE 900 WASHINGTON DC 20036 521439424 SERVICES DE ICBA SERVICES NETWORK INC C 7761943 148779043 1.00000 1 TCM BANK NA 3501 E FRONTAGE RD STE 200 TAMPA FL 33607 593476606 BANKING FL ICBA BANCARD INC C 4066006 327204360 1.00000 1 ICBA REINSURANCE COMPANY LTD 1615 L STREET NW SUITE 900 WASHINGTON DC 20036 980196531 SERVICES AZ ICBA SERVICES NETWORK LTD C 669739 12722145 1.00000 1 ICBA CONSOLIDATED HOLDINGS INC 1615 L STREET NW SUITE 900 WASHINGTON DC 20036 274374508 HOLDING COMPANY DE INDEPENDENT COMMUNITY BANKERS OF AMERICA C 7270851 80887800 1.00000 1 USI ALLIANCE INC 5100 POPULAR AVE 711 MEMPHIS TN 38137 621632904 SERVICES TN ICBA CONSOLIDATED HOLDINGS INC C -21952 10073629 1.00000 1 SENIOR HOUSING CRIME PREVENTION 5100 POPULAR AVE 711 MEMPHIS TN 38137 621838616 SERVICES TN ICBA CONSOLIDATED HOLDINGS INC C 97963 3733668 1.00000 1 1 0 0 0 0 1 0 0 0 1 0 0 0 1 1 1 1 0 0 ICBA SERVICES NETWORK INC Q 4698273 ACTUAL AMOUNT INCURRED ICBA SERVICES NETWORK INC N 519676 ACTUAL AMOUNT INCURRED ICBA SERVICES NETWORK INC O 2797680 ACTUAL AMOUNT INCURRED ICBA BANCARD INC Q 6320631 ACTUAL AMOUNT INCURRED ICBA BANCARD INC A 2510778 ACTUAL AMOUNT INCURRED ICBA BANCARD INC N 90875 ACTUAL AMOUNT INCURRED ICBA BANCARD INC J 362140 ACTUAL AMOUNT INCURRED ICBA SECURITIES CORPORATION Q 383481 ACTUAL AMOUNT INCURRED ICBA SECURITIES CORPORATION A 105988 ACTUAL AMOUNT INCURRED ICBA REINSURANCE COMPANY LTD Q 70501 ACTUAL AMOUNT INCURRED ICBA REINSURANCE COMPANY LTD A 39981 ACTUAL AMOUNT INCURRED USI ALLIANCE INC Q 1707634 ACTUAL AMOUNT INCURRED ICBA CONSOLIDATED HOLDINGS INC F 3000000 ACTUAL AMOUNT INCURRED TCM BANK NA Q 11024179 ACTUAL AMOUNT INCURRED TCM BANK NA A 1917478 ACTUAL AMOUNT INCURRED USI ALLIANCE INC Q 310000 ACTUAL AMOUNT INCURRED