2020-11-09T13:54:07-06:00 2019-12-31 680000424 BFBA LLP 83 SCRIPPS DRIVE STE 210 SACRAMENTO CA 95825 990 2019-01-01 371833985 WATER FOUNDATION WATE 9164143310 555 CAPITOL MALL NO 1155 SACRAMENTO CA 95814 LIZETTE LECLERC DIR OF FINANCE/OPERATIONS 9164143310 2020-10-19 1 PATRICIA A FAITH P00294123 9169240800 66.60.157.181 2020-10-19 13:49:53 PD P 66F3FFF1C3E69B475E26E0456AE599599491A750 CF78D9B911FFC74EE19F6491C155210C4C7CFE9E 2019 2021-01-29 14:40:06Z ALLISON HARVEY TURNER 555 CAPITOL MALL NO 1155 SACRAMENTO CA 95814 14403936 0 X WWW.WATERFDN.ORG X 2016 CA THE WATER FOUNDATION AND OUR PARTNERS ADVANCE LASTING SOLUTIONS TO SECURE SAFE WATER FOR PEOPLE, RESTORE AND SUSTAIN FRESHWATER ECOSYSTEMS, AND BUILD CLIMATE RESILIENCE. 7 7 15 7 0 0 9157600 14201584 66320 0 18662 45462 36095 156890 9278677 14403936 6679608 5704006 0 0 2225823 2510183 0 0 0 2650132 2599935 11555563 10814124 -2276886 3589812 11990978 14977246 2788761 2185217 9202217 12792029 X THE WATER FOUNDATION AND OUR PARTNERS ADVANCE LASTING SOLUTIONS TO SECURE SAFE WATER FOR PEOPLE, RESTORE AND SUSTAIN FRESHWATER ECOSYSTEMS, AND BUILD CLIMATE RESILIENCE. 0 0 5604963 3678383 0 HEALTHY WATERSHEDS: THROUGH PROGRAM INVESTMENTS IN NONPROFIT ORGANIZATIONS, AS WELL AS CONSULTANTS, THE HEALTHY WATERSHEDS PROGRAM WORKS TO SUSTAIN CALIFORNIA'S GROUNDWATER RESOURCES TO PROTECT PUBLIC AND ENVIRONMENTAL HEALTH. IT ALSO SUPPORTS COLLABORATIVE EFFORTS TO PROTECT AND RESTORE THE ECOLOGICAL HEALTH OF MAJOR RIVER BASINS, INCLUDING THE SACRAMENTO-SAN JOAQUIN, THE LOWER COLORADO, LOWER SNAKE, AND UPPER RIO GRANDE RIVER BASINS. IN 2019, THE WATER FOUNDATION SUPPORTED WORK IN CALIFORNIA, THE PACIFIC NORTHWEST, AND NEW MEXICO, INCLUDING ADVOCACY AND POLICY LEADERSHIP BY THE GROUNDWATER LEADERSHIP FORUM, A GROUP OF NONPROFITS DEDICATED TO FAIR AND EFFECTIVE IMPLEMENTATION OF CALIFORNIA'S SUSTAINABLE GROUNDWATER MANAGEMENT ACT; ADVOCACY AND ORGANIZING TO PROTECT AND RESTORE THE SALTON SEA; AN EMERGING COLLABORATIVE EFFORT IN THE LOWER SNAKE RIVER BASIN TO SECURE THRIVING COMMUNITIES, CLEAN ENERGY, AND ABUNDANT SALMON FOR THE REGION; AND COMMUNITY-LED EFFORTS IN NEW MEXICO TO PROTECT THE UPPER PECOS AND OTHER WATERBODIES. 3419769 1790041 0 HEALTHY COMMUNITIES: THROUGH PROGRAM INVESTMENTS IN NONPROFIT ORGANIZATIONS, AS WELL AS CONSULTANTS, THE HEALTHY COMMUNITIES PROGRAM SUPPORTS WORK TO ADVANCE THE HUMAN RIGHT TO WATER. PROGRAM GRANTS FUND EFFORTS TO ADVANCE LONG-TERM OPERATIONAL SOLUTIONS THAT TREAT CONTAMINATED WATER AND STOP POLLUTION FROM ENTERING WATER SUPPLIES. IT IS HELPING PUBLIC AGENCIES AND NONPROFITS ADVANCE THE EFFECTIVE AND EQUITABLE IMPLEMENTATION OF LOS ANGELES COUNTY'S SAFE CLEAN WATER PROGRAM, CREATE NEW GREEN SPACE AND BUILD COMMUNITY POWER IN WATER GOVERNANCE. IN 2019, WATER FOUNDATION GRANTS SUPPORTED WORK IN CALIFORNIA AND NEW MEXICO, INCLUDING A STATEWIDE COALITION THAT ULTIMATELY SECURED HISTORIC LEGISLATION AND A $1.4 BILLION PUBLIC INVESTMENT TO HELP FULFILL THE HUMAN RIGHT TO WATER IN CALIFORNIA; THE OURWATERLA COALITION'S EFFORTS TO ADVANCE EQUITABLE AND NATURE-BASED INFRASTRUCTURE IN LOS ANGELES COUNTY; A NETWORK OF ENVIRONMENTAL, COMMUNITY-BASED, AND PUBLIC HEALTH ORGANIZATIONS IN THE LA REGION TO MAP CONNECTIONS AND GAPS ACROSS WATER-FOCUSED EFFORTS; AND RESEARCH AND ANALYSIS TO HELP NEW MEXICO NONPROFITS AND POLICYMAKERS ADVANCE DRINKING WATER SOLUTIONS. 563906 235582 0 TRANSITIONING STRATEGIES: IN 2019, WATER FOUNDATION GRANTS SUPPORTED ORGANIZATIONS LEADING IMPLEMENTATION OF CALIFORNIA LEGISLATION FOCUSED ON WATER CONSERVATION AND EFFICIENCY; RESEARCH AND PILOT PROJECTS TO ADVANCE OPEN WATER DATA IN THE WESTERN US; AND AN EMERGING NONPROFIT ORGANIZATION CALLED THE CALIFORNIA WATER DATA CONSORTIUM THAT IS FOCUSED ON HELPING CALIFORNIA IMPLEMENT ITS OPEN AND TRANSPARENT WATER DATA ACT. 9588638 1 1 0 1 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 23 0 15 1 0 0 0 0 0 0 0 0 0 0 0 0 X 7 7 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA MD SC AR MN X X LIZETTE LECLERC 9164143310 555 CAPITOL MALL SUITE 1155 SACRAMENTO CA 95814 DAVID BECKMAN CHAIRMAN, PRESIDENT 2.00 X X 0 0 0 CELESTE CANTU DIRECTOR 1.00 X 0 0 0 MICHAEL CONNOR DIRECTOR 1.00 X 0 0 0 LAUREN DACHS VICE CHAIR, SECRETARY 1.00 X X 0 0 0 ERIC HEITZ DIRECTOR 1.00 X 0 0 0 JIM LOCHHEAD DIRECTOR 1.00 X 0 0 0 WADE CROWFOOT PAST CEO 37.50 X X 48507 0 11715 ALLISON HARVEY TURNER CEO 37.50 X X 78081 0 6108 LIZETTE LECLERC DIRECTOR OF FINANCE AND OP 37.50 X 204583 0 22373 JENNIFER SOKOLOVE DIRECTOR OF PROGRAMS AND S 37.50 X 199045 0 33376 NICOLE VERHOFF DIRECTOR OF STRATEGIC PARTNERSHIPS 37.50 X 205000 0 19529 ANDREW FAHLUND SENIOR PROGRAM OFFICER 37.50 X 164906 0 36166 ELIZABETH SODERSTROM STRATEGIC PARTNERSHIPS OFF 37.50 X 137749 0 17616 JULIET CHRISTIAN-SMITH SENIOR PROGRAM OFFICER 37.50 X 142777 0 17847 ALEXANDRA PAXTON PROGRAM OFFICER 37.50 X 142690 0 22571 NIKETA KUMAR DIRECTOR OF COMMUNICATIONS 37.50 X 139583 0 14121 1462921 0 201422 10 0 1 0 WESTERN ENERGY & WATER 1020 CORONADO BLVD SACRAMENTO CA 95864 CONSULTING 128955 RUSSELL REYNOLDS ASSOCIATES 277 PARK AVENUE SUITE 3800 NEW YORK NY 10172 RECRUITMENT 119460 ENVIRONMENT AND WATER INC 577 AIRPORT BLVD SUITE 500 BURLINGAME CA 94010 CONSULTING 104380 3 14201584 14201584 45462 45462 152259 0 152259 152259 152259 RETURN OF GRANTS 900099 3619 3619 REGISTRATION FEES/CONFERENCE 621990 1012 1012 4631 14403936 4631 0 197721 X 5704006 5704006 828317 585933 242384 1252989 891472 361517 85488 56753 28735 343389 236177 107212 212488 204157 8331 103886 69067 34819 42333 42333 1134875 1050132 84743 51525 34159 17366 48114 32598 15516 618472 410117 208355 113234 80679 32555 85799 69350 16449 82177 54991 27186 6729 4449 2280 REIMBURSEMENTS 40100 40100 0 DUES & SUBSCRIPTIONS 33488 22165 11323 BOARD EXPENSES 26715 0 26715 10814124 9588638 1225486 0 11047967 10329515 511526 4228987 12969 60689 491458 176403 375516 315055 43000 43000 11990978 14977246 2788761 2173008 12209 2788761 2185217 X 2921692 6688042 6280525 6103987 9202217 12792029 11990978 14977246 3589812 0 X 0 1 X 1 0 X 10669589 1142600 2776584 14588773 10669589 1142600 2776584 14588773 1961179 12627594 26785 79768 197721 304274 14893047 24422 X SCHEDULE A, PART VI, LIST OF UNUSUAL GRANTS: DESCRIPTION: CASH GRANT DATE: 12/31/17 AMOUNT: 6000000. DESCRIPTION: CASH GRANT DATE: 12/31/17 AMOUNT: 2240000. DESCRIPTION: CASH GRANT DATE: 12/31/17 AMOUNT: 1975000. DESCRIPTION: CASH GRANT DATE: 12/31/18 AMOUNT: 2100000. DESCRIPTION: CASH GRANT DATE: 12/31/18 AMOUNT: 1890000. DESCRIPTION: CASH GRANT DATE: 12/31/18 AMOUNT: 1625000. DESCRIPTION: CASH GRANT DATE: 12/31/18 AMOUNT: 2400000. DESCRIPTION: CASH GRANT DATE: 12/31/19 AMOUNT: 6825000. DESCRIPTION: CASH GRANT DATE: 12/31/19 AMOUNT: 3350000. DESCRIPTION: CASH GRANT DATE: 12/31/19 AMOUNT: 1250000. SCHEDULE A PART II LINE 1 CONTRIBUTIONS FOR LINE 1 FOR 2017 AND 2018 HAVE BEEN DECREASED BY "UNUSUAL GRANTS" AS LISTED ABOVE. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 48318 252996 301314 10512810 10814124 690706 172677 0 0 592662 727778 690706 2011146 3016719 175166 452581 301314 929061 148166 181945 172677 502788 754182 55210 35983 48318 139511 491458 176403 315055 315055 14360217 0 14360217 43719 43719 14403936 10770405 0 10770405 43719 43719 10814124 PART XI, LINE 4B - OTHER ADJUSTMENTS: GRANTS RETURNED RECLASSIFIED TO EXPENSE 40,100. GRANTS RETURNED RECLASSIFIED TO INCOME 3,619. PART XII, LINE 4B - OTHER ADJUSTMENTS: GRANTS RETURNED RECLASSIFIED TO EXPENSE 40,100. GRANTS RETURNED RECLASSIFIED TO INCOME 3,619. 1 AG INNOVATIONS 101 MORRIS ST STE 212 SEBASTOPOL CA 95472 680462304 501(C)(3) 123900 WATER ACCESS AND CONSERVATION. ALIANZA COACHELLA VALLEY PO BOX 38 COACHELLA CA 92236 841966709 501(C)(3) 65000 WATER ACCESS AND CONSERVATION. AMERICAN RIVERS 1101 14TH STREET NWSUITE 1400 WASHINGTON DC 20005 237305963 501(C)(3) 270000 WATER ACCESS AND CONSERVATION. AMIGOS BRAVOS INC PO BOX 238 TAOS NM 87571 850363268 501(C)(3) 30000 WATER ACCESS AND CONSERVATION. AUDUBON CALIFORNIA 220 MONTGOMERY ST STE 1000 SAN FRANCISCO CA 94109 131624102 501(C)(3) 57543 WATER ACCESS AND CONSERVATION. CALIFORNIA COASTKEEPER ALLIANCE 1100 11TH STREET 3RD FLOOR SACRAMENTO CA 95814 954834043 501(C)(3) 80000 WATER ACCESS AND CONSERVATION. CALIFORNIA FARM BUREAU FEDERATION 2300 RIVER PLAZA DRIVE SACRAMENTO CA 95833 940357610 501(C)(5) 100000 WATER ACCESS AND CONSERVATION. CALIFORNIA LEAGUE OF CONSERVATION VOTERS 350 FRANK H OGAWA PLAZA SUITE 1100 OAKLAND CA 94612 943169564 501(C)(4) 176000 WATER ACCESS AND CONSERVATION. CALIFORNIA PUBLIC INTEREST RESEARCH GROUP 1111 BROADWAY THIRD FL OAKLAND CA 94607 770566513 501(C)(3) 10000 WATER ACCESS AND CONSERVATION. CALIFORNIA TROUT 360 PINE STREET 4TH FLOOR SAN FRANCISCO CA 94104 237097680 501(C)(3) 160000 WATER ACCESS AND CONSERVATION. CALIFORNIA WATER DATA CONSORTIUM 555 CAPITOL MALL STE 1100 SACRAMENTO CA 95814 842664083 501(C)(3) 494500 WATER ACCESS AND CONSERVATION. CENTER FOR CIVIC POLICY PO BOX 27616 ALBUQUERQUE NM 87125 010869701 501(C)(3) 80000 WATER ACCESS AND CONSERVATION. CERES 99 CHAUNCY STREET 6TH FLOOR BOSTON MA 02111 223053747 501(C)(3) 40000 WATER ACCESS AND CONSERVATION. CLEAN WATER FUND 350 FRANK OGAWA PLAZA STE 200 OAKLAND CA 94612 527128611 501(C)(3) 175000 WATER ACCESS AND CONSERVATION. COFEM 123 PASEO DE LA PLAZA 5TH FLOOR LOS ANGELES CA 90012 320154043 501(C)(3) 25000 WATER ACCESS AND CONSERVATION. COMITE CIVICO DEL VALLE INC 235 MAIN ST BRAWLEY CA 92227 330411322 501(C)(3) 85000 WATER ACCESS AND CONSERVATION. COMMUNITIES FOR A BETTER ENVIRONMENT 6325 PACIFIC BLVD SUITE 300 HUNTINGTON PARK CA 90255 942998086 501(C)(3) 25000 WATER ACCESS AND CONSERVATION. COMMUNITY HIKING CLUB 24820 FOURL RD SANTA CLARITA CA 91321 264025356 501(C)(3) 10000 WATER ACCESS AND CONSERVATION. COMMUNITY PARTNERS 1000 N ALAMEDA STREET STE 240 LOS ANGELES CA 90012 954302067 501(C)(3) 130000 WATER ACCESS AND CONSERVATION. COMMUNITY WATER CENTER 900 W OAK AVE VISALIA CA 93291 800267674 501(C)(3) 161000 WATER ACCESS AND CONSERVATION. COMMUNITY WATER CENTER ACTION FUND 900 W OAK AVE VISALIA CA 93291 824259151 501(C)(3) 140000 WATER ACCESS AND CONSERVATION. CONSERVATION VOTERS FOR IDAHO EDUCATION FUND EDUCATION FUND PO BOX 2802 BOISE ID 83701 134361041 501(C)(3) 25000 WATER ACCESS AND CONSERVATION. CONSERVATION VOTERS FOR IDAHO INC PO BOX 2802 BOISE ID 83701 721599019 501(C)(4) 25000 WATER ACCESS AND CONSERVATION. CONSERVATION VOTERS NEW MEXICO 200 WEST DE VARGAS STREET SUITE 1 SANTA FE NM 87501 200016255 501(C)(4) 30000 WATER ACCESS AND CONSERVATION. COUNCIL FOR WATERSHED HEALTH 177 E COLORADO BLVD STE 200 PASADENA CA 91105 954589325 501(C)(3) 25000 WATER ACCESS AND CONSERVATION. DAILY ACTS ORGANIZATION PO BOX 293 PETALUMA CA 94953 203851259 501(C)(3) 7500 WATER ACCESS AND CONSERVATION. DUCKS UNLIMITED 3074 GOLD CANAL DR RANCHO CORDOVA CA 95670 135643799 501(C)(3) 30000 WATER ACCESS AND CONSERVATION. EAST YARD COMMUNITIES FOR ENVIRONMENTAL JUSTICE 2317 ATLANTIC BLVD COMMERCE CA 90040 465685097 501(C)(3) 25000 WATER ACCESS AND CONSERVATION. ENVIRONMENTAL DEFENSE FUND 257 PARK AVE SOUTH 17TH FL NEW YORK NY 10010 116107128 501(C)(3) 450000 WATER ACCESS AND CONSERVATION. GROUNDWATER RESOURCES ASSOCIATION OF CA 700 R STREET 200 SACRAMENTO CA 95811 680263753 501(C)(6) 24860 WATER ACCESS AND CONSERVATION. HEAL THE BAY 1444 9TH STREET SANTA MONICA CA 90401 954031055 501(C)(3) 50000 WATER ACCESS AND CONSERVATION. IDAHO CONSERVATION LEAGUE PO BOX 844 BOISE ID 83701 826042478 501(C)(3) 50000 WATER ACCESS AND CONSERVATION. IDAHO WILDLIFE FEDERATION 1020 W MAIN STREET SUITE 220 BOISE ID 83702 237039340 501(C)(3) 50000 WATER ACCESS AND CONSERVATION. INSTITUTE FOR POLICY STUDIES 1301 CONNECTICUT AVE NW STE 600 WASHINGTON DC 20036 520788947 501(C)(3) 40000 WATER ACCESS AND CONSERVATION. LEADERSHIP COUNSEL FOR JUSTICE AND ACCOUN 764 P STREET STE 012 FRESNO CA 93721 461517800 501(C)(3) 275000 WATER ACCESS AND CONSERVATION. LOCAL GOVERNMENT COMMISSION 980 9TH STREET STE 1700 SACRAMENTO CA 95814 942791699 501(C)(3) 24000 WATER ACCESS AND CONSERVATION. LOS ANGELES ALLIANCE FOR A NEW ECONOMY 464 LUCAS AVE LOS ANGELES CA 91107 954459427 501(C)(3) 60000 WATER ACCESS AND CONSERVATION. LOS ANGELES CONSERVATION CORPS INC PO BOX 861658 LOS ANGELES CA 90012 954002138 501(C)(3) 10000 WATER ACCESS AND CONSERVATION. LOS ANGELES WATERKEEPER 120 BROADWAY STE 105 SANTA MONICA CA 90401 954444787 501(C)(3) 50000 WATER ACCESS AND CONSERVATION. MULTIPLIER 405 14TH STREET STE 164 OAKLAND CA 94612 912166435 501(C)(3) 75000 WATER ACCESS AND CONSERVATION. NATURAL RESOURCES DEFENSE COUNCIL INC 40 WEST 20TH STREET 11TH FLOOR NEW YORK NY 10011 132654926 501(C)(3) 260000 WATER ACCESS AND CONSERVATION. NEW MEXICO WILDERNESS ALLIANCE PO BOX 25464 ALBUQUERQUE NM 87125 850457916 501(C)(3) 30000 WATER ACCESS AND CONSERVATION. PACIFIC INSTITUTE 654 13TH STREET OAKLAND CA 94612 943050434 501(C)(3) 120000 WATER ACCESS AND CONSERVATION. PACOIMA BEAUTIFUL 13520 VAN NUYS BLVD 200 PACOIMA CA 91331 954770745 501(C)(3) 10000 WATER ACCESS AND CONSERVATION. PHYSICIANS FOR SOCIAL RESPONSIBILITY-LOS ANGELES 617 S OLIVE ST SUITE 1100 LOS ANGELES CA 90014 953956136 501(C)(3) 6000 WATER ACCESS AND CONSERVATION. PUBLIC POLICY INSTITUTE OF CALIFORNIA 500 WASHINGTON STREET STE 600 SAN FRANCISCO CA 94111 943207299 501(C)(3) 35000 WATER ACCESS AND CONSERVATION. THE REGENTS OF THE UNIVERSITY OF CALIFORNIA 2195 HEARST AVENUE ROOM 130 F BERKELEY CA 94720 946002123 501(C)(3) 50000 WATER ACCESS AND CONSERVATION. RIVER IN ACTION 12130 OLD RIVER SCHOOL ROAD APT 8 DOWNEY CA 90242 824383041 501(C)(3) 35000 WATER ACCESS AND CONSERVATION. RIVER PARTNERS 580 VALLOMBROSA AVE CHICO CA 95926 943302335 501(C)(3) 100000 WATER ACCESS AND CONSERVATION. RURAL COMMUNITY ASSISTANCE CORPORATION 3120 FREEBOARD DRIVE STE 201 WEST SACRAMENTO CA 95691 942512284 501(C)(3) 120000 WATER ACCESS AND CONSERVATION. SAVE OUR WILD SALMON 811 FIRST AVE 305 SEATTLE WA 98104 901673170 501(C)(3) 100000 WATER ACCESS AND CONSERVATION. STRATEGIC CONCEPTS IN ORGANIZING & POLICY EDUCATION 1715 W FLORENCE AVENUE LOS ANGELES CA 90047 954635737 501(C)(3) 25000 WATER ACCESS AND CONSERVATION. SELF-HELP ENTERPRISES 8445 W ELOWIN COURT VISALIA CA 93291 941592676 501(C)(3) 100000 WATER ACCESS AND CONSERVATION. SILICON VALLEY LEADERSHIP GROUP 2001 GATEWAY PLACE 101E SAN JOSE CA 95110 942460352 501(C)(6) 35000 WATER ACCESS AND CONSERVATION. SOUTHEAST COMMUNITY DEVELOPMENT CORP PO BOX 327 BELL GARDENS CA 90201 954473319 501(C)(3) 25000 WATER ACCESS AND CONSERVATION. SUSTAINABLE SOLANO PO BOX 1215 BENICIA CA 94510 050589694 501(C)(3) 7500 WATER ACCESS AND CONSERVATION. TELELE FOUNDATION PO BOX 83 GROVELAND CA 95321 800551584 501(C)(3) 15000 WATER ACCESS AND CONSERVATION. THE FRESHWATER TRUST 700 SW TAYLOR ST STE 200 PORTLAND OR 97205 930843521 501(C)(3) 150000 WATER ACCESS AND CONSERVATION. THE NATURE CONSERVANCY 201 MISSION ST 4TH FLOOR SAN FRANCISCO CA 94105 530242652 501(C)(3) 200000 WATER ACCESS AND CONSERVATION. THE PEW CHARITABLE TRUST 901 E STREET NW WASHINGTON DC 20004 562307147 501(C)(3) 25000 WATER ACCESS AND CONSERVATION. THE SIERRA CLUB FOUNDATION 2101 WEBSTER STREET SUITE 1250 OAKLAND CA 94612 946069890 501(C)(3) 50000 WATER ACCESS AND CONSERVATION. TREEPEOPLE INC 12601 MULHOLLAND DRIVE BEVERLY HILLS CA 90210 237314838 501(C)(3) 50000 WATER ACCESS AND CONSERVATION. TROUT UNLIMITED 1777 N KENT STREET SUITE 100 ARLINGTON VA 22209 381612715 501(C)(3) 210000 WATER ACCESS AND CONSERVATION. US WATER ALLIANCE PO BOX 65776 WASHINGTON DC 20035 262112661 501(C)(3) 90000 WATER ACCESS AND CONSERVATION. UNION OF CONCERNED SCIENTISTS 2 BRATTLE SQUARE 6TH FLOOR CAMBRIDGE MA 02138 042535767 501(C)(3) 50000 WATER ACCESS AND CONSERVATION. WESTERN ENVIRONMENTAL LAW CENTER 120 SHELTON MCMURPHEY BLVD STE 340 EUGENE OR 97401 841113831 501(C)(3) 20000 WATER ACCESS AND CONSERVATION. WESTERN RESOURCE ADVOCATES 2260 BASELINE ROAD STE 200 BOULDER CO 80302 841113831 501(C)(3) 20000 WATER ACCESS AND CONSERVATION. 61 6 PART I, LINE 2: WATER FOUNDATION REQUIRES ORGANIZATIONS TO SUBMIT AN APPLICATION THAT INCLUDES A NARRATIVE DESCRIBING THE PURPOSE OF THE PROJECT, ALONG WITH AN ORGANIZATIONAL BUDGET, PROJECT BUDGET, AND FINANCIAL STATEMENTS. GRANTEES SIGN AN AGREEMENT DESCRIBING ALLOWABLE USE OF FUNDS, THE GRANT PERIOD, AND REPORTING REQUIREMENTS. ALL GRANTS REQUIRE PERIODIC NARRATIVE AND FINANCIAL REPORTS DESCRIBING THE USE OF GRANT FUNDS INCLUDING ACTIVITIES AND OUTCOMES. ADDITIONALLY, STAFF MAINTAINS CONTACT WITH GRANTEES THROUGHOUT THE GRANT PERIOD. X X X 0 0 0 0 0 0 0 0 0 LIZETTE LECLERC DIRECTOR OF FINANCE AND OP 204583 0 0 0 0 0 15488 0 6885 0 226956 0 0 0 JENNIFER SOKOLOVE DIRECTOR OF PROGRAMS AND S 199045 0 0 0 0 0 14865 0 18511 0 232421 0 0 0 NICOLE VERHOFF DIRECTOR OF STRATEGIC PARTNERSHIPS 205000 0 0 0 0 0 11343 0 8186 0 224529 0 0 0 ANDREW FAHLUND SENIOR PROGRAM OFFICER 164906 0 0 0 0 0 13842 0 22324 0 201072 0 0 0 ELIZABETH SODERSTROM STRATEGIC PARTNERSHIPS OFF 137749 0 0 0 0 0 9430 0 8186 0 155365 0 0 0 JULIET CHRISTIAN-SMITH SENIOR PROGRAM OFFICER 142777 0 0 0 0 0 10962 0 6885 0 160624 0 0 0 ALEXANDRA PAXTON PROGRAM OFFICER 142690 0 0 0 0 0 11747 0 10824 0 165261 0 0 0 NIKETA KUMAR DIRECTOR OF COMMUNICATIONS 139583 0 0 0 0 0 7236 0 6885 0 153704 0 0 0 FORM 990, PART VI, SECTION B, LINE 11B THE AUDIT COMMITTEE REVIEWS AND APPROVES THE WATER FOUNDATION'S ANNUAL TAX RETURNS BEFORE SUBMISSION TO THE IRS. ANY SIGNIFICANT FINDINGS ARE DISCUSSED WITH THE FULL BOARD. THE FULL BOARD RECEIVES A COPY OF THE COMPLETED FORM 990 BEFORE THE FILING DATE. FORM 990, PART VI, SECTION B, LINE 12C WATER FOUNDATION'S (WF)CONFLICT OF INTEREST POLICY PROCEDURES: 1. ANNUAL DISTRIBUTION OF THE POLICY AND DISCLOSURES IS FURNISHED ANNUALLY TO ALL INCUMBENT AND INCOMING DIRECTORS AND OFFICERS. EACH DIRECTOR AND OFFICER SHALL ANNUALLY SIGN A STATEMENT THAT AFFIRMS THAT HE OR SHE HAS RECEIVED A COPY OF THE POLICY; HAS READ AND UNDERSTANDS THE POLICY; AND HAS AGREED TO COMPLY WITH THIS POLICY. EACH YEAR EACH DIRECTOR AND OFFICER SHALL FILE A STATEMENT WITH THE BOARD OF DIRECTORS THAT LISTS: (1) ANY OUTSIDE EMPLOYMENT OR CONSULTING WORK THAT COULD CONSTITUTE A CONFLICT; AND (2) ANY BOARD MEMBERSHIP OR AFFILIATION WITH OTHER ORGANIZATIONS THAT COULD CONSTITUTE A CONFLICT. EACH DIRECTOR AND OFFICER MUST ALSO LIST HIS OR HER INVESTMENTS IN ANY CORPORATION, PARTNERSHIP, TRUST OR FUND IN WHICH HE OR SHE, TOGETHER WITH MEMBERS OF HIS OR HER FAMILY, HAS DIRECTLY OR INDIRECTLY A GREATER THAN 35% OWNERSHIP INTEREST, REGARDLESS OF WHETHER SUCH INVESTMENTS COULD CONSTITUE A CONFLICT. 2. DISCLOSURE OF ALL CONFLICTS AND POTENTIAL CONFLICT INCLUDING ALL MATERIAL FACTS CONCERNING ANY SITUATION THAT MIGHT BE VIEWED AS A CONFLICT SHALL BE DISCLOSED TO THE BOARD OF DIRECTORS BY THE DIRECTOR OR OFFICER CONCERNED. 3. PROCEDURES NECESSARY TO APPROVE ANY CONFLICT. NO DIRECTOR OF OFFICER MAY BE PRESENT FOR A VOTE BY THE BOARD OF DIRECTORS ON ANY DECISION OR ACTION BY WATER FOUNDATION FOR WHICH THE BOARD OF DIRECTORS HAS DETERMINED THAT THE DIRECTOR OF OFFICE HAS A FINANCIAL OR NON-FINANCIAL CONFLICT OF INTEREST. 4. ADDITIONAL PROCEDURES NECESSARY TO APPROVE A CONFLICT INVOLVING A MATERIAL FINANCIAL INTEREST. THE BOARD OF DIRECTORS SHALL NOT APPROVE ANY TRANSACTION TO WHICH THE WATER FOUNDATION WOULD BE A PARTY AND IN WHICH THE BOARD OF DIRECTORS HAS DETERMINED THAT A DIRECTOR OR OFFICER OF WF HAS A CONFLICT OF INTEREST INVOLVING A MATERIAL FINANCIAL INTEREST UNLESS AND UNTIL THE BOARD OF DIRECTORS HAS SPECIFICALLY AND IN GOOD FAITH DETERMINED AFTER REASONABLE INVESTIGATION THAT: (A) THE BOARD IS AWARE OF ALL MATERIAL FACTS CONCERNING THE TRANSACTION AND THE DIRECTOR OR OFFICER'S INTEREST IN THE TRANSACTION; (B) WF IS ENTERING INTO THE TRANSACTION FOR ITS OWN BENEFIT; (C) THE TRANSACTION IS FAIR AND REASONABLE AS TO WF AND (D) WF COULD NOT HAVE OBTAINED A MORE ADVANTAGEOUS ARRANGEMENT WITH REASONABLE EFFORT UNDER THE CIRCUMSTANCES. FORM 990, PART VI, SECTION B, LINE 15 THE SALARY OR OTHER COMPENSATION OF THE CEO [AND CHIEF FINANCIAL OFFICER] OF THE CORPORATION AND THE MANNER AND TIME OF THE PAYMENT THEREOF SHALL BE FIXED AND DETERMINED BY THE BOARD OF DIRECTORS. THE BOARD OF DIRECTORS SHALL REVIEW THE COMPENSATION PACKAGES, INCLUDING ALL BENEFITS, OF THE CEO [AND CHIEF FINANCIAL OFFICER] OF THE CORPORATION, AND SHALL APPROVE SUCH COMPENSATION ONLY AFTER DETERMINING THAT THE COMPENSATION IS JUST AND REASONABLE. THIS REVIEW AND APPROVAL SHALL OCCUR WHEN EACH SUCH OFFICER IS HIRED, WHEN THE TERM OF EMPLOYMENT OF SUCH OFFICER IS RENEWED OR EXTENDED, AND WHEN THE COMPENSATION OF SUCH OFFICE IS MODIFIED, UNLESS THE MODIFICATION APPLIES TO SUBSTANTIALLY ALL OF THE EMPLOYEES OF THIS CORPORATION. DIRECTORS, OFFICERS, AND MEMBERS OF COMMITTEES SHALL NOT BE ENTITLED TO COMPENSATION FOR THEIR SERVICES AS SUCH, ALTHOUGH THE BOARD OF DIRECTORS MAY AUTHORIZE, BY RESOLUTION, THE ADVANCE OR REIMBURSEMENT TO A DIRECTOR OF REASONABLE AND ACTUAL EXPENSES INCURRED AS A DIRECTOR, SUCH AS FOR ATTENDING MEETINGS OF THE BOARD AND BOARD COMMITTEES. FORM 990, PART VI, SECTION C, LINE 19 ANY AUDITED FINANCIAL STATEMENTS OBTAINED BY THIS CORPORATION SHALL BE MADE AVAILABLE FOR INSPECTION BY THE ATTORNEY GENERAL AND THE GENERAL PUBLIC WITHIN NINE MONTHS AFTER THE CLOSE OF THE FISCAL YEAR TO WHICH THE STATEMENTS RELATE, AND SHALL REMAIN AVAILABLE FOR THREE YEARS (1) BY MAKING THEM AVAILABLE AT THIS CORPORATION'S PRINCIPAL, REGIONAL, AND DISTRICT OFFICES DURING REGULAR BUSINESS HOURS AND (2) EITHER BY MAILING A COPY TO ANY PERSON WHO SO REQUESTS IN PERSON OR IN WRITING OR BY POSTING THEM ON THIS CORPORATION'S WEBSITE. FORM 990, PART IX, LINE 11G HR PEO SERVICES AND TECH: PROGRAM SERVICE EXPENSES 27,617. MANAGEMENT AND GENERAL EXPENSES 14,562. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 42,179. PROFESSIONAL SERVICES - OTHER: PROGRAM SERVICE EXPENSES 8,252. MANAGEMENT AND GENERAL EXPENSES 3,661. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 11,913. RECRUITMENT: PROGRAM SERVICE EXPENSES 79,146. MANAGEMENT AND GENERAL EXPENSES 40,314. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 119,460. CONSULTING: PROGRAM SERVICE EXPENSES 929,142. MANAGEMENT AND GENERAL EXPENSES 26,206. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 955,348. EVENT SERVICES: PROGRAM SERVICE EXPENSES 5,975. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 5,975.