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Victoria Ransom Trustee 0.75 0.0 X 0 0 0 L Rafael Reif Trustee 0.4 0.0 X 0 0 0 George Siguler Trustee 0.3 0.0 X 0 0 0 Ratan N Tata Trustee 0.0 0.0 X 0 0 0 Wang Chaoyong Trustee 0.5 0.0 X 0 0 0 Rohan S Weerasinghe Trustee 0.5 0.0 X 0 0 0 Yichen Zhang Trustee 0.5 0.0 X 0 0 0 Robert Zoellick Trustee 0.8 0.0 X 0 0 0 4192971 0 721178 40 false true false INVESTURE 126 GARRETT STREET SUITE J CHARLOTTESVILLE VA 22902 INVESTMENT MNGT 2115237 CCSI CONSTRUCTION LLC 1150 CONNECTICUT AVENUE NW WASHINGTON DC 20036 HVAC SYSTEM SVCS 821223 ARIEL LEVITE CONSULTING LTD 102 HAGEFEN ST RAMAT HASHARON 0 IS 4728746 CONSULTING SERVICES 202475 RICHARD YOUNGS AVENIDA DE LOS MADRONOS 11 6D MADRID 0 SP 28043 CONSULTING SERVICES 189959 BDO USA LLP 8401 GREENSBORO DRIVE SUITE 800 MCLEAN VA 22102 AUDIT & TAX SERVICES 184594 10 1840172 38932598 159455 40772770 RENTAL INCOME 532000 1809448 1809448 0 0 EARNED REVENUE 900099 798664 798664 0 0 OTHER PROGRAM REV 900099 9000 9000 0 0 PUBLICATION 900099 11123 11123 0 0 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615341 376632 238709 5489697 4874634 615063 24617515 ACACIA CREDIT FUND 10-A LLC 8189 F INVESTURE ALTERNATIVE FUND 100062113 F INVESTURE EMERGING MARKET FUND 28651288 F INVESTURE EVERGREEN FUND, LP 74615762 F INVESTURE GLOBAL EQUITY FUND 69325168 F INVESTURE PE FUND, LP-SERIES 1 19831498 F INVESTURE PE FUND, LP-SERIES 2 13625664 F PARAMETRIC GLOBAL DERIVATIVES 6148677 F TIFF V-US, LP 190890 F INVESTURE PE FUND, LP-SERIES 3 2040139 F 314499388 0 BOND INTEREST PAYABLE 103758 INTEREST RATE SWAP LIABILITY 15791431 15895189 X 41488635 -7400069 -6094541 -13494610 54983245 2224962 2224962 57208207 36290571 36290571 2224962 2224962 38515533 Part V, Line 4: THE ENDOWMENT IS SUBJECT TO THE ENACTED NEW YORK VERSION OF THE UNIFORM PRUDENT MANAGEMENT OF INSTITUTIONAL FUNDS ACT (NYPMIFA). THE BOARD OF TRUSTEES HAS INTERPRETED NYPMIFA AS REQUIRING WITH DONOR RESTRICTED NET ASSETS TO INCLUDE THE ORIGINAL VALUE OF THE GIFTS DONATED AND ADDITIONS MADE TO THE PERMANENT ENDOWMENT IN ACCORDANCE WITH THE DONOR GIFT INSTRUMENT. THE REMAINING PORTION OF THE ENDOWMENT THAT IS NOT CLASSIFIED AS PERMANENTLY DONOR RESTRICTED NET ASSETS IS CLASSIFIED AS WITH DONOR RESTRICTED NET ASSETS UNTIL THOSE AMOUNTS ARE APPROPRIATED FOR EXPENDITURE IN A MANNER CONSISTENT WITH THE DONOR GIFT INSTRUMENTS AND THE STANDARD OF PRUDENCE PRESCRIBED BY NYPMIFA. THE ENDOWMENT MAINTAINS A $10 MILLION PERMANENTLY ENDOWED FUND, CONSISTING OF THE ORIGINAL SUMS RECEIVED FROM ANDREW CARNEGIE AND ACCUMULATED INCOME THEREON. THE TERMS OF THE GIFT INSTRUMENT STIPULATED THAT THE PRINCIPAL MAY NEVER BE EXPENDED; HOWEVER, THE INCOME IS EXPENDABLE. THE ENDOWMENT REPORTS THE ORIGINAL SUMS RECEIVED FROM ANDREW CARNEGIE AS WITH DONOR RESTRICTED NET ASSETS. ACCUMULATED INCOME OF $241,328,898 AS OF THE FISCAL YEAR ENDING JUNE 30, 2020 IS REPORTED AS RESTRICTED NET ASSETS UNTIL APPROPRIATED. THE ENDOWMENT ADOPTED AN INVESTMENT POLICY AND A SPENDING RATE POLICY DESIGNED TO PROVIDE A RELATIVELY PREDICTABLE AND GROWING STREAM OF REVENUES TO THE OPERATING BUDGET. THE ENDOWMENT FOLLOWS AN INVESTMENT POLICY THAT ATTEMPTS TO MAXIMIZE ANNUALIZED RETURNS, NET OF COSTS OVER ROLLING TEN-YEAR PERIODS, WHILE ADHERING TO THE ENDOWMENT'S RISK PARAMETERS. APPROPRIATIONS FROM THE ENDOWMENT FUNDS ARE NOT AVAILABLE FOR EXPENDITURE UNTIL THE ANNUAL BUDGET HAS BEEN APPROVED. APPROPRIATIONS MUST FURTHER PROGRAMMATIC GOALS, ADHERE TO THE TERMS OF THE DONOR'S GIFT INSTRUMENT, AND THE STANDARD OF PRUDENCE PRESCRIBED BY NYPMIFA. Part X, Line 2: The Endowment is exempt from federal income taxes on its exempt activities under Section 501(c)(3) of the Internal Revenue Code (the Code) and has been designated by the Internal Revenue Service as a publicly supported organization under Section 509(a)(1) of the Code. The Endowment engages in certain activities that produce unrelated business income, as defined by federal income tax regulations. The Endowment files income tax returns in the U.S federal jurisdiction. In accordance with FASB ASC 740 Income Taxes, the Endowment recognizes tax liabilities for uncertain tax positions when it is more likely than not that a tax position will not be sustained upon examination and settlement with various taxing authorities. Liabilities for uncertain tax positions are measured based upon the largest amount of benefit that is greater than 50% likely of being realized upon settlement. The guidance on accounting for uncertainty in income taxes also addresses de-recognition, classification, interest and penalties on income taxes, and accounting in interim periods. With a few exceptions, The Endowment is no longer subject to income tax examinations by the U.S. federal, state or local tax authorities for years before 2017. Management has evaluated the Endowments tax positions and has concluded that the Endowment has taken no uncertain tax positions that require adjustment to the consolidated financial statements to comply with the provisions of this guidance. Part XI, Line 2d: FOREIGN CURRENCY EXCHANGE LOSS ($ 711,475) FAIR VALUE LOSS ON INTEREST RATE SWAP ($5,383,066) -------------- TOTAL OTHER ADJUSTMENTS ($6,094,541) true Central America and the Caribbean 0 0 Investments 100062115 Central America and the Caribbean 0 0 Program Services GLOBAL POLICY PROGRAM 15000 East Asia and the Pacific 0 15 Program Services ASIA PROGRAM 2304894 Europe (Including Iceland and Greenland) 0 0 Program Services GLOBAL POLICY PROGRAM 1973163 Europe (Including Iceland and Greenland) 1 23 Maintaining offices BUSSELS OFFICE 545007 Middle East and North Africa 0 0 Program Services MIDDLE EAST PROGRAM 1597593 Middle East and North Africa 1 43 Maintaining offices BEIRUT OFFICE 1357296 North America 0 0 Program Services GLOBAL POLICY PROGRAM 12467 Russia and the Newly Independent States 0 0 Program Services RUSSIA EURASIA MOSCOW 413291 Russia and the Newly Independent States 1 23 Maintaining offices MOSCOW OFFICE 1255487 South America 0 0 Program Services GLOBAL POLICY PROGRAM 1743 South Asia 0 0 Program Services SOUTH ASIA PROGRAM 746906 South Asia 1 26 Maintaining offices INDIA OFFICE 406634 Sub-Saharan Africa 0 0 Program Services GLOBAL POLICY PROGRAM 50314 East Asia and the Pacific 0 0 Grantmaking 200000 4 130 4 130 110941910 110941910 East Asia and the Pacific SEE PART V 200000 WIRE 0 1 true false true true true true PART I, LINE 2: REPRESENTATIVES FROM THE ENDOWMENT PARTICIPATE IN AT LEAST ONE ANNUAL MEETING OF THE MANAGEMENT COMMITTEE RESPONSIBLE FOR PROJECT PLANNING, DEVELOPMENT STRATEGY, BUDGETARY AND FUNDING ESTIMATES, AND OTHER SUPERVISORY MATTERS. REPRESENTATIVES FROM THE ENDOWMENT AND TSINGHUA EDUCATION FOUNDATION JOINTLY APPROVE ALL EXPENSES TO BE PAID FOR WITH THE GRANT FUNDS PRIOR TO PAYMENT. THE ORGANIZATION USES GAAP TO REPORT EXPENDITURES IN A FOREIGN REGION. PART II, LINE 1(D): The purpose of the grant is to develop and support the Carnegie-Tsinghua Center for Global Policy. X X true true X X X false false false false false false false true false William J Burns President 553276 0 0 0 2772 0 42000 0 1479 0 599527 0 0 0 Elizabeth Dibble Chief Operating Officer 264677 0 0 0 2772 0 39407 0 2668 0 309524 0 0 0 Thomas Carothers Senior VP for Studies 365280 0 0 0 3564 0 42000 0 16827 0 427671 0 0 0 George Perkovich VP for Studies 312715 0 0 0 3564 0 42000 0 16785 0 375064 0 0 0 Evan Feigenbaum VP for Studies 279640 0 0 0 966 0 0 0 34361 0 314967 0 0 0 Andrew Weiss VP for Studies 215497 0 0 0 1242 0 35128 0 36919 0 288786 0 0 0 Marwan Muasher VP for Studies 263037 0 0 0 0 0 0 0 46884 0 309921 0 0 0 Jen Psaki VP for Comms and Strategy 261663 0 0 0 420 0 38709 0 1529 0 302321 0 0 0 Melissa Sanoff Chief Financial Officer 190448 0 0 0 540 0 30311 0 23982 0 245281 0 0 0 Paul Haenle Director 299939 0 0 0 166133 0 32186 0 36417 0 534675 0 0 0 Ashley Tellis Tata Chair, Strategic Affairs 283360 0 0 0 7922 0 42000 0 36734 0 370016 0 0 0 Tina T Duong Chief Development Officer 249331 0 0 0 1830 0 28643 0 13415 0 293219 0 0 0 Suzanne DiMaggio Senior Fellow 243725 0 0 0 966 0 9710 0 36542 0 290943 0 0 0 Michele Dunne Senior Fellow and Director 215370 0 0 0 2322 0 31226 0 3316 0 252234 0 0 0 Part I, Line 1A: A HOUSING ALLOWANCE WAS PAID TO AN EMPLOYEE REPORTED ON THE FORM 990 DURING 2019. THE EMPLOYEE IS A DIRECTOR OF A FOREIGN OFFICE; THE HOUSING ALLOWANCES ARE TAXABLE BENEFITS. THE ORGANIZATION ALSO PROVIDED TAX GROSS-UP PAYMENTS TO A DIRECTOR OF A FOREIGN OFFICE DURING TAX YEAR 2019, WHICH IS ALSO A TAXABLE BENEFIT. Part I, Line 7: Discretionary bonuses are awarded to employees for superior performance. Any bonus amount for the president is recommended by the governance committee and approved by the board of trustees. Any other bonus amounts are recommended by the president and approved by the governance committee of the board of trustees. A District of Columbia 536001131 254839K92 2006-05-10 33250000 REFUND A PRIOR ISSUANCE OF DC REVE false false false A 0 0 33250000 0 0 0 468642 0 0 0 0 0 true false true true A 0 A false false false true true true MORGAN STANLEY CAPIT 36. false false false 0 false false A true X 1 159455 FMV false true false PART I, LINE 9, COL (B): THE NUMBER REPORTED IN COLUMN B REPRESENTS THE NUMBER OF CONTRIBUTIONS. FORM 990, PART I, LINE 1: In an increasingly crowded, chaotic, and contested world and marketplace of ideas, the Carnegie Endowment for International Peace offers decisionmakers global, independent, and strategic insight and innovative ideas that advance international peace. We are more than 150 thinkers and doers from diverse disciplines and perspectives spread across more than twenty countries and six global centers working together as one network. FORM 990, PART III, LINE 1: CARNEGIE ENDOWMENT FOR INTERNATIONAL PEACE IS A UNIQUE GLOBAL NETWORK OF POLICY RESEARCH CENTERS IN RUSSIA, CHINA, EUROPE, THE MIDDLE EAST, INDIA, AND THE UNITED STATES. OUR MISSION, DATING BACK MORE THAN A CENTURY, IS TO ADVANCE THE CAUSE OF PEACE. FORM 990, PART III, LINE 4A: Middle East - The Carnegie Middle East Program combines in-depth local knowledge with incisive comparative analysis to examine economic, sociopolitical, and strategic interests in the Arab world. Through detailed country studies and the exploration of key crosscutting themes, the Carnegie Middle East Program, in coordination with the Carnegie Middle East Center in Beirut, provides analysis and recommendations in both English and Arabic that are deeply informed by knowledge and views from the region. The program has special expertise in processes of political, economic, and geopolitical change in Egypt, North Africa, Israel/Palestine, the Gulf, and Iran. FORM 990, PART III, LINE 4B: Asia - The Carnegie Asia Program studies disruptive security, governance, and technological risks that threaten peace and growth in the Asia Pacific region. The program recommends policies to manage the growing threats to Asias long peace, especially from competition among major powers. It also helps decisionmakers address social, institutional, and political obstacles to achieving Asias development potential. As part of this effort, the CarnegieTsinghua Center for Global Policy brings together leading policy experts and practitioners from China and around the world to engage in collaborative dialogue and research. From its platform at Tsinghua University, the center works to identify constructive solutions to common global challenges. FORM 990, PART III, LINE 4C: Russia and Eurasia - The Carnegie Russia and Eurasia Program has, since the end of the Cold War, led the field of Eurasian security, including strategic nuclear weapons and nonproliferation, development, economic and social issues, governance, and the rule of law. It works together with the Carnegie Moscow Center, which has been a leading source of analysis on Russia and the countries of the former Soviet Union for two decades. The Carnegie Moscow Center publishes work in Russian and English. Its work covers a broad array of issues, including domestic politics, societal trends, economics, foreign policy, and nuclear nonproliferation. Form 990, Part VI, Section A, Line 2: WILLIAM BURNS AND DAVID BURKE HAVE A BUSINESS RELATIONSHIP. WILLIAM BRADLEY AND WALTER KIELHOLZ HAVE A BUSINESS RELATIONSHIP. STEVE DENNING AND HENRI DE CASTRIES HAVE A BUSINESS RELATIONSHIP. Form 990, Part VI, Section B, Line 11B: PRIOR TO FILING, THE FORM 990 MUST BE REVIEWED BY SEVERAL DIFFERENT LAYERS WITHIN THE ORGANIZATION AS WELL AS BY THE ORGANIZATION'S EXTERNAL LEGAL COUNSEL. A COPY OF THE DRAFT FORM 990, PREPARED BY BDO USA LLP IS DISTRIBUTED TO ALL MEMBERS OF THE AUDIT & RISK COMMITTEE OF THE BOARD OF TRUSTEES FOR REVIEW. A REPRESENTATIVE FROM BDO USA LLP. MEETS WITH MEMBERS OF THE AUDIT & RISK COMMITTEE AT THE OCTOBER BOARD OF TRUSTEES MEETING TO PROVIDE AN OVERVIEW OF THE ORGANIZATION'S CURRENT YEAR FORM 990. THE CHIEF FINANCIAL OFFICER THEN CLOSELY REVIEWS THE FORM 990 AND AGREES ALL AMOUNTS AND DISCLOSURES REFLECTED ON THE FORM TO THE ORGANIZATION'S BOOKS AND RECORDS. THE DRAFT FORM 990 IS THEN REVIEWED BY THE ORGANIZATION'S EXTERNAL LEGAL COUNSEL. THE CHIEF OPERATING OFFICER PERFORMS A REVIEW OF THE FORM 990 PRIOR TO SIGNING. LASTLY, THE FINAL FORM 990 IS SENT TO ALL MEMBERS OF THE BOARD OF TRUSTEES PRIOR TO FILING. Form 990, Part VI, Section B, Line 12C: THE ORGANIZATION MONITORS COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY BY REQUIRING THAT ALL MEMBERS OF THE BOARD OF TRUSTEES, OFFICERS, AND KEY EMPLOYEES SUBMIT AN ANNUAL DISCLOSURE FORM INDICATING WHETHER A FAMILY RELATIONSHIP OR A BUSINESS RELATIONSHIP WITH ANY OFFICER, KEY EMPLOYEE, OR TRUSTEE EXISTS. THE TRUSTEES MUST ALSO LIST ALL AFFILIATIONS WITH ORGANIZATIONS IN WHICH THE TRUSTEE OR IMMEDIATE FAMILY IS AN OFFICER, DIRECTOR, TRUSTEE, OR MAJORITY OWNER. THE TRUSTEE MUST DISCLOSE ANY ACTIVITIES THAT ARE IN CONFLICT WITH THE TRUSTEE'S SERVICE TO THE ORGANIZATION. MEMBERS OF THE BOARD OF TRUSTEES SUBMIT THEIR DISCLOSURE FORMS TO THE CHAIRMAN OF THE AUDIT & RISK COMMITTEE FOR REVIEW. ANY PROPOSED TRANSACTION IN WHICH A TRUSTEE HAS A CONFLICT OF INTEREST MUST BE APPROVED BY A MAJORITY OF THE MEMBERS OF THE BOARD OF TRUSTEES OR THE APPLICABLE COMMITTEE ENTITLED TO VOTE WITH THE EXCEPTION OF THE TRUSTEE WITH THE CONFLICT. THE OFFICERS AND KEY EMPLOYEES SUBMIT THEIR ANNUAL DISCLOSURE FORMS TO THE CHIEF FINANCIAL OFFICER FOR REVIEW. FOR ALL EMPLOYEES, THE ORGANIZATION REQUIRES THAT EMPLOYEES ANNUALLY REVIEW THE CODE OF ETHICS POLICY THAT CONTAINS THE CONFLICT OF INTEREST POLICY. MANAGEMENT IS REQUIRED TO SUBMIT AN ANNUAL DISCLOSURE FORM OF OUTSIDE AFFILIATES TO THE DIRECTOR OF HUMAN RESOURCES. THE CHIEF OPERATING OFFICER AND DIRECTOR OF HUMAN RESOURCES REVIEW ALL EMPLOYEE DISCLOSURE FORMS. Form 990, Part VI, Section B, Line 15: THE COMPENSATION FOR THE ORGANIZATION'S PRESIDENT IS RECOMMENDED ANNUALLY BY THE GOVERNANCE COMMITTEE OF THE BOARD OF TRUSTEES AND IS BASED ON PERFORMANCE AND INDEPENDENT SURVEYS OF COMPENSATION FOR EXECUTIVE OFFICERS WITHIN THE NON-PROFIT INDUSTRY AND COMPARABILITY CHARTS. THE BOARD OF TRUSTEES APPROVES THE PRESIDENT'S ANNUAL COMPENSATION. THE ANNUAL COMPENSATION FOR OFFICERS IS RECOMMENDED BY THE ORGANIZATION'S PRESIDENT TO THE GOVERNANCE COMMITTEE AND IS BASED ON PERFORMANCE AND REVIEW OF COMPARABILITY CHARTS AND INDEPENDENT COMPENSATION SURVEYS FOR MANAGEMENT OF NON-PROFITS. THE GOVERNANCE COMMITTEE CONSIDERS THE RECOMMENDATION AND MAKES REVISIONS IF NECESSARY PRIOR TO RECOMMENDING TO THE BOARD OF TRUSTEES. THE BOARD OF TRUSTEES APPROVES THE ANNUAL COMPENSATION FOR OFFICERS. Form 990, Part VI, Section C, Line 19: Financial statements, conflict of interest policy and governing documents are available upon request for the same period of disclosure as set forth in section 6104(d). Form 990, Part XI, Line 9: Fair Value Loss on Interest Rate Swap Agreement ($5,383,066) Currency Exchange - Loss ($ 711,458) Rounding $1 -------------- Total to Form 990, Part XI, Line 9 ($6,094,523) Form 990, Part XII, Line 2C: THERE HAVE BEEN NO CHANGES SINCE THE PRIOR YEAR. FORM 990 PART IX LINE 11G DESCRIPTION:CONTRACTORS TOTAL FEES:4069394 CARNEGIE ENDOWMENT FOR INT'L PEACE INDIA UNIT C5/C6 EDENPARK HOTELS PVT LTD NEW DELHI IN 110016 981202455 See Part VII IN 927170 5609847 Carnegie End CARNEGIE EUROPE FOUNDATION RUE DU CONGRES 15 BRUSSELS BE 1000 130552040 See Part VII BE 142979 301716 Carnegie End Part I, Identification of Disregarded Entities: Name, Address, and EIN of disregarded entity: Carnegie Endowment for International Peace India EIN: 98-1202455 Unit C-5/C-6, Edenpark Hotels Pvt. Ltd, Shaheed Jeet Singh Marg New Delhi-110016 India Carnegie Europe Foundation ID: 0687.653.388 Rue du Congres, 15 1000 Brussels, Belgium Part I, Column (B) Carnegie Endowment for International Peace India: The Carnegie South Asia Program informs policy debates relating to the regions security, economy, and political development. From the war in Afghanistan to Pakistans internal dynamics to U.S. engagement with India, the programs renowned team of experts offer in-depth analysis derived from their unique access to the people and places defining South Asias most critical challenges. Carnegie India, based in New Delhi, focuses primarily on three interrelated programs: technology and society, political economy, and security studies. Led by Indian experts with decades of international and domestic policy experience, Carnegie India engages with governments, policymakers, academics, students, industries, practitioners, and civil society to provide insightful and fresh analysis on Indias pressing challenges and the rising role of India in the world. Carnegie Europe Foundation: The Carnegie Europe Program provides insight and analysis on political and security developments within Europe, transatlantic relations, and Europes global role. The program brings together U.S. and European policymakers and experts on the strategic issues facing Europe. It works closely with Carnegie Europe, which provides independent and relevant research and recommendations on a wide range of thematic areas at the core of international and European affairs including decoding the integration path of the European Union, European democratic reform, the domestic and global challenges of climate change policy, Europes international relationships, and the potential regeneration of transatlantic relations.