2020-08-27T18:04:14-05:00 2019-12-31 331197384 ANDERSEN TAX LLC 333 BUSH STREET SUITE 1700 SAN FRANCISCO CA 94104 990PF 2019-01-01 471609591 PANTAS AND TING SUTARDJA FOUNDATION PANT 22451 PROSPECT ROAD SARATOGA CA 95070 TING CHUK DIRECTOR 2020-08-27 1 RAYMOND L THORNSON P01254947 4157642700 76.103.166.163 2020-08-27 18:04:10 PD P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 D067B5923FD5018EF9EE06D25AE5BA73AD173072 2019 2020-11-06 18:47:13Z X 49726799 X X 106438 106438 549418 549418 1028317 34005824 1028317 17260 9760 1701433 1693933 0 0 0 103 52 51 121147 116897 4250 10135 5068 5067 470 235 235 131855 122252 9603 2443303 2443303 2575158 122252 2452906 -873725 1571681 4622714 1825531 1825531 43426787 45249699 47901268 48049501 47075230 49726799 45807 -54739 45807 -54739 X 48003694 47129969 48003694 47129969 48049501 47075230 48003694 -873725 0 47129969 0 47129969 SPDR S&P 500 ETF TRUST (78462F103) P 2019-09-20 2019-10-01 1277905 1298182 -20277 -20277 SPDR S&P 500 ETF TRUST (78462F103) P 2019-09-19 2019-10-01 1656707 1695892 -39185 -39185 ISHARES NASDAQ BIOTECHNOLOGY ETF (XXX-XX-XXXX) P 2015-04-29 2019-11-19 2202150 2210246 -8096 -8096 ISHARES NASDAQ BIOTECHNOLOGY ETF (XXX-XX-XXXX) P 2015-04-30 2019-11-19 5716335 5720627 -4292 -4292 PROSHARES ULTRA NASDAQ BIOTECHNOLOGY ETF (74347R214) P 2015-09-29 2019-11-25 727204 647896 79308 79308 PROSHARES ULTRA NASDAQ BIOTECHNOLOGY ETF (74347R214) P 2015-09-28 2019-11-25 1251316 1137157 114159 114159 PROSHARES ULTRA NASDAQ BIOTECHNOLOGY ETF (74347R214) P 2015-09-28 2019-11-25 1483727 1408510 75217 75217 PROSHARES ULTRA NASDAQ BIOTECHNOLOGY ETF (74347R214) P 2016-01-11 2019-11-25 1780472 1593660 186812 186812 PROSHARES ULTRA NASDAQ BIOTECHNOLOGY ETF (74347R214) P 2015-09-25 2019-11-25 2967454 3284805 -317351 -317351 WISDOM TREE JAPAN HEDGED EQUITY FUND (97717W851) P 2015-02-06 2019-11-29 856243 799952 56291 56291 XTRACKERS MSCI EAFE HEDGED EQUITY ETF (XXX-XX-XXXX) P 2015-02-06 2019-11-29 950262 800580 149682 149682 MORGAN STANLEY FINANCE LLC LINKED TO EURO STOXX P 2017-05-02 2019-05-07 2000000 2000000 0 0 BNP PARIBAS LINKED TO BASKET OF INDICES UPSIDE P 2017-05-15 2019-05-20 2000000 2000000 0 0 GS FINANCE CORP. LINKED TO RUSSELL 2000 INDEX P 2017-06-09 2019-06-13 1543434 1350000 193434 193434 SOCIETE GENERALE LINKED TO BASKET OF INDICES P 2017-06-15 2019-06-20 1350000 1350000 0 0 JPMORGAN CHASE & CO. LINKED TO S&P 500 INDEX P 2017-09-14 2019-09-19 1722750 1500000 222750 222750 JPMORGAN CHASE & CO. LINKED TO BASKET OF INDICES P 2017-09-14 2019-09-20 1339882 1300000 39882 39882 BOFA FINANCE LLC LINKED TO BASKET OF INDICES P 2017-12-01 2019-12-05 1460223 1400000 60223 60223 CANADIAN IMPERIAL BANK OF COMM LINKED TO S&P 500 P 2017-12-04 2019-12-09 1719760 1480000 239760 239760 1028317 0 2403661 49548529 0.048511 2143599 48586616 0.044119 1200347 43929621 0.027324 24020 44133871 0.000544 0 49066 0.000000 0.120498 0.024100 47340049 1140895 15717 1156612 2452906 X 15717 0 15717 0 15717 19420 0 0 19420 X 0 3703 3703 0 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 N/A TING CHUK 4157642773 22451 PROSPECT ROAD SARATOGA CA 95070 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 PANTAS SUTARDJA 22451 PROSPECT ROAD SARATOGA CA 95070 DIRECTOR 1.00 0 0 0 TING CHUK 22451 PROSPECT ROAD SARATOGA CA 95070 DIRECTOR 1.00 0 0 0 NONE 0 NONE 0 0 43677976 4382987 0 48060963 0 0 48060963 720914 47340049 2367002 2367002 15717 15717 2351285 0 2351285 0 2351285 2452906 0 2452906 15717 2437189 2351285 2443303 0 0 2452906 2443303 0 0 9603 0 0 0 0 0 0 0 0 2341682 0 0 0 X THE PANTAS AND TING SUTARDJA CHARITABLE FUND 22451 PROSPECT ROAD SARATOGA CA 95070 DONOR ADVISED FUND CONTRIBUTION TO THE PANTAS AND TING SUTARDJA CHARITABLE FUND FOR CHARITABLE PURPOSES. 1793303 LUCILE PACKARD FOUNDATION FOR CHILDREN'S HEALTH 400 HAMILTON AVE 340 PALO ALTO CA 94301 PUBLIC CHARITY CONTRIBUTION TO LUCILE PACKARD FOUNDATION GENERAL FUND FOR HEALTHCARE PURPOSES. 650000 2443303 0 14 106438 14 549418 14 17260 18 1028317 0 1701433 0 1701433 3 EARNINGS FROM INVESTMENTS ARE USED TO SUPPORT THE GOALS OF THE FOUNDATION 0 0 0 0 0 0 0 0 0 0 OTHER INVESTMENTS AT COST 44133479 46520241 INVESTMENT IN VINTAGE VII AT COST 1116220 1381027 LEGAL FEES 103 52 51 NON DIVIDEND DISTRIBUTION (GOLDMAN SACHS #7424) 2956 0 2956 NON DIVIDEND DISTRIBUTION (GOLDMAN SACHS #7432) 4544 0 4544 CAPITAL GAIN DISTRIBUTION (GOLDMAN SACHS #7424) 9760 9760 9760 TAX PREPARATION 8500 4250 4250 MANAGEMENT FEES 112647 112647 0 DELAWARE TAXES 25 13 12 CA TAXES 110 55 55 FEDERAL TAXES 10000 5000 5000