2020-07-15T16:03:55-05:00 2019-08-31 381357951 PLANTE & MORAN PLLC 10 S RIVERSIDE PLAZA 9TH FLOOR CHICAGO IL 60606 990 2018-09-01 510149370 STEPPENWOLF THEATRE COMPANY STEP 3126545642 1700 N HALSTED STREET CHICAGO IL 60614 PAUL W GOODRICH TRUSTEE 3126545642 2020-07-15 1 LU ANN TRAPP P01506476 3122071040 2020-07-15 108.86.136.205 2020-07-15 09:46:42 CD P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 E8885A5DE86C3E42C2EA91F2F4BBC110C3D198A0 2018 2021-01-29 14:40:06Z ERIC LEFKOFSKY 1700 N HALSTED STREET CHICAGO IL 60614 52917971 0 X WWW.STEPPENWOLF.ORG X 1975 IL PROVIDE THEATRICAL LEARNING OPPORTUNITIES FOR AUDIENCES THAT SPUR CIVIC CONVERSATION. 54 52 505 1000 313081 0 25237704 12959006 8061014 5871071 585356 10271136 536164 710567 34420238 29811780 0 0 0 0 10101965 10202044 110191 94500 2868054 7753589 8793778 17965745 19090322 16454493 10721458 74108532 120790894 23966910 62218227 50141622 58572667 X STEPPENWOLF THEATRE COMPANY STRIVES TO CREATE THRILLING, COURAGEOUS, AND PROVOCATIVE ART IN A THOUGHTFUL AND INCLUSIVE ENVIRONMENT. WE SUCCEED WHEN WE DISRUPT YOUR ROUTINE WITH EXPERIENCES THAT SPARK CURIOSITY, EMPATHY AND JOY. WE INVITE YOU TO JOIN OUR ENSEMBLE AS WE NAVIGATE, TOGETHER, OUR COMPLEX WORLD. 0 0 11957241 5981997 STEPPENWOLF PRODUCES A SEVEN-PLAY MAIN STAGE SUBSCRIPTION SERIES AND A MULTI-GENRE PERFORMANCE SERIES CALLED "LOOKOUT." STEPPENWOLF EDUCATION PROVIDES ARTS EDUCATION FOR 20,000 THROUGH TWO PLAYS, IN-SCHOOL ARTS RESIDENCIES, TEACHER PROFESSIONAL DEVELOPMENT, AFTERSCHOOL LEADERSHIP PROGRAM, AND COMMUNITY PROGRAMMING THAT UTILIZES PARTNERSHIPS. OUR NATIONALLY COMPETITIVE PROFESSIONAL LEADERSHIP PROGRAMS AND MULTICULTURAL FELLOWSHIP PROGRAM PROVIDES MENTORSHIP, HANDS-ON TRAINING, NETWORKING OPPORTUNITIES AND CAREER ADVANCEMENT FOR ASPIRING ARTS ADMINISTRATORS. THE SCHOOL AT STEPPENWOLF IS A PROGRAM THAT TRAINS WORKING ACTORS IN ENSEMBLE PRINCIPLES AND PRACTICES. 11957241 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 1 0 0 0 0 0 1 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 1 216 0 1 505 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 54 52 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 IL X MARIA NONDORF 3126545642 1700 N HALSTED STREET CHICAGO IL 60614 X ERIC LEFKOFSKY CHAIR 5.00 0.00 X X 0 0 0 KEATING CROWN VICE CHAIR 5.00 0.00 X X 0 0 0 DEBORAH H QUAZZO SECRETARY 5.00 0.00 X X 0 0 0 L HEATHER MITCHELL TREASURER 5.00 0.00 X X 0 0 0 SARAH BEARDSLEY TRUSTEE 5.00 0.00 X 0 0 0 MICHAEL W BENDER TRUSTEE 5.00 0.00 X 0 0 0 SUSAN O BERGHOEF TRUSTEE 5.00 0.00 X 0 0 0 HENRY S BIENEN TRUSTEE 5.00 0.00 X 0 0 0 JONATHAN BLANC TRUSTEE 5.00 0.00 X 0 0 0 AMY BLUHM TRUSTEE 5.00 0.00 X 0 0 0 MEREDITH BLUHM-WOLF TRUSTEE 5.00 0.00 X 0 0 0 MARLENE BRESLOW-BLITSTEIN TRUSTEE 5.00 0.00 X 0 0 0 CAROLE L BROWN TRUSTEE 5.00 0.00 X 0 0 0 DOUGLAS R BROWN TRUSTEE 5.00 0.00 X 0 0 0 EBS BURNOUGH TRUSTEE 5.00 0.00 X 0 0 0 ELIZABETH H CONNELLY TRUSTEE 5.00 0.00 X 0 0 0 NORA DALEY TRUSTEE 5.00 0.00 X 0 0 0 BETH BOOSALIS DAVIS TRUSTEE 5.00 0.00 X 0 0 0 AMY ESHLEMAN TRUSTEE 5.00 0.00 X 0 0 0 RICH FEITLER TRUSTEE 5.00 0.00 X 0 0 0 D CAMERON FINDLAY TRUSTEE 5.00 0.00 X 0 0 0 PAUL W GOODRICH TRUSTEE 5.00 0.00 X 0 0 0 MATTHEW GRAY TRUSTEE 5.00 0.00 X 0 0 0 ROBERT J GREENEBAUM JR TRUSTEE 5.00 0.00 X 0 0 0 CARYN HARRIS TRUSTEE 5.00 0.00 X 0 0 0 JOHN HART TRUSTEE 5.00 0.00 X 0 0 0 JON MICHAEL HILL TRUSTEE 5.00 0.00 X 0 0 0 DENNIS D HOWARTER TRUSTEE 5.00 0.00 X 0 0 0 TINA LANDAU TRUSTEE 5.00 0.00 X 4889 0 0 TRACY LETTS TRUSTEE 5.00 0.00 X 0 0 0 MARY LUDFORD TRUSTEE 5.00 0.00 X 0 0 0 RONALD J MALLICOAT JR TRUSTEE 5.00 0.00 X 0 0 0 HOLLY MALONEY TRUSTEE 5.00 0.00 X 0 0 0 TARELL ALVIN MCCRANEY TRUSTEE 5.00 0.00 X 0 0 0 DAVID E MENDELSOHN TRUSTEE 5.00 0.00 X 0 0 0 VERETT MIMS TRUSTEE 5.00 0.00 X 0 0 0 CHRISTOPHER M MURPHY TRUSTEE 5.00 0.00 X 0 0 0 LYNN LOCKWOOD MURPHY TRUSTEE 5.00 0.00 X 0 0 0 PAM NETZKY TRUSTEE 5.00 0.00 X 0 0 0 YASEN PEYANKOV TRUSTEE 5.00 0.00 X 4575 0 0 ANNE M PHILLIPS TRUSTEE 5.00 0.00 X 0 0 0 CARI B SACKS TRUSTEE 5.00 0.00 X 0 0 0 BRUCE SAGAN TRUSTEE 5.00 0.00 X 0 0 0 ROBERT SANBORN TRUSTEE 5.00 0.00 X 0 0 0 MANUEL MANNY SANCHEZ TRUSTEE 5.00 0.00 X 0 0 0 MATTHEW SHAPIRO TRUSTEE 5.00 0.00 X 0 0 0 STEPHANIE B SMITH TRUSTEE 5.00 0.00 X 0 0 0 COLETTE CACHEY SMITHBURG TRUSTEE 5.00 0.00 X 0 0 0 ELLIOT A STULTZ TRUSTEE 5.00 0.00 X 0 0 0 BRYAN TRAUBERT TRUSTEE 5.00 0.00 X 0 0 0 JOHN R WALTER TRUSTEE 5.00 0.00 X 0 0 0 HELEN ZELL TRUSTEE 5.00 0.00 X 0 0 0 ANNA D SHAPIRO ARTISTIC DIRECTOR 40.00 1.00 X X 323163 0 0 DAVID SCHMITZ EXECUTIVE DIRECTOR 40.00 1.00 X 289039 0 36051 LESLIE MASTROIANNI CAMPAIGN DIRECTOR 40.00 0.00 X 173049 0 31824 THOMAS PEARL DIRECTOR OR PRODUCTION 40.00 0.00 X 102736 0 16088 MERCEDES ROHLFS CAMPAIGN DIRECTOR 40.00 0.00 X 102829 0 22865 KARENA INGERSOLL GENERAL MANAGER 40.00 0.00 X 97390 0 29722 1097670 0 136550 5 0 1 0 ADRIAN SMITH & GORDON GILL 30 W MONROE STE 400 CHICAGO IL 60603 ARCHITECTS 1014246 HERSHEY FELDER DBA EIGHTY-EIGHT LLC 513 VALLEY VIEW ROAD BALTIMORE MD 21286 PERFORMER 220546 CHARCOAL BLUE LLC 150 WEST 28TH STREET NEW YORK NY 10001 ARCHITECTS 200219 CAPACITY INTERACTIVE 1239 BROADWAY 1103 NEW YORK NY 10001 MARKETING 195658 FROST LIGHTING CO 830 W 40TH ST CHICAGO IL 60609 EVENT SERVICES 167860 12 988024 182200 11788782 581773 12959006 SUBSCRIPTION REVENUE 711110 4750997 4750997 TICKET REVENUE 711110 480350 480350 PARKING INCOME 711110 166805 166805 TICKET HANDLING INCOME 711110 158017 158017 COSTUME SALES/RENTALS 711110 140787 140787 174115 131380 42735 5871071 1214606 1214606 203983 203983 113 113 40492 0 40492 40492 40492 20012533 11165416 19944399 2381003 68134 8784413 8852547 8852547 444976 988024 370206 74770 74770 1001395 410583 590812 461253 129559 MISCELLANEOUS INCOME 900099 4380 4380 4380 29811780 5981997 313081 10557696 853125 323163 325090 204872 7693734 5254319 1249196 1190219 128454 63219 41438 23797 827451 599369 124184 103898 699280 468118 140326 90836 2510 2510 62315 62315 94500 94500 82387 82387 204193 1709 184574 17910 987598 914692 72906 304118 36698 57391 210029 360117 162053 126041 72023 441793 441793 1208479 1012948 151385 44146 456409 405108 14353 36948 7082 3378 2364 1340 902040 419432 482608 1153616 754357 254611 144648 176402 156278 13314 6810 DESIGN AND PRODUCTION F 579598 579598 PRODUCTION MATERIALS 560385 560385 BANK FEES 228449 221681 6768 REPAIRS & MAINTENANCE 130530 90371 26482 13677 945757 129685 765953 50119 19090322 11957241 4265027 2868054 8369390 11314615 462659 0 14927369 17042927 87489 98806 847527 857396 38246472 15588050 18295644 22658422 30969723 68818728 0 0 148731 0 74108532 120790894 791656 2923643 3394111 2915720 15780683 49359355 4000460 7019509 23966910 62218227 X 15090776 29213953 24413497 18721365 10637349 10637349 50141622 58572667 74108532 120790894 X 10721458 -655037 -1635376 X 0 1 X 1 0 X 8069567 8653727 10606858 25237704 12959006 65526862 8069567 8653727 10606858 25237704 12959006 65526862 1073652 64453210 1048242 713869 662275 1010723 1474292 4909401 -43969 38975 -4994 22106 51131 41909 41280 28485 184911 70616180 40753011 0.91270 0.91520 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 16926876 54400 -28749 458000 16494527 13596418 2706956 1024702 401200 16926876 12591449 25687 1636487 657205 13596418 12147524 345286 756060 657421 12591449 13134443 -338831 648088 12147524 0.25000 0.65000 0.10000 1 0 3807604 3807604 17861591 10966368 6895223 6263673 2920973 3342700 10313604 1700709 8612895 22658422 ANNUITIES PAYABLE CURRENT 54594 DUE TO AFFILIATE 4949621 LOAN PAYABLE 154531 FAIR VALUE OF INTEREST RATE SWAP 1574706 DEFERRED GAIN 286057 7019509 29214037 -655037 21140 118541 -515356 29729393 82387 82387 29811780 19902394 21140 873319 894459 19007935 82387 82387 19090322 PART V, LINE 4: THE THEATRE USES ENDOWMENT FUNDS ON AN ANNUAL BASIS AS PERMITTED BY LAW AND POLICY FOR PROGRAMMING AND ARTISTIC INITIATIVES THAT FULFILL THE MISSION OF THE ORGANIZATION. PART XI, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 410,583. CONSOLIDATED STATEMENTS - REVENUE OF AFFILIATED ORGANIZATION 973,128. CHANGE IN FAIR VALUE OF INTEREST RATE SWAPS -1,635,376. SPECIAL EVENT EXPENSES 370,206. PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENT EXPENSES 370,206. COST OF GOODS SOLD 410,583. CONSOLIDATED STATEMENTS - EXPENSES OF AFFILIATED ORGANIZATION 92,530. X X X X X X X 1 HURLEY & ASSOCIATES 860 N LAKE SHORE DR 15L CHICAGO IL 60611 CONSULTING ON FUNDRAISING BEST PRACTICES. 0 0 94500 -94500 94500 -94500 IL GALA 1227165 837439 389726 32046 296505 WOMEN IN THE ARTS 189595 136595 53000 600 40070 1 16240 13990 2250 985 1433000 988024 444976 32646 337560 370206 74770 SCHEDULE G, PART I, LINE 2B, COLUMN (V) CONSULTING ON FUNDRAISING BEST PRACTICES. THE CONSULTANT WAS NOT RESPONSIBLE FOR ANY DIRECT FUNDRAISING. X X 0 0 0 0 0 0 0 0 0 ANNA D SHAPIRO ARTISTIC DIRECTOR 323163 0 0 0 0 0 0 0 0 0 323163 0 0 0 DAVID SCHMITZ EXECUTIVE DIRECTOR 289039 0 0 0 0 0 11805 0 24246 0 325090 0 0 0 LESLIE MASTROIANNI CAMPAIGN DIRECTOR 173049 0 0 0 0 0 16880 0 14944 0 204873 0 0 0 THOMAS PEARL DIRECTOR OR PRODUCTION 102736 0 0 0 0 0 7422 0 8666 0 118824 0 0 0 MERCEDES ROHLFS CAMPAIGN DIRECTOR 102829 0 0 0 0 0 3701 0 19164 0 125694 0 0 0 KARENA INGERSOLL GENERAL MANAGER 97390 0 0 0 0 0 15828 0 13894 0 127112 0 0 0 A ILLINOIS FINANCE AUTHORITY 861091967 S99992590 2013-02-28 17000000 TO REPAY EXISTING TAXABLE AND TAX EXEMPT DEBT AND TO RENNOVATE PROPERTY 0 0 0 B ILLINOIS FINANCE AUTHORITY 861091967 45204EU30 2019-02-26 36000000 FOR CONSTRUCTION AND RENOVATION OF A BUILDING 0 0 0 A 2975000 16974044 265282 17098 2128394 1496732 2013 1 0 1 1 B 35953200 1870226 382817 51137 2495308 31153712 2019 0 0 0 1 A 0 0 0 0 1 1 0.14000 1 0 B 0 0 0 0 1 0 0 A 0 1 0 0 1 0 0 0 0 B 0 1 0 0 1 0 0 0 0 A 0 B 0 SCHEDULE K, PART II, LINE 3: THE PROCEEDS ARE NET OF THE UNDERWRITER'S DISCOUNT. $6,259,147.69 OF PROCEEDS WERE APPLIED TO PAYMENT OF THE TAXABLE 2012 LOAN. $556,643.03 OF PROCEEDS WERE APPLIED TO PAYMENT OF THE 2011 TAXABLE LOAN. SCHEDULE K, PART II, LINE 3: THE PROCEEDS ARE NET OF THE UNDERWRITER'S DISCOUNT. X 26 399893 CASH PROCEEDS X 1 26500 COST X AIRFARE 1 150000 COST X HOTEL 1 5380 COST 0 1 1 PART I, COLUMN (B): THE NUMBER OF CONTRIBUTIONS COLUMN REPRESENTS THE NUMBER OF CONTRIBUTIONS RECEIVED. PART I, LINE 32B: SECURITIES ARE DONATED THROUGH A BROKERAGE FIRM AND SOLD IMMEDIATELY. FORM 990, PART VI, SECTION A, LINE 2 MEREDITH BLUHM-WOLF AND AMY BLUHM HAVE A FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11B THE BOARD RETAINS THE SERVICES OF AN INDEPENDENT CPA FIRM TO PREPARE THE ORGANIZATION'S FORM 990. MANAGEMENT REVIEWS THE COMPLETED FORM 990. THE AUDIT COMMITTEE IS THE COMMITTEE OF THE GOVERNING BODY WHICH IS DESIGNATED TO REVIEW THE FORM 990. THE RETURN IS DISTRIBUTED VIA E-MAIL TO THE ENTIRE GOVERNING BODY PRIOR TO FILING THE FORM 990. FORM 990, PART VI, SECTION B, LINE 12C MEMBERS OF THE BOARD OF TRUSTEES ARE ASKED TO SIGN A CONFLICT OF INTEREST POLICY EITHER INDICATING THAT THEY HAVE NO CONFLICTS OF INTEREST AS DEFINED IN THE POLICY OR TO LIST EXCEPTIONS WHEN THEY DO HAVE CONFLICTS OF INTEREST. WE DISTRIBUTE THE POLICY TO THE BOARD OF TRUSTEES ANNUALLY. THE SIGNED POLICIES ARE COLLECTED AND KEPT ON FILE. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING THE COMPENSATION OF TOP MANAGEMENT IS MANAGED BY THE BOARD CHAIR THROUGH THE EXECUTIVE COMMITTEE. THEY REVIEW PUBLISHED COMPENSATION OF COMPARABLE POSITIONS WITHIN THE CITY AND INDUSTRY. COMPENSATION IS ALSO BASED ON THE ORGANIZATIONAL BUDGET, INDIVIDUAL QUALIFICATIONS, AND INDUSTRY STANDARDS. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE AVAILABLE THROUGH APPLICABLE GOVERNMENTAL AGENCIES; THE CONFLICT OF INTEREST POLICY IS AVAILABLE UPON WRITTEN REQUEST TO THE ORGANIZATION. FORM 990, PART VII, SECTION A: THE FOLLOWING BOARD MEMBERS RECEIVED COMPENSATION FOR ART SERVICES AND NOT FOR BOARD DUTIES. THE COMPENSATION IS REPORTED ON PART VII. TINA LANDAU - $4,889 YASEN PEYANKOV - $4,575 FORM 990, PART XI, LINE 9: CHANGE IN FAIR VALUE OF INTEREST RATE SWAP -1,635,376. STEPPENWOLF FOUNDATION I 1700 N HALSTED ST CHICAGO IL 60614 364041811 TO SUPPORT THE STEPPENWOLF THEATRE COMPANY'S THEATRE PROGRAMS IL 501(C)(3) LINE 12A, I STEPPENWOLF THEATRE COMPANY 1 STEPPENWOLF FOUNDATION II 1700 N HALSTED ST CHICAGO IL 60614 364041812 TO SUPPORT THE STEPPENWOLF THEATRE COMPANY'S THEATRE PROGRAMS IL 501(C)(3) LINE 12A, I STEPPENWOLF THEATRE COMPANY 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 1 0 0 1 STEPPENWOLF FOUNDATION I E 50025000 LOAN DOCUMENT STEPPENWOLF FOUNDATION II E 50025000 LOAN DOCUMENT STEPPENWOLF FOUNDATION I S 124444 CASH PART V, LINE 1E: STEPPENWOLF THEATRE COMPANY REFINANCED EXISTING DEBT AND SECURED ADDITIONAL DEBT FOR THE RENOVATION OF 1700 N. HALSTED. STEPPENWOLF THEATRE COMPANY, STEPPENWOLF FOUNDATION I AND STEPPENWOLF FOUNDATION II ARE ALL LISTED ON THE LOAN DOCUMENTS.