2020-11-10T07:38:15-06:00 2019-12-31 221478099 COHNREZNICK LLP 350 CHURCH STREET 12TH FLOOR HARTFORD CT 06103 990 2019-01-01 510570455 SAFE WATER NETWORK SAFE 2123557233 122 E 42ND ST 28TH FL NO 2800 NEW YORK NY 10168 KURT SODERLUND CHIEF EXECUTIVE OFFICER 2123557233 2020-11-09 1 LORI ROTHE YOKOBOSKY CPA P01273422 9592007000 2020-11-09 209.59.243.22 2020-11-09 13:22:21 ES P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 F9BA0E82A6D947CC92540FBC56E8B73643681DA5 2019 2021-01-29 14:40:06Z KURT SODERLUND 122 E 42ND ST 28TH FL NO 2800 NEW YORK NY 10168 6368668 0 X WWW.SAFEWATERNETWORK.ORG X 2005 DC SAFE WATER NETWORK DEVELOPS INNOVATIVE SOLUTIONS THAT PROVIDE A SAFE SUSTAINABLE WATER SUPPLY TO COMMUNITIES IN NEED. 11 10 17 0 0 0 3885913 5767830 397476 390091 567 28379 26015 -271025 4309971 5915275 0 0 0 0 3255270 2745875 0 0 452046 2774538 2983989 6029808 5729864 -1719837 185411 8336169 7962979 683073 598170 7653096 7364809 X SAFE WATER NETWORK ENVISIONS A WORLD WITH HEALTHY, THRIVING COMMUNITIES, EACH MANAGING ITS SUSTAINABLE SUPPLY OF SAFE WATER. OUR MISSION IS TO DEVELOP AND DEMONSTRATE SOLUTIONS THAT PROVIDE COMMUNITIES THE WORLD OVER WITH AN AFFORDABLE SUSTAINABLE SUPPLY OF SAFE WATER. OUR GOAL IS TO ADVANCE AN ACTIVE COMPETITIVE MARKET FOR SUSTAINABLE DECENTRALIZED SMALL WATER ENTERPRISES THAT DIRECTLY BENEFITS THOUSANDS OF COMMUNITIES AND CATALYZES SCALE UP TO IMPROVE THE HEALTH AND LIVELIHOODS MILLIONS MORE GLOBALLY. 0 0 2660913 393635 SMALL WATER ENTERPRISES, GHANA: DEMONSTRATE THE FINANCIAL VIABILITY OF A MICRO-UTILITY MODEL OF SMALL WATER ENTERPRISES AT SUSTAINABLE SCALE TO BRING SAFE, AFFORDABLE WATER TO PEOPLE IN SMALL TOWN AND PERI-URBAN AREAS LIVING ON $1-2 A DAY, WHILE ADVANCING THE SECTOR THROUGH STRATEGIC ALLIANCES WITH PARTNERS, GOVERNMENT, AND FUNDERS TO BUILD A CONDUCIVE ENABLING ENVIRONMENT AND ACTIVE MARKET FOR SCALING UP SMALL WATER ENTERPRISES NATIONALLY TO PROVIDE SAFE WATER ACCESS TO OVER 3 MILLION PEOPLE IN GHANA. 1410504 SMALL WATER ENTERPRISES, INDIA: DEMONSTRATE THE FINANCIAL VIABILITY OF A KIOSK MODEL OF SMALL WATER ENTERPRISES AT SUSTAINABLE SCALE TO BRING SAFE, AFFORDABLE WATER TO PEOPLE IN RURAL AND SMALL TOWN AREAS LIVING ON $1-2 A DAY, TACKLING THE SYSTEM BARRIERSOPERATIONAL, FINANCIAL, INSTITUTIONAL, SOCIAL, AND ENVIRONMENTALTO GENERATE SYSTEMS-LEVEL CHANGE TO UNLOCK THEIR MARKET POTENTIAL TO PROVIDE SAFE WATER ACCESS, AND IMPROVE HEALTH AND LIVELIHOODS, TO OVER 370 MILLION PEOPLE IN INDIA. 664545 GLOBAL PROGRAM: ADVANCE THE SMALL WATER ENTERPRISE ECOSYSTEM INCLUDING: DEVELOPING PROGRAMS THAT RESPOND TO SOCIAL AND BEHAVIORAL CHALLENGES, INCLUDING EDUCATION PROGRAMS INCREASING AWARENESS OF THE BENEFITS OF SAFE WATER, FAIR PRICING TO INCREASE WILLINGNESS TO PAY, AND SUBSIDY MODELS TO REACH THE POOREST; ESTABLISHING BEST PRACTICES AND GLOBAL PERFORMANCE STANDARDS TO ENSURE NEW AND EXISTING SMALL WATER ENTERPRISES ARE OPERATIONALLY SUSTAINABLE AND FINANCIALLY VIABLE ACROSS THE SECTOR; BUILDING THE TOOLS, CAPABILITIES, AND IT-BACKBONE TO PROFESSIONALIZE THE SECTOR AND FACILITATE REPLICATION BY AN EXPANDING POOL OF IMPLEMENTERS; STRENGTHENING THE ENABLING AND FINANCING ENVIRONMENT WITH INCREASED BUY-IN FROM GOVERNMENTS AND LARGE FUNDING AGENCIES; OVERCOMING REGULATORY AND POLICY BARRIERS TO SCALE; AND DIVERSIFYING THE FUNDING MIX ALLOCATED TO DECENTRALIZED WATER SUPPLY. 4735962 1 1 0 0 0 0 0 0 0 0 1 0 0 1 1 1 0 1 0 1 1 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 23 0 1 17 1 0 1 GH IN 0 0 0 0 0 0 0 0 0 0 X 11 10 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 DC NY X KURT SODERLUND 2123557233 122 E 42ND ST 28TH FL NO 2800 NEW YORK NY 10168 CHRISTINA GOLD BOARD MEMBER 1.00 X 0 0 0 CHRISTOPHER BRODY BOARD MEMBER 1.00 X 0 0 0 FAROUK LADHA BOARD MEMBER 1.00 X 0 0 0 FRED W GLUCK OUTGOING BOARD MEMBER 1.00 X 0 0 0 HAROLD NEWMAN BOARD MEMBER 1.00 X 0 0 0 JOANNE WOODWARD-NEWMAN OUTGOING BOARD MEMBER 1.00 X 0 0 0 JOSH S WESTON BOARD MEMBER 3.00 X 0 0 0 KURT SODERLUND CEO/SECRETARY 40.00 X X 250000 0 18112 LINDA NORDSTROM OUTGOING BOARD MEMBER 1.00 X 0 0 0 MAURICE R GREENBERG OUTGOING BOARD MEMBER 1.00 X 0 0 0 RICHARD DELANEY BOARD MEMBER 1.00 X 0 0 0 RITA COLWELL PHD VICE CHAIR 1.00 X X 0 0 0 ROBERT FORRESTER OUTGOING TREASURER 2.00 X X 0 0 0 STEVE ZIDE CHAIRMAN 1.00 X X 0 0 0 SURYA N MAHOPATRA BOARD MEMBER 1.00 X 0 0 0 VIVEK SANKARAN BOARD MEMBER 1.00 X 0 0 0 JOHN KEYS EXECUTIVE VICE PRESIDENT THRU 5/19 40.00 X 85038 0 14960 CHARLES B NIMAKO COUNTRY DIRECTOR 40.00 X 124500 0 33958 DAN BENA SENIOR TECHNICAL ADVISOR 40.00 X 110974 0 0 NATHANIEL C PAYNTER VP, STRATEGIC PARTNERSHIPS 40.00 X 165000 0 30877 THOMAS GIBBONS VP INDIVIDUAL & CORPORATE PHILANTHROPHY 40.00 X 110288 0 0 VENKATESH RAGHAVENDRA VP ADVANCEMENT 40.00 X 180000 0 0 1025800 0 97907 6 0 1 0 YOUR PART-TIME CONTROLLER LLC 1500 WALNUT STREET PHILADELPHIA PA 19102 ACCOUNTING 150028 1 1148121 4619709 22000 5767830 WATER DELIVERY SERVICES 900099 390091 390091 390091 2903 2903 140000 114524 25476 25476 25476 64300 1148121 338869 -274569 -274569 OTHER 900099 3544 3544 3544 5915275 393635 0 -246190 368111 83622 204055 80434 1903405 1554287 73790 275328 36147 35414 733 246074 219751 11682 14641 192138 163475 17198 11465 2439 2439 288376 133970 154406 259872 250730 9142 114798 100326 10338 4134 92732 60276 13910 18546 145341 121224 24117 259100 210835 20685 27580 69980 62892 3038 4050 44959 37970 4614 2375 DIRECT PROGRAM EXPENSES 1282284 1282284 FIELD EXPENSES 220906 220906 REPAIRS AND MAINTENANCE 128098 128098 OTHER 75104 67463 4023 3618 5729864 4735962 541856 452046 495057 1692510 965950 802902 3348632 2835734 1471 168864 134717 463238 385957 128444 77281 88822 3138929 2419835 8336169 7962979 308197 210952 130648 113104 244228 274114 683073 598170 X 3058276 1934500 4594820 5430309 7653096 7364809 8336169 7962979 X 185411 -473698 X X 0 1 X 1 0 X 2376521 11009560 2776336 3885913 5767830 25816160 2376521 11009560 2776336 3885913 5767830 25816160 16171643 9644517 3143 3297 3235 3716 2903 16294 17020 16662 26015 67844 127541 25959995 1120008 0.37150 0.34590 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2016 AMOUNT: $ 17,020. 2017 AMOUNT: $ 16,662. 2018 AMOUNT: $ 26,015. 2019 AMOUNT: $ 3,544. FUNDRAISING - 2019 AMOUNT: $ 64,300. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 463238 385957 77281 77281 WATER SYSTEMS RECEIVABLE 2419835 2419835 CAPITAL MAINTENANCE RESERVE 274114 274114 X PART X, LINE 2: THE ORGANIZATION HAS NO UNRECOGNIZED TAX BENEFITS AT DECEMBER 31, 2019 AND 2018. THE ORGANIZATION'S FEDERAL AND STATE INFORMATION RETURNS PRIOR TO FISCAL YEAR 2016 ARE CLOSED AND MANAGEMENT CONTINUALLY EVALUATES EXPIRING STATUTES OF LIMITATIONS, AUDITS, PROPOSED SETTLEMENTS, CHANGES IN TAX LAW AND NEW AUTHORITATIVE RULINGS. IF THE ORGANIZATION HAD UNRELATED BUSINESS INCOME TAXES, IT WOULD RECOGNIZE INTEREST AND PENALTIES ASSOCIATED WITH ANY TAX MATTERS AS PART OF THE INCOME TAX PROVISION AND INCLUDE ACCRUED INTEREST AND PENALTIES WITH THE RELATED TAX LIABILITY IN THE STATEMENT OF FINANCIAL POSITION. SOUTH ASIA - AFGHANISTAN, BANGLADESH, 1 1 DIRECT PROJECT EXPENSES CONSTRUCT AND IMPROVE RAINWATER HARVESTING CISTERNS AND WATER KIOSKS. 1092586 SUB-SAHARAN AFRICA - ANGOLA, 1 42 DIRECT PROJECT EXPENSES CONSTRUCT AND IMPROVE WATER KIOSKS. 2147353 2 43 0 0 2 43 3239939 0 3239939 0 0 0 0 0 0 PART I, LINE 2: THE ORGANIZATION FOLLOWS DISBURSEMENT PROCEDURES WHEREBY THE AGENCY REQUESTING FUNDS COMPLETES AND SUBMITS THE REQUISITE FORM WHICH INCLUDES PROJECT NAME, DATE AND BUDGETED EXCHANGE RATE. THE FORM ALSO REQUIRES THE ATTACHMENT OF SUPPORTING DOCUMENTATION FOR ALL EXPENDITURES, INCLUDING COPIES OF INVOICES, ESTIMATES AND CONTRACTS. THE FUNDING REQUEST FURTHER ITEMIZES BY LINE ITEM AGAINST THE PROJECT BUDGET. THE FUNDING REQUEST IS THEN SUBJECT TO APPROVAL BY THE COUNTRY DIRECTOR, RESPECTIVE PROJECT LEADERS AND THE CEO. PART III ACCOUNTING METHOD: GALA 1212421 1148121 64300 338869 1212421 1148121 64300 338869 338869 -274569 X 0 0 0 0 0 0 0 0 0 KURT SODERLUND CEO/SECRETARY 250000 0 0 0 0 0 7500 0 10612 0 268112 0 0 0 CHARLES B NIMAKO COUNTRY DIRECTOR 124500 0 0 0 0 0 3735 0 30223 0 158458 0 0 0 NATHANIEL C PAYNTER VP, STRATEGIC PARTNERSHIPS 165000 0 0 0 0 0 4950 0 25927 0 195877 0 0 0 VENKATESH RAGHAVENDRA VP ADVANCEMENT 180000 0 0 0 0 0 0 0 0 0 180000 0 0 0 FORM 990, PART VI, SECTION A, LINE 2 THE CEO OF SAFE WATER NETWORK IS THE SON IN LAW OF A BOARD MEMBER. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS PREPARED BY SAFE WATER NETWORK'S INDEPENDENT ACCOUNTING FIRM AND REVIEWED IN DETAIL BY THE CEO AND OTHER MEMBERS OF MANAGEMENT. A FULL COPY OF THE FORM IS PRESENTED TO THE GOVERNING BODY PRIOR TO ITS FILING. FORM 990, PART VI, SECTION B, LINE 12C THE OFFICERS AND DIRECTORS SELF-MONITOR. IN THE EVENT OF A CONFLICT, THE INDIVIDUAL WITH THE CONFLICT SHALL EXCUSE HIM/HERSELF FROM THE DISCUSSION AND/OR VOTE AS DIRECTED BY THE BOARD. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE APPROVES THE COMPENSATION PACKAGE OF THE CEO. DURING 2018, THE CEO APPROVED THE COMPENSATION PACKAGE FOR THE CFO AND THE EXECUTIVE VICE PRESIDENT BASED UPON PERFORMANCE MEASURES. THERE ARE NO OTHER KEY EMPLOYEES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY,AND OTHER FINANCIAL INFORMATION AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: FOREIGN CURRENCY TRANSLATION ADJUSMENTS -473,698. FORM 990, PART XI, LINE 2C: THE ORGANIZATION HAS NOT CHANGED ITS OVERSIGHT PROCESS OR ITS SELECTION PROCESS DURING THE TAX YEAR. FORM 990, PART IX: IN ADDITION TO THE TOTAL PROGRAM EXPENSES REPORTED ON PART IX, LINE 25, COLUMN (B), SAFE WATER NETWORK FUNDED $3,138,929 FOR WATER SYSTEMS IN GHANA THROUGH 2018, WHICH IS CURRENTLY REPORTED AS AN ASSET ON PART X, LINE 15. FORM 990, PART VI, LINE 8B: THERE ARE NO SUB COMMITTEES. SWN WATER SOLUTIONS PRIVATE LTD 369-370 MAIN MEHRAULI-GURGAON ROAD NEW DELHI IN 110030 ENVIRONMENT, HYDROLOGY, SEWAGE, SANITATION AND WATER WORK IN SAFE WATER NETWORK C 80475 26662 1.00000 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0