2020-08-18T11:59:43-05:00 2019-12-31 113518842 MARKS PANETH LLP 685 THIRD AVENUE NEW YORK NY 10017 990 2019-01-01 135562220 FEDERATION OF PROTESTANT WELFARE AGENCIES INC FEDE 2127774800 40 BROAD STREET NEW YORK NY 10004 JENNIFER JONES AUSTIN C.E.O./EXC DIR 2127774800 2020-07-09 1 MAGDALENA M CZERNIAWSKI P00535099 2125038800 2020-07-09 100.1.21.12 2020-07-09 15:54:29 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 E99CEA45C307B5E011B655275064C3D25F8033D4 2019 2020-11-06 18:47:13Z JENNIFER JONES AUSTIN 40 BROAD STREET NEW YORK NY 10004 15700891 0 X WWW.FPWA.ORG X 1922 NY FPWA PROMOTES THE SOCIAL AND ECONOMIC WELL-BEING OF GREATER NEW YORK'S MOST VULNERABLE AND TO HELP OUR MEMBER AGENCIES BY PROVIDING THEM WITH GRANTS, VOLUNTEERS AND NEW MERCHANDISE FOR DISTRIBUTION TO THEIR CLIENTS. WE PROVIDE FINANCIAL ASSISTANCE GRANTS TO INDIVIDUALS FACING EMERGENCY SITUATIONS LIKE EVICTION AND HOMELESSNESS. FPWA HAS BEEN WORKING SINCE 1922 TO IMPROVE THE LIVES OF LOW-INCOME NEW YORKERS. OUR NETWORK OF HUMAN SERVICE ORGANIZATIONS AND CHURCHES OPERATE OVER 1,200 PROGRAMS IN NEIGHBORHOODS THROUGHOUT THE FIVE BOROUGHS OF NEW YORK CITY AND BEYOND. TOGETHER, WE SERVE OVER 1.5 MILLION LOW-INCOME NEW YORKERS OF ALL AGES, ETHNICITIES AND FAITHS EACH YEAR. 17 17 50 17 0 -3632 2862464 2800033 304450 315383 2334073 2148244 -17312 -4539 5483675 5259121 588402 561759 0 0 3941589 3901521 0 0 625371 2881110 2727986 7411101 7191266 -1927426 -1932145 76875134 82836901 12875237 12287594 63999897 70549307 FPWA PROMOTES THE SOCIAL AND ECONOMIC WELL-BEING OF GREATER NEW YORK'S MOST VULNERABLE BY ADVOCATING FOR JUST PUBLIC POLICIES AND STRENGTHENING HUMAN SERVICE ORGANIZATIONS. 0 0 2800057 561759 327733 PROGRAMSOUR NETWORK OF HUMAN SERVICE ORGANIZATIONS AND CHURCHES OPERATE OVER 1,200 PROGRAMS IN NEIGHBORHOODS THROUGHOUT THE FIVE BOROUGHS OF NEW YORK CITY AND BEYOND. WE HELP OUR MEMBER AGENCIES BY PROVIDING THEM WITH GRANTS, TRAININGS, AND PROFESSIONAL DEVELOPMENT TO SUPPORT STRENGTHENING PROGRAMS THAT ADVANCE OPPORTUNITIES FOR LOW INCOME NEW YORKERS. WE HELP STRENGTHEN THEIR OPERATIONS BY PROVIDING MANAGEMENT ASSISTANCE AND WORKSHOPS. FPWA EDUCATES LEADERS AND DECISION MAKERS SO THAT THE NEEDS OF OUR NETWORK ARE HEARD IN THE LEGISLATIVE PROCESS AND ADVOCATES ON BEHALF OF OUR AGENCIES AND THE CLIENTS THEY SERVE. 2457214 POLICY, ADVOCACY, RESEARCH FPWA'S WORK ADDRESSES THE BASIC NEEDS OF LOW-INCOME NEW YORKERS, ENSURES THAT THERE ARE INCREASING OPPORTUNITIES FOR ECONOMIC STABILITY AND MOBILITY AND ADVOCATES FOR TARGETED INVESTMENTS IN POLICIES THAT CAN MEANINGFULLY ALLEVIATE POVERTY WHILE OPENING THE DOORS TO OPPORTUNITY. 5257271 1 1 0 1 0 0 0 0 0 1 1 1 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 62 0 1 50 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 17 17 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 AL CO CT FL NJ NY PA RI SC X FRANK DIMAIUTA - CFO 2128011342 40 BROAD STREET NEW YORK NY 10004 ANTONIA YUILLE-WILLIAMS BOARD MEMBER 1.00 X 0 0 0 CRAIG C MACKAY BOARD MEMBER 1.00 X 0 0 0 EMMA JORDAN-SIMPSON BOARD MEMBER 1.00 X 0 0 0 J FRED WEINTZ JR BOARD MEMBER 1.00 X 0 0 0 JACOB DEVRIES TREASURER 1.00 X X 0 0 0 JAMES MARCH CHAIR 1.00 X X 0 0 0 JENNIFER PETERSON VICE CHAIR 1.00 X X 0 0 0 JOHN CIRAULO ASSISTANT SECRETARY 1.00 X X 0 0 0 MITCHELL G TAYLOR BOARD MEMBER 1.00 X 0 0 0 MITCHELL LEE BOARD MEMBER 1.00 X 0 0 0 RICHARD DEBS BOARD MEMBER 1.00 X 0 0 0 ROBERT BRIDGES JR 2ND VICE CHAIR 1.00 X X 0 0 0 ROBERT H GUTHEIL BOARD MEMBER 1.00 X 0 0 0 STEPHEN STOREN BOARD MEMBER 1.00 X 0 0 0 THOMAS GRISSOM BOARD MEMBER 1.00 X 0 0 0 VALERIE A REARDON BOARD MEMBER 1.00 X 0 0 0 WENDY VAN AMSON SECRETARY 1.00 X X 0 0 0 ALEXANDROS HATZAKIS COO 35.00 X 163567 0 39233 FRANK DIMAIUTA CFO 35.00 X 160161 0 64192 JENNIFER JONES AUSTIN CEO & EXECUTIVE DIRECTOR 35.00 X 308669 0 40829 ALECIAH ANTHONY DIRECTOR OF PROGRAMS 35.00 X 100443 0 31599 CATHERINE CARPENTIERI CHIEF DEVELOPMENT & COMMUN 35.00 X 201472 0 64191 EMILY MILES CHIEF PROGRAM & POLICY OFF 35.00 X 148624 0 39292 STEPHEN HOGGARD DIRECTOR OF OUTREACH 35.00 X 100169 0 28983 1183105 0 308319 7 0 1 0 MERCURY PUBLIC AFFAIRS LLC 437 MADISON AVE 4TH FLOOR NEW YORK NY 10022 LOBBYIST FEES/PUBLIC RELATIONS CONSULTAN 153238 1 11973 705206 2082854 2800033 SERVICE FEES 541900 147778 147778 MEMBERSHIP FEES 900099 109700 109700 GPS REBATES 900099 56905 56905 WORKSHOPS 900099 1000 1000 315383 436618 436618 12134227 10422601 1711626 1711626 1711626 2280 11973 19169 -16889 -16889 SUNDRY INCOME 900099 12350 12350 12350 5259121 327733 0 2131355 254859 254859 306900 306900 776651 522388 208827 45436 2353538 1710036 414905 228597 202340 153941 27627 20772 312403 241521 35939 34943 256589 189356 43472 23761 28501 21930 1092 5479 71278 71278 251208 251208 500317 368533 21892 109892 78000 60017 2987 14996 163299 117119 31482 14698 13113 10090 502 2521 171489 122995 33061 15433 31206 22382 6016 2808 162160 116304 31262 14594 306809 220048 59149 27612 620144 444778 119555 55811 87003 62400 16773 7830 SPECIAL PROJECTS 237451 237451 MISC. EXPENSES 3574 2632 754 188 MEMBERSHIP DUES - ORGS 2434 313 2121 7191266 5257271 1308624 625371 1208402 795084 4287540 874248 203415 479919 18551 10620 105518 100867 12791234 2765252 10585509 10025982 28853998 32634327 18562727 22788794 13049474 15127060 76875134 82836901 534542 328214 10710995 10372880 1629700 1586500 12875237 12287594 X 44913055 48766102 19086842 21783205 63999897 70549307 76875134 82836901 X -1932145 6387269 2094286 X X 0 1 X 1 0 X 3528869 2966203 2648805 2862464 2800033 14806374 3528869 2966203 2648805 2862464 2800033 14806374 4489887 10316487 1211809 1075175 666969 612039 436618 4002610 70235 14856 22651 14630 122372 18931356 1403387 0.54490 0.46320 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: FUNDRAISING INCOME - 2015 AMOUNT: $ 70,235. 2017 AMOUNT: $ 14,856. 2018 AMOUNT: $ 11,135. 2019 AMOUNT: $ 2,280. SUNDRY INCOME - 2018 AMOUNT: $ 11,516. 2019 AMOUNT: $ 12,350. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 5578 65700 71278 7119988 7191266 509563 127391 0 0 525480 495714 514330 509563 2045087 3067631 73357 68257 69077 71278 281969 131370 123929 128583 127391 511273 766910 7707 3480 2781 5578 19546 18165272 2435692 358106 20242858 20504914 -1981536 358106 18165272 18271234 2487928 254248 20504914 18273901 7074 244154 253895 18271234 19596484 1068688 253895 18273901 1.00000 0 0 11022675 1650224 9372451 1768559 1115028 653531 10025982 ALTERNATIVE INVESTMENTS 22788794 F 22788794 BENEFICIAL INTEREST IN PERPETUAL TRUSTS 15127060 15127060 ACCRUED POSTRETIREMENT PAYABLE 1586500 1586500 X 11395182 6387269 6387269 5007913 251208 251208 5259121 6940058 0 6940058 251208 251208 7191266 PART V, LINE 4: ENDOWMENT NET ASSETS CONSIST OF PERMANENTLY RESTRICTED, BOARD DESIGNATED, AND TEMPORARILY RESTRICTED FUNDS. THE PERMANENTLY RESTRICTED NET ASSETS ARE FOR THE ESTABLISHMENT OF AN ENDOWMENT FUND. THE EARNINGS FROM THE PERMANENTLY RESTRICTED ENDOWMENT SHALL BE USED TO FUND THE FEDERATION'S PROGRAM ACTIVITIES. PART X, LINE 2: FIN 48 DISCLOSURE: FPWA BELIEVES IT HAS NO UNCERTAIN TAX POSITIONS AS OF DECEMBER 31, 2019 AND 2018 IN ACCORDANCE WITH ACCOUNTING STANDARDS CODIFICATION ("ASC") 740, INCOME TAXES, WHICH PROVIDES STANDARDS FOR ESTABLISHING AND CLASSIFYING ANY TAX PROVISIONS FOR UNCERTAIN TAX POSITIONS. 1 CAMP HERRLICH 790 HERIKMER STREET BROOKLYN NY 11233 132729777 501(C)(3) 6250 CAMPERSHIP HOUSING PLUS 4 WEST 43RD STREET 2ND FLOOR NEW YORK NY 10036 273541853 501(C)(3) 15000 NYT DIRECT ASSISTANCE NEW ALTERNATIVES FOR CHILDREN 266 WEST 37TH STREET 21ST FL NEW YORK NY 10018 133149298 501(C)(3) 45000 NYT DIRECT ASSISTANCE NEW YORK THERAPEUTIC COMMUNITIES INC 37 WEST 26TH STREET NEW YORK NY 10010 132899442 501(C)(3) 60000 NYT DIRECT ASSISTANCE NEW YORK YMCA CAMP PO BOX 622 HUGUENOT NY 12746 131624228 501(C)(3) 6000 CAMPERSHIP SERVICE PROGRAM FOR OLDER PEOPLE INC 266 WEST 37TH STREET 21ST FLOOR NEW YORK NY 10018 132947616 501(C)(3) 7000 DEKAY DIRECT ASSISTANCE TRAILBLAZERS CAMPS INC 394 ROGERS AVENUE BROOKLYN NY 11225 131771421 501(C)(3) 6250 CAMPERSHIP UNITED METHODIST CITY SOCIETY 475 RIVERSIDE DRIVE SUITE 1922 NEW YORK NY 10115 135562419 501(C)(3) 6000 CAMPERSHIP VALUE FURNITURE WAREHOUSE 254 LIVINGSTON STREET BROOKLYN NY 11201 133286250 501(C)(3) 93359 DIRECT ASSISTANCE 9 COLLEGE SCHOLARSHIPS 21 35000 CAMP SCHOLARSHIPS 12 52500 FINANCIAL ASSISTANCE 61 94259 DEKAY ASSISTANCE 19 125141 PART I, LINE 2: FPWA'S COMMITMENT TO FULFILLING THE PROMISE OF OPPORTUNITY IS EXEMPLIFIED THROUGH OUR WORK THAT PRESERVES SUPPORT FOR A SAFETY NET THAT ENSURES INDIVIDUALS HAVE THE MEANS TO CARE FOR THEMSELVES AND THEIR FAMILIES. WE HELP OUR MEMBER AGENCIES BY PROVIDING THEM WITH GRANTS, VOLUNTEERS AND NEW MERCHANDISE FOR DISTRIBUTION TO THEIR CLIENTS. WE PROVIDE FINANCIAL ASSISTANCE GRANTS TO INDIVIDUALS FACING EMERGENCY SITUATIONS LIKE EVICTION AND HOMELESSNESS.FPWA MONITORS EACH GRANT TO ENSURE GRANTEES ARE MEETING AGREED UPON DELIVERABLES, WITH INTERIM REPORTS, ON SITE MEETINGS WITH GRANTEES AND FINAL REPORT REQUIRED FOR EACH GRANTEE. X X X 0 0 0 0 0 0 0 1 0 ALEXANDROS HATZAKIS COO 145323 0 18000 0 244 0 16618 0 22615 0 202800 0 0 0 FRANK DIMAIUTA CFO 139459 0 20000 0 702 0 19784 0 44408 0 224353 0 0 0 JENNIFER JONES AUSTIN CEO & EXECUTIVE DIRECTOR 272289 0 35000 0 1380 0 35742 0 5087 0 349498 0 0 0 CATHERINE CARPENTIERI CHIEF DEVELOPMENT & COMMUN 189614 0 10000 0 1858 0 17083 0 47108 0 265663 0 0 0 EMILY MILES CHIEF PROGRAM & POLICY OFF 136364 0 12000 0 260 0 17398 0 21894 0 187916 0 0 0 PART 1, LINE 7 FROM TIME TO TIME, FPWA PROVIDES A YEAR-END LUMP-SUM PAYMENT AS A MECHANISM TO EFFECTIVELY MOTIVATE AND RETAIN VALUED EMPLOYEES TO RECOGNIZE ACHIEVEMENT. THIS YEAR-END PAYMENT IS NOT INTENDED TO REPLACE INFORMAL AND SPONTANEOUS RECOGNITION OR PRAISE OF STAFF ACHIEVEMENTS AND WORK PERFORMANCE. INFORMAL RECOGNITION OF EMPLOYEES SHOULD TAKE PLACE EVERY DAY. SAYING "THANK YOU" TO EMPLOYEES AND COMPLIMENTING AN EMPLOYEE ON A JOB WELL DONE ARE PART OF MANAGERS AND SUPERVISORS' RESPONSIBILITIES. YEAR-END PAYMENT GUIDELINES: BASED UPON BUDGET AVAILABILITY AND RESOURCES NECESSARY, A YEAR-END PAYMENT POOL IS ESTABLISHED FOR THE ORGANIZATION BY THE CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER. THIS YEAR-END POOL IS REVIEWED AND AFFIRMED GENERALLY BY THE FINANCE COMMITTEE AND EXECUTIVE COMMITTEE OF THE BOARD. YEAR-END PAYMENT AMOUNTS ARE DETERMINED AND DISTRIBUTED ON THE BASIS OF THE NATURE AND COMPLEXITY OF THE ACCOMPLISHMENTS AND WORK STAFF AND STRATIFIED BY STAFF LEVEL; EXECUTIVE, DIRECTOR AND MANAGERIAL, STAFF AND TEMPORARIES/INTERNS RESPECTIVELY. UNDER SPECIAL CIRCUMSTANCES, WITH THE CHIEF EXECUTIVE OFFICER'S APPROVAL, A HIGHER YEAR-END MAY BE APPROVED FOR A PARTICULAR STAFF PERSON. A SCHEDULE IS PREPARED, BASED ON THE ABOVE CRITERIA, TO DETERMINE THE DISTRIBUTION OF THE YEAR-END PAYMENT POOL DETERMINED FOR THE YEAR. APPROVALS AND PAYMENTS: THE SCHEDULE IS PREPARED BY THE CHIEF FINANCIAL OFFICER AND IS REVIEWED AND APPROVED BY THE CHIEF EXECUTIVE OFFICER WITH INPUT AND FEEDBACK AS NECESSARY FROM OTHER SENIOR LEADERSHIP INCLUDING THE CHIEF OPERATING OFFICER, CHIEF DEVELOPMENT & COMMUNICATIONS OFFICER AND CHIEF PROGRAM & POLICY OFFICER. AFTER THE SCHEDULE IS FINALIZED AND ON-FILE, YEAR-END PAYMENTS ARE INITIATED AS A SEPARATE PAY-CYCLE FOLLOWING ALL OTHER STANDARD PROCEDURE FOR CREATING AND EXECUTING A PAYROLL CYCLE. A BUILD NYC RESOURCE CORPORATION 454040561 12008EEN2 2014-11-12 12345000 REFINANCING 0 1 0 A 1972120 12345000 547120 11797880 0 0 1 1 A 0 0 0 0 0 0 1 A 0 0 0 0 0 0 0 0 1 A 1 FORM 990, PART VI, SECTION B, LINE 11B THE ORGANIZATION'S FORM 990 IS PREPARED BY AN OUTSIDE ACCOUNTING FIRM BASED ON INFORMATION CONTAINED IN THE AUDITED FINANCIAL STATEMENTS AND OTHER INFORMATION PROVIDED BY FEDERATION'S CHIEF FINANCIAL OFFICER. TO ENSURE ACCURACY OF THE INFORMATION REPORTED, THE ORGANIZATION HAS ESTABLISHED A REVIEW PROCESS THAT INCLUDES AN INITIAL REVIEW BY MANAGEMENT, FOLLOWED BY A REVIEW BY A BOARD COMMITTEE INCLUDING THE TREASURER. FOLLOWING THE COMMITTEE'S REVIEW, THE FULL BOARD IS PROVIDED WITH AN ELECTRONIC COPY OR A HARD COPY (FOR THOSE BOARD MEMBERS WITHOUT ELECTRONIC ACCESS), FOR THEIR REVIEW AND COMMENTS. FIVE WORKING DAYS ARE PROVIDED FOR BOARD COMMENTS. COMMENTS ARE CORRELATED, SUMMARIZED AND ADDRESSED BY MANAGEMENT, AND WHERE APPROPRIATE, INCORPORATED INTO THE FINALIZED FORM 990. FORM 990, PART VI, SECTION B, LINE 12C A CONFLICT OF INTEREST POLICY IS CURRENTLY IN PLACE AND IS MONITORED ANNUALLY. EACH YEAR EVERY MEMBER OF THE GOVERNING BODY COMPLETES AND SIGNS A CONFLICT OF INTEREST STATEMENT IN WHICH THEY DISCLOSE ANY POSSIBLE CONFLICTS OF INTEREST TO THE ORGANIZATION. IF SUCH CONFLICT OF INTEREST EXISTS, THE BOARD MEMBER MAY NOT VOTE ON MATTERS AS TO WHICH THERE IS A CONFLICT, AND MAY BE REQUIRED TO LEAVE THAT PORTION OF A MEETING THAT CONSIDERS THE MATTER AS TO WHICH THERE IS A CONFLICT. CONFLICTS OF INTEREST ARE DULY NOTED IN ALL NECESSARY REPORTING REQUIREMENTS. FORM 990, PART VI, SECTION B, LINE 15A THE BOARD OF DIRECTORS, NAMELY THE HUMAN RESOURCES COMMITTEE, IS CHARGED WITH THE REVIEW OF THE CHIEF EXECUTIVE OFFICER'S PERFORMANCE AND ANY SUBSEQUENT RECOMMENDATIONS TO THE BOARD OF DIRECTORS CONCERNING THE ANNUAL COMPENSATION PACKAGE AND ANY YEAR-END PAYMENTS OR BONUSES FOR THE CHIEF EXECUTIVE OFFICER/EXECUTIVE DIRECTOR. THE COMMITTEE CONDUCTS ITS REVIEW AND PRESENTS ITS RECOMMENDATIONS TO THE EXECUTIVE COMMITTEE AT ITS NOVEMBER MEETING AND TO THE FULL BOARD OF DIRECTORS AT ITS DECEMBER MEETING. THE CHIEF EXECUTIVE OFFICER/EXECUTIVE DIRECTOR MAY NOT BE PRESENT AT OR OTHERWISE PARTICIPATE IN ANY BOARD OR COMMITTED DELIBERATION OR VOTE CONCERNING HIS OR HER COMPENSATION. THE BOARD OR PERTINENT COMMITTEE MAY REQUEST THAT THE CHIEF EXECUTIVE OFFICER/EXECUTIVE DIRECTOR TO PRESENT INFORMATION AS BACKGROUND OR ANSWER QUESTIONS AT A BOARD OR PERTINENT COMMITTEE MEETING PRIOR TO THE COMMENCEMENT OF RELATED DELIBERATIONS OR VOTING. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF BENEFICIAL INTEREST IN PERPETUAL TRUSTS 2,077,586. POSTRETIREMENT RELATED CHANGES OTHER THAN NET PERIODIC BENEFIT COST 16,700. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR.