2020-11-06T09:09:03-06:00 2019-12-31 331197384 ANDERSEN TAX LLC 1177 AVENUE OF THE AMERICAS 18TH FLOOR NEW YORK NY 10036 990PF 2019-01-01 133425940 THE DIAMONSTEIN-SPIELVOGEL FOUNDATION INC DIAM CO ANDERSEN TAX 1177 6TH AVE 18 FL NEW YORK NY 10036 BARBARALEE DIAMONSTEIN-SPIELVOGEL CHAIR 2020-11-06 1 JOSEPH P TOCE P00976442 6462135100 184.91.227.58 2020-11-06 09:08:07 ES P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 11831F828F19E2FAFB2A6C8C26E99C6E409E9541 2019 2021-04-22 16:20:28Z X 49407519 X 326110 1693161 1693161 -220773 12279647 0 450801 450801 2249299 2143962 0 0 0 53064 5306 47758 26000 2600 23400 517463 21697 0 282832 157873 124959 879359 187476 196117 1832339 1832339 2711698 187476 2028456 -462399 1956486 5214831 1890381 1890381 24334 24334 24334 22423223 13587155 13809312 5899051 6797455 6904050 14586304 25378430 26779442 48123409 47677755 49407519 0 0 X 0 0 0 0 48123409 47677755 48123409 47677755 48123409 47677755 48123409 -462399 16745 47677755 0 47677755 PUBLICLY TRADED SECURITIES 12180256 12180256 0 0 FROM K-1 - ROCKEFELLER BALANCED FUND, LP 99234 99234 0 0 FROM K-1 - GOLUB CAPITAL PARTNERS INTERNATIONAL 12, LP 157 157 0 0 0 0 526404 49049783 0.010732 16253 15116549 0.001075 0.011807 0.005904 51626131 304801 19565 324366 2028456 X 19565 0 19565 0 19565 25000 0 0 25000 0 5435 5435 0 0 0 0 0 0 0 0 0 0 0 1 1 NY 1 0 1 0 0 1 N/A ANDERSEN TAX LLC 6462135100 1177 AVENUE OF THE AMERICAS 18TH FL NEW YORK NY 10036 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 BARBARALEE DIAMONSTEIN-SPIELVOGEL 720 PARK AVE NEW YORK NY 10021 CHAIR 20.00 0 0 0 CARL SPIELVOGEL 720 PARK AVE NEW YORK NY 10021 TRUSTEE 2.00 0 0 0 PAMELA CARTER ESQ 175 RIVERSIDE DRIVE NEW YORK NY 10024 TRUSTEE 2.00 0 0 0 DR PETER RUBIN 139 PLAYA RIENTA PALM BEACH GARDENS FL 33418 TRUSTEE 2.00 0 0 0 THOMAS RUBIN ESQ 39 NORTHWEST CHERRY LOOP SEATTLE WA 98177 TRUSTEE 2.00 0 0 0 NONE 0 NONE 0 0 21546613 4086261 26779442 52412316 0 0 52412316 786185 51626131 2581307 2581307 19565 19565 2561742 0 2561742 0 2561742 2028456 0 2028456 19565 2008891 2561742 2005468 0 0 2028456 2005468 0 0 22988 0 0 0 0 0 0 0 0 2538754 0 0 0 BARBARALEE DIAMONSTEIN-SPIELVOGEL CARL SPIELVOGEL X AFTD 290 KING OF PRUSSIA ROAD RANDOR PA 19087 PC CHARITABLE 10000 BRENNAN CENTER FOR JUSTICE 120 BROADWAY 1750 NEW YORK NY 10271 PC CHARITABLE 50000 FUND FOR PUBLIC SCHOOLS 52 CHAMBERS STREET NEW YORK NY 10007 PC CHARITABLE 500 IMMIGRANT JUSTICE CORPS 17 BATTERY PL SUITE 236 NEW YORK NY 10004 PC CHARITABLE 5500 MEDICAL REIKI WORKS 1101 GREENOUGH DR W MISSOULA MT 59802 PC CHARITABLE 1000 NORTON MUSEUM OF ART INC 1501 S DIXIE HIGHWAY WEST PALM BEACH FL 33401 PC CHARITABLE 1000 REPORTERS COMMITTEE FOR FREEDOM OF THE PRESS 1156 15TH ST NW WASHINGTON DC 20005 PC CHARITABLE 2500 THE FRESH AIR FUND 633 3RD AVENUE NEW YORK NY 10017 PC CHARITABLE 798146 THE FUND FOR PARK AVENUE 445 PARK AVENUE 9TH FLOOR NEW YORK NY 10022 PC CHARITABLE 500 UNITED STATES HOLOCAUST MEMORIAL MUSEUM 100 RAOUL WALLENBERG PLACE SW WASHINGTON DC 20024 PC CHARITABLE 333333 VERA INSTITUTE OF JUSTICE 233 BROADWAY 12 NEW YORK NY 10279 PC CHARITABLE 1000 AMERICAN CIVIL LIBERTIES UNION 125 BORAD STREET 18TH FLOOR NEW YORK NY 10004 PC CHARITABLE 3000 ALZHEIMER'S DRUG DISCOVERY FOUNDATION 57 WEST 57TH STREET SUITE 904 NEW YORK NY 10019 PC CHARITABLE 10000 AMERICAN BATTLE MONUMENTS FOUNDATION 2300 CLARENDON BLVD SUITE 500 ARLINGTON VA 22201 PC CHARITABLE 2000 AMERICAN HEBREW ACADEMY 4334 HOBBS ROAD GREENSBORO NC 27410 PC CHARITABLE 1000 AMERICAN SCANDINAVIAN FOUNDATION 58 PARK AVENUE NEW YORK NY 10016 PC CHARITABLE 2500 ANTHOLOGY FILM ARCHIVES 32 2ND AVENUE NEW YORK NY 10003 PC CHARITABLE 5000 ASIA SOCIETY 725 PARK AVENUE NEW YORK NY 10021 PC CHARITABLE 10000 BALLET THEATRE FOUNDATION INC 890 BROADWAY 3RD FLOOR NEW YORK NY 10003 PC CHARITABLE 100 CAFE LA MAMA THEATER 74A EAST 4TH STREET NEW YORK NY 10003 PC CHARITABLE 296110 CHAMBER MUSIC SOCIETY 70 LINCOLN CENTER PLAZA NEW YORK NY 10023 PC CHARITABLE 1000 CLARION MUSIC SOCIETY 119 EAST 74TH STREET NEW YORK NY 10021 PC CHARITABLE 20000 COALITION FOR THE HOMELESS 2201 P ST NW WASHINGTON DC 20037 PC CHARITABLE 1000 COMMITTEE TO PROTECT JOURNALISTS PO BOX 2675 NEW YORK NY 10108 PC CHARITABLE 10000 CONGREGATION OF EMANU-EL NEW YORK CITY ONE EAST 65TH STREET NEW YORK NY 10065 PC CHARITABLE 1000 COUNCIL OF AMERICAN AMBASSADORS 888 17TH STREET STE 306 WASHINGTON DC 20006 PC CHARITABLE 2000 COUNCIL ON FOREIGN RELATIONS 58 EAST 68TH STREET NEW YORK NY 10065 PC CHARITABLE 10000 DEBORAH BERSHAD - NEW MUSEUM 235 BOWERY NEW YORK NY 10002 PC CHARITABLE 3000 EQUAL JUSTICE INITIATIVE 122 COMMERCE STREET MONTGOMERY AL 36104 PC CHARITABLE 1000 FRIENDS OF SEATTLE WATERFRONT 1400 WESTERN AVE SEATTLE WA 98101 PC CHARITABLE 5000 FRIENDS OF SLOVAKIA PO BOX 8033 FALLS CHURCH VA 22041 PC CHARITABLE 100 FRIENDS OF HIGHLINE 820 WASHINGTON ST NEW YORK NY 10014 PC CHARITABLE 1500 GRACIE MANSION CONSERVANCY E 88TH STREET EAST END AVENUE NEW YORK NY 10028 PC CHARITABLE 5000 GUILD HALL 158 MAIN STREET EAST HAMPTON NY 11937 PC CHARITABLE 2500 IRISH REPERTORY THEATRE 103 E 15TH STREET NEW YORK NY 10003 PC CHARITABLE 7000 LINCOLN CENTER FOR THE PERFORMING ARTS LINCOLN CENTER PLAZA NEW YORK NY 10023 PC CHARITABLE 12500 MANHATTAN THEATRE CLUB 311 WEST 43RD STREET 8TH FLOOR NEW YORK NY 10036 PC CHARITABLE 2000 NATIONAL REDISTRICTING FOUNDATION 700 13TH ST NW STE 600 WASHINGTON DC 20005 PC CHARITABLE 3000 NATIONAL SAWDUST 80 N 6TH STREET BROOKLYN NY 11249 PC CHARITABLE 2000 NATIONAL SANCTUARY COALITION 239 THOMPSON STREET NEW YORK NY 10012 PC CHARITABLE 500 NEW YORK HISTORICAL SOCIETY 170 CENTRAL PARK WEST NEW YORK NY 10024 PC CHARITABLE 24000 NEW YORK PHILHARMONIC 10 LINCOLN CENTER PLAZA NEW YORK NY 10023 PC CHARITABLE 2000 NEW YORK THEATRE WORKSHOP 79 EAST 4TH STREET NEW YORK NY 10003 PC CHARITABLE 2000 NEW YORK STEM CELL FOUNDATION 619 WEST 54TH STREET NEW YORK NY 10019 PC CHARITABLE 10000 PEN AMERICA 588 BROADWAY SUITE 303 NEW YORK NY 10012 PC CHARITABLE 34000 PLAYWRIGHTS HORIZONS 416 WEST 42ND STREET NEW YORK NY 10036 PC CHARITABLE 4500 PRIMARY STAGES 59 EAST 59TH STREET NEW YORK NY 10022 PC CHARITABLE 2000 PROJECT BAHAMA STRONG 4711 NORTH AUSTRALIAN AVENUE SUITE 27 PALM BEACH FL 33404 PC CHARITABLE 1000 RIVERSIDE PARK CONSERVANCY 475 RIVERSIDE DRIVE 455 NEW YORK NY 10115 PC CHARITABLE 1000 SECOND STAGE THEATER 1501 BROADWAY SUITE 518 NEW YORK NY 10036 PC CHARITABLE 5000 STUDIO IN A SCHOOL 75 WEST END AVENUE NEW YORK NY 10023 PC CHARITABLE 1000 SUNY IMPACT FOUNDATION 353 BROADWAY ALBANY NY 12207 PC CHARITABLE 10000 THE BROWNE HOUSE HISTORICAL SOCIETY 3701 BROWNE STREET FLUSHING NY 11354 PC CHARITABLE 1000 THE BYRD HOFFMAN WATER MILL FOUNDATION 115 W 29TH STREET 10TH FLOOR NEW YORK NY 10001 PC CHARITABLE 250 THE CHAMBER MUSIC SOCIETY OF LINCOLN CENTER 70 LINCOLN CENTER PLAZA 10TH FLOOR NEW YORK NY 10023 PC CHARITABLE 1000 THE COMMUNITY SERVICE SOCIETY OF NEW YORK 633 THIRD AVENUE 10TH FLOOR NEW YORK NY 10017 PC CHARITABLE 2500 THE JULLIARD SCHOOL 60 LINCOLN CENTER PLAZA NEW YORK NY 10023 PC CHARITABLE 5000 THE METROPOLITAN MUSEUM OF ART 1000 5TH AVENUE NEW YORK NY 10028 PC CHARITABLE 20000 THE MUSEUM OF MODERN ART 11 W 53RD STREET NEW YORK NY 10019 PC CHARITABLE 3000 THE NEW YORK PRESERVATION ARCHIVE PROJECT 174 E 80TH STREET NEW YORK NY 10075 PC CHARITABLE 1000 THE PUBLIC THEATER 425 LAFAYETTE STREET NEW YORK NY 10003 PC CHARITABLE 30000 THE RAYMOND F KRAVIS CENTER FOR THE PERFORMING ARTS 701 OKEECHOBEE BLVD WEST PALM BEACH FL 33401 PC CHARITABLE 1000 THE SHED 545 WEST 30TH STREET NEW YORK NY 10001 PC CHARITABLE 1000 TRUST FOR THE NATIONAL MALL 1300 PENNSYLVANIA AVENUE NW WASHINGTON DC 20004 PC CHARITABLE 20000 WHITNEY MUSEUM OF AMERICAN ART 99 GANSEVOORT STREET NEW YORK NY 10014 PC CHARITABLE 20000 YAFFED PO BOX 1796 NEW YORK NY 10956 PC CHARITABLE 5000 YALE UNIVERSITY PO BOX 208241 NEW HAVEN CT 06520 PC CHARITABLE 1800 1832339 0 14 1693161 18 -220773 FROM K-1 - ROCKEFELLER BALANCED FUND, LP 14 37692 0 FROM K-1 - OCA OHA CREDIT FUND SEGREGATED 14 407593 0 FROM K-1 - GOLUB CAPITAL PARTNERS INTERNATIONAL 12, LP 14 5334 0 OTHER INCOME 14 182 0 0 1923189 0 1923189 0 0 0 0 0 0 0 0 0 0 X X 1 CARL SPIELVOGEL BARBARALEE DIAMONST 720 PARK AVENUE NEW YORK NY 10021 326110 X ACCOUNTING FEES 26000 2600 23400 FIXED INCOME SECURITIES 6797455 6904050 PUBLICLY TRADED SECURITIES 13587155 13809312 OCA CMTG LLC AT COST 3326097 3306766 OCA OHA CREDIT FUND SEGREGATED PORTFOLIO AT COST 8069593 8099128 ROCKEFELLER BALANCED FUND, LP AT COST 13527249 14918057 GOLUB CAPITAL PARTNERS INTERNATIONAL 12, LP AT COST 455491 455491 LEGAL FEES 53064 5306 47758 MANAGEMENT FEES 166248 46248 120000 ROCKEFELLER CAPITAL MANAGMENT PORTFOLIO FEES 106985 106985 0 FROM K-1 - OCA CMTG LLC PORTFOLIO FEES 4640 4640 0 NEW YORK FEES 1500 0 1500 OTHER EXPENSES 3459 0 3459 FROM K-1 - ROCKEFELLER BALANCED FUND, LP 37692 37692 37692 FROM K-1 - OCA OHA CREDIT FUND SEGREGATED 407593 407593 407593 FROM K-1 - GOLUB CAPITAL PARTNERS INTERNATIONAL 12, LP 5334 5334 5334 OTHER INCOME 182 182 182 OTHER ADJUSTMENT 16745 CARL AND BARBARALEE SPIELVOGEL 720 PARK AVE NEW YORK NY 10021 ESTIMATED TAX PAYMENTS 495766 0 0 FOREIGN TAXES PAID 21697 21697 0