2020-11-12T15:05:09-06:00 2019-12-31 010747208 CLIFTONLARSONALLEN LLP 5001 SPRING VALLEY ROAD SUITE 600W DALLAS TX 75244 990PF 2019-01-01 752736174 MICHAEL L ROSENBERG FOUNDATION MICH 9724638586 3310 FAIRMOUNT NO P2A DALLAS TX 75201 LAWRENCE S BARZUNE MEMBER 9725674954 2020-11-09 1 ALLISON BROWN P01603075 9723835700 2020-11-09 24.28.117.4 2020-11-09 17:08:33 CS P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 F21D5A7AB986815B1FD5283464AC599CF08225A2 2019 2021-04-22 16:20:28Z X 4350230 X X 110065 110065 148744 1427042 148744 3476 0 262285 258809 0 0 0 19990 0 19990 11053 5527 5526 13045 13045 0 5915 1835 0 50003 20407 25516 210000 210000 260003 20407 235516 2282 238402 40051 23394 23394 85010 101582 101582 1935340 1795817 2460458 1581708 1723555 1758180 6397 6616 6616 3648506 3650964 4350230 0 0 X 0 0 0 0 3648506 3650964 3648506 3650964 3648506 3650964 3648506 2282 176 3650964 0 3650964 SALE OF MARKETABLE SECURITIES P 484387 472763 11624 11624 SALE OF MARKETABLE SECURITIES P 607889 579447 28442 28442 SALE OF MARKETABLE SECURITIES P 306594 226088 80506 80506 CAPITAL GAINS DIVIDENDS P 28172 28172 28172 148744 0 193725 4233504 0.045760 208974 4184353 0.049942 207339 3916434 0.052941 208978 4225569 0.049456 106124 4257733 0.024925 0.223024 0.044605 4225370 188473 2384 190857 235516 X 2384 0 2384 0 2384 4431 0 0 4431 0 2047 2047 0 0 0 0 0 0 0 0 0 0 0 1 1 TX 1 0 0 0 0 0 N/A LAWRENCE BARZUNE MD 9727333202 3310 FAIRMOUNT ST APT P2A DALLAS TX 75201 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 LAWRENCE BARZUNE MD 3310 FAIRMOUNT NO P2A DALLAS TX 75201 PRESIDENT/TREASURER/DIR 0.25 0 0 0 DEBORAH GAGE 38 OLD BOND STREET UNITED KINGDOM UK VICE PRESIDENT/SEC/DIR 0.25 0 0 0 BOB HARRISON STERLING PLAZA SUITE 770 5949 SHERRY LANE DALLAS TX 75225 DIRECTOR 0.25 0 0 0 NONE 0 NONE 0 0 4215374 74342 0 4289716 0 0 4289716 64346 4225370 211269 211269 2384 2384 208885 0 208885 0 208885 235516 0 235516 2384 233132 208885 0 0 6075 4425 10500 235516 0 0 0 208885 26631 0 0 37131 0 0 0 0 0 0 0 37131 6075 4425 26631 X DALLAS MUSEUM OF ART 1717 N HARWOOD DALLAS TX 75201 NONE PC GENERAL SUPPORT FOR THE PUBLIC ART MUSEUM 104500 DALLAS SYMPHONY ORCHESTRA 2301 FLORA STREET DALLAS TX 75201 NONE PC GENERAL SUPPORT FOR PERFORMING ARTS 104500 THE DALLAS FOUNDATION- JOAQUIN ACHUCARRO FOUNDATION FUND 900 JACKSON STREET SUITE 705 DALLAS TX 75202 NONE PC GENERAL SUPPORT FOR PERFORMING ARTS 1000 210000 0 14 110065 18 148744 BOOK SALES-ROYALTIES 15 3476 0 258809 3476 262285 11A BOOK ROYALTIES WERE FROM THE SALE OF BOOKS BY THE DMA THAT TOLD THE 11A HISTORY OF THE MICHAEL ROSENBERG COLLECTION 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 11053 5527 5526 PURSUANT TO IRC SEC. 4942(H)(2) AND REG. 53.4942(A)-3(D)(2), THE ABOVE REFERENCED FOUNDATION HEREBY ELECTS TO TREAT CURRENT YEAR QUALIFYING DISTRIBUTIONS IN EXCESS OF THE IMMEDIATELY PRECEDING TAX YEAR'S UNDISTRIBUTED INCOME AS BEING MADE OUT OF UNDISTRIBUTED INCOME FROM THE TAX YEAR ENDING 12/31/2009, IN THE AMOUNT OF $150,530. SIX CIRCLES US CONSTRAINED EQUITY FUND - 31,042.467 SHS 316662 345193 SPDR S&P 500 ETF TRUST - 3,554 SHS 663634 1143890 AMER FNDS INTL VNTG-F3 - 1,384 SHS 79289 114309 ISHARES CORE MSCI EAFE ETF - 1,394 SHS 84864 90945 JPMORGAN BETABUILDERS CANADA - 3,327 SHS 81898 86535 SIX CIRCLES INT'L UNCONSTRAINED EQUITY FUND - 12,309.092 SHS 115828 118045 JPMORGAN BETABUILDERS JAPAN - 1,784 SHS 39618 43779 JPM GL RES ENH IDX FD - USD - R6 - 7,468.778 SHS 121870 159682 FIDELITY 500 INDEX FD-AI - 911.659 SHS 80427 102124 ISHARES MSCI EAFE ETF - 3,686 SHS 211727 255956 BLACKROCK EVNT DRVN EQ-INST - 2,136.847 SHS AT COST 21283 20706 BLACKSTONE ALT MULTI-STRAT-Y - 11,833.321 SHS AT COST 126321 125315 CRM LNG/SHRT OPPORT-INST - 3,997.165 SHS AT COST 39932 41930 EQUINOX IMP SYSTEM MACRO-I - 2,160.519 SHS AT COST 21994 21324 SIX CIRCLES ULTRA SHORT DURATION FUND - 8,740.75 SHS AT COST 84781 84622 JPM CORE BOND FD - USD - R6 ISIN - 24,858.74 SHS AT COST 283774 294327 DOUBLELINE TTL RTRN BND-I - 7,671.49 SHS AT COST 83727 81548 LORD ABBETT SHRT DUR INC-F3 - 20,121.96 SHS AT COST 83506 84915 PIMCO INVESTMENT GRADE CORPORATE BOND FUND - 8,008,82 SHS AT COST 81461 87457 PIMCO INCOME FD-INS - 3,510.18 SHS AT COST 42403 42263 ISHARES 20+ YEAR TREASURY BO - 625 SHS AT COST 88868 84675 ISHARES 7-10 YEAR TREASUERY B - 1,526 SHS AT COST 165288 168196 SCHWAB US TIPS ETF - 745 SHS AT COST 40055 42189 VANGUARD TOTAL INTL BND-ADM - 25,584.13 SHS AT COST 560162 578713 LEGAL FEES 19990 0 19990 DIVIDENDS RECEIVABLE 6397 6616 6616 BOOK SALES-ROYALTIES 3476 3476 NONDIVIDEND DISTRIBUTIONS 176 INVESTMENT MANAGEMENT FEES 13045 13045 0 FOREIGN TAX EXPENSE 1827 1827 0 FEDERAL INCOME TAXES 4080 0 0 FLORIDA TAXES 8 8 0