2020-11-13T10:48:41-06:00 2019-12-31 208161914 NKSFB LLC - FOCUS OPERATING LLC 10960 WILSHIRE BL 5TH FL LOS ANGELES CA 90024 990PF 2019-01-01 223692830 NAIDA S WHARTON FOUNDATION NAID 6317536300 CO NKSFB 400 GARDEN CITY PLZ NO 5 GARDEN CITY NY 11530 NAIDA S WHARTON TRUSTEE 6317536300 2020-10-30 1 ERIC ROSENTHAL CPA P00081296 3102774657 64.80.159.66 2020-10-30 16:12:45 ED P 0E8C13AC937CEB3895A244790F885B7EC3DD98D9 407F29D30C5D0196F50BA42C42179BCDAFD01758 2019 2021-04-22 16:20:28Z X X 9309742 X 10000 21557 21557 52013 1295815 52013 4798 4798 0 88368 78368 0 0 0 0 0 10000 5000 0 5000 1099 1099 0 0 3323 823 0 0 14477 14477 0 0 28899 21399 0 5000 469187 469187 498086 21399 0 474187 -409718 56969 0 146800 835000 835000 6515941 5946850 8474742 6662741 6781850 9309742 0 0 X 6662741 6781850 0 0 0 0 6662741 6781850 6662741 6781850 6662741 -409718 528866 6781889 39 6781850 179.4157 SHARE SB MULTI-STRATEGY FUND P 2012-01-31 2019-01-14 225000 179416 45584 45584 147.2719 SHARES SB LONG/SHORT EQUITY FUND P 2012-01-31 2019-01-14 225000 147272 77728 77728 SB STRATEGIC EQUITY FUND - THRU K-1 P 2019-12-31 207 207 SB STRATEGIC EQUITY FUND - THRU K-1 P 2019-12-31 1322 1322 SB STRATEGIC EQUITY FUND - THRU K-1 P 2019-12-31 32224 32224 SB STRATEGIC EQUITY FUND - THRU K-1 P 2019-12-31 23158 23158 68 SHARES ADIENT PLC P 2019-04-10 2019-07-10 1541 1172 369 369 38 SHARES AECOM TECHNOLOGY CORP P 2019-04-10 2019-07-10 1398 1176 222 222 25 SHARES AERCAP HOLDINGS NV P 2019-04-10 2019-07-10 1252 1189 63 63 11 SHARES AFFILIATED MANAGERS P 2019-04-10 2019-07-10 1000 1195 -195 -195 618 SHARES AR LEASE CORP P 2019-07-10 25061 23165 1896 1896 132 SHARES ALLIANCE DATA SYSTEM P 2019-07-10 19559 21958 -2399 -2399 9 SHARES AMERIPRISE FINL P 2019-04-10 2019-07-10 1338 1238 100 100 300 SHARES ARROW ELECTRONICS P 2019-07-10 20700 23092 -2392 -2392 12 SHARES ASSURANT INC P 2019-04-10 2019-07-10 1322 1129 193 193 34 SHARES AVIS BUDGET GROUP P 2019-04-10 2019-07-10 1181 1183 -2 -2 4 SHARES BROADCOM INC P 2019-04-10 2019-07-10 1104 1223 -119 -119 12 SHARES CELANESE CORP P 2019-04-10 2019-07-10 1252 1211 41 41 47 SHARES COMMSCOPE HLDG CO P 2019-04-10 2019-07-10 727 1159 -432 -432 21 SHARES CROWN HOLDINGS INC P 2019-04-10 2019-07-10 1283 1181 102 102 12 SHARES EOG RESOURCES INC P 2019-04-10 2019-07-10 1090 1190 -100 -100 107 FLEXTRONICS INTL LTD P 2019-04-10 2019-07-10 1040 1176 -136 -136 61 SHARES GOODYEAR TIRE RUBBER P 2019-04-10 2019-07-10 901 1177 -276 -276 1538 SHARES HANESBRANDS INC P 2019-07-10 25491 21946 3545 3545 9 SHARES HCA HEALTHCARE P 2019-04-10 2019-07-10 1238 1209 29 29 67 SHARES HERTZ RENTAL CAR HOLDINGS P 2019-04-10 2019-07-10 1055 1172 -117 -117 19 SHARES LINCOLN NTNL P 2019-04-10 2019-07-10 1231 1184 47 47 311 SHARES MICROCHIP TECHNOLOGY P 2019-07-10 27810 22195 5615 5615 41 SHARES NTNL OIL WELL VAR P 2019-04-10 2019-07-10 908 1179 -271 -271 61 SHARES OWENS ILLINOIS INC P 2019-04-10 2019-07-10 1012 1170 -158 -158 654 SHARES QUANTA SERVICES INC P 2019-07-10 24596 21844 2752 2752 68 SHARES QURATE RETAIL INC P 2019-04-10 2019-07-10 846 1161 -315 -315 35 SHARS SUNCOR ENERGY INC P 2019-04-10 2019-07-10 1130 1166 -36 -36 11 SHARES TECH DATA CORP P 2019-04-10 2019-07-10 1094 1185 -91 -91 48 SHARES TENNECO INC P 2019-04-10 2019-07-10 450 1172 -722 -722 175 SHARES UNITED RENTALS INC P 2019-07-10 22823 23839 -1016 -1016 23 SHARES WESTERN DIGITAL CORP P 2019-04-10 2019-07-10 1236 1162 74 74 9 SHARES WHIRLPOOL CORP P 2019-04-10 2019-07-10 1280 1221 59 59 395 SHARES XPO LOGISTICS INC P 2019-04-08 2019-07-10 21508 23535 -2027 -2027 335 SHARES ADIENT PLC P 2019-07-10 7591 25209 -17618 -17618 654 SHARES AECOM TECHNOLOGY CORP P 2017-12-29 2019-07-10 24057 24470 -413 -413 463 SHARES AERCAP HOLDINGS NV P 2017-12-29 2019-07-10 23188 24472 -1284 -1284 119 SHARES AFFILIATED MANAGERS P 2017-12-29 2019-07-10 10823 24607 -13784 -13784 556 SHARES AFLAC INC P 2017-12-29 27346 24485 2861 2861 144 SHARES AMERIPRISE FINL P 2017-12-29 2019-07-10 21412 24498 -3086 -3086 108 SHARES ANTHEM INC P 2017-12-29 2019-01-02 27390 24395 2995 2995 242 SHARES ASSURANT INC P 2017-12-29 2019-07-10 26665 24524 2141 2141 551 SHARES AVIS BUDGET GROUP P 2017-12-29 2019-07-10 19144 24440 -5296 -5296 95 SHARES BROADCOM INC P 2017-12-29 2019-07-10 26215 24520 1695 1695 228 SHARES CELANESE CORP P 2017-12-29 2019-07-10 23792 24492 -700 -700 645 SHARES COMMSCOPE HOLDING CO P 2017-12-29 2019-07-10 9973 24437 -14464 -14464 487 SHARES CROM HOLDINGS INC P 2019-07-10 29759 24467 5292 5292 226 SHARES EOG RESOURCES INC P 2017-12-29 2019-07-10 20526 24441 -3915 -3915 1353 SHARES FELXTRONICS INTL LTD P 2017-12-29 2019-07-10 13157 24521 -11364 -11364 754 SHARES GOOD YEAR TIRE RUBBER P 2017-12-29 2019-07-10 11138 24487 -13349 -13349 277 SHARES HCA HEALTHCARE P 2017-12-29 2019-07-10 37982 24405 13577 13577 933 SHARES HERTZ GLOBAL HOLD P 2017-12-29 2019-07-10 2109 2109 2109 1259 SHARES HERTZ RENTAL CAR HOLDING P 19725 26529 -6804 -6804 641 SHARES JOHNSON CONTROLS INTER P 2017-12-29 2019-04-05 23246 24496 -1250 -1250 318 SHARES LINCOLN NTNL CO P 2017-12-29 2019-07-10 20609 24531 -3922 -3922 716 SHARES NCR CORP P 2017-12-29 18420 24484 -6064 -6064 679 SHARES NTNL OILWELL VAR P 2017-12-29 2019-07-10 15031 24489 -9458 -9458 1099 SHARES OWENS ILLINOIS INC P 2017-12-29 2019-07-10 18223 24438 -6215 -6215 991 SHARES QUARATE RETIAL INC P 2017-12-29 2019-07-10 12328 24543 -12215 -12215 666 SHARES SUNCOR ENERGY INC P 2017-12-29 2019-07-10 21498 24480 -2982 -2982 248 SHARES TECH DATA CORP P 2019-07-10 24673 25299 -626 -626 418 SHARES TENNECO INC P 2017-12-29 2019-07-10 3920 24564 -20644 -20644 307 SHARES WESTERN DIGITAL CORP P 2017-12-29 2019-07-10 16492 24513 -8021 -8021 1284 SHARES WESTERN UNION CO P 2017-12-29 23158 24558 -1400 -1400 145 SHARES WHIRLPOOL CORP P 2017-12-29 2019-07-10 20628 24542 -3914 -3914 162 SHARES WILLIS TOWERS WATSON P 2017-12-29 2019-02-22 27802 24535 3267 3267 CAPITAL GAINS DIVIDENDS P 2338 2338 2338 52013 36734 0 436236 9214359 0.047343 373446 8880414 0.042053 499450 8607756 0.058023 399350 8886382 0.044940 383933 8426965 0.045560 0.237919 0.047584 8719377 414903 570 415473 474187 X 570 0 570 0 570 4352 0 0 4352 0 3782 3782 0 0 0 0 0 0 0 0 0 1 1 0 1 1 0 0 0 0 0 1 N/A NKSFB LLC 6317536300 400 GARDEN CITY PLAZA SUITE 510 GARDEN CITY NY 11530 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NAIDA S WHARTON C/O NKSFB LLC 400 GARDEN CITY PLAZA 510 GARDEN CITY NY 11530 TRUSTEE 0.00 0 0 0 NONE 0 NONE 0 0 8379089 473070 0 8852159 0 0 8852159 132782 8719377 435969 435969 570 165 735 435234 0 435234 0 435234 474187 0 474187 570 473617 435234 453048 0 0 474187 453048 0 0 21139 0 0 0 0 0 0 0 0 414095 0 0 0 NAIDA S WHARTON X ACLU 125 BROAD STREET 18TH FLOOR NEW YORK NY 10004 N/A TAX-EXEMPT FOR CHARITABLE USE 5000 AMERICAN FRIENDS OF COMBATANTS FOR PEACE PO BOX 27671 SAN FRANCISCO CA 94127 N/A TAX-EXEMPT FOR CHARITABLE USE 5000 AMERICANS FOR PEACE NOW INC 2100 M STREET NW SUITE 619 WASHINGTON DC 200371269 N/A TAX-EXEMPT FOR CHARITABLE USE 1800 BERGEN FAMILY CENTER 44 ARMORY STREET ENGLEWOOD NJ 07631 N/A TAX-EXEMPT FOR CHARITABLE USE 65000 BERGEN PERFORMING ARTS CENTER 30 NORTH VAN BRUNT STREET ENGLEWOOD NJ 07631 N/A TAX-EXEMPT FOR CHARITABLE USE 1000 CALIFORNIA ACADEMY OF SCIENCES 55 MUSIC CONCOURSE DRIVE SAN FRANCISCO CA 94118 N/A TAX-EXEMPT FOR CHARITABLE USE 149 CARING AT COLUMBIA 1051 RIVERSIDE DRIVE NEW YORK NY 10032 N/A TAX-EXEMPT FOR CHARITABLE USE 1766 CARLETON COLLEGE ONE NORTH COLLEGE STREET NORTHFIELD MN 55057 N/A TAX-EXEMPT FOR CHARITABLE USE 2000 CENTER FOR FOOD ACTION 192A WEST DEMAREST AVENUE ENGLEWOOD NJ 07631 N/A TAX-EXEMPT FOR CHARITABLE USE 1800 COMMUNITY CHEST OF ENGLEWOOD 97 ENGLE STREET ENGLEWOOD NJ 07631 N/A TAX-EXEMPT FOR CHARITABLE USE 1800 DOCTORS WITHOUT BORDERS 333 7TH AVENUE 2ND FLOOR NEW YORK NY 100015004 N/A TAX-EXEMPT FOR CHARITABLE USE 1800 ELISABETH MORROW SCHOOL 435 LYDECKER STREET ENGLEWOOD NJ 07631 N/A TAX-EXEMPT FOR CHARITABLE USE 1000 EMS SUMMER STRING FESTIVAL 435 LYDECKER STREET ENGLEWOOD NJ 07631 N/A TAX-EXEMPT FOR CHARITABLE USE 1000 FENWAY HEALTH 1340 BOYLSTON STREET BOSTON MA 02215 N/A TAX-EXEMPT FOR CHARITABLE USE 1500 FENWAY INSTITUTE OF FENWAY HEALTH 1340 BOYLSTON STREET BOSTON MA 02215 N/A TAX-EXEMPT FOR CHARITABLE USE 1500 FLAT ROCK BROOK NATURE ASSOCIATION 443 NORSTRAND AVENUE ENGLEWOOD NJ 07631 N/A TAX-EXEMPT FOR CHARITABLE USE 1800 HARVARD COLLEGE 124 MOUNT AUBURN STREET CAMBRIDGE MA 02138 N/A TAX-EXEMPT FOR CHARITABLE USE 2000 INTERNATIONAL RESCUE COMMITTEE 122 EAST 42ND STREET NEW YORK NY 10168 N/A TAX-EXEMPT FOR CHARITABLE USE 18000 MEET INTERNATIONAL INC 2440 TAMALPAIS STREET MOUNTAIN VIEW CA 94043 N/A TAX-EXEMPT FOR CHARITABLE USE 2000 NAACP LEGAL DEFENCE AND EDUCATIONAL FUND 40 RECTOR STREET 5TH FLOOR NEW YORK NY 10005 N/A TAX-EXEMPT FOR CHARITABLE USE 1000 NAMI 3803 N FAIRFAX DRIVE SUITE 100 ARLINGTON VA 22203 N/A TAX-EXEMPT FOR CHARITABLE USE 1000 NARAL PRO-CHOICE AMERICA FOUNDATION 1156 15TH ST NW SUITE 700 WASHINGTON DC 20005 N/A TAX-EXEMPT FOR CHARITABLE USE 3000 NATHANIEL WHARTON FUND CO RALPH N WHARTON MD 1070 PARK AVENUE NEW YORK NY 10128 N/A TAX-EXEMPT FOR CHARITABLE USE 100000 NEW YORK BOTANCICAL GARDEN 2900 SOUTHERN BLVD BRONX NY 104585126 N/A TAX-EXEMPT FOR CHARITABLE USE 1000 PHILLIPS EXETER ACADEMY 20 MAIN STREET EXETER NH 03833 N/A TAX-EXEMPT FOR CHARITABLE USE 10000 PLANNED PARENTHOOD OF NJ 196 SPEEDWELL AVENUE MORRISTOWN NJ 07960 N/A TAX-EXEMPT FOR CHARITABLE USE 100550 PROPUBLICA ONE EXCHANGE PLAZA NEW YORK NY 10006 N/A TAX-EXEMPT FOR CHARITABLE USE 2500 SYLVIA RIVERA LAW PROJECT 147 W 24TH ST 5TH FL NEW YORK NY 10011 N/A TAX-EXEMPT FOR CHARITABLE USE 1000 TEMPLE SINAI OF BERGEN COUNTY 1 ENGLE ST TENAFLY NJ 07670 N/A TAX-EXEMPT FOR CHARITABLE USE 125472 THIRTEENWNET THE PATRON NETWORK 825 EIGHTH AVENUE NEW YORK NY 100197435 N/A TAX-EXEMPT FOR CHARITABLE USE 2000 WELLESLEY CENTERS FOR WOMEN 106 CENTRAL STREET WELLESLEY MA 02481 N/A TAX-EXEMPT FOR CHARITABLE USE 250 WELLESLEY COLLEGE 106 CENTRAL STREET WELLESLEY MA 02481 N/A TAX-EXEMPT FOR CHARITABLE USE 2500 WHARTON INSTITUTE FOR THE PERFORMING ARTS 60 LOCUST AVENUE BERKELEY HEIGHTS NJ 07922 N/A TAX-EXEMPT FOR CHARITABLE USE 1000 WNYC 160 VARICK ST NEW YORK NY 10013 N/A TAX-EXEMPT FOR CHARITABLE USE 2000 469187 0 14 21557 01 4798 900099 1529 18 50484 1529 76839 0 78368 0 0 0 0 0 0 0 0 0 0 X X 1 NAIDA S WHARTON C/O NKSFB LLC 500 BI-COUNTY BLVD FARMINGDALE NY 11735 10000 X ACCOUNTING FEES 10000 5000 0 5000 N/A SB MULTI-STRATEGY FUND LTD AT COST 2329063 3159681 SB LONG/SHORT EQUITY FUND AT COST 2015372 3712112 SB STRATEGIC EQUITY FUND AT COST 775616 776152 LYRICAL US VALUE EQUITY FUND AT COST 578 578 EDGEWOOD GROWTH FUND AT COST 826221 826219 NON-DEDUCTIBLE EXPENSES 39 OTHER DEDUCTIONS FROM SB STRATEGIC EQUITY FUND 11514 11514 0 0 LYRICAL ADVISOR FEES 2963 2963 0 0 SB STRATEGIC EQUITY FUND - ORDINARY INCOME 4798 4798 0 UNREALIZED GAIN/TIMING DIFFERENCES 528866 FOREIGN TAXES 823 823 0 0 EXCISE TAX 2500 0 0 0