2020-11-12T14:01:30-06:00 2019-12-31 351509921 SWARTZ RETSON & CO PC 235 E 86TH AVENUE MERRILLVILLE IN 46410 990 2019-01-01 132890752 COUNCIL FOR ADULT AND EXPERIENTIAL LEARNING COUN 3178060154 10 W MARKET STREET NO 1100 INDIANAPOLIS IN 46204 THOMAS ERTEL TREASURER 3178060154 2020-11-10 1 RICHARD A YOUNG P00367526 2197693616 2020-11-10 75.145.162.213 2020-11-10 08:15:22 CS P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 AC503B8CB53CD7C3B01E3812DF44E72DD6AE9F7D 2019 2021-01-29 14:40:06Z X THOMAS ERTEL 10 W MARKET STREET SUITE 1100 INDIANAPOLIS IN 46204 8731889 0 X WWW.CAEL.ORG X 1979 IL CAEL PIONEERS LEARNING STRATEGIES FOR INDIVIDUALS AND ORGANIZATIONS. WE ADVANCE LIFELONG LEARNING IN PARTNERSHIP WITH EDUCATIONAL INSTITUTIONS, EMPLOYERS, LABOR ORGANIZATIONS, GOVERNMENT, AND COMMUNITIES. CAEL WORKS TO REMOVE POLICY AND ORGANIZATIONAL BARRIERS TO LEARNING. 9 3 47 9 0 0 1387677 1056092 2286712 4350169 139414 386249 3072 2373 3816875 5794883 0 0 0 0 3642873 5541903 0 0 194328 2765067 4969211 6407940 10511114 -2591065 -4716231 9787912 6048522 2940626 2961259 6847286 3087263 X CAEL PIONEERS LEARNING STRATEGIES FOR INDIVIDUALS AND ORGANIZATIONS. WE ADVANCE LIFELONG LEARNING IN PARTNERSHIP WITH EDUCATIONAL INSTITUTIONS, EMPLOYERS, LABOR ORGANIZATIONS, GOVERNMENT, AND COMMUNITIES. CAEL WORKS TO REMOVE POLICY AND ORGANIZATIONAL BARRIERS TO LEARNING. 0 0 1547882 2232218 CLIENT RELATIONS: ASSISTS EMPLOYERS AND JOINT LABOR - MANAGEMENT ENTITIES TO CREATE LEARNINGAND CAREER ADVISING PROJECTS FOR BOTH THE ACTIVE AND DOWNSIZED WORKFORCE. 2319289 990967 HIGHER EDUCATION: ASSISTS EDUCATIONAL INSTITUTIONS TO PROVIDE ADULTS WITH MEANINGFUL, RELEVANT, AND QUALITY LEARNING EXPERIENCES. 1262076 699898 WORKFORCE & ECONOMIC DEVELOPMENT: PROVIDES RESEARCH, FACILITATION AND PLANNING ASSISTANCE TO PUBLIC SECTOR AND HEALTHCARE ORGANIZATIONS DEVELOPING EDUCATION AND TRAINING INITIATIVES. 353670 440203 LEARNING COUNTS: A DIRECT SERVICE TO ADULT LEARNERS, THE ORGANIZATION OPERATES A NATIONAL, ON-LINE SERVICE TO ASSESS ADULTS' LEARNING FROM LIFE AND WORK EXPERIENCE FOR POTENTIAL COLLEGE CREDIT. 353670 440203 5482917 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 78 0 1 47 1 0 0 0 0 0 0 0 0 0 0 0 0 X 9 3 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 1 1 1 1 0 IL CA IN NY PA WI CO X THOMAS ERTEL 3178060154 10 W MARKET STREET SUITE 1100 INDIANAPOLIS IN 46204 WILLIAM HANSEN TRUSTEE 7.00 34.00 X X 0 1637005 64377 ERIN ROTH TRUSTEE 8.00 32.00 X 0 536714 70731 THOMAS DAWSON CHAIR 8.00 32.00 X 0 622113 46677 LARRY LUTZ TRUSTEE 11.00 30.00 X 0 600835 64377 A SCOTT FLEMING TRUSTEE 7.00 33.00 X 0 590726 64377 MATTHEW MURPHY III TRUSTEE 8.00 33.00 X X 0 462351 298127 JOHN CAVANAUGH VICE CHAIR 1.00 X X 0 0 0 CASE MCGEE TRUSTEE 1.00 X 0 0 0 DEBORAH FORD SECRETARY 1.00 X X 0 0 0 THOMAS ERTEL TREASURER 9.00 35.00 X 0 406039 45545 MARIE CINI PRESIDENT 40.00 X 354050 0 18015 ROBERT SAUTTER CFO/VICE PRESIDENT OF FINA 40.00 X 164175 0 17988 JOEL SIMON EXECUTIVE VICE PRESIDENT 40.00 X 287181 0 6074 DOROTHY WAX VP OF TALENT MANAGEMENT 40.00 X 240528 0 12661 ELIZABETH DOYLE VICE PRESIDENT PARTNER SERVICES 40.00 X 134867 0 22154 ELIZABETH BRANDES VICE PRESIDENT MARKETING 40.00 X 138848 0 17276 JENNIFER GROH CHIEF STRATEGY OFFICER 40.00 X 140378 0 17091 SHAWN HULSIZER VICE PRESIDENT PRODUCT LAB 40.00 X 138664 0 25522 PAMELA TATE FORMER PRESIDENT 0.00 40.00 X 641976 228253 26467 2240667 5084036 817459 13 1 1 0 SWARTZ RETSON & CO PC 235 E 86TH AVE MERRILLVILLE IN 46410 AUDITING & TAX SERVICES 129990 EXCELENCIA IN EDUCATION 1156 15TH STREET NW WASHINGTON DC 20005 CONSULTANTS 124551 2 1056092 1056092 CONTRACT REVENUE & CONSULTING 611710 3972029 3972029 CONFERENCE REGISTRATION FEES 611710 267203 267203 MEMBERSHIP DUES 900099 57764 57764 WORKSHOPS 900099 42625 42625 PUBLICATIONS 511130 10548 10548 4350169 102089 102089 20811 31555 -10744 -10744 -10744 3189611 2905451 284160 284160 284160 OTHER INCOME 900099 13117 13117 13117 5794883 4363286 0 375505 X 849912 202756 609844 37312 4024605 1750746 2139898 133961 115711 54619 57687 3405 246889 103467 134459 8963 304786 122889 171210 10687 197124 197124 88831 88831 84300 84300 1517961 1407199 110762 90009 25401 64608 333231 155385 177846 442968 14736 428232 341421 231929 109492 297487 271379 26108 40000 40000 401273 310960 90313 22764 1166 21598 ROYALTY 520050 520050 OTHER 276218 99889 176329 EVALUATION 177629 177629 OUTREACH 137945 32717 105228 10511114 5482917 4833869 194328 65647 222620 22144 36996 2284868 1011385 567770 1042017 400000 0 165264 139230 4203453 3674749 872251 528704 5409968 3067570 9787912 6048522 599801 671304 294477 207022 2000000 2000000 46348 82933 2940626 2961259 X 3166192 1237325 3681094 1849938 6847286 3087263 9787912 6048522 X -4716231 486205 470003 X X 0 1 X 1 0 X 2436960 3524468 4937608 1387677 1056092 13342805 2436960 3524468 4937608 1387677 1056092 13342805 6243547 7099258 197995 218643 198789 75391 122900 813718 20291 19491 29138 3072 13117 85109 14241632 21722253 0.49850 0.45980 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 723295 723295 1084943 35000 35000 180824 180824 271236 40335 40335 40335 40335 40335 40335 40335 40335 39077 1258 40335 1.00000 0 0 305828 232684 73144 3897625 3442065 455560 528704 PAYABLE UNDER AGENCY AGREEMENT 82933 82933 X 6349543 486205 36900 31555 554660 5794883 0 5794883 10579569 36900 31555 68455 10511114 0 10511114 PART V, LINE 4: THE ENDOWMENT WAS CREATED BY THE BOARD TO MAKE AWARDS TO HONOR INDIVIDUALS WHO HAVE MADE SIGNIFICANT CONTRIBUTIONS IN THE FIELD OF ADULT AND EXPERIENTIAL LEARNING AS SELECTED BY THE BOARD OF TRUSTEES. PART X, LINE 2: THE ORGANIZATION HAS ADOPTED THE PROVISIONS OF STANDARDS RELATING TO UNCERTAIN TAX POSITIONS. WHEN APPLICABLE, CHANGES IN BENEFITS ARISING FROM CURRENT AND PRIOR TAX POSITIONS TAKEN BY THE ORGANIZATION ARE RECOGNIZED IN THE PERIOD IN WHICH THE CHANGE OCCURS. CHANGES RESULTING FROM SETTLEMENTS WITH TAXING AUTHORITIES ARE RECOGNIZED IN THE PERIOD THAT SETTLEMENT OCCURS. REDUCTIONS IN UNRECOGNIZED TAX BENEFITS AS A RESULT OF A LAPSE OF THE APPLICABLE STATUTE OF LIMITATIONS ARE RECOGNIZED IN THE PERIOD THE STATUTE LAPSES. PROJECTED PENALTIES AND INTEREST RECOGNIZED ON TAX POSITIONS WHERE IT IS REASONABLY POSSIBLE THAT THE ORGANIZATION'S TAX POSITION WILL NOT PREVAIL IN A REVIEW BY TAXING AUTHORITIES IS RECOGNIZED AS PART OF CURRENT PERIOD INCOME TAX EXPENSE. PART XI, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES 31,555. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES 31,555. 1 0 1 0 0 0 0 0 1 0 WILLIAM HANSEN TRUSTEE 0 637999 0 977581 0 21425 0 30200 0 34177 0 1701382 0 0 ERIN ROTH TRUSTEE 0 314344 0 198998 0 23372 0 30200 0 40531 0 607445 0 0 THOMAS DAWSON CHAIR 0 302999 0 297898 0 21216 0 30200 0 16477 0 668790 0 0 LARRY LUTZ TRUSTEE 0 295122 0 272979 0 32734 0 30200 0 34177 0 665212 0 0 A SCOTT FLEMING TRUSTEE 0 295121 0 272979 0 22626 0 30200 0 34177 0 655103 0 0 MATTHEW MURPHY III TRUSTEE 0 261953 0 178626 0 21772 0 263950 0 34177 0 760478 0 0 THOMAS ERTEL TREASURER 0 246919 0 134651 0 24469 0 30200 0 15345 0 451584 0 0 MARIE CINI PRESIDENT 354050 0 0 0 0 0 18015 0 1054 0 373119 0 0 0 ROBERT SAUTTER CFO/VICE PRESIDENT OF FINA 164175 0 0 0 0 0 9667 0 9375 0 183217 0 0 0 JOEL SIMON EXECUTIVE VICE PRESIDENT 287181 0 0 0 0 0 5108 0 1286 0 293575 0 0 0 DOROTHY WAX VP OF TALENT MANAGEMENT 240528 0 0 0 0 0 5610 0 7726 0 253864 0 0 0 ELIZABETH DOYLE VICE PRESIDENT PARTNER SERVICES 134867 0 0 0 0 0 8187 0 15000 0 158054 0 0 0 ELIZABETH BRANDES VICE PRESIDENT MARKETING 138848 0 0 0 0 0 8283 0 10047 0 157178 0 0 0 JENNIFER GROH CHIEF STRATEGY OFFICER 140378 0 0 0 0 0 8118 0 9633 0 158129 0 0 0 SHAWN HULSIZER VICE PRESIDENT PRODUCT LAB 138664 0 0 0 0 0 8554 0 18022 0 165240 0 0 0 PAMELA TATE FORMER PRESIDENT 641976 145808 0 0 0 82445 0 14621 0 11846 641976 254720 0 0 PART I, LINE 3 STRADA ENDUCATION NETWORK, INC., THE SOLE MEMBER OF COUNCIL FOR ADULT AND EXPERIENTIAL LEARNING, USES THE FOLLOWING TO ESTABLISH THE COMPENSATION OF THE ORGANIZATION'S PRESIDENT: -COMPENSATION COMMITTEE -INDEPENDENT COMPENSATION CONSULTANT -FORM 990 OF OTHER ORGANIZATIONS -WRITTEN EMPLOYMENT CONTRACT -COMPENSATION SURVEY OR STUDY -APPROVAL BY THE BOARD OR COMPENSATION COMMITTEE PART I, LINE 4B 4B. ELIGIBLE EMPLOYEES PARTICIPAGE IN A SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN UNDER CODE SECTION 457(F). ANY AMOUNTS ULTIMATELY PAID UNDER THE PLAN TO AN ELIGIBLE EMPLOYEE IS REPORTED AS COMPENSATION ON FORM 990, SCHEDULE J, PART II, COLUMN B IN THE YEAR PAID. NO PAYMENTS WERE MADE UNDER THE PLAN DURING CALENDAR YEAR 2019. PART I, LINE 7 ALL OFFICERS AND ALL EMPLOYEES OF THE COMPANY PARTICIPATE IN THE "EMPLOYEE INCENTIVE PLAN." ANNUAL PAYMENTS ARE BASED ON OVERALL CORPORATE PERFORMANCE IN THE ACCOMPLISHMENT OF THE CORPORATE OBJECTIVES, AS EVALUATED BY THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES, AND INDIVIDUAL PERFORMANCE. THE AMOUNT OF THE PAYMENT IS A PERCENTAGE OF ANNUAL SALARY, VARING BY THE SALARY GRADE OF THE INDIVIDUAL POSITION. THE CHIEF EXECUTIVE OFFICER, EXECUTIVE VICE PRESIDENTS, AND SENIOR VICE PRESIDENTS OF THE COMPANY PARTICIPATE IN THE "LONG TERM INCENTIVE PLAN." ANNUAL PAYMENTS ARE BASED ON OVERALL CORPORATE PERFORMANCE IN THE ACCOMPLISHMENT OF THE CORPORATE OBJECTIVES, AS EVALUATED BY THE COMPSENSATION COMMITTEE OF THE BOARD OF TRUSTEES, AND INDIVIDUAL PERFORMANCE. THE AMOUNT OF THE PAYMENT IS A PERCENTAGE OF ANNUAL SALARY, VARYING BY THE SALARY GRADE OF THE INDIVIDUAL POSITION. FORM 990, PART VI, SECTION A, LINE 8B THE CURRENT BOARD DOES NOT HAVE COMMITTEES FORM 990, PART VI, SECTION B, LINE 11B THE ORGANIZATION'S CFO AND PRESIDENT REVIEW THE FORM 990 PRIOR TO FILING. IT IS ALSO REVIEWED BY STRADA'S INTERNAL TAX DEPARTMENT. THEN SENT TO THE FULL BOARD FOR THEIR REVIEW BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY, A CONFLICT OF INTEREST AND DISCLOSURE QUESTIONNAIRE IS REQUIRED TO BE COMPLETED BY STRADA EMPLOYEES THAT ARE OFFICERS OF THE BOARD. THE PURPOSE OF THE QUESTIONNAIRE IS TO SOLICIT INFORMATION ABOUT RELATIONSHIPS THAT MAY CONSTITUTE A POTENTIAL CONFLICT OF INTEREST. BEFORE THE 990 IS FILED FOR 2019, EACH MEMBER OF THE BOARD OF TRUSTEES WILL HAVE SIGNED AN ANNUAL CONFLICT OF INTEREST DISCLOSURE STATEMENT THAT DISCLOSES ACTUAL OR POTENTIAL CONFLICTS OF INTEREST AS SET FORTH IN THE APPROVED CONFLICT OF INTEREST POLICY FOR TRUSTEES. THE DISCLOSURE STATEMENTS ARE REVIEWED BY THE GOVERNANCE COMMITTEE OF THE BOARD OF TRUSTEES. WHEN ANY SUCH CONFLICT OF INTEREST IS RELEVANT TO A MATTER REQUIRING ACTION BY THE BOARD OF TRUSTEES OR ANY COMMITTEE, THE INTERESTED PERSON SHALL CALL IT TO THE ATTENTION OF THE CHAIR OF THE COMMITTEE, AND SUCH PERSON SHALL LEAVE THE ROOM IN WHICH THE MEETING IS HELD AND NOT PARTICIPATE IN THE FINAL DELIBERATIONS OR DECISIONS REGARDING THE MATTER UNDER CONSIDERATION. A TRUSTEE SHALL ADVISE THE CHAIR OF THE GOVERNANCE COMMITTEE AND THE CORPORATE SECRETARY IN WRITING OF ANY POTENTIAL CONFLICTS OF INTEREST WHICH ARISE AFTER SIGNING THE CONFLICT OF INTEREST DISCLOSURE STATEMENT. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION DETERMINATIONS OF THE CEO AND THE OTHER OFFICERS FOR CALENDAR YEAR 2019 WERE MADE BY A COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES WHOSE MEMBERS HAVE NO CONFLICT OF INTEREST WITHIN THE MEANING OF TRES. REG. 53.4958-6(C)(1)(III). THE COMPENSATION COMMITTEE ESTABLISHES THE COMPENSATION PHILOSOPHY, AND WITH COMPARABLILITY DATA PROVIDED BY AN INDEPENDENT COMPENSATION CONSULTANT, ANNUALLY EVALUATES THE PERFORMANCE OF THE CEO AND ALL OTHER OFFICERS, AND DETERMINES IN ADVANCE THE REASONABLENESS OF COMPENSATION PAID TO AND BENEFITS PROVIDED TO SUCH INDIVIDUALS. AS PART OF THE ACTUAL PERFORMANCE EVALUATION, THE COMPENSATION COMMITTEE SOLICITS THE VIEWS OF THE CHAIRS OF THE OTHER BOARD COMMITTEES. THE DETERMINATIONS MADE AND THE BASIS OF SUCH DETERMINATIONS ARE CONTEMPORANEOUSLY DOCUMENTED IN WRITTEN MINUTES. FINAL DETERMINATIONS ARE REPORTED TO THE FULL BOARD OF TRUSTEES. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST STATEMENTS AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART IX, LINE 11G TRAINERS, ADVISORS, TEMPS: PROGRAM SERVICE EXPENSES 183,956. MANAGEMENT AND GENERAL EXPENSES 29,028. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 212,984. CONSULTANTS: PROGRAM SERVICE EXPENSES 1,221,908. MANAGEMENT AND GENERAL EXPENSES 58,491. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,280,399. OTHERS: PROGRAM SERVICE EXPENSES 1,335. MANAGEMENT AND GENERAL EXPENSES 23,243. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 24,578. FORM 990, PART XI, LINE 9: TRANSFER OF NET ASSETS FROM AFFILIATE 470,003. FORM 990, PART XII, LINE 2C: NO CHANGES HAVE BEEN MADE TO THE AUDIT OVERSIGHT OR INDEPENDENT ACCOUNTANT SELECTION PROCESSES FROM THE PRIOR YEAR. STRADA EDUCATION NETWORK INC 10 WEST MARKET STREET SUITE 1100 INDIANAPOLIS IN 46204 473044430 PARENT COMPANY IN 501(C)(3) LINE 12B, II 0 DXTERA INSTITUTE INC 2001 PENNSYLVANIA AVE NW STE 1100 WASHINGTON DC 20006 815103331 EDUCATIONAL SUPPORT SERVICES DE 501(C)(3) LINE 10 0 EDUCATION AT WORK INC 2300 WALL ST STE R CINCINNATI OH 45212 454035038 STUDENT EMPLOYEE OPPORTUNITIES OH 501(C)(3) LINE 12B, II 0 ROADTRIP NATION LTD 1626 PLACENTIA AVE COSTA MESA CA 92627 263889207 STUDENT ROADMAP DE 501(C)(3) LINE 7 0 INSIDE TRACK IMPACT INC 121 SW SALMON STREET STE 800 PORTLAND OR 97204 843640492 STUDENT COACHING DE 501(C)(3) LINE 10 0 STRADA IDAHO HOLDINGS INC 10 WEST MARKET STREET SUITE 1100 INDIANAPOLIS IN 46204 842914431 TITLE HOLDING COMPANY ID 501(C)(2) 0 ECONOMIC MODELING LLC PO BOX 9008 MOSCOW ID 83843 271605272 DATA ANALYTICS SERVICES DE N/A ROADTRIP PRODUCTIONS LTD 1626 PLACENTIA AVENUE COSTA MESA CA 92627 042615743 EDUCATION OUTREACH DE N/A C 0 INSIDE TRACK INC 121 SW SALMON STREET SUITE 800 PORTLAND OR 972042920 943344975 STUDENT COACHING DE N/A C 0 STRADA SOLUTIONS 10 WEST MARKET STREET STE 1100 INDIANAPOLIS IN 46206 371897172 HOLDING COMPANY DE N/A C 0 ECONOMIC MODELING UK LIMITED 10 SARUM HILL BASINGSTOKE UK DATA ANALYTICS SERVICES UK N/A C 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 STRADA EDUCATION NETWORK C 37988 FMV STRADA EDUCATION NETWORK S 470003 FMV