2020-11-16T08:26:39-06:00 2019-12-31 222428965 CITRIN COOPERMAN & COMPANY LLP 500 EXCHANGE STREET SUITE 9-100 PROVIDENCE RI 02903 990 2019-01-01 050264797 AMERICAN MATHEMATICAL SOCIETY AMER 4014554000 201 CHARLES STREET PROVIDENCE RI 02904 LUCY R MADDOCK CFO 4014554000 2020-11-13 1 MICHAEL E CRISCIONE P01456801 4014214800 68.110.194.10 2020-11-13 16:07:15 ES P 5BD2DAEB08925378DB5CB283C6CA98D41CBB1FF6 929ECFC6041A7AA0A002473F659B1DCCC03AFB20 2019 2021-01-29 14:40:06Z CATHERINE ROBERTS 201 CHARLES STREET PROVIDENCE RI 02904 50298848 0 X WWW.AMS.ORG X 1888 DC THE AMERICAN MATHEMATICAL SOCIETY'S ("AMS OR "THE SOCIETY") BROAD MISSION IS TO FURTHER THE INTEREST OF MATHEMATICAL RESEARCH, SCHOLARSHIP AND EDUCATION, WHICH IS ACCOMPLISHED THROUGH PUBLICATIONS, MEETINGS, SERVICES, ADVOCACY IN EDUCATION, RESEARCH AND OTHER AREAS. 8 7 250 580 26736 23986 7158426 5173145 25167513 25295522 3619998 4623328 0 0 35945937 35091995 684122 758522 0 0 21532549 21912539 0 0 600509 10561598 9946346 32778269 32617407 3167668 2474588 181214563 219211612 26152520 24994434 155062043 194217178 X PLEASE SEE SCHEDULE O.THE AMERICAN MATHEMATICAL SOCIETY ("AMS OR "THE SOCIETY") FOUNDED IN 1888 TO FURTHER THE INTERESTS OF MATHEMATICAL RESEARCH SCHOLARSHIP, AND EDUCATION, SERVES THE NATIONAL AND INTERNATIONAL MATHEMATICAL COMMUNITY THROUGH ITS PUBLICATIONS, MEETINGS, ADVOCACY AND OTHER PROGRAMS, WHICH: (A) PROMOTE MATHEMATICAL RESEARCH AND ITS USES; (B) ENCOURAGE AND PROMOTE THE TRANSMISSION OF MATHEMATICAL UNDERSTANDINGS AND SKILLS TO ENSURE THE CONTINUED VITALITY OF THE PROFESSION; (C) SUPPORT MATHEMATICAL EDUCATION AT ALL LEVELS; (D) ADVANCE THE STATUS OF THE PROFESSION OF MATHEMATICS, ENCOURAGING AND FACILITATING FULL PARTICIPATION OF ALL INDIVIDUALS, AND, (E) FOSTER AN AWARENESS AND APPRECIATION OF MATHEMATICS AND ITS CONNECTIONS TO OTHER DISCIPLINES AND EVERYDAY LIFE. 0 0 18588967 22865918 PUBLICATION AND DISSEMINATION OF MATHEMATICAL LITERATURE, INCLUDING RESEARCH JOURNALS, BOOKS OF GENERAL MATHEMATICAL INTEREST, GRADUATE AND UPPER LEVEL UNDERGRADUATE COURSE MATERIAL, PROCEEDINGS OF MEETINGS IN CURRENT TOPICAL AREAS AND HIGH LEVEL RESEARCH MONOGRAPHS. AMS PUBLICATIONS ALSO INCLUDE THE MATHEMATICAL REVIEWS DATABASE, MATHSCINET, THE PREMIER MATHEMATICAL RESEARCH TOOL, CONTAINING CITATIONS AND REVIEWS OF MATHEMATICAL LITERATURE DATING BACK TO 1940, AND BIBLIOGRAPHIC ITEMS DATING BACK TO 1812. IN ADDITION, THE AMS PUBLISHED 32,775 PAGES OF NEW MATERIAL IN 90 NEW BOOKS. ALSO, JOURNAL AND OTHER PUBLICATIONS INCLUDED 41,188 PAGES OF PUBLISHED MATERIAL. 7738092 758522 477405 MEMBERSHIP AND OUTREACH ACTIVITIES, AS WELL AS PROFESSIONAL SERVICES AND PROGRAMS FOR THE MATHEMATICAL COMMUNITY, SUCH AS EMPLOYMENT SERVICES, GRANT OR ENDOWMENT SUPPORTED CONFERENCE, SURVEYS OF THE PROFESSION, ENDOWMENT SUPPORTED PRIZES, AWARDS, SCHOLARSHIPS AND FELLOWSHIPS FOR ACHIEVEMENTS IN MATHEMATICS, HIGH SCHOOL OUTREACH, PUBLIC AWARENESS, AND OTHER PROGRAMS. THE SOCIETY HAS APPROXIMATELY 30,000 INDIVIDUAL AND INSTITUTIONAL MEMBERS, WITH NO CRITERIA FOR MEMBERSHIP , WHO ARE SERVED THROUGH THE MEMBERSHIP PROGRAM. TO SUPPORT ITS MISSION, THE SOCIETY AWARDED FELLOWSHIPS, PRIZES, AND OTHER AWARDS TO APPROXIMATELY 237 INDIVIDUALS AND ORGANIZATIONS, TOTALING MORE THAN $674,000. THE SOCIETY ALSO RECEIVED FUNDING FROM INDIVIDUALS, FOUNDATIONS, AND FEDERAL GRANTS TO FUND EXPENSES FOR APPROXIMATELY 409 MATHEMATICIANS TO ENGAGE IN MATHEMATICAL RESEARCH AND COLLABORATION. 1672755 1676692 MEETINGS OF THE SOCIETY INCLUDE THE ANNUAL JOINT MATHEMATICAL MEETING HELD IN JANUARY EACH YEAR AND CO-SPONSORED WITH THE MATHEMATICAL ASSOCIATION OF AMERICA. IN ADDITION, EIGHT TO NINE SECTIONAL MEETINGS ARE HELD IN FOUR REGIONS OF THE U.S. EACH YEAR. THE JOINT MATHEMATICS MEETING, HELD IN SAN DIEGO, CA IN 2019 AND HAD ATTENDANCE OF APPROXIMATELY 5,500 PARTICIPANTS. 633841 248771 GOVERNMENT RELATIONS IS A DIVISION OF THE SOCIETY WHICH MAINTAINS CONTACT WITH OTHER PROFESSIONAL SCIENTIFIC ORGANIZATIONS AS WELL AS AGENCIES AND INDIVIDUALS IN THE GOVERNMENT WHOSE PURPOSE IS TO SUPPORT SCIENCE AND MATHEMATICAL RESEARCH AND EDUCATION. THE OFFICE PROVIDES INFORMATION BOTH TO THE GOVERNMENT ABOUT ISSUES RELATED TO SCIENCE AND MATHEMATICAL RESEARCH AND EDUCATION, AS WELL AS TO THE MATHEMATICAL COMMUNITY ABOUT THE GOVERNMENT'S EFFORTS AND INITIATIVES IN THESE AREAS. 633841 248771 28633655 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 1 1 1 1 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 712 0 1 250 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 8 7 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 DC AL AR CA FL GA HI IL KS KY MD MA MI MN MS NH NJ NM NY NC OR PA RI SC TN UT VA WV WI X LUCY MADDOCK 4014554000 201 CHARLES STREET PROVIDENCE RI 02904 PROFESSOR JILL C PIPHER PRESIDENT (STARTING FEBRUARY, 2019) 20.00 X X 0 0 0 KENNETH A RIBET PRESIDENT (THROUGH 1/31/19) 20.00 X X 0 0 0 PROFESSOR JANE M HAWKINS TREASURER 2.00 X X 0 0 0 PROFESSOR ZBIGNIEW H NITECKI ASSOCIATE TREASURER 2.00 X X 0 0 0 PROFESSOR MATTHEW ANDO TRUSTEE 2.00 X 0 0 0 PROFESSOR RALPH L COHEN TRUSTEE 2.00 X 0 0 0 PROFESSOR BRYNA KRA TRUSTEE 2.00 X 0 0 0 PROFESSOR JOSEPH H SILVERMAN TRUSTEE 2.00 X 0 0 0 PROFESSOR JUDY L WALKER TRUSTEE 2.00 X 0 0 0 PROFESSOR ROBERT K LAZARSFELD TRUSTEE (THROUGH 1/31/19) 2.00 X 0 0 0 CATHERINE ROBERTS EXECUTIVE DIRECTOR 40.00 X 246820 0 53602 EMILY RILEY CHIEF FINANCIAL OFFICER 40.00 X 204977 0 34958 PROFESSOR CARLA SAVAGE SECRETARY 25.00 X 295721 0 0 EDWARD DUNNE EXECUTIVE EDITOR-MI 40.00 X 210185 0 44983 KAREN SAXE ASSOCIATE EXECUTIVE DIRECTOR 40.00 X 213847 0 27363 ROBERT HARINGTON ASSOCIATE EXECUTIVE DIRECTOR 40.00 X 232670 0 50212 T CHRISTINE STEVENS ASSOCIATE EXECUTIVE DIRECTOR 40.00 X 173997 0 29997 THOMAS BLYTHE CHIEF INFORMATION OFFICER 40.00 X 176783 0 42253 SERGEI GELFAND PUBLISHER 40.00 X 158399 0 36630 NORMAN RICHERT MANAGING EDITOR 40.00 X 285926 0 25954 ASSEN DONTCHEV ASSOCIATE EDITOR 40.00 X 187020 0 27038 EROL OZIL SYSTEMS SUPPORT MANAGER 40.00 X 172916 0 29988 GERARD LOON DIRECTOR INFORMATION SYSTEMS 40.00 X 153258 0 27333 DEAN CARLSON ASSOCIATE EDITOR 40.00 X 129958 0 23602 2842477 0 453913 55 0 1 1 0 2502825 461094 2209226 5173145 PUBLICATIONS 541900 22865918 22865918 MEETINGS 541900 1703428 1676692 26736 MEMBERSHIP AND OUTREACH 541900 477405 477405 OTHER 900099 248771 248771 25295522 4559511 4559511 15270670 15206853 63817 63817 63817 35091995 25268786 26736 4623328 258150 258150 177852 177852 322520 322520 2233396 1693039 540357 14431663 13052793 1025723 353147 1242273 1138054 81045 23174 2796975 2503944 246069 46962 1208232 1028759 151866 27607 99158 84965 11780 2413 80544 77181 3363 96932 83139 84 13709 155419 143086 9770 2563 528750 528750 526677 477165 47444 2068 1712985 1444501 240107 28377 3750 3750 1079077 821503 252211 5363 190186 166958 22258 970 OUTSIDE SERVICE 2182833 1780444 377918 24471 PRINTING AND PUBLICATIO 1119870 1095717 3675 20478 POSTAGE AND SHIPPING 560456 530190 6421 23845 SERVICE CONTRACT - EQUI 483986 380874 98806 4306 1125723 921252 190528 13943 32617407 28633655 3383243 600509 797668 916669 16859294 16829502 744195 614068 442985 597974 1962787 2035209 2654670 2196735 16336584 11999019 4754916 4337565 151655012 190533413 1343036 1150477 181214563 219211612 6188485 5392562 12357270 12469895 7606765 7131977 26152520 24994434 X 133063598 166583099 21998445 27634079 155062043 194217178 181214563 219211612 X 2474588 34956085 1724462 X X 0 1 X 1 0 X 6272338 5206790 4993622 7158426 5173145 28804321 22855888 23699112 24332835 25142282 25268786 121298903 29128226 28905902 29326457 32300708 30441931 150103224 9630 20652 11791 23575 33860 99508 0 9630 20652 11791 23575 33860 99508 150003716 2889375 3539687 3699247 3619998 4559511 18307818 21361 20303 17687 23481 24986 107818 2910736 3559990 3716934 3643479 4584497 18415636 32038962 32465892 33043391 35944187 35026428 168518860 0.89010 0.89350 0.10930 0.10600 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 0 0 0 0 1 255304 0 0 255304 0 PART II-B, LINE 1: THE AMERICAN MATHEMATICAL SOCIETY MAINTAINS AN OFFICE OF GOVERNMENTAL AFFAIRS IN WASHINGTON, DC WITH THREE STAFF MEMBERS. THE PRINCIPAL MISSION OF THE OFFICE IS TO (1) STAY ABREAST OF EVENTS, LEGISLATION AND POLICY INITIATIVES THAT IMPACT THE SCIENCES IN GENERAL, IN AREAS OF EDUCATION, FUNDING RESEARCH, AND OTHER; (2) TO ACT AS A RESOURCE TO THE GOVERNMENT IN AREAS SUCH AS FUNDING OF SCIENTIFIC EDUCATION OR RESEARCH OR THE IMPORTANCE OF MATHEMATICS; AND, (3) TO PROVIDE INFORMATION TO THE MEMBERSHIP AND THE WIDER MATHEMATICAL COMMUNITY ABOUT GOVERNMENT INITIATIVES AND POLICIES. THE AMS EDUCATES THE MATHEMATICAL COMMUNITY ABOUT THE GOVERNMENT AND THE VARIOUS GROUPS WITHIN THE GOVERNMENT. THE AMS LOBBIES REGARDING THE FUNDING LEVELS OF THE VARIOUS GOVERNMENTAL AGENCIES THAT SUPPORT THE MATHEMATICAL COMMUNITY, SUCH AS THE NATIONAL SCIENCE FOUNDATION. THE AMS HAS ALSO ENGAGED IN DIRECT LOBBYING REGARDING LEGISLATION AFFECTING MATHEMATICAL PUBLISHING. 150168146 1231233 38473082 4970173 184902288 158193056 1706870 -8014674 1717106 150168146 138319082 580400 24590809 5297235 158193056 126292142 2659518 12475475 3108053 138319082 125950063 2648873 213824 2520618 126292142 0.87700 0.05350 0.06950 0 0 430067 430067 8958799 7210761 1748038 6881874 4733927 2147947 65844 54331 11513 4337565 POSTRETIREMENT BENEFIT OBLIGATION 7131977 7131977 X 71772542 34956085 1724462 36680547 35091995 0 35091995 32617407 0 32617407 0 32617407 PART V, LINE 4: THE INCOME FROM ENDOWMENT FUNDS FROM DONORS IS USED FOR SPECIFIC PURPOSES, SUCH AS PRIZES, LECTURES, SCHOLARSHIPS, GRANTS AND OUTREACH PROJECTS. THE MAJORITY OF THE ENDOWMENT FUNDS ARE BOARD-DESIGNATED FUNDS. THESE FUNDS INCLUDE: (1) THE JOURNAL ARCHIVE FUND, WHICH PROVIDES FUNDING FOR THE SOCIETY TO CHANGE ITS ARCHIVAL FORMATTING OF ITS PUBLICATION WHEN REQUIRED IN THE FUTURE; (2) THE YOUNG SCHOLARS FUND, WHICH PROVIDES SUPPORT TO SUMMER MATH CAMPS FOR TALENTED YOUNG STUDENTS; (3) THE OPERATING SUPPORT FUND, WHICH SUPPORTS THE OPERATING ACTIVITIES OF THE SOCIETY; (4) THE ECONOMIC STABILIZATION FUND, WHICH IS A TRUE RESERVE FUND FOR THE SOCIETY TO USE SHOULD ECONOMIC EMERGENCIES ARISE; (5) THE BACKFILE DIGITIZATION FUND, WHICH PROVIDES FUNDS FOR THE DIGITIZATION OF THE SOCIETY'S BOOKS; (6)THE STRATEGIC PLANNING FUND, WHICH PROVIDES FUNDING FOR STRATEGIC PLANNING PROJECTS. PART X, LINE 2: THE SOCIETY ACCOUNTS FOR THE EFFECT OF ANY UNCERTAIN TAX POSITIONS BASED ON A "MORE LIKELY THAN NOT" THRESHOLD TO THE RECOGNITION OF THE TAX POSITIONS BEING SUSTAINED BASED ON THE TECHNICAL MERITS OF THE POSITION UNDER SCRUTINY BY THE APPLICABLE TAXING AUTHORITY. IF A TAX POSITION OR POSITIONS ARE DEEMED TO RESULT IN UNCERTAINTIES OF THOSE POSITIONS, THE UNRECOGNIZED TAX BENEFIT IS ESTIMATED BASED ON A "CUMULATIVE PROBABILITY ASSESSMENT" THAT AGGREGATES THE ESTIMATED TAX LIABILITY FOR ALL UNCERTAIN TAX POSITIONS. THE SOCIETY HAS IDENTIFIED ITS TAX STATUS AS A TAX-EXEMPT ENTITY AND ITS DETERMINATIONS TO CLASSIFY INCOME AS RELATED AND UNRELATED AS ITS ONLY SIGNIFICANT TAX POSITIONS; HOWEVER, THE SOCIETY HAS DETERMINED THAT SUCH TAX POSITIONS DO NOT RESULT IN AN UNCERTAINTY REQUIRING RECOGNITION. THE SOCIETY IS NOT CURRENTLY UNDER EXAMINATION BY ANY TAXING JURISDICTION. THE SOCIETY'S FEDERAL AND STATE TAX RETURNS ARE GENERALLY OPEN FOR EXAMINATION FOR THREE YEARS FOLLOWING THE DATE FILED. PART XI, LINE 2D - OTHER ADJUSTMENTS: POSTRETIREMENT BENEFIT CHANGES 727,264. GAIN ON SALE OF IP ADDRESSES 997,198. 1 EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING 2050 EUROPE 0 0 GRANTMAKING 10129 NORTH AMERICA 0 0 GRANTMAKING 96100 RUSSIA AND THE NEIGHBORING STATES 0 0 GRANTMAKING 2500 EUROPE 0 2 PROGRAM SERVICES SALES-MATH PUBLICATIONS 324818 0 2 0 0 0 2 435597 0 435597 NORTH AMERICA CENTENNIAL FELLOWSHIP 93000 WIRE 1 RESEARCH PRIZE EAST ASIA AND THE PACIFIC 1 250 CHECK RESEARCH PRIZE EUROPE 4 10001 CHECK RESEARCH PRIZE RUSSIA AND NEIGHBORING STATES 2 2500 WIRE 0 0 0 0 0 1 PART III ACCOUNTING METHOD: PART I, LINE 2: THE AMERICAN MATHEMATICAL SOCIETY AWARDS VARIOUS TYPES OF GRANTS, PRIZES AND SCHOLARSHIPS. SOME GRANTS REIMBURSE TRAVEL EXPENSES TO ENCOURAGE MATHEMATICIANS TO TRAVEL AND COLLABORATE WITH OTHERS IN THE FIELD. THESE GRANT EXPENSES ARE CAREFULLY MONITORED THROUGH EXPENSE REIMBURSEMENT PROCEDURES. FOR OTHER GRANTS, THE RECIPIENT IS REQUIRED TO REPORT THEIR PLANS FOR THE USE OF FUNDS EITHER DURING THE APPLICATION PROCESS OR BEFORE RECEIVING THE FUNDS. AFTER THE GRANT PERIOD IS OVER, A REPORT ON THE USE OF THE FUNDS IS ALSO REQUIRED. THE APPLICATION FOR CONSIDERATION INCLUDES ACKNOWLEDGEMENT THAT IF SELECTED, THE AWARD WILL BE USED FOR STATED PURPOSES. SOME AWARDS ARE PRIZES THAT RECOGNIZE A BODY OF MATHEMATICAL WORK OR RESEARCH RESULTS THAT HAVE ALREADY BEEN COMPLETED. 1 SYLVIA BOZEMAN & RHONDA HUGHES EDGE FOUNDATION POMONA COLLEGE DEPT OF MATH MILLIKAN HALL CLAREMONT CA 91711 465525057 501 C 3 9000 EDGE SCHOLARSHIPS-ANNUAL SUPPORT NATIONAL ASSOCIATION OF MATHEMATICIANS INC C/O NAM SECRETARY TREASURER PO BOX 5766 TALLAHASSEE FL 32314 510183976 501 C 3 5000 2019 NAM UNDERGRADUATE MATHFEST-STUDENT SCHOLARSHIPS THE CENTER FOR THE NATIONAL MATH SCIENCES ALLIANCE PURDUE UNIVERSITY 150 N UNIVERSITY STREET WEST LAFAYETTE IN 47907 356002041 STATE/GOV 5000 2019 FIELD OF DREAMS CONFERENCE/STUDENT SCHOLARSHIPS-ANNUAL SUPPORT MATHEMATICAL SCIENCES RESEARCH INSTITUTE 17 GAUSS WAY BERKELEY CA 94720 942650833 501 C 3 10000 2019 NATIONAL MATH FESTIVAL-ANNUAL SUPPORT NATIONAL ASSOCIATION OF MATHEMATICIANS INC C/O NAM SECRETARY TREASURER PO BOX 5766 TALLAHASSEE FL 32314 510183976 501 C 3 5000 GOLDEN ANNIVERSARY CAMPAIGN-ANNUAL SUPPORT AMERICAN ASSOCIATION FOR THE ADVANCEMENT OF SCIENCE 1200 NEW YORK AVENUE NW WA 20005 530196568 501 C 3 5000 GOLDEN GOOSE AWARDS-ANNUAL SUPPORT CHOR INC DBA CHORUS 72 DREYER AVE STATEN ISLAND NY 10314 463871312 501 C 3 5150 2020 ANNUAL PUBLISHER MEMBERSHIP FEE ITHAKA HARBORS INC 101 GREENWICH STREET 18TH FLOOR NEW YORK NY 10006 133857105 501 C 3 5000 E BOOKS 2019-ANNUAL SUPPORT SACNAS 1121 PACIFIC AVENUE SANTA CRUZ CA 95060 521443811 501 C 3 5000 2019 SACNAS CONFERENCE-STUDENT SCHOLARSHIPS AMERICAN INSTITUTE OF PHYSICS PO BOX 503284 ST LOUIS MO 63150 131667053 501 C 3 5000 STIX FONT PROJECT MATHEMATICAL ASSOCIATON OF AMERICA 1529 EIGHTEENTH STREET NW NW WA 20036 160743079 501 C 3 15000 PROJECT NEXT FELLOWS-ANNUAL SUPPORT FRIENDS OF THE INTERNATIONAL MATHEMATICAL UNION 201 CHARLES STREET PROVIDENCE RI 02904 263185549 501 C 3 5000 USNCM VOLUNTEER LECTURERS PROGRAM-ANNUAL SUPPORT ART OF PROBLEM SOLVING INITIATIVE INC BRIDGE TO ENTER ADVANCED MATHEMATIC 55 EXCHANGE PLACE-SUITE 603 NEW YORK NY 10005 201239616 501 C 3 15000 EPSILON-ANNUAL SUPPORT PROMYS FOUNDATION PO BOX 15502 BOSTON MA 02215 452917981 501 C 3 9000 EPSILON-ANNUAL SUPPORT TEXAS STATE UNIVERSITY 601 UNIVERSITY DRIVE SAN MARCOS TX 78666 746002248 STATE AGENCY 13000 EPSILON-ANNUAL SUPPORT MATHEMATICS FOUNDATION OF AMERICA 129 HANCOCK ST CAMBRIDGE MA 02139 571035414 501 C 3 10000 EPSILON-ANNUAL SUPPORT MATHEMATICAL STAIRCASE INC 231 W FRANKLIN ST HOLYOKE MA 01040 461813949 501 C 3 5000 EPSILON-ANNUAL SUPPORT UNIVERSITY OF PUERTO RICO MAYAGUEZ CAMPUS CALL BOX 9000 MAYAGUEZ PR 00681 660433761 501 C 3 8000 EPSILON-ANNUAL SUPPORT AMERICAN INSTITUTE OF MATHEMATICS 600 E BROKAW ROAD SAN JOSE CA 95112 943205114 501 C 3 5000 EPSILON-ANNUAL SUPPORT TEXAS TECH FOUNDATION INC PO BOX 45025 LUBBOCK TX 79409 756043842 501 C 3 9000 EPSILON-ANNUAL SUPPORT DEPARTMENT OF MATHEMATICS AND COMPUTING FRANKLIN COLLEGE OF INDIANA 101 BRANIGIN BLVD FRANKLIN IN 46131 350868086 501 C 3 5000 EXEMPLARY PROGRAM OR ACHIEVEMENT IN A MATH DEPT AMERICAN INSTITUTE OF MATHEMATICS 600 E BROKAW ROAD SAN JOSE CA 95112 943205114 501 C 3 5000 EPSILON-ANNUAL SUPPORT ROSS MATHEMATICS FOUNDATION 1644 ANDOVER RD COLUMBUS OH 43212 831928343 501 C 3 12000 EPSILON-ANNUAL SUPPORT THE SCHOOL BOARD OF BROWARD COUNTY FLORIDA 600 S E 3RD AVENUE TREASURERS OFFICE 2ND FLR FORT LAUDERDALE FL 33301 596000530 EDUCATION 9000 EPSILON-ANNUAL SUPPORT SIGMACAMP INC 68 UPPER SHEEP PASTURE RD EAST SETAUKET NY 11733 462782877 501 C 3 8000 EPSILON-ANNUAL SUPPORT UTA UNIVERSITY OF TEXAS AT ARLINGTON 701 W NEDDERMAN DR ARLINGTON TX 76019 756000121 GOVT ENTITY 5000 WWTBAM AWARD DUKE UNIVERSITY DEPT OF MATHEMATICS PO BOX 90320 DURHAM NC 27708 560532129 501 C 3 50000 BIRMAN FELLOWSHIP FOR WOMEN SCHOLARS-ANNUAL SUPPORT AMERICAN ASSOCIATION FOR THE ADVANCEMENT OF SCIENCE 1200 NEW YORK AVE NW WA 20005 530196568 501 C 3 11000 MASS MEDIA FELLOW-ANNUAL SUPPORT 28 CASE FELLOWSHIP TRAVEL AWARD 2 2106 COE IMPACT AWARD 1 1000 DOLCIANI PRIZE 1 5000 ISEF-MENGER AWARD 3 1750 MATH ART EXHIBITION AWARD 3 1000 MOORE RESEARCH ARTICLE PRIZE 1 5000 MORGAN PRIZE 1 1200 STEELE PRIZE - LIFETIME ACHIEVEMENT 1 10000 STEELE PRIZE - MATHEMATICAL EXPOSITION 1 5000 STEELE PRIZE - SEMINAL CONTRIBUTION 1 5000 TRJITZINSKY SCHOLARSHIPS 8 24000 VEBLEN PRIZE 3 5001 WIENER PRIZE 2 5000 WWTBAM AWARD 21 23100 2018-2019 CONGRESSIONAL FELLOWSHIP 1 54275 2019-2020 CONGRESSIONAL FELLOWSHIP 1 29420 PART I, LINE 2: THE AMERICAN MATHEMATICAL SOCIETY AWARDS VARIOUS TYPES OF GRANTS, PRIZES AND SCHOLARSHIPS. SOME GRANTS REIMBURSE TRAVEL EXPENSES TO ENCOURAGE MATHEMATICIANS TO TRAVEL AND COLLABORATE WITH OTHERS IN THE FIELD. THESE GRANT EXPENSES ARE CAREFULLY MONTIORED THROUGH EXPENSE REIMBURSEMENT PROCEDURES. FOR OTHER GRANTS, THE RECIPIENT IS REQUIRED TO REPORT THEIR PLANS FOR THE USE OF FUNDS EITHER DURING THE APPLICATION PROCESS OR BEFORE RECEIVING THE FUNDS. AFTER THE GRANT PERIOD IS OVER, A REPORT ON THE USE OF THE FUNDS IS ALSO REQUIRED. THE APPLICATION FOR CONSIDERATION INCLUDES ACKNOWLEDGEMENT THAT IF SELECTED, THE AWARD WILL BE USED FOR STATED PURPOSES. SOME AWARDS ARE PRIZES THAT RECOGNIZE A BODY OF MATHEMATICAL WORK OR RESEARCH RESULTS THAT HAVE ALREADY BEEN COMPLETED. SCHEDULE I, PART I, LINE 2 GRANTS AND AWARDS TO ORGANIZATIONS AND INDIVIDUALS OCCUR UNDER THE VARIOUS OUTREACH ACTIVITIES OF THE SOCIETY, EACH WITH ITS OWN SET OF CRITERIA FOR THE AWARDEE AND HOW THAT AWARDEE IS EXPECTED TO USE THE FUNDS. MANY GRANTS/AWARDS HAVE NO CRITERIA AS TO USE, SUCH AS THE MANY PRIZES SUPPORTED BY TRUE ENDOWMENT FUNDS. FOR THOSE THAT DO HAVE CRITERIA AS TO USE, SUCH AS THE EPSILON AWARDS TO ORGANIZATIONS AND THE MATH IN MOSCOW GRANTS TO INDIVIDUAL STUDENTS, ADHERENCE TO THE TERMS OF THE GRANT/AWARD IS MONITORED BY STAFF IN THE MEMBERSHIP AND PROFESSIONAL PROGRAMS DEPARTMENT. APPLICATION FOR CONSIDERATION INCLUDES ACKNOWLEDGEMENT THAT IF SELECTED, THE AWARD WILL BE USED FOR STATED PURPOSES. ADDITIONALLY, ONCE THE PURPOSE FOR WHICH THE AWARD OR GRANT WAS MADE IS COMPLETE, THE AWARDEE IS REQUIRED TO FILE A REPORT WITH THE SOCIETY. X X X 0 0 0 0 0 0 0 1 0 CATHERINE ROBERTS EXECUTIVE DIRECTOR 241611 0 0 0 5209 0 31459 0 22143 0 300422 0 0 0 EMILY RILEY CHIEF FINANCIAL OFFICER 202540 0 0 0 2437 0 24844 0 10114 0 239935 0 0 0 PROFESSOR CARLA SAVAGE SECRETARY 295721 0 0 0 0 0 0 0 0 0 295721 0 0 0 EDWARD DUNNE EXECUTIVE EDITOR-MI 207730 0 0 0 2455 0 26488 0 18495 0 255168 0 0 0 KAREN SAXE ASSOCIATE EXECUTIVE DIRECTOR 211247 0 1000 0 1600 0 25633 0 1730 0 241210 0 0 0 ROBERT HARINGTON ASSOCIATE EXECUTIVE DIRECTOR 230070 0 1000 0 1600 0 29689 0 20523 0 282882 0 0 0 T CHRISTINE STEVENS ASSOCIATE EXECUTIVE DIRECTOR 170907 0 0 0 3090 0 20031 0 9966 0 203994 0 0 0 THOMAS BLYTHE CHIEF INFORMATION OFFICER 173329 0 1000 0 2454 0 21500 0 20753 0 219036 0 0 0 SERGEI GELFAND PUBLISHER 156100 0 0 0 2299 0 18472 0 18158 0 195029 0 0 0 NORMAN RICHERT MANAGING EDITOR 92397 0 0 0 193529 0 14101 0 11853 0 311880 0 0 0 ASSEN DONTCHEV ASSOCIATE EDITOR 97175 0 0 0 89845 0 13566 0 13472 0 214058 0 0 0 EROL OZIL SYSTEMS SUPPORT MANAGER 171592 0 500 0 824 0 20238 0 9750 0 202904 0 0 0 GERARD LOON DIRECTOR INFORMATION SYSTEMS 151873 0 0 0 1385 0 17372 0 9961 0 180591 0 0 0 DEAN CARLSON ASSOCIATE EDITOR 127117 0 1000 0 1841 0 13902 0 9700 0 153560 0 0 0 PART I, LINE 7: FOR THE INDIVIDUALS WHO HAVE BONUSES LISTED, THESE ARE MERITORIOUS BONUSES REQUESTED BY MANAGERS. THESE ARE REVIEWED AND APPROVED BY THE EXECUTIVE DIRECTOR, CFO AND DIRECTOR OF HUMAN RESOURCES. FORM 990, PART VII, LINE 5 CARLA SAVAGE RECEIVED COMPENSATION FROM NORTH CAROLINA STATE UNIVERSITY, AN UNRELATED ORGANIZATION, FOR SERVICES RENDERED TO THE ORGANIZATION IN THE AMOUNT OF $295,721. FORM 990, PART VI, SECTION A, LINE 6 THE SOCIETY HAS APPROXIMATELY 30,000 MEMBERS, INDIVIDUAL AND INSTITUTIONAL, WITH NO CRITERIA FOR MEMBERSHIP. FORM 990, PART VI, SECTION A, LINE 7A THE INDIVIDUAL MEMBERSHIP ELECTS ALL BOARD MEMBERS, EXCEPT THE TREASURER AND ASSOCIATE TREASURER. THE TREASURER AND ASSOCIATE TREASURER SERVE WITH APPROVAL OF THE COUNCIL. A SECOND GOVERNING BODY, THE COUNCIL, HAS SOME MEMBERS THAT ARE ELECTED BY THE MEMBERSHIP. CHANGES TO THE BYLAWS MUST BE APPROVED BY THE MEMBERSHIP. FORM 990, PART VI, SECTION A, LINE 7B THE INDIVIDUAL MEMBERSHIP ELECTS ALL BOARD MEMBERS, EXCEPT THE TREASURER AND ASSOCIATE TREASURER. THE TREASURER AND ASSOCIATE TREASURER SERVE WITH APPROVAL OF THE COUNCIL. A SECOND GOVERNING BODY, THE COUNCIL, HAS SOME MEMBERS THAT ARE ELECTED BY THE MEMBERSHIP. CHANGES TO THE BYLAWS MUST BE APPROVED BY THE MEMBERSHIP. FORM 990, PART VI, SECTION B, LINE 11B THE 990 IS PREPARED BY THE FISCAL DEPARTMENT AND THE SOCIETY'S TAX ADVISORS, CITRIN COOPERMAN & COMPANY LLP. WHEN THE FINAL DRAFT IS PREPARED, IT IS REVIEWED BY THE CHIEF FINANCIAL OFFICER AND THE EXECUTIVE DIRECTOR. AFTER THIS REVIEW, THE BOARD OF TRUSTEES IS ASKED TO REVIEW THE 990 ELECTRONICALLY BY ACCESSING A SECURE INTERNET SITE. THEY ARE GIVEN APPROXIMATELY THREE TO FIVE BUSINESS DAYS TO REVIEW THE DRAFT. AFTER RESPONDING TO ANY FEEDBACK FROM THE TRUSTEES, THE FILING IS MADE. FORM 990, PART VI, SECTION B, LINE 12C AMS OFFICERS, TRUSTEES, AND KEY EMPLOYEE, WHO ARE DEFINED AS INTERESTED PERSONS, ARE REQUIRED TO DISCLOSE ANNUALLY FINANCIAL INTERESTS THAT COULD GIVE RISE TO CONFLICTS BY SIGNING OFF ON THE CONFLICT OF INTEREST POLICY. THE AMS ADOPTED THIS POLICY IN NOVEMBER 2011 AND TRUSTEES SIGNED OFF ON THIS POLICY IN NOVEMBER. EACH NOVEMBER TRUSTEES AND KEY EMPLOYEES WILL BE ASKED TO AGAIN SIGN OFF ON THE POLICY AND DISCLOSE ANY POSSIBLE OR ACTUAL CONFLICTS. THE AMS DEFINES AN "INTERESTED PERSON" ACCORDING TO THE IRS DEFINITION, AND THEY ARE ANY DIRECTOR, PRINCIPAL OFFICER , OR MEMBER OF A COMMITTEE WITH BOARD-DELEGATED POWERS, WHO HAS A DIRECT OR INDIRECT FINANCIAL INTEREST. AN INTERESTED PERSON MUST DISCLOSE A FINANCIAL INTEREST, AS DEFINED BY THE IRS, THAT IS A POTENTIAL CONFLICT TO THE BOARD OF TRUSTEES OR COMMITTEE WHO WILL DECIDE IF A CONFLICT EXISTS. IF THE BOARD OF TRUSTEES OR COMMITTEE WITH BOARD-DELEGATED POWERS, EXCLUDING THE INTERESTED PERSON DECIDES THAT A CONFLICT EXISTS, ALTERNATIVE TRANSACTIONS OR ARRANGEMENTS MIGHT BE MADE AFTER INVESTIGATING IN ORDER TO AVOID THE CONFLICT. ALTERNATIVELY, DISINTERESTED PERSONS ON THE BOARD OF TRUSTEES OR COMMITTEE MAY DETERMINE THAT A TRANSACTION IS FAIR OR REASONABLE AND IN THE BEST INTERESTS OF THE ORGANIZATION. THE INTERESTED PERSON WHO HAS A CONFLICT MAY NOT VOTE ON MATTERS FOR WHICH THERE IS A CONFLICT OF INTEREST AND THEY MUST BE EXCLUDED FROM DISCUSSIONS OF MATTERS FOR WHICH THERE IS A CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD OF TRUSTEES REVIEWS AND APPROVES WITH THE EXECUTIVE DIRECTOR THE PROCESS BY WHICH THE EXECUTIVE DIRECTOR ESTABLISHES THE SALARY AND BENEFITS OF THE CHIEF FINANCIAL OFFICER AND KEY EMPLOYEES FOR THE UPCOMING YEAR. INCLUDED IN THIS REVIEW IS COMPARISON DATA FROM COMPENSATION SURVEYS. WITH RESPECT TO THE EXECUTIVE DIRECTOR , THE BOARD IS GIVEN SALARY AND BENEFIT AMOUNTS APPROVED FOR THE CURRENT YEAR, AND PROFORMA AMOUNTS FOR THE UPCOMING YEAR. THE BOARD IS ALSO GIVEN COMPARISON DATA FROM COMPENSATION SURVEYS TO ASSIST WITH COMPENSATION DECISIONS FOR THE EXECUTIVE DIRECTOR. THE BOARD TAKES INTO CONSIDERATION THE INFORMATION PROVIDED BY STAFF AS WELL AS COMPENSATION SURVEYS AND PERFORMANCE IN SETTING HIS/HER COMPENSATION FOR THE FOLLOWING YEAR. ALL COMPENSATION SURVEYS USED FOR SETTING THE EXECUTIVE DIRECTOR AND KEY EMPLOYEES' SALARIES ARE FROM INDEPENDENT SOURCES, AND THEY ARE GATHERED BY A HUMAN RESOURCES PROFESSIONAL. THE BOARD DOCUMENTS THEIR PROCESS FOR SETTING THE SALARIES EACH YEAR. FORM 990, PART VI, SECTION C, LINE 19 SHORTLY AFTER FILING, THE SOCIETY'S FORM 990 AND ALL SCHEDULES (EXCLUDING SCHEDULE B) IS COPIED AND MADE AVAILABLE TO THE SOCIETY'S THREE LOCATIONS. IF ANYONE REQUESTS TO SEE THE FORM 990 AND SCHEDULES, COPIES ARE PROVIDED BY STAFF VIA MAIL OR EMAIL. THE SOCIETY'S GOVERNING DOCUMENTS ARE ON THE SOCIETY'S WEBSITE. THE ANNUAL REPORT OF THE TREASURER, INCLUDING THE FINANCIAL STATEMENT, IS PUBLISHED EACH YEAR IN THE SOCIETY'S PUBLICATION, NOTICES OF THE AMERICAN MATHEMATICAL SOCIETY. THESE PUBLICATIONS ARE AVAILABLE ON THE WEBSITE. THE 990 IS ALSO AVAILABLE ON THE GUIDESTAR WEBSITE. FORM 990, PART XI, LINE 9: GAIN ON SALE OF IP ADDRESSES 997,198. POSTRETIREMENT BENEFIT CHANGES 727,264. FORM 990, PART XII, LINE 2C: THE AUDIT OVERSIGHT PROCESS HAS NOT CHANGED SINCE PRIOR YEAR. MATHEMATICAL REVIEWS INC 416 FOURTH STREET ANN ARBOR MI 48103 382489014 INACTIVE MI 501(C)(3) AMERICAN MATHEMATICAL SOCIETY 1 INTERNATIONAL CONGRESS OF MATHEMATICIANS CO AMS 201 CHARLES STREET PROVIDENCE RI 02094 050405879 INACTIVE RI 501(C)(3) AMERICAN MATHEMATICAL SOCIETY 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0