2020-11-11T16:53:59-06:00 2019-12-31 346565596 ERNST & YOUNG US LLP 155 N WACKER DRIVE CHICAGO IL 60606 990 2019-01-01 431648435 THE FOUNDATION FOR BARNES-JEWISH HOSPITAL FOUN 3142860600 1001 HIGHLANDS PLZ DR WEST NO 140 ST LOUIS MO 631101339 SUSAN ELL EXEC DIR/VICE PRES 3142860580 2020-11-11 1 JESSICA A WAGENER P01622613 3128792000 159.251.152.54 2020-11-11 16:52:08 CS P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 82F5A873F492C46E469D22FD6AD8DB79B0F5CF34 2019 2021-01-29 14:40:06Z SUSAN ELL 1 BJ HOSPITAL PLAZA ST LOUIS MO 63110 473014870 0 X N/A X 1996 MO THE FOUNDATION FOR BARNES-JEWISH HOSPITAL HELPS DONORS ENRICH LIVES, SAVE LIVES, AND (SEE SCHEDULE O) TRANSFORM PATIENT CARE THROUGH CHARITABLE GIFTS. EVERY GIFT TO THE FOUNDATION HELPS TRANSFORM PATIENT CARE AT BARNES-JEWISH HOSPITAL, ONE OF AMERICA'S TOP HOSPITALS, AND OUR AFFILIATES BY FUNDING: INNOVATIVE RESEARCH, MEDICAL EDUCATION FOR DOCTORS, NURSES, AND PHARMACISTS, TECHNOLOGY AND EQUIPMENT, CARE ESSENTIALS FOR PATIENTS IN NEED AND COMMUNITY OUTREACH TO PROMOTE HEALTH AND WELLNESS. 36 33 0 35 0 0 19048031 16122332 0 0 28298949 46892732 3211640 4301640 50558620 67316704 33909255 61537811 0 0 0 0 0 0 3254141 6171132 6706628 40080387 68244439 10478233 -927735 869478003 922010157 186869004 211887137 682608999 710123020 X THE FOUNDATION FOR BARNES-JEWISH HOSPITAL HELPS DONORS ENRICH LIVES, SAVE LIVES, AND TRANSFORM PATIENT CARE THROUGH CHARITABLE GIFTS. EVERY GIFT TO THE FOUNDATION HELPS TRANSFORM PATIENT CARE AT BARNES-JEWISH HOSPITAL, ONE OF AMERICA'S TOP HOSPITALS, AND OUR AFFILIATES BY FUNDING INNOVATIVE RESEARCH, MEDICAL EDUCATION FOR DOCTORS, NURSES AND PHARMACISTS, TECHNOLOGY AND EQUIPMENT, CARE ESSENTIALS FOR PATIENTS IN NEED, AND COMMUNITY OUTREACH TO PROMOTE HEALTH AND WELLNESS. 0 0 31060487 31060487 RESEARCH:THE FOUNDATION SUPPORTS BIOMEDICAL AND CLINICAL TRANSLATIONAL RESEARCH TO ENHANCE PATIENT SAFETY, ELEVATE THE STANDARDS OF CARE, IMPROVE QUALITY OF LIFE, MAKE BREAKTHROUGHS IN TREATMENT/RECOVERY AND WIN THE FIGHT AGAINST DEVASTATING DISEASES. THIS INCLUDES SUPPORT FOR THE BJC INVESTIGATORS PROGRAM, IN WHICH THE OBJECTIVE IS TO PROMOTE HUMAN KNOWLEDGE WITHIN THE FIELDS OF BASIC AND APPLIED MEDICAL SCIENCE WITH A FOCUS ON THE RESEARCHERS AND NOT THE PROJECTS. THESE DISCOVERIES WILL CHANGE HEALTHCARE REGIONALLY, NATIONALLY, AND INTERNATIONALLY. WE DISBURSE RESEARCH FUNDING PRIMARILY TO PHYSICIANS AND RESEARCHERS AFFILIATED WITH BARNES-JEWISH HOSPITAL, SITEMAN CANCER CENTER AND/OR WASHINGTON UNIVERSITY, OR TO FACULTY OF BARNES-JEWISH GOLDFARB SCHOOL OF NURSING. ALTHOUGH WE FUND A VARIETY OF HEALTHCARE AREAS PER DONOR WISHES, A MAJORITY OF OUR RESEARCH FUNDING IS FOR PROJECTS IN CANCER, PALLIATIVE CARE, THE NEUROSCIENCES (STROKE, BRAIN TUMOR, AND EPILEPSY), AND ORGAN TRANSPLANT. 20271958 20271958 RECRUITMENT:THE FOUNDATION SUPPORTS THE RECRUITMENT OF TOP PHYSICIANS AND RESEARCHERS TO BARNES-JEWISH HOSPITAL AND WASHINGTON UNIVERSITY FACULTY POSITIONS AND SUPPORTS THE EXCEPTIONAL WORK OF NATIONAL LEADERS IN MEDICINE ON THE WASHINGTON UNIVERSITY CAMPUS. FUNDS FROM THE FOUNDATION SUPPORTED THE ESTABLISHMENT OF THE DEPARTMENT OF EMERGENCY MEDICINE. 2513659 2513659 EDUCATION:THE FOUNDATION PROVIDES ONGOING MEDICAL EDUCATION FOR FACULTY & STAFF AND SCHOLARSHIPS FOR STUDENTS ATTENDING BARNES-JEWISH GOLDFARB SCHOOL OF NURSING PURSUING DEGREES FROM BSN THROUGH DOCTORATES. SCHOLARSHIPS ARE AVAILABLE TO STUDENTS OVER THE LIFE OF THEIR PROGRAM AS LONG AS THEY SUCCESSFULLY MEET THE ESTABLISHED CRITERIA. MEDICAL EDUCATION INCLUDES PRESENTATION OF RESEARCH FINDINGS AS WELL AS HOSTING LARGE CONFERENCES ON PATIENT SAFETY AND CARE. 7691707 7691707 THE FOUNDATION PROVIDES FUNDING TO BARNES-JEWISH HOSPITAL AND WASHINGTON UNIVERSITY TO SUPPORT THE HOSPITAL'S MISSION THROUGH DEVELOPING AND MAINTAINING RELATED PROGRAMS AND SERVICES THAT OFFER SUPPLEMENTAL APPROACHES TO CLINIC CARE, ADVANCE EDUCATION AND RESEARCH PRIORITIES, AND ENHANCE THE PATIENT ENVIRONMENT. 7691707 7691707 61537811 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 0 1 1 0 0 0 0 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 1 X 45 0 1 0 0 0 0 0 0 1 1 0 0 0 0 0 0 X 36 33 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 0 0 0 IL FL GA KY OK TN AL CA CO MD MA MI MN NJ NY NC OH PA WI DC ME MS NV NH ND OR SC UT WA AK X VALERIE GRAY 3142860572 4249 CLAYTON AVE SUITE 316 ST LOUIS MO 63110 LIEKWEG RICHARD DIRECTOR EX-OFFICIO 1.00 49.00 X 0 2355461 331789 CANNONROBERT W PRESIDENT/DIRECTOR 2.00 48.00 X X 0 1225102 283788 KRIEGER MARK TREASURER NO VOTE 10.00 40.00 X 0 645611 151530 ELL SUSAN J VP & EXEC DIRECTOR 48.00 2.00 X X 0 430164 112845 BLATT JAMES DIRECTOR 0.10 X 0 0 0 BROWN MEL F DIRECTOR 0.10 X 0 0 0 BURKHART PAT DIRECTOR 0.10 X 0 0 0 BUTLER ISAAC L DIRECTOR 0.05 X 0 0 0 GOLDSTEIN RICHARD DIRECTOR 0.10 X 0 0 0 GUPTA MAHENDRA DIRECTOR 0.10 X 0 0 0 HOUGH THOMAS W DIRECTOR 0.10 X 0 0 0 JACOB CARMEN DIRECTOR 0.05 X 0 0 0 JOHN SHARON DIRECTOR 0.10 X 0 0 0 KLOBNAK JOHN DIRECTOR 0.10 X 0 0 0 KODNER IRA DR DIRECTOR 0.10 X 0 0 0 KOPLAR SAM DIRECTOR 0.10 X 0 0 0 KORNBLUM EUGENE DIRECTOR 0.10 X 0 0 0 KOSEM BRAD G DIRECTOR 0.10 X 0 0 0 LEMKEMEIER JOHN DIRECTOR 0.10 X 0 0 0 LINDQUIST RICHARD DIRECTOR 0.20 X 0 0 0 MALTER FELICIA DIRECTOR 0.10 X 0 0 0 MANION STAFFORD DIRECTOR 0.20 X 0 0 0 MATTHEWS CHARLES MATT DIRECTOR 0.10 X 0 0 0 OERTILI FREDERICK J DIRECTOR 0.05 X 0 0 0 RENNER LINDA DIRECTOR 0.10 X 0 0 0 ROBERTS MICHAEL L DIRECTOR 0.20 X 0 0 0 RUBIN PAM DIRECTOR 0.10 X 0 0 0 SACHS SUSAN STEINBACK DIRECTOR 0.10 X 0 0 0 SCHEFFEL WILLIAM DIRECTOR 0.05 X 0 0 0 SCHWENDINGER TATJANA DIRECTOR 0.10 X 0 0 0 STEVENS WILLIAM DIRECTOR 0.05 X 0 0 0 SUELTHAUS KENNETH H DIRECTOR 0.10 X 0 0 0 SULLIVANRICHARD T DIRECTOR 0.10 X 0 0 0 THOMAS LAWRENCE DIRECTOR 0.20 X 0 0 0 WARSHAW HENRY DIRECTOR 0.20 X 0 0 0 WIELANSKY LEE DIRECTOR 0.10 X 0 0 0 MILES RICHARD CHAIRMAN 5.00 X X 0 0 0 0 4656338 879952 0 0 1 0 EVNTIV LLC 1220 OLIVE STREET ST LOUIS MO 63103 EVENT PLANNING/PRODUCTION AND ENTERTAINM 413259 ALTUS HIGHLANDS LLC 231 S BEMISTON AVENUE ST LOUIS MO 63105 PROVIDE COMMERCIAL OFFICE RENTAL 285694 ADVERTISERS PRINTING CO 1229 S VANDEVENTER AVE ST LOUIS MO 63110 SUPPLY MESSAGING DISTRIBUTION TARGETING 279828 3 100000 2670687 13351645 1082040 16122332 21543569 21543569 292981 292981 430695630 405346467 25349163 25349163 25349163 133500 2670687 351699 -218199 -218199 RECOV PY GRANTS 900099 2726858 2726858 FORGIVENESS OF WUSM DE 900099 1500000 1500000 4226858 67316704 0 0 51194372 61537811 61537811 14545 14545 60000 60000 1077532 1076858 674 451515 49029 402486 24965 2830 22135 483907 130272 353635 277023 264776 12247 15273 5102 10171 19597 12945 6652 70385 41395 28990 PURCHASED SERVICES-SALA 3341036 1564203 1776833 LOSS FROM BAD DEBTS 461111 461111 ADMIN/OVERHEAD EXPENSES 129025 128850 175 CATERING AND MEALS 98642 11053 87589 182072 90629 91443 68244439 61537811 3452487 3254141 2665272 1779854 19535669 21867260 0 52646 30249 92147 446627 367990 146682 78637 460178685 507050399 381721491 383381272 5199955 7707942 869478003 922010157 597967 1814710 158413435 162963252 27857602 47109175 186869004 211887137 X 131691276 156132352 550917723 553990668 682608999 710123020 869478003 922010157 X -927735 26467869 1973887 X 0 1 X 1 0 X 79017401 56590907 121617140 19048031 16122332 292395811 79017401 56590907 121617140 19048031 16122332 292395811 10126605 282269206 9161137 10002655 13449083 17837333 21836550 72286758 896965 1209053 1518534 1878698 4226858 9730108 374412677 3376365 0.75390 0.83010 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: FORGIVENESS OF WUSM DEBT - 2018 AMOUNT: $ 1,000,000. 2019 AMOUNT: $ 1,500,000. RECOVERY PY GRANTS - 2015 AMOUNT: $ 896,965. 2016 AMOUNT: $ 1,209,053. 2017 AMOUNT: $ 1,518,534. 2018 AMOUNT: $ 878,698. 2019 AMOUNT: $ 2,726,858. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 488076 488076 X X APPRECIATE IN VALUE 0 322579648 3483589 43024939 8353725 3312728 357421723 331260834 8497048 -3076601 11519762 2581871 322579648 298632068 8103376 39273562 11773932 2974240 331260834 288090919 11051906 15233366 13046013 2698110 298632068 294819614 3526211 -571073 7185365 2498468 288090919 0.26000 0.43000 0.31000 0 0 446627 367990 78637 78637 HEDGE FUNDS 72048805 F PRIVATE EQUITY 83229926 F REAL ASSETS 64443368 F OTHER 163659173 F 383381272 RELATED PARTY LIABILITY 1786692 ANNUITY OBLIGATIONS 820187 LIABILITY UNDER TRUST AGREEMENTS 2359864 FUNDS HELD FOR WUSM 42142432 47109175 93634707 26467869 927666 27395535 66239172 1077532 1077532 67316704 66705796 0 66705796 1077532 461111 1538643 68244439 PART III, LINE 4: WHEN THE ARTWORK WAS RECEIVED A FUND WAS SET UP (B1585) FOR A VAUGHN FD FOR BLOOD CANCER TO HOLD THE ARTWORK IN A NON-SPENDABLE FUND CLASS. THE PURPOSE OF THE FUND READS; TO SUPPORT RESEARCH, PATIENT CARE, AND EDUCATION RELATED TO BLOOD CANCER. WHEN THE INITIAL GIFT OF ARTWORK IS SOLD, THE NET PROCEEDS WILL BE DEPOSITED INTO THIS FUND. PART V, LINE 4: THE FOUNDATION ALLOCATES AND ADMINISTERS ENDOWMENT EARNINGS TO ADVANCE PROJECTS AND PROGRAMS IN HEALTHCARE BEYOND STANDARD OPERATING NEEDS, AND WHICH FURTHER THE MISSIONS OF BARNES-JEWISH HOSPITAL, WASHINGTON UNIVERSITY SCHOOL OF MEDICINE, AND PARTNERING HEALTHCARE ORGANIZATIONS IN THE COMMUNITY. THIS INCLUDES HOSPITAL CENTERS, NURSING SCHOOL PROFESSORSHIPS AND DEANSHIPS, RESEARCH, FELLOWSHIPS, SCHOLARSHIPS, AWARDS, PATIENT CARE, HEALTH-RELATED SOCIAL SERVICES AND PATIENT SERVICES, COMMUNITY OUTREACH AND EDUCATION PROGRAMS. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN BENEFICIAL INTEREST IN TRUST 1,426,739. CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS 255,019. ROYALTIES -292,981. LOSS ON BAD DEBTS -461,111. PART XII, LINE 4B - OTHER ADJUSTMENTS: LOSS ON BAD DEBTS 461,111. ILLUMINATIONS GALA-2019 2804187 2670687 133500 111799 213400 26500 2804187 2670687 133500 111799 213400 26500 351699 -218199 1 BARNES - JEWISH HOSPITAL ONE BARNES JEWISH HOSP PLAZA STLOUIS MO 63110 237309937 501(C)(3) 4630028 RESEARCH, PATIENT SUPPORT, EDUCATION, CAPITAL, COMMUNITY SERVICES WASHINGTON UNIVERSITY SCHOOL OF MEDICINE CAMPUS BOX 8018 660 SOUTH EUCLID AVE STLOUIS MO 63110 430653611 501(C)(3) 54451315 RESEARCH, PATIENT SUPPORT, EDUCATION, MD RECRUITMENT BJC HOME CARE SERVICES 1935 BELTWAY DRIVE STLOUIS MO 63114 431450457 501(C)(3) 823318 HOSPICE, HME, HOME CARE PEDAL THE CAUSE 900 SPRUCE STREET STLOUIS MO 63102 272233336 501(C)(3) 100000 ANNUAL FUNDRAISING BIKE CHALLENGE FOR CANCER RESEARCH CASA DE SALUD 3200 CHOUTEAU AVENUE ST LOUIS MO 63103 270732049 501(C)(3) 50000 MEDICARE TO UNDERINSURED & UNINSURED WORKING POOR HARRIS HOUSE FOUNDATION 8315 S BROADWAY STLOUIS MO 63111 431235232 501(C)(3) 25000 PURPOSE IS TO HELP ALCOHOLIC AND CHEMICALLY DEPENDENT PERSONS ACHIEVE SOBRIETY AND BECOME USEFUL, HEALTHY, AND PRODUCTIVE INDIVIDUALS; IMPLICIT IN OUR MISSION IS PROVIDING UNDER-SERVED PEOPLE. THE BREAKFAST CLUB 3935 GALAXIE DRIVE ST LOUIS MO 63034 431892689 501(C)(3) 30000 IMPACTING THE ST. LOUIS METROPOLITAN COMMUNITY THROUGH EDUCATION AWARENESS RESOURCES ST LOUIS UNIVERSITY SCHOOL OF MEDICINE 221 NORTH GRAND BOULEVARD ST LOUIS MO 63103 430654872 501(C)(3) 240000 POSTTRANSCRIPTIONAL CONTROL OF BREAST TUMOR GROWTH AND METASTASIS HUMANITRI 1447 EAST GRAND STREET ST LOUIS MO 63107 431470568 501(C)(3) 15000 INTERPRETING SERVICES ANSWERING SERVICES BARNES-JEWISH WEST COUNTY HOSPITAL 12634 OLIVE STREET ROAD ST LOUIS MO 63141 431527130 501(C)(3) 82760 OWEN KANTOR LECTURE ; MULTI-PURPOSE RM; 3 ENDOCAVITY TRANSDUCERS & PROCESSING TRAYS BREAKDOWN STL 16105 SWINGLEY RIDGE RD 165 CHESTERFIELD MO 63006 030593446 501(C)(3) 25000 EDUCATING, EQUIPPING & EMPOWERING STUDENTS TO MAKE POSITIVE CHOICES. DOORWAYS 4385 MARYLAND AVENUE ST LOUIS MO 63108 431484279 501(C)(3) 50000 PROVIDES USED CLOTHING TO PUBLIC GREAT RIVERS GREENWAY FOUNDATION 6174 DELMAR BLVD ST LOUIS MO 63112 473769925 501(C)(3) 500000 MAKE ST. LOUIS REGION A MORE VIBRANT PLACE TO LIVE, WORK AND PLAY BY DEVELOPING A NETWORK OF GREENWAYS. HAVEN HOUSE 126850 OLIVE ROAD ST LOUIS MO 63141 201876315 501(C)(3) 60000 PROVIDE COMFORT & SUPPORT FOR PATIENTS & FAMILY WHO TRAVEL FOR MEDICAL CARE HEALTH LITERACY MINISTRY PO BOX 26962 ST LOUIS MO 63118 453956770 501(C)(3) 27920 PROVIDE HIGH BLOOD PRESSURE AND/OR HEART FAILURE EDUCATION TO SENIORS 55 YEARS OF AGE JEWISH FEDERATION 12 MILLSTONE CAMPUS DRIVE ST LOUIS MO 63146 430652643 501(C)(3) 300000 SUPPORT EXPANSION OF HOLOCAUST MUSEUM MEMORY CARE HOME SOLUTIONS 4389 WEST PINE BLVD ST LOUIS MO 63108 020641248 501(C)(3) 20000 EXTEND & IMPROVE QUALITY TIME AT HOME FOR FAMILIES CARING FOR LOVED ONES WITH MEMORY LOSS MENTAL HEALTH AMERICA 1905 S GRAND AVENUE ST LOUIS MO 63104 430685341 501(C)(3) 36000 HELP LINE ENHANCEMENT INITIATIVE ST LOUIS HEALTH EQUIPMENT LENDING PROGRAM 985 E ESSEX ST LOUIS MO 63122 800144355 501(C)(3) 35000 PROVIDE ANYONE IN NEED ACCESS TO FREE HOME MEDICAL EQUIPMENT THROUGH RECYCLE AND REUSE PROGRAM SUPPORT DOGS 10955 LINPAGE PLACE ST LOUIS MO 63132 431379801 501(C)(3) 10000 COMMUNITY SUPPORT TO COORDINATE ENTRY SYSTEM OF RESPONSE ARTS AS HEALING FOUNDATION 737 VILLA PLACE CT ST LOUIS MO 63132 464448339 501(C)(3) 20000 OFFERS CANCER PATIENTS AND THEIR CAREGIVERS AN OPPORTUNITY FOR CREATIVE EXPRESSION AND FULLFILLMENT BY PROVIDING FREE ART LESSONS AND A VARIETY OF OTHER ARTISTIC AND EDUCATIONAL ACTIVITIES. 21 0 PART I, LINE 2: THE FOUNDATION FOR BARNES-JEWISH HOSPITAL (FOUNDATION) PROVIDES GRANT SUPPORT TO BARNES-JEWISH HOSPITAL (HOSPITAL), WASHINGTON UNIVERSITY SCHOOL OF MEDICINE, AND A LIMITED NUMBER OF COMMUNITY ORGANIZATIONS WHOSE MISSIONS ARE CONSISTENT WITH THE WORK OF THE HOSPITAL. FOR THE HOSPITAL AND UNIVERSITY: GRANT APPLICATIONS ARE SUBMITTED WHICH INCLUDE A BUDGET AND A NARRATIVE. THE APPLICATIONS FOR SPECIFIC PROJECT GRANTS MUST BE REVIEWED AND APPROVED BY AN INSTITUTIONAL OFFICIAL PRIOR TO SUBMISSION. IN SOME CASES, APPLICATIONS ARE RECEIVED IN RESPONSE TO A SPECIFIC CALL FOR PROPOSALS, WHICH ARE REVIEWED FOR MERIT BY A SPECIAL ADVISORY COMMITTEE. GRANTS ARE AWARDED TYPICALLY FOR A 12-MONTH PERIOD, WITH A NOTICE OF GRANT AWARD ISSUED WHICH INCLUDES THE TERMS AND CONDITIONS. ALL GRANT EXPENSES INCURRED BY THE HOSPITAL ARE REVIEWED FOR COMPLIANCE BY HOSPITAL ACCOUNTING STAFF. HOSPITAL ACCOUNTING STAFF RECEIVE ONGOING TRAINING ON THE TERMS AND CONDITIONS OF FOUNDATION GRANTS. A REVIEW OF WU SCHOOL OF MEDICINE EXPENSES RELATED TO SPECIFIC PROJECT GRANTS ARE PERFORMED BY UNIVERSITY STAFF AS THE EXPENSES ARE INCURRED. THE UNIVERSITY SUBMITS QUARTERLY EXPENSE REPORTS TO THE FOUNDATION FOR REVIEW. HOSPITAL ACCOUNTING STAFF RECEIVES INVOICES SUBMITTED BY THE UNIVERSITY AND APPROVES THEM ON THE FOUNDATION'S BEHALF. FOR ALL HOSPITAL AND UNIVERSITY GRANTS, A PROGRESS REPORT, INCLUDING NARRATIVE AND EXPENSE RECAP, IS REQUIRED UPON EXPIRATION OF A BUDGET PERIOD. FOUNDATION STAFF VERIFY THE COMPLETENESS OF THE REPORT. FOR COMMUNITY GRANTS: SELECTED SUPPORT IS PROVIDED TO LOCAL NONPROFITS FOR HEALTH-RELATED PROGRAMS TO BENEFIT COMMUNITY RESIDENTS, WITH EMPHASIS ON PROGRAM INNOVATION AND SERVICE DELIVERY TO TRADITIONALLY UNDERSERVED POPULATIONS. COMMUNITY GRANT MATERIALS WERE ADAPTED CLOSELY FROM THE HOSPITAL AND WU SCHOOL OF MEDICINE GRANTEE DOCUMENTS. SUPPORT PARAMETERS WERE DEVELOPED BY FOUNDATION STAFF AND THE STEWARDSHIP COMMITTEE OF THE FOUNDATION BOARD, WHICH IS CHARGED TO REVIEW AND RECOMMEND APPLICATIONS FOR FUNDING TO THE BOARD. TYPICALLY, SUPPORT IS GRANTED FOR 12 MONTHS, WITH SOME GRANTEES AWARDED MULTI-YEAR FUNDING CONDITIONED ON SUCCESSFUL FULFILLMENT OF OBJECTIVES. ANNUAL AWARDS ARE PAID AT THE START OF THE GRANT PERIOD. COMMUNITY GRANTEES SUBMIT ANNUAL AND/OR FINAL PROGRESS REPORTS. FOUNDATION STAFF REVIEW THESE FOR COMPLIANCE AND SUCCESS IN MEETING OBJECTIVES AND REPORT FINDINGS TO THE STEWARDSHIP COMMITTEE. TOTAL GRANTS FOR 2019 $61,537,811.22. 0 1 0 0 0 0 0 LIEKWEG RICHARD DIRECTOR EX-OFFICIO 0 1082727 0 1010076 0 262658 0 100299 0 231490 0 2687250 0 109793 CANNONROBERT W PRESIDENT/DIRECTOR 0 712303 0 430517 0 82282 0 174243 0 109545 0 1508890 0 64692 KRIEGER MARK TREASURER NO VOTE 0 420458 0 113813 0 111340 0 115052 0 36478 0 797141 0 102513 ELL SUSAN J VP & EXEC DIRECTOR 0 294754 0 128716 0 6694 0 78043 0 34802 0 543009 0 0 PART I, LINE 3 THE COMPENSATION AND BENEFIT AMOUNTS OF THE ORGANIZATION'S OFFICERS AND TOP MANAGEMENT OFFICIALS ARE DETERMINED BY AN INDEPENDENT COMMITTEE OF BJC HEALTH SYSTEM, AN AFFILIATE OF THE FOUNDATION FOR BARNES-JEWISH HOSPITAL. THE COMMITTEE IS COMPRISED OF INDEPENDENT PERSONS AND USES INDEPENDENT COMPENSATION STUDIES AND BENCHMARKING DATA TO ESTABLISH COMPENSATION AMOUNTS AND GUIDELINES. ALL AMOUNTS ARE APPROVED BY THE COMPENSATION COMMITTEE. THE ORGANIZATION RECONCILES THE AGGREGATE AMOUNTS PAID TO THE APPROVAL AMOUNTS SHORTLY AFTER THE CLOSE OF EACH CALENDAR YEAR. PART I, LINE 4B DURING 2019, THE FOLLOWING INDIVIDUALS RECEIVED SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN PAYMENTS/ACCRUALS FROM THE ORGANIZATION AS REPORTED IN THE DETAILS OF COMPENSATION AND BENEFITS (SEE FORM 990, PART VII AND SCHEDULE J, PART II): LIEKWEG, RICHARD $301,914 CANNON, ROBERT $143,109 KRIEGER, MARK $128,117 ELL, SUSAN $17,956 X 47 488076 APPRAISED VALUE X 51 593964 AVG. HIGH/LOW 1 0 1 1 PART I, COLUMN (B): THE FOUNDATION IS REPORTING THE NUMBER OF CONTRIBUTIONS RECEIVED IN COLUMN B. PART I, LINE 32B: GIFTS OF SECURITIES ARE DELIVERED INTO ACCOUNTS ESTABLISHED UNDER THE FOUNDATION FOR BARNES-JEWISH HOSPITAL'S NAME AT VARIOUS FINANCIAL INSTITUTIONS. WHEN SECURITIES ARE RECEIVED, REPRESENTATIVES OF THESE INSTITUTIONS NOTIFY THE FOUNDATION FOR BARNES-JEWISH HOSPITAL OF THE DATE OF DELIVERY. NORMALLY THE FOUNDATION FOR BARNES-JEWISH HOSPITAL PERSONNEL INSTRUCT THESE INSTITUTIONS TO SELL THE SECURITIES IMMEDIATELY UPON RECEIPT, UNLESS OTHER DONOR STIPULATIONS EXIST OR IT IS NOT PRUDENT AND/OR POSSIBLE TO DO SO. FORM 990, PART V, LINE 1 AND 1C THE ORGANIZATION IS AN AFFILIATE OF BJC HEALTH SYSTEM (BJC), A SUPPORTING ORGANIZATION DESCRIBED IN CODE SECTION 509(A)(3). BJC ASSUMES RESPONSIBILITY FOR REMITTING ALL PAYMENTS TO VENDORS THROUGH A CENTRALIZED ACCOUNTS PAYABLE SYSTEM. BJC ALSO ASSUMES RESPONSIBILITY FOR REPORTING THESE PAYMENTS TO THE IRS USING ITS EIN AS THE COMMON PAYOR ON FORM(S) 1099,1098,5498, AND W-2G. THE AMOUNT REPORTED ON LINE 1, IF ANY, REFLECTS THE NUMBER OF FORMS FILED BY BJC HEALTH SYSTEM (EIN 43-1617558) ON BEHALF OF THE ORGANIZATION. W2G FORMS ARE PREPARED AND ISSUED BY BJC ON BEHALF OF THE FOUNDATIONS. BJC HEALTH SYSTEM ALSO ASSUMES RESPONSIBILITY FOR WITHHOLDING AND REMITTING ANY TAXES REQUIRED AND WILL PREPARE THE TAX FORMS TO REPORT ANY TAX WITHHOLDINGS. FORM 990, PART VI, SECTION A, LINE 2 CERTAIN OFFICERS, DIRECTORS OR KEY EMPLOYEES OF THE FOUNDATION AND BJC HEALTH SYSTEM (BJC) MAY ALSO SERVE ON THE BOARDS OF OTHER RELATED OR UNRELATED ORGANIZATIONS. ADDITIONALLY, CERTAIN FAMILY MEMBERS OF OFFICERS, DIRECTORS OR KEY EMPLOYEES MAY, DURING THE NORMAL COURSE OF BUSINESS YET CONSISTENT WITH THE STATED EXEMPT PURPOSE OF THE FOUNDATION, ENGAGE IN TRANSACTIONS IN WHICH POTENTIAL CONFLICTS OF INTEREST COULD EXIST. THESE OFFICERS, DIRECTORS, KEY EMPLOYEES AND RELATED PERSONS DISCLOSE THESE POTENTIAL CONFLICTS TO THE FOUNDATION AND BJC ANNUALLY AND DO NOT PARTICIPATE IN DECISIONS IN WHICH THEY HAVE SUCH CONFLICTS. SUCH CONFLICTS AND RELATIONSHIPS ARE REVIEWED TO ENSURE THAT ANY PAYMENTS RECEIVED OR AMOUNTS PAID DO NOT EXCEED THE FAIR MARKET VALUE OF THE GOODS AND SERVICES RECEIVED BY THE FOUNDATION. FORM 990, PART VI, SECTION A, LINE 6 BARNES-JEWISH HOSPITAL IS THE SOLE CORPORATE MEMBER OF THE REPORTING ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 7A BARNES-JEWISH HOSPITAL HAS THE POWER TO ELECT OR APPOINT MEMBERS OF THE FOUNDATION BOARD OF DIRECTORS. FORM 990, PART VI, SECTION A, LINE 7B CHANGES TO FOUNDATION BYLAWS OR GOVERNING DOCUMENTS ARE SUBJECT TO THE APPROVAL OF BARNES-JEWISH HOSPITAL, THE SOLE CORPORATE MEMBER, AND BJC HEALTH SYSTEM. FORM 990, PART VI, SECTION B, LINE 11B THE ORGANIZATION PREPARES DRAFT COPIES OF FORM 990 AND ATTACHMENTS FOR REVIEW BY MEMBERS OF FINANCE, LEGAL AND TAX DEPARTMENTS. THE FINAL DRAFT RETURNS ARE REVIEWED BY AN INDEPENDENT ACCOUNTING FIRM AND A COMPLETE COPY IS PROVIDED FOR THE FOUNDATION BOARD OF DIRECTORS TO REVIEW. QUESTIONS AND COMMENTS THAT ARISE DURING THE INDIVIDUAL BOARD MEMBER REVIEWS OF THE FORMS ARE ADDRESSED IN ADVANCE OF SUBMISSION TO THE APPROPRIATE TAXING AUTHORITIES. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REGULARLY AND CONSISTENTLY MONITORS COMPLIANCE WITH THE POLICY BY ISSUING ANNUALLY A CONFLICT OF INTEREST QUESTIONNAIRE REMINDING COVERED INDIVIDUALS OF THEIR OBLIGATIONS TO DISCLOSE POTENTIAL CONFLICTS AND REQUESTING THAT THEY COMPLETE A CONFLICTS OF INTEREST QUESTIONNAIRE. THE QUESTIONNAIRE REQUIRES THE DISCLOSURE OF CONFLICTS AND AN ATTESTATION TO THEIR CONTINUING OBLIGATION TO DISCLOSE SAID CONFLICTS SHOULD THE NEED ARISE. THE RESULTS OF THE CONFLICT OF INTEREST QUESTIONNAIRE ARE REVIEWED BY A CENTRALIZED COMPLIANCE DEPARTMENT AND APPROPRIATE ACTION TAKEN AS NECESSARY. SHOULD THE ORGANIZATION BECOME AWARE OF A CONFLICT NOT PREVIOUSLY REPORTED, ITS GENERAL COUNSEL WOULD INVESTIGATE THE ISSUE AND RESPOND IN ACCORDANCE WITH THE POLICY. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, FINANCIAL STATEMENTS, AND CONFLICT OF INTEREST POLICY AVAILABLE FOR INSPECTION BY THE GENERAL PUBLIC UPON REQUEST AT THE ADMINISTRATIVE OFFICES. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF TRUST 1,426,739. CHANGE IN VALUE OF SPLIT INTEREST 255,020. EQUITY TRANSFERS 200,344. CUMULATIVE CHANGE IN ACCOUNT CHANGES 91,784. 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