2020-10-07T20:24:31-05:00 2019-12-31 910189318 MOSS ADAMS LLP 101 SECOND STREET SUITE 900 SAN FRANCISCO CA 94105 990 2019-01-01 262303250 CLIMATEWORKS FOUNDATION CLIM 4154330500 235 MONTGOMERY STREET NO 1300 SAN FRANCISCO CA 94104 CHARLOTTE PERA PRESIDENT/CEO 4154330500 2020-10-01 1 MICHAEL LUMSDEN P01262236 4159561500 2020-10-01 76.14.38.113 2020-10-01 15:59:57 PD P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 6C9B1A35775087DBDB8A6D25ECA509C7F6C27838 2019 2021-01-29 14:40:06Z CHARLOTTE PERA 235 MONTGOMERY STREET NO 1300 SAN FRANCISCO CA 94104 93577498 0 X WWW.CLIMATEWORKS.ORG X 2008 DE TO END THE CLIMATE CRISIS BY AMPLIFYING THE POWER OF PHILANTHROPY. 9 8 97 11 0 0 162762191 93251324 0 46231 81277 113771 0 166172 162843468 93577498 58435377 47468972 0 0 14483047 17711179 27088 5375 1602464 21252775 23635855 94198287 88821381 68645181 4756117 201420370 203699739 32661688 29184940 168758682 174514799 X SEE SCHEDULE O 0 0 48111366 33365485 46231 SEE SCHEDULE O 32977235 14103488 0 SEE SCHEDULE O 81088601 1 1 0 1 0 0 0 0 1 0 1 0 0 0 1 1 1 0 0 1 1 1 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 77 0 1 97 1 0 1 IN 0 0 0 0 0 0 0 0 0 0 X 9 8 0 1 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA DC IL KY MA MN NJ NY PA TX WA X X X GRETCHEN RAU 4154330500 235 MONTGOMERY STREET STE 1300 SAN FRANCISCO CA 94104 CHARLOTTE PERA PRESIDENT AND CEO 40.00 X X 533601 0 54560 SUSAN TIERNEY BOARD CHAIR 2.00 X 0 0 0 KRISTIAN PARKER BOARD DIRECTOR 2.00 X 0 0 0 LARRY KRAMER BOARD DIRECTOR 2.00 X 0 0 0 CAROL S LARSON BOARD DIRECTOR (THROUGH 12/31/2019) 2.00 X 0 0 0 PAMELA MATSON BOARD DIRECTOR 2.00 X 0 0 0 JOHN D PODESTA BOARD DIRECTOR 2.00 X 0 0 0 JAMSHYD GODREJ BOARD DIRECTOR (ON LEAVE 5/21/2019) 2.00 X 0 0 0 CAIO KOCH-WESER BOARD DIRECTOR 2.00 X 0 0 0 FRANKLIN M ORR JR BOARD DIRECTOR 2.00 X 0 0 0 BRIAN MCCRACKEN CFO, TREASURER 40.00 X 289065 0 78714 GRETCHEN RAU SECRETARY 40.00 X 145223 0 33147 CHRIS ELLIOTT EXECUTIVE DIRECTOR, CLUA 40.00 X 486000 0 0 SHAWN P REIFSTECK VP, STRATEGY/COLLABORATIONS/BRAND 40.00 X 397753 0 75490 SUSAN ELIZABETH COOK VP, OPERATIONS AND PLANNING 40.00 X 397137 0 57327 CHARLES MCELWEE VICE PRESIDENT, PROGRAMS 40.00 X 395644 0 72709 JENNIFER KITT PRESIDENT, CLI 40.00 X 390859 0 32576 SURABI MENON VP, GLOBAL INTELLIGENCE 40.00 X 302745 0 62054 DANIEL HAMZA-GOODACRE EXECUTIVE DIRECTOR, K-CEP 40.00 X 358473 0 19232 MARY RAFTERY SR. ADVISOR, FUNDER COLLABORATIONS 40.00 X 269922 0 53761 DANIEL ZARIN SR. DIRECTOR OF PROGRAMS, CLUA 40.00 X 288364 0 79570 ANTHONY EGGERT PROGRAM DIRECTOR, TRANSPORTATION 40.00 X 263260 0 60362 JAN DERRICKSON PROG. DIR., CARBON DIOXIDE REMOVAL 40.00 X 263932 0 64489 4781978 0 743991 53 0 1 0 BRIDGESPAN GROUP 88 KEARNY STREET SUITE 200 SAN FRANCISCO CA 94108 PROFESSIONAL SERVICES 800000 GMMB LLC 3050 K STREET NW 100 WASHINGTON DC 20007 PROFESSIONAL SERVICES 590571 PT JESTIO BARIO NEURONE THE CITY TOWER LEVEL 12-1N JL MH JAKARTA ID 10310 PROGRAM SERVICES 416167 VIVID ECONOMICS BV 2E DELISTRAAT 29 3531 SX UTRECHT NL PROGRAM SERVICES 387500 RHODIUM GROUP LLC 5 COLUMBUS CIRCLE SUITE 1801 NEW YORK NY 10019 PROGRAM SERVICES 375000 36 645412 92605912 93251324 PROGRAM CONSULTING REVENUE 541900 46231 46231 46231 113771 113771 BANKING REFUNDS 900099 166172 166172 166172 93577498 46231 0 279943 X 23381818 23381818 24087154 24087154 3361844 2015804 1109065 236975 10853130 8597239 1507863 748028 1158665 929359 167676 61630 1564294 1138806 343711 81777 773246 628026 102280 42940 1337316 430996 871249 35071 107432 50773 56659 70500 70500 5375 5375 14461277 13539833 880729 40715 475336 319354 103237 52745 1346129 1165397 124810 55922 1666624 1198132 344849 123643 2780597 2562379 137731 80487 1003815 848396 138800 16619 271682 193865 57280 20537 44329 44329 UBI TAXES 50826 50826 BUSINESS LICENSES 10223 600 9623 TAX PENALTIES/INTEREST 2158 2158 FILING FEES 1704 670 1034 5907 5907 88821381 81088601 6130316 1602464 35837669 17240248 57886813 82645573 106375018 102157595 178007 74884 434839 377551 7395726 6490311 406848 905415 301176 298473 201420370 203699739 4163275 5463991 28434525 23027937 0 456849 63888 236163 32661688 29184940 X 13087696 7882530 155670986 166632269 168758682 174514799 201420370 203699739 X 4756117 1000000 X 0 1 X 1 0 X 51804086 49793259 100047059 162762191 93251324 457657919 51804086 49793259 100047059 162762191 93251324 457657919 285415909 172242010 66465 28900 46856 81109 113771 337101 1800 166172 167972 458162992 46231 0.37590 0.27180 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MISCELLANEOUS REVENUE - 2016 AMOUNT: $ 1,800. 2019 AMOUNT: $ 166,172. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 131600 0 529400 0 661000 0 87104160 0 87765160 0 1000000 0 250000 0 0 0 1000000 1000000 1000000 1000000 4000000 6000000 950000 540000 545072 661000 2696072 250000 250000 250000 250000 1000000 1500000 250000 112500 45000 131600 539100 0 1 X 5269720 5007165 262555 526238 476903 49335 1599768 1006243 593525 905415 DEFERRED RENT LIABILITY 236163 236163 X 93578031 553 -20 533 93577498 0 93577498 87821914 553 -1000000 -999447 88821361 20 20 88821381 PART IV, LINE 2B: DURING 2019, CLIMATEWORKS ACTED AS A CONDUIT FOR PASS-THROUGH GRANTS FOR THE ULTIMATE BENEFIT OF OUTSIDE ORGANIZATIONS. CLIMATEWORKS RECORDED AN ASSET UPON RECEIPT OF THE GRANT FUNDS, AND A SUBSEQUENT CORRESPONDING LIABILITY WHICH HAS BEEN REPORTED ON FORM 990, PART X, LINE 21. PART X, LINE 2: AT JANUARY 1, 2009, THE FOUNDATION ADOPTED THE GUIDANCE ON UNCERTAIN TAX POSITIONS AND HAS IDENTIFIED AND EVALUATED ITS SIGNIFICANT TAX POSITIONS FOR WHICH THE STATUTE OF LIMITATIONS REMAIN OPEN. THERE HAVE BEEN NO MATERIAL CHANGES IN UNRECOGNIZED BENEFITS AS OF DECEMBER 31, 2019 AND 2018, NOR ARE ANY MATERIAL CHANGES ANTICIPATED IN THE TWELVE MONTHS FOLLOWING DECEMBER 31, 2019. THERE HAVE BEEN NO RELATED TAX PENALTIES OR INTEREST, WHICH WOULD BE CLASSIFIED AS A TAX EXPENSE IN THE CONSOLIDATED STATEMENTS OF ACTIVITIES AND CHANGES IN NET ASSETS. PART XI, LINE 2D - OTHER ADJUSTMENTS: CURRENCY TRANSLATION LOSS RECLASSED TO FUNCTIONAL EXPENSE -20. PART XII, LINE 2D - OTHER ADJUSTMENTS: RECOVERY OF PRIOR YEAR GRANT EXPENSES -1,000,000. PART XII, LINE 4B - OTHER ADJUSTMENTS: CURRENCY TRANSLATION LOSS RECLASSED TO FUNCTIONAL EXPENSE 20. 1 CENTRAL AMERICA AND THE CARIBBEAN 0 0 GRANTMAKING 22290 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES TRAVEL & MEETINGS; OTHER COSTS 64011 EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING 7047168 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES TRAVEL & MEETINGS; OTHER COSTS 1760251 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 CONDUCTING BOARD MEETINGS 39881 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 GRANTMAKING 10156780 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 4 PROGRAM SERVICES TRAVEL & MEETINGS; OTHER COSTS 6308683 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES TRAVEL & MEETINGS; OTHER COSTS 50020 NORTH AMERICA (CANADA AND MEXICO) 0 0 GRANTMAKING 737685 NORTH AMERICA (CANADA AND MEXICO) 0 1 PROGRAM SERVICES TRAVEL & MEETINGS; OTHER COSTS 294280 SOUTH AMERICA 0 0 GRANTMAKING 5840230 SOUTH AMERICA 0 0 PROGRAM SERVICES TRAVEL & MEETINGS; OTHER COSTS 440999 SOUTH ASIA 0 0 PROGRAM SERVICES TRAVEL & MEETINGS; OTHER COSTS 141506 SUB-SAHARAN AFRICA 0 0 GRANTMAKING 283000 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES TRAVEL & MEETINGS; OTHER COSTS 130507 0 4 0 1 0 5 25449084 7868207 33317291 CENTRAL AMERICA AND THE CARIBBEAN PROJECT SUPPORT 22290 DISCOUNT EAST ASIA AND THE PACIFIC PROJECT SUPPORT 100025 WIRE EAST ASIA AND THE PACIFIC PROJECT SUPPORT 74998 WIRE EAST ASIA AND THE PACIFIC PROJECT SUPPORT 180060 WIRE EAST ASIA AND THE PACIFIC PROJECT SUPPORT 1230000 WIRE EAST ASIA AND THE PACIFIC PROJECT SUPPORT 52000 WIRE EAST ASIA AND THE PACIFIC PROJECT SUPPORT 52406 WIRE EAST ASIA AND THE PACIFIC PROJECT SUPPORT 11550 WIRE EAST ASIA AND THE PACIFIC PROJECT SUPPORT 300000 WIRE EAST ASIA AND THE PACIFIC PROJECT SUPPORT 187749 WIRE EAST ASIA AND THE PACIFIC PROJECT SUPPORT 481484 WIRE EAST ASIA AND THE PACIFIC PROJECT SUPPORT 178000 WIRE EAST ASIA AND THE PACIFIC PROJECT SUPPORT 162424 WIRE EAST ASIA AND THE PACIFIC PROJECT SUPPORT 84400 WIRE EAST ASIA AND THE PACIFIC PROJECT SUPPORT 100000 WIRE EAST ASIA AND THE PACIFIC PROJECT SUPPORT 127611 WIRE EAST ASIA AND THE PACIFIC PROJECT SUPPORT 83291 WIRE EAST ASIA AND THE PACIFIC PROJECT SUPPORT 134992 WIRE EAST ASIA AND THE PACIFIC PROJECT SUPPORT 300000 WIRE EAST ASIA AND THE PACIFIC PROJECT SUPPORT 345000 WIRE EAST ASIA AND THE PACIFIC PROJECT SUPPORT 100000 WIRE EAST ASIA AND THE PACIFIC PROJECT SUPPORT 152856 WIRE EAST ASIA AND THE PACIFIC PROJECT SUPPORT 300000 WIRE EAST ASIA AND THE PACIFIC PROJECT SUPPORT 900000 WIRE EAST ASIA AND THE PACIFIC PROJECT SUPPORT 125000 WIRE EAST ASIA AND THE PACIFIC PROJECT SUPPORT 10000 WIRE EAST ASIA AND THE PACIFIC PROJECT SUPPORT 10000 WIRE EAST ASIA AND THE PACIFIC PROJECT SUPPORT 225000 WIRE EAST ASIA AND THE PACIFIC PROJECT SUPPORT 91930 WIRE EAST ASIA AND THE PACIFIC PROJECT SUPPORT 77000 WIRE EAST ASIA AND THE PACIFIC PROJECT SUPPORT 100000 WIRE EAST ASIA AND THE PACIFIC PROJECT SUPPORT 75000 WIRE EAST ASIA AND THE PACIFIC PROJECT SUPPORT 60002 WIRE 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AMERICA PROJECT SUPPORT 158327 WIRE SOUTH AMERICA PROJECT SUPPORT 92118 WIRE SOUTH AMERICA PROJECT SUPPORT 21000 WIRE SOUTH AMERICA PROJECT SUPPORT 200000 WIRE SOUTH AMERICA PROJECT SUPPORT 100000 WIRE SOUTH AMERICA PROJECT SUPPORT 245690 WIRE SOUTH AMERICA PROJECT SUPPORT, PROGRAM SUPPORT 207330 WIRE SOUTH AMERICA PROJECT SUPPORT 200000 WIRE SOUTH AMERICA PROJECT SUPPORT 235899 WIRE SOUTH AMERICA PROJECT SUPPORT 149830 WIRE SOUTH AMERICA PROJECT SUPPORT 100376 WIRE SOUTH AMERICA PROJECT SUPPORT 154686 WIRE SOUTH AMERICA PROJECT SUPPORT 460243 WIRE SOUTH AMERICA PROJECT SUPPORT 675487 WIRE SOUTH AMERICA PROJECT SUPPORT 287402 WIRE SOUTH AMERICA PROJECT SUPPORT 146311 WIRE SOUTH AMERICA PROJECT SUPPORT 76355 WIRE SOUTH AMERICA PROJECT SUPPORT 118380 WIRE SOUTH AMERICA PROJECT SUPPORT 100000 WIRE SOUTH AMERICA PROJECT SUPPORT 389886 WIRE SOUTH AMERICA PROJECT SUPPORT 165788 WIRE SOUTH AMERICA PROJECT SUPPORT 24000 WIRE SOUTH AMERICA PROJECT SUPPORT 100000 WIRE SUB-SAHARAN AFRICA PROJECT SUPPORT 63000 WIRE SUB-SAHARAN AFRICA PROJECT SUPPORT 185000 WIRE SUB-SAHARAN AFRICA PROJECT SUPPORT 35000 WIRE 122 1 0 0 0 0 0 0 PART I, LINE 2: IN 2019, CLIMATEWORKS FUNDING SUPPORTED REGIONAL PARTNERS AND OTHER GRANTEES WELL KNOWN TO CLIMATEWORKS FROM GRANTS AWARDED IN YEARS PAST. THESE ORGANIZATIONS HAD UNDERGONE AN EXTENSIVE VETTING PROCESS PRIOR TO BECOMING RECURRING GRANTEES. CLIMATEWORKS PROGRAM STAFF PERFORM DUE DILIGENCE ON PROSPECTIVE GRANTS AND EVALUATE THE PAST SUCCESS AND FINANCIAL HEALTH OF THE PROSPECTIVE GRANTEE. ALL ORGANIZATIONS ARE REQUIRED TO SUBMIT A GRANT NARRATIVE PROPOSAL AND BUDGET. PROPOSALS ARE EVALUATED ON THEIR PROJECTED OUTCOMES AND ALIGNMENT WITH CLIMATEWORKS' MISSION AND STRATEGIES. OTHER REQUIRED DOCUMENTATION INCLUDES: THE CURRENT YEAR BUDGET; YEAR-TO-DATE FINANCIAL STATEMENTS; PRIOR YEAR AUDITED FINANCIAL STATEMENTS; GOVERNMENT-ISSUED TAX STATUS DETERMINATION DOCUMENTATION; A LIST OF BOARD OF DIRECTORS, OFFICERS, AND AFFILIATIONS; AND BIOGRAPHIES OF KEY STAFF INVOLVED IN THE PROJECT. ALL GRANTEES ARE REQUIRED TO SIGN AND RETURN A GRANT AGREEMENT, WHICH STATES THAT FUNDS MAY BE SPENT ONLY FOR THE SPECIFIC CHARITABLE PURPOSES STATED IN THE PROPOSAL. ALL GRANTEES MUST BE IN COMPLIANCE WITH ALL APPLICABLE ANTI-TERRORIST FINANCING AND ASSET CONTROL LAWS, REGULATIONS, RULES, AND EXECUTIVE ORDERS. ALTHOUGH NOT LEGALLY REQUIRED, CLIMATEWORKS USES EXPENDITURE RESPONSIBILITY BEST PRACTICES TO MONITOR ITS FOREIGN GRANTS. CLIMATEWORKS CONFIRMS THAT GRANTEES' BOARD MEMBERS AND KEY STAFF DO NOT APPEAR ON THE SPECIALLY DESIGNATED NATIONALS (SDN) LIST. DEPENDING ON THE DOLLAR AMOUNT, EITHER THE BOARD OF DIRECTORS, THE PRESIDENT & CEO, OR A VICE PRESIDENT APPROVES THE GRANT. CLIMATEWORKS REVIEWS EXPENDITURE RESPONSIBILITY REPORTS TO ENSURE THAT THE FUNDS WERE SPENT EXCLUSIVELY FOR THE CHARITABLE PURPOSES STATED IN THE PROPOSAL AND WITHIN THE CONFINES OF THE OTHER RESTRICTIONS OF THE GRANT. PART I, LINE 3: ACCRUAL METHOD PART III ACCOUNTING METHOD: 1 2030 INC 607 CERRILLOS ROAD SUITE G SANTA FE NM 87505 260251104 501(C)(3) 100000 PROJECT SUPPORT 350ORG 20 JAY STREET SUITE 732 BROOKLYN NY 11201 261150699 501(C)(3) 100000 PROJECT SUPPORT ALLIANCE TO SAVE ENERGY 1850 M STREET NW SUITE 600 WASHINGTON DC 20036 521082991 501(C)(3) 20000 PROJECT SUPPORT AMALGAMATED CHARITABLE FOUNDATION INC 1825 K STREET NW WASHINGTON DC 20011 821517696 501(C)(3) 140000 PROJECT SUPPORT AMERICAN FORESTS 1220 L ST NW SUITE 750 WASHINGTON DC 20005 530196544 501(C)(3) 400000 PROJECT SUPPORT THE ASPEN INSTITUTE ONE DUPONT CIRCLE NW SUITE 700 WASHINGTON DC 20036 840399006 501(C)(3) 105000 PROJECT SUPPORT BANK INFORMATION CENTER 1023 15TH STREET NW 10TH FLOOR WASHINGTON DC 20005 521682441 501(C)(3) 200000 PROJECT SUPPORT BLUEGREEN ALLIANCE FOUNDATION 1300 GODWARD ST NE SUITE 2625 MINNEAPOLIS MN 55413 203477309 501(C)(3) 444100 PROJECT SUPPORT BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY 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10036 133615533 501(C)(3) 100000 PROGRAM SUPPORT ROCKY MOUNTAIN INSTITUTE 1820 FOLSOM STREET BOULDER CO 80302 742244146 501(C)(3) 810000 PROJECT SUPPORT, PROGRAM SUPPORT SIERRA CLUB FOUNDATION 2101 WEBSTER STREET SUITE 1250 OAKLAND CA 94612 946069890 501(C)(3) 325000 LOBBYING SOCIAL AND ENVIRONMENTAL ENTREPRENEURS INC 23532 CALABASAS ROAD SUITE A CALABASAS CA 91302 954116679 501(C)(3) 100000 PROJECT SUPPORT THE CLIMATE GROUP INC SUITE 2A 145 W 58TH ST NEW YORK NY 10019 432073566 501(C)(3) 60000 PROJECT SUPPORT THE COMMONWEALTH CLUB 595 MARKET STREET SAN FRANCISCO CA 94105 940399260 501(C)(3) 120000 PROJECT SUPPORT THE REGENTS OF THE UNIVERSITY OF COLORADO 3100 MARINE STREET ROOM 479 BOULDER CO 80309 846000555 STATE OF CO 50000 PROJECT SUPPORT TRUSTEES OF BOSTON UNIVERSITY CENTER FOR FINANCE LAW POLICY OFFICE OF SPONSORED PROGRAMS BOSTON MA 022151301 042103547 501(C)(3) 530000 PROJECT SUPPORT TUFTS UNIVERSITY OFFICE OF RESEARCH ADMINISTRATION 20 PROFESSORS ROW MEDFORD MA 02155 042103634 501(C)(3) 250000 PROJECT SUPPORT UNION OF CONCERNED SCIENTISTS 2 BRATTLE SQ CAMBRIDGE MA 02238 042535767 501(C)(3) 100000 PROJECT SUPPORT UNITED NATIONS DEVELOPMENT PROGRAM (UNDP) 304 EAST 45TH STREET FF 970 NEW YORK NY 10017 201014 PROJECT SUPPORT UNITED NATIONS ENVIRONMENT PROG UNEP 304 EAST 45TH STREET FF 970 NEW YORK NY 10017 27255 PROJECT SUPPORT UNITED NATIONS FOUNDATION 1750 PENNSYLVANIA AVE NW SUITE 300 WASHINGTON DC 20006 582368165 501(C)(3) 248466 PROJECT SUPPORT UNIVERSITY OF CALIFORNIA LOS ANGELES 420 WESTWOOD PLAZA 5731-J BOELTER HALL LOS ANGELES CA 90095 956006143 STATE OF CA 50000 PROJECT SUPPORT UNIVERSITY OF MARYLAND OFFICE OF SPAC 4101 CHESAPEAKE BUILDING COLLEGE PARK MD 207423141 521125663 STATE OF MD 62000 PROJECT SUPPORT US ENDOWMENT FOR FORESTRY & COMMUNITIES INC 908 EAST NORTH STREET GREENVILLE SC 29601 205583324 501(C)(3) 300000 PROJECT SUPPORT VIRGINIA ORGANIZING 703 CONCORD AVENUE CHARLOTTESVILLE VA 22903 541674992 501(C)(3) 220000 PROJECT SUPPORT WAXMAN STRATEGIES 1900 M STREET NW WASHINGTON DC 20036 462453965 150000 PROJECT SUPPORT WILDAID INC 333 PINE ST 300 SAN FRANCISCO CA 94104 203644441 501(C)(3) 192500 PROJECT SUPPORT WOOD PRODUCTS COUNCIL 1101 K ST NW STE 700 WASHINGTON DC 20005 680643679 501(C)(6) 75000 PROJECT SUPPORT WORCESTER POLYTECHNIC INSTITUTE ONE INSTITUTE ROAD WORCESTER MA 01609 042121659 501(C)(3) 225000 PROJECT SUPPORT THE WORLD BANK 1818 H STREET WASHINGTON DC 20433 2483016 PROJECT SUPPORT WORLD RESOURCES INSTITUTE 10 G ST NE SUITE 800 WASHINGTON DC 20002 521257057 501(C)(3) 1532346 PROJECT SUPPORT WORLD WILDLIFE FUND 1250 24TH STREET NW WASHINGTON DC 20037 521693387 501(C)(3) 160000 PROJECT SUPPORT YALE UNIVERSITY 195 PROSPECT ST NEW HAVEN CT 06511 060646973 501(C)(3) 80265 PROJECT SUPPORT 78 6 PART I, LINE 2: IN 2019, CLIMATEWORKS FOUNDATION FUNDING SUPPORTED GRANTEES WELL KNOWN TO CLIMATEWORKS FROM GRANTS AWARDED IN PRIOR YEARS. THESE ORGANIZATIONS HAD UNDERGONE AN EXTENSIVE VETTING PROCESS PRIOR TO BECOMING RECURRING GRANTEES. CLIMATEWORKS PROGRAM STAFF PERFORM DUE DILIGENCE ON PROSPECTIVE GRANTS AND EVALUATE THE PAST SUCCESS AND FINANCIAL HEALTH OF THE PROSPECTIVE GRANTEE. ALL ORGANIZATIONS ARE REQUIRED TO SUBMIT A GRANT NARRATIVE PROPOSAL AND BUDGET. PROPOSALS ARE EVALUATED ON THEIR PROJECTED OUTCOMES AND ALIGNMENT WITH CLIMATEWORKS' MISSION AND STRATEGIES. OTHER REQUIRED DOCUMENTATION INCLUDES: THE CURRENT YEAR BUDGET; YEAR-TO-DATE FINANCIAL STATEMENTS; PRIOR YEAR AUDITED FINANCIAL STATEMENTS; GOVERNMENT-ISSUED TAX STATUS DETERMINATION DOCUMENTATION; A LIST OF BOARD OF DIRECTORS, OFFICERS, AND AFFILIATIONS; AND BIOGRAPHIES OF KEY STAFF INVOLVED IN THE PROJECT. ALL GRANTEES ARE REQUIRED TO SIGN AND RETURN A GRANT AGREEMENT, WHICH STATES THAT FUNDS MAY BE SPENT ONLY FOR THE SPECIFIC CHARITABLE PURPOSES STATED IN THE PROPOSAL. ALL GRANTEES MUST BE IN COMPLIANCE WITH ALL APPLICABLE ANTI-TERRORIST FINANCING AND ASSET CONTROL LAWS, REGULATIONS, RULES, EXECUTIVE ORDERS, AND CANNOT VIOLATE ANY IRS EXPENDITURE PROHIBITIONS. CLIMATEWORKS VERIFIES THE ORGANIZATION'S EXISTENCE AND TAX STATUS USING GUIDESTAR CHARITY CHECK. DEPENDING ON THE DOLLAR AMOUNT, EITHER THE BOARD OF DIRECTORS, THE PRESIDENT & CEO, OR A VICE PRESIDENT APPROVES THE GRANT. CLIMATEWORKS REVIEWS NARRATIVE AND FINANCIAL REPORTS TO ENSURE THAT THE FUNDS WERE SPENT EXCLUSIVELY FOR THE CHARITABLE PURPOSES STATED IN THE PROPOSAL AND WITHIN THE CONFINES OF THE OTHER RESTRICTIONS OF THE GRANT. X 1 1 X X X 0 0 0 0 0 0 0 1 0 CHARLOTTE PERA PRESIDENT AND CEO 531669 0 0 0 1932 0 42000 0 12560 0 588161 0 0 0 BRIAN MCCRACKEN CFO, TREASURER 282133 0 5000 0 1932 0 42720 0 35994 0 367779 0 0 0 GRETCHEN RAU SECRETARY 134733 0 8648 0 1842 0 20340 0 12807 0 178370 0 0 0 CHRIS ELLIOTT EXECUTIVE DIRECTOR, CLUA 486000 0 0 0 0 0 0 0 0 0 486000 0 0 0 SHAWN P REIFSTECK VP, STRATEGY/COLLABORATIONS/BRAND 396493 0 0 0 1260 0 40600 0 34890 0 473243 0 0 0 SUSAN ELIZABETH COOK VP, OPERATIONS AND PLANNING 386469 0 0 0 10668 0 42000 0 15327 0 454464 0 0 0 CHARLES MCELWEE VICE PRESIDENT, PROGRAMS 390100 0 0 0 5544 0 42000 0 30709 0 468353 0 0 0 JENNIFER KITT PRESIDENT, CLI 359873 0 26750 0 4236 0 8842 0 23734 0 423435 0 0 0 SURABI MENON VP, GLOBAL INTELLIGENCE 301485 0 0 0 1260 0 38583 0 23471 0 364799 0 0 0 DANIEL HAMZA-GOODACRE EXECUTIVE DIRECTOR, K-CEP 306462 0 1017 0 50994 0 0 0 19232 0 377705 0 0 0 MARY RAFTERY SR. ADVISOR, FUNDER COLLABORATIONS 266990 0 1000 0 1932 0 38521 0 15240 0 323683 0 0 0 DANIEL ZARIN SR. DIRECTOR OF PROGRAMS, CLUA 286432 0 0 0 1932 0 42000 0 37570 0 367934 0 0 0 ANTHONY EGGERT PROGRAM DIRECTOR, TRANSPORTATION 262000 0 0 0 1260 0 37663 0 22699 0 323622 0 0 0 JAN DERRICKSON PROG. DIR., CARBON DIOXIDE REMOVAL 262000 0 0 0 1932 0 37663 0 26826 0 328421 0 0 0 PART I, LINE 1A GRETCHEN RAU (ASSOCIATE DIRECTOR FOR THE EXECUTIVE OFFICE AND BOARD SECRETARY) RECEIVED A TAX GROSS-UP AS PART OF A BONUS PAID TO HER IN 2019. THIS TAX GROSS-UP PAYMENT WAS REPORTED ON FORM W-2'S AS TAXABLE INCOME, AS REQUIRED, AND REPORTED AS COMPENSATION ON SCHEDULE J, PART II, COLUMN (B)(III). PART I, LINE 7 THE BONUS AWARDED TO GRETCHEN RAU (ASSOCIATE DIRECTOR FOR THE EXECUTIVE OFFICE AND BOARD SECRETARY) WAS DETERMINED BY A SUPERVISOR, WHO UTILIZED DISCRETION IN DETERMINING THE AMOUNT OF PAYMENT, AND THUS WOULD BE CONSIDERED A NON-FIXED PAYMENT. FORM 990, PART III, LINE 1: CLIMATEWORKS FOUNDATION'S MISSION IS TO END THE CLIMATE CRISIS BY AMPLIFYING THE POWER OF PHILANTHROPY. WE ARE A GLOBAL PLATFORM FOR PHILANTHROPY TO INNOVATE, COLLABORATE, AND ACCELERATE CLIMATE SOLUTIONS THAT SCALE BY BRINGING TOGETHER A UNIQUE NETWORK OF FUNDERS, GRANTEES, RESEARCHERS, AND OTHER PARTNERS. WE PROVIDE A SUITE OF GLOBAL PROGRAMS AND GLOBAL SERVICES UNIQUELY DESIGNED TO AMPLIFY THE POWER OF A CLIMATE PHILANTHROPY COMMUNITY THAT IS LARGER, MORE COORDINATED, MORE INTERNATIONAL, AND GROWING FASTER THAN EVER. CLIMATEWORKS GLOBAL PROGRAMS SUPPORT CLIMATE CHANGE MITIGATION EFFORTS FROM EARLY EXPLORATIONS TO SCALED INITIATIVES. WE HELP DEVELOP INNOVATIVE AND IMPACTFUL SOLUTIONS, FUND THEIR IMPLEMENTATION, AND SCALE UP THOSE THAT SHOW THE GREATEST PROMISE. OUR DIVERSE SET OF PHILANTHROPIC PROGRAMS ARE CRITICAL TO CLIMATE MITIGATION SUCCESS AND INCLUDE: CARBON DIOXIDE REMOVAL; COOLING; FINANCE; FOOD & AGRICULTURE; FORESTS & LAND USE; GOVERNANCE & DIPLOMACY; INDUSTRY; POWER; SUPER POLLUTANTS; TRANSPORTATION; AS WELL AS EXPERTISE AND ADVISORY SERVICES TO HELP DESIGN AND IMPLEMENT GRANTMAKING STRATEGIES THAT DRIVE CLIMATE PROGRESS. CLIMATEWORKS GLOBAL SERVICES INCLUDE: (I) GLOBAL INTELLIGENCE THAT PROVIDES FUNDERS WITH THE KNOWLEDGE NECESSARY TO BUILD THEIR CLIMATE INVESTMENT STRATEGIES. IT HELPS THEM EXPLORE AREAS FOR CLIMATE ACTION AND IDENTIFY OPPORTUNITIES FOR GREATER IMPACT AND PARTNERSHIP; (II) GLOBAL COLLABORATIONS THAT ENABLE CLIMATE FUNDERS TO INCREASE INDIVIDUAL AND COLLECTIVE IMPACT; AND (III) GLOBAL GRANTMAKING THAT ENABLE FUNDERS TO INVEST IN CLIMATE STRATEGIES AROUND THE GLOBE. THROUGH OUR PROGRAMS AND SERVICES, CLIMATEWORKS HELPS THE FIELD OF CLIMATE PHILANTHROPY ACT WITH THE AMBITION, URGENCY, CAPABILITIES, AND INTERCONNECTIONS NEEDED TO END THE CLIMATE CRISIS. FORM 990, PART III, LINE 4A: GLOBAL PROGRAMS: (I) OUR CARBON DIOXIDE REMOVAL PROGRAM LAID THE GROUNDWORK TO TRANSLATE EXTANT DIRECT AIR CAPTURE-RELATED POLICY WINS INCLUDING THE 45Q TAX CREDIT IN THE U.S. THAT PROVIDES A PERFORMANCE-BASED TAX CREDIT FOR CARBON CAPTURE PROJECTS INTO INCREASED AMBITION FOR NATURAL CARBON CAPTURE. (II) OUR COOLING PROGRAM SERVES AS THE SECRETARIAT FOR K-CEP, A PHILANTHROPIC COLLABORATION THAT HELPS DEVELOPING COUNTRIES TRANSITION TO EFFICIENT, CLIMATE-FRIENDLY, AND AFFORDABLE COOLING SOLUTIONS. IN 2019, K-CEP MADE STRIDES IN BRINGING EFFICIENT, CLEAN COOLING TO ALL. HIGHLIGHTS INCLUDE: K-CEP HELPED GET COOLING ON THE UN CLIMATE CHANGE SUMMIT MAIN STAGE, ANNOUNCING COMPREHENSIVE COMMITMENTS ACROSS GOVERNMENTS, BUSINESSES, FINANCIAL INSTITUTIONS, AND PHILANTHROPY. AT THE SUMMIT, WE ANNOUNCED MORE THAN 100 ACTORS AND ACTIONS HAVE BEEN SECURED. CHINA LAUNCHED AND PUBLISHED A COMPREHENSIVE NATIONAL COOLING PLAN AND PASSED MEPS FOR ROOM ACS. WITH K-CEP'S SUPPORT, THE WORLD BANK ANNOUNCED A NEW PROGRAM FOCUSED ON COOLING. (III) THE GOVERNANCE AND DIPLOMACY PROGRAM ATTENDED THE COP 25 MEETING TO PRESENT SEVERAL ACTIVITIES AND TO CONVENE PROJECT MEETINGS, WITH SIGNIFICANT OUTCOMES, INCLUDING THE INDEPENDENT GLOBAL STOCKTAKE PRESENTING ITS RECENT WORK AND CONVENING A CONSORTIUM MEETING. (IV) THE CLIMATEWORKS SUPER POLLUTANT PROGRAM TEAMED WITH THE PISCES FOUNDATION TO CREATE THE "MADRID CALL FOR FAST ACTION ON SUPER POLLUTANTS." (V) THE CLIMATEWORKS FINANCE PROGRAM SUPPORTED SEVERAL SUCCESSES IN 2019, INCLUDING GLOBAL GREEN BANK GRANTMAKING IN NEW ZEALAND, SOUTH AFRICA, AND STATE AND LOCAL AUTHORITIES THROUGHOUT THE U.S. LAUNCHED GREEN INVESTMENT BANKS MODELS, WHILE EXPANSION EFFORTS CHART PROGRESS IN THE U.S., EUROPE, AND A NUMBER OF EMERGING MARKETS; FOLLOWING CHINESE OVERSEAS FINANCE INITIATIVE (COFI) GRANTMAKING THAT HELPED INFORM THE LOGIC AND DESIGN FOR A CHINESE AID AGENCY, CHINA LAUNCHED A DEVELOPMENT COOPERATION BODY (CIDCA) OPENING UP NEW SPACE TO SHAPE ITS OVERSEAS FINANCING PRACTICE; 16 SUSTAINABLE FINANCE FUNDERS JOINED THE INAUGURAL CLIMATE WEEK CONVENING OF A NEW CLIMATEWORKS-HOSTED MULTI-FUNDER SUSTAINABLE FINANCE FUNDER STRATEGY FORUM: THE SUSTAINABLE FINANCE FUNDERS GROUP; CLIMATE ACTION 100+ EMPOWERED INVESTORS TO EXTRACT MATERIAL REFORMS FROM CARBON-INTENSIVE COMPANIESSHIFTING CORPORATE LOBBYING PRACTICES, EXECUTIVE COMPENSATION, AND EMISSIONS TARGETS TO ALIGN WITH CLIMATE OBJECTIVES; CENTRAL BANKS AND FINANCIAL SUPERVISORS TOOK UNPRECEDENTED STEPS TO INCORPORATE CLIMATE RISK INTO THEIR MANDATESWITH A SHIFT IN ORTHODOXY ON FINANCIAL OVERSIGHT UNDERWAY. (VI) OUR TRANSPORTATION PROGRAM ACHIEVED THE FOLLOWING: CUMULATIVELY, 75 GOVERNMENTS (INCLUDING NATIONAL, SUB-NATIONAL, MUNICIPAL) AND 182 CORPORATE SIGNATORIES JOINED GLOBAL ELECTRIC DRIVE VEHICLE (EDV)-SUPPORTED PLATFORMS HAVE COMMITTED TO ACHIEVING 100% ZERO-EMISSION TRANSPORT FOR PEOPLE, GOODS MOVEMENT, OR BOTH BY-OR-BEFORE 2050; CLIMATEWORKS' PARTNERS CONTRIBUTED TO AT LEAST 29 EDV ENABLING POLICIES AND OUR PARTNERS HOSTED 108 EDV-RELATED CONVENINGS WITH PARTICIPANTS FROM GOVERNMENTS, BUSINESS/COMPANIES, AND CIVIL-SOCIETY/NGOS. AS PART OF OUR TRANSPORTATION PROGRAM, WE LEAD THE ONLY PHILANTHROPIC STRATEGY THAT ADDRESSES THE CLIMATE IMPACTS OF AVIATION. KEY OUTCOMES FOR THE AVIATION PORTFOLIO INCLUDE: THE INTERNATIONAL COALITION FOR SUSTAINABLE AVIATION RELEASED ITS "ZERO CLIMATE IMPACT" VISION FOR INTERNATIONAL AVIATION; 191 INTERNATIONAL CIVIL AVIATION ORGANIZATION (ICAO) MEMBER STATES ADOPTED THE WORLD'S FIRST GLOBAL SECTORAL CAP ON EMISSIONS GROWTH; AND 193 ICAO MEMBER STATES COMMITTED TO WORK ON SETTING A 2050 TARGET FOR CURBING AIRLINE EMISSIONS. (VII) THROUGH OUR CHINA EXPERTISE AND ADVISORY SERVICES, WE WORKED WITH PARTNERS AND STAKEHOLDERS TO PROMOTE GREENING THE BELT AND ROAD INITIATIVE. GLOBAL INTELLIGENCE: (I) THE CARBON TRANSPARENCY INITIATIVE TRACKS PROGRESS TOWARD A LOW-CARBON ECONOMY BY ANALYZING THE DRIVERS OF FUTURE EMISSIONS TRENDS. IT ALSO ENABLES CLIMATEWORKS, FUNDERS, AND DECISION-MAKERS TO ACCESS RELIABLE, CONSISTENT INFORMATION TO IMPROVE STRATEGIES AND TRACK THE PROGRESS OVER TIME. THE CTI PRESENTS ANALYSIS ON DRIVER METRIC STATISTICS FOR BRAZIL, CHINA, THE EU, INDIA, MEXICO, AND THE U.S.. THE CTI HAS BEEN EXTENDED TO 2050 FOR SIX COUNTRIES/REGIONS AND WE ARE PLANNING TO EXTEND THE TRACKING TIMELINE SIMILARLY TO ALL OTHER REGIONS. THIS EXTENSION WILL ALLOW US TO TRACK INDICATORS AGAINST BENCHMARKS FOR 1.5C AND WELL-BELOW 2C SCENARIOS. (II) WE FOCUSED ON EXPANDING THE PHILANTHROPIC KNOWLEDGE BASE AROUND CLIMATE MITIGATION IN AFRICA. WE PRODUCED OPPORTUNITIES FOR CLIMATE PHILANTHROPY ENGAGEMENT IN AFRICA TO HELP THE PHILANTHROPIC COMMUNITY UNDERSTAND MITIGATION OPPORTUNITIES WITH DECARBONIZATION POTENTIAL AND DEVELOPMENT CO-BENEFITS. THE REPORT IDENTIFIES OPPORTUNITY AREAS FOR PHILANTHROPY TO SHAPE CRITICAL SYSTEMS, TRANSFORM KEY SECTORS, AND SUPPORT CROSS-CUTTING INVESTMENTS IN AFRICA. (III) GLOBAL INTELLIGENCE CONTINUED TO FOCUS ON MEASURING AND INCREASING NON-PARTY CLIMATE ACTION. AS PART OF AN ONGOING EFFORT WITH THE UNITED NATIONS FRAMEWORK CONVENTION ON CLIMATE CHANGE, MISSION 2020, AND THE CLIMATE GROUP, WE LAUNCHED A COLLABORATION CALLED CAMDA THAT HAS OVER 30 ORGANIZATIONS WORKING COLLABORATIVELY TO ALIGN AND COORDINATE ON THE IMPACT OF NON-PARTY CLIMATE ACTION. AT THE UN SG SUMMIT, WE SUPPORTED AN EFFORT TO LOOK AT ACCOUNTABILITY FOR INTERNATIONAL INITIATIVES AND ACTION IN MAJOR ECONOMIES, AND WORKED WITH PARTNERS TO CREATE AN UPDATED REPORT THAT WAS SHOWCASED AT CLIMATE WEEK NYC. (IV) CLIMATEWORKS GLOBAL INTELLIGENCE LEADS CORE FUNCTIONS AND PROVIDE BACKBONE TO A GLOBAL COMMUNITY. OUR TOOLS SYNTHESIZE STRATEGY, GRANTMAKING, AND PROGRESS REPORTING DATA FROM ACROSS THE CLIMATE PHILANTHROPY ECOSYSTEM. OUR UNIQUE VIEW MAKES VISIBLE THE "COLLECTIVE PORTFOLIO" OF CLIMATE PHILANTHROPY STRATEGIES AND INVESTMENTS, ENABLING FUNDERS TO UNDERSTAND TRENDS, FUNDING PATTERNS, AND FUTURE PLANS TO MORE STRATEGICALLY ALLOCATE THEIR OWN FUNDING. GLOBAL COLLABORATIONS: GLOBAL COLLABORATIONS HIGHLIGHTS INCLUDED CONVENING TWO MEETINGS OF THE FUNDERS TABLE, AN INFORMAL COLLABORATION OF NOT-FOR-PROFIT FOUNDATIONS DEDICATED TO CLIMATE CHANGE MITIGATION. FACILITATED BY THE CLIMATEWORKS, THE FUNDERS TABLE IS A WAY FOR THESE ORGANIZATIONS TO LEARN FROM AND WORK MORE CLOSELY WITH ONE ANOTHER. HIGHLIGHTS FROM 2019 MEETINGS INCLUDED 13 SHOVEL-READY STRATEGY SESSIONS THAT WERE DESIGNED TO CREATE SPACE FOR SPECIFIC AND ACTIONABLE DIALOGUE AROUND PRIORITY PHILANTHROPIC CLIMATE STRATEGIES. GLOBAL GRANTMAKING: GLOBAL GRANTMAKING ACTIVITIES INCLUDED AWARDING $32.4 MILLION TO 133 GRANTEES THROUGH 206 GRANTS IN SUPPORT OF GLOBAL AND TRANSNATIONAL PROGRAMS AND INITIATIVES IN BRAZIL, CHINA, EUROPE, INDIA, LATIN AMERICA, AND SOUTHEAST ASIA. THIS GRANTMAKING SUPPORTED ADVANCES IN AREAS ESSENTIAL TO ENDING THE CLIMATE CRISIS, INCLUDING CARBON DIOXIDE REMOVAL, COOLING, FINANCE, FOOD AND AGRICULTURE, FORESTS AND LAND USE, GOVERNANCE AND DIPLOMACY, INDUSTRY, POWER, SUPER POLLUTANTS, AND TRANSPORTATION. FORM 990, PART III, LINE 4B: IN 2019, CLIMATEWORKS FOUNDATION ADVANCED LAND-USE POLICIES AND PRACTICES THAT MITIGATE CLIMATE CHANGE, BENEFIT PEOPLE, AND PROTECT THE ENVIRONMENT THROUGH ITS SUPPORT FOR AND ADMINISTRATION OF THE CLIMATE AND LAND USE ALLIANCE (CLUA), A COLLABORATIVE PHILANTHROPIC INITIATIVE. THE CLIMATE AND LAND USE ALLIANCE HAD AN EVENTFUL AND PRODUCTIVE 2019, IMPLEMENTING THE SECOND YEAR OF ITS 2018-2022 STRATEGY, DEVELOPING STRATEGIC FRAMEWORKS FOR NEW WORKSTREAMS, AND SUCCESSFULLY DELIVERING ON KEY ELEMENTS OF ITS FIRST ANNUAL OPERATIONAL WORKPLAN, GUIDED BY THE PRINCIPLES IN CLUA'S HIGHER LEVEL ORGANIZATIONAL PLAN. THROUGH CLUA, IN 2019 CLIMATEWORKS MADE 107 GRANTS TOTALING $14.1 MILLION TO 88 GRANTEES FOCUSED ON HALTING AND REVERSING FOREST LOSS, ADVANCING SUSTAINABLE LAND USE AND DEVELOPMENT, AND SECURING THE RIGHTS AND LIVELIHOODS OF INDIGENOUS AND FOREST COMMUNITIES. FORM 990, PART VI, SECTION A, LINE 3 DURING 2019, THE ORGANIZATION CONTRACTED WITH CHRIS ELLIOTT, AN INDEPENDENT CONTRACTOR BASED IN FRANCE, TO FULFILL THE ROLE OF "EXECUTIVE DIRECTOR OF THE CLIMATE AND LAND USE ALLIANCE", A KEY EMPLOYEE POSITION WITHIN THE ORGANIZATION. COMPENSATION PAID TO CHRIS DURING THE 2019 TAX YEAR IN EXCHANGE FOR THESE SERVICES TOTALED $486,000. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED JOINTLY BY CLIMATEWORKS FOUNDATION STAFF AND AN OUTSIDE ACCOUNTING FIRM. THE DRAFT IS REVIEWED BY THE CFO/TREASURER, PRESIDENT & CHIEF EXECUTIVE OFFICER, AND GENERAL COUNSEL. CLIMATEWORKS' FINANCIAL MANAGEMENT AND THE ACCOUNTING FIRM'S TAX LEAD REVIEWS THE DRAFT WITH CLIMATEWORKS' AUDIT COMMITTEE. THE AUDIT COMMITTEE RECOMMENDS APPROVAL OF THE RETURN TO THE BOARD, WHO RECEIVES THE FORM 990 PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C CLIMATEWORKS FOUNDATION'S POLICY REQUIRES THAT ANY APPARENT OR POTENTIAL CONFLICTS OF INTEREST BE FULLY DISCLOSED BEFORE A DECISION IS MADE ON THE MATTER INVOLVED, AND THAT NO DIRECTOR, OFFICER, OR STAFF MEMBER PARTICIPATE (OTHER THAN BY PROVIDING INFORMATION) IN ANY DECISION IN WHICH HE OR SHE HAS A CONFLICT OF INTEREST. CLIMATEWORKS' CONFLICT OF INTEREST POLICY IS INCLUDED AS PART OF THE FORMAL ORIENTATION FOR ALL NEW BOARD OF DIRECTORS, OFFICERS, AND STAFF. ADDITIONALLY, ALL OFFICERS, DIRECTORS, AND STAFF ARE REQUIRED TO COMPLETE AN ANNUAL CONFLICT OF INTEREST DISCLOSURE STATEMENT. POTENTIAL OFFICER AND BOARD MEMBER CONFLICTS ARE REVIEWED BY THE CHAIR OF THE BOARD, WHO WILL INVESTIGATE THE FACTS, SEEK ADVICE FROM OUTSIDE COUNSEL AS NECESSARY, AND REPORT BACK TO THE BOARD AT THE TIME IT CONSIDERS THE TRANSACTION. AN INTERESTED DIRECTOR OR OFFICER WILL NOT PARTICIPATE IN DELIBERATIONS OR THE VOTE. POTENTIAL STAFF MEMBER CONFLICTS ARE REVIEWED BY THE PRESIDENT & CHIEF EXECUTIVE OFFICER, WHO WILL INVESTIGATE THE FACTS, SEEK ADVICE FROM OUTSIDE COUNSEL AS NECESSARY, AND TAKE APPROPRIATE ACTION IN ACCORDANCE WITH THE POLICY. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD ANNUALLY REVIEWS THE COMPENSATION OF THE PRESIDENT AND CHIEF EXECUTIVE OFFICER AND APPROVES CHANGES. CONSISTENT WITH ITS CONFLICT OF INTEREST POLICY, THE PRESIDENT AND CHIEF EXECUTIVE OFFICER, WHO IS ALSO A DIRECTOR, DID NOT PARTICIPATE IN ANY BOARD DELIBERATIONS OR VOTES REGARDING HER COMPENSATION. THE BOARD APPROVES CHANGES TO THE CFO/TREASURER'S COMPENSATION, UNLESS THE CHANGE APPLIES TO SUBSTANTIALLY ALL EMPLOYEES. THE BOARD USES THIRD-PARTY COMPENSATION SURVEYS AND COMPENSATION INFORMATION OF COMPARABLE ORGANIZATIONS, INCLUDING OTHER FOUNDATIONS, PUBLIC CHARITIES, AND NGOS TO BENCHMARK COMPENSATION FOR THESE POSITIONS. CLIMATEWORKS FOUNDATION DOCUMENTS THE DELIBERATIONS REGARDING COMPENSATION IN MINUTES OF THE MEETINGS OF ITS BOARD. COMPENSATION FOR KEY EMPLOYEES IS REVIEWED ANNUALLY BY DIRECT SUPERVISORS, WITH FINAL REVIEW BY THE PRESIDENT AND CHIEF EXECUTIVE OFFICER. THIRD-PARTY SURVEYS, COMPILING DATA FROM OTHER FOUNDATIONS, PUBLIC CHARITIES, AND NGOS ARE USED TO BENCHMARK COMPENSATION FOR EACH POSITION. FORM 990, PART VI, SECTION C, LINE 18 CLIMATEWORKS FOUNDATION PROVIDES A COPY OF THE FORM 990 DIRECTLY TO GUIDESTAR TO PUBLISH ON ITS WEBSITE, IN ADDITION TO POSTING THE FORM 990 ON ITS WEBSITE AND PROVIDING A COPY OF THE FORM 990 UPON REQUEST BY THE GENERAL PUBLIC. FORM 990, PART VI, SECTION C, LINE 19 CLIMATEWORKS MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND AUDITED FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G PROGRAM CONSULTING: PROGRAM SERVICE EXPENSES 11,533,932. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 11,533,932. COMMUNICATIONS: PROGRAM SERVICE EXPENSES 323,889. MANAGEMENT AND GENERAL EXPENSES 544,776. FUNDRAISING EXPENSES 1,845. TOTAL EXPENSES 870,510. CONSULTING AND PROFESSIONAL SERVICES: PROGRAM SERVICE EXPENSES 786,517. MANAGEMENT AND GENERAL EXPENSES 10,070. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 796,587. TEMPORARY STAFFING: PROGRAM SERVICE EXPENSES 261,074. MANAGEMENT AND GENERAL EXPENSES 184,116. FUNDRAISING EXPENSES 38,870. TOTAL EXPENSES 484,060. PROGRAM MEASUREMENT AND EVALUATION: PROGRAM SERVICE EXPENSES 460,063. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 460,063. RECRUITING: PROGRAM SERVICE EXPENSES 174,358. MANAGEMENT AND GENERAL EXPENSES 141,767. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 316,125. FORM 990, PART XI, LINE 9: RECOVERY OF PRIOR YEAR GRANT EXPENSES 1,000,000. CLIMATE AND LAND USE ALLIANCE LLC 235 MONTGOMERY STREET SUITE 1300 SAN FRANCISCO CA 94104 453944486 ENVIRONMENTAL DE 26906693 9790006 CLIMATEWORKS FOUNDATION