2020-07-14T09:37:52-05:00 2019-06-30 731413977 HOGANTAYLOR LLP 1225 N BROADWAY AVENUE SUITE 200 OKLAHOMA CITY OK 73103 990 2018-07-01 736091755 UNIVERSITY OF OKLAHOMA FOUNDATION INC UNIV 4053211174 100 TIMBERDELL ROAD NORMAN OK 73019 TRENT R WELLS VICE-PRESIDENT AND CFO 4053211174 2020-07-13 1 W LYNDEL LACKEY P00234298 4058482020 2020-07-13 4.14.133.138 2020-07-13 17:14:39 CD P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 AB9D39DAB8F64CBCBAEF692949137285CA1D49BB 2018 2020-09-23 17:36:50Z GUY L PATTON 100 TIMBERDELL ROAD NORMAN OK 73019 411112731 0 X WWW.OUFOUNDATION.ORG X 1944 OK THE UNIVERSITY OF OKLAHOMA FOUNDATION IS AN INDEPENDENT NOT-FOR-PROFIT CORPORATION THAT ENCOURAGES AND SUPPORTS CHARITABLE GIVING FOR THE BENEFIT OF THE UNIVERSITY OF OKLAHOMA. THE FOUNDATION ACTS AS THE PRINCIPAL ORGANIZATION THROUGH WHICH THOSE GIFTS ARE MADE AND ADMINISTERED FOR THE BENEFIT OF THE UNIVERSITY. THE SOLE REASON FOR ITS EXISTENCE IS TO SERVE THE UNIVERSITY OF OKLAHOMA AND THE GENEROUS DONORS WHO SUPPORT THE UNIVERSITY. 27 27 38 27 665782 407626 134061725 140119719 0 0 8923211 23767705 11650776 11077199 154635712 174964623 202211532 137023495 0 0 5047747 5634288 0 0 4255973 9511992 9332514 216771271 151990297 -62135559 22974326 1801653574 1920482771 378648279 392693940 1423005295 1527788831 X THE UNIVERSITY OF OKLAHOMA FOUNDATION IS AN INDEPENDENT NOT-FOR-PROFIT CORPORATION THAT ENCOURAGES AND SUPPORTS CHARITABLE GIVING FOR THE BENEFIT OF THE UNIVERSITY OF OKLAHOMA. THE FOUNDATION ACTS AS THE PRINCIPAL ORGANIZATION THROUGH WHICH THOSE GIFTS ARE MADE AND ADMINISTERED FOR THE BENEFIT OF THE UNIVERSITY. THE SOLE REASON FOR ITS EXISTENCE IS TO SERVE THE UNIVERSITY OF OKLAHOMA AND THE GENEROUS DONORS WHO SUPPORT THE UNIVERSITY. 0 0 23650225 23650225 445371 GENERAL UNVERSITY EDUCATION ASSISTANCEEXPENDITURES MADE IN ACCORDANCE WITH THE FUND PURPOSE RANGING FROM GENERAL SUPPLIES TO SPECIFIC PROJECTS WITHIN A DEPARTMENT OR SCHOOL OF THE UNIVERSITY. 42891816 42891816 787829 FACILITIES AND EQUIPMENTEXPENDITURES MADE IN ACCORDANCE WITH THE FUND PURPOSE RANGING FROM THE PURCHASE OF LAB EQUIPMENT TO CONSTRUCTION OF BUILDINGS WITHIN A DEPARTMENT OR SCHOOL OF THE UNIVERSITY. 45099760 45099760 828384 SALARY SUPPLEMENTSSUCH EXPENDITURES ARE PROCESSED THROUGH THE UNIVERSITY'S PAYROLL SYSTEM. UPON RECEIVING ADEQUATE DOCUMENTATION, THE FOUNDATION WILL REIMBURSE THE UNIVERSITY FOR SUCH EXPENDITURES MADE IN ACCORDANCE WITH THE FUND PURPOSE. 25443370 25381694 467339 STUDENT SCHOLARSHIPS AND FACULTY AWARDS. 25443370 25381694 467339 137085171 1 1 0 0 0 0 0 1 0 1 1 0 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 0 1 813 0 1 38 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 27 27 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 1 1 AZ CA CO CT DC FL GA IL IN MD MA MN NY ND OK OR VA WV WI MT X X X TRENT R WELLS 4053211174 100 TIMBERDELL ROAD NORMAN OK 73019 ALAN ARMSTRONG TRUSTEE 1.00 X 0 0 0 ELBY BEAL TRUSTEE 1.00 X 0 0 0 JEB BOATMAN TRUSTEE 1.00 X 0 0 0 RONALD E BRADSHAW TRUSTEE 1.00 X 0 0 0 ANN COSGROVE TRUSTEE 1.00 X 0 0 0 KAY DONAHUE TRUSTEE 1.00 X 0 0 0 CLIFF HUDSON TRUSTEE 1.00 X 0 0 0 KEITH JACKSON TRUSTEE 1.00 X 0 0 0 OSCAR JACKSON TRUSTEE 1.00 X 0 0 0 MICHAEL JOSEPH TRUSTEE 1.00 X 0 0 0 SANDY KINNEY TRUSTEE 1.00 X 0 0 0 BILL G LANCE TRUSTEE 1.00 X 0 0 0 CARLISLE MABREY TRUSTEE 1.00 X 0 0 0 TH MCCASLAND III TRUSTEE 1.00 X 0 0 0 SCOTT MEACHAM TRUSTEE 1.00 X 0 0 0 DAVID MOFFETT VICE-CHAIR, TRUSTEE 1.00 X 0 0 0 PATTYE L MOORE TRUSTEE 1.00 X 0 0 0 LARRY PINKERTON TRUSTEE 1.00 X 0 0 0 DAVID RAINBOLT TRUSTEE 1.00 X 0 0 0 LAURA RATLIFF TRUSTEE 1.00 X 0 0 0 J HARVIE ROE TRUSTEE 1.00 X 0 0 0 ROBERT J ROSS TRUSTEE 1.00 X 0 0 0 MICHAEL SAMIS CHAIR, TRUSTEE 1.00 X 0 0 0 FLOYD SIMON JR TRUSTEE 1.00 X 0 0 0 BOLAJI SOFOLA TRUSTEE 1.00 X 0 0 0 DAN EVATT TRUSTEE 1.00 X 0 0 0 DON SMITHERMAN TRUSTEE 1.00 X 0 0 0 GUY L PATTON PRESIDENT AND CEO 39.00 1.00 X 510536 0 70899 BRAD JOHNSON VICE PRESIDENT AND CIO 40.00 X 475859 0 64546 BONNIE KENNEDY VICE PRESIDENT AND COO 40.00 X 282275 0 42938 TRENT WELLS VICE PRESIDENT AND TREASUE 39.00 1.00 X 268435 0 41694 GARY BEADLES VICE PRESIDENT AND GENERAL 40.00 X 143629 0 26167 KATHY HARLIN CORPORATE SECRETARY 40.00 X 141897 0 16229 EUGENE LOHMEYER DIRECTOR OF INVESTMENTS 40.00 X 367118 0 52482 JAMES VAUGHN CONTROLLER 40.00 X 161258 0 33998 LAWRENCE MANTIN DIRECTOR OF APPLICATION DE 40.00 X 141124 0 25299 JANA MORING DIRECTOR OF DONOR RELATION 40.00 X 143445 0 30663 DEWEY WALLACE SENIOR SOFTWARE ENGINEER 40.00 X 124892 0 37628 2760468 0 442543 11 0 1 0 CAMBRIDGE ASSOCIATES LLC PO BOX 412015 BOSTON MA 02241 INVESTMENT CONSULTANT 1415000 GARDNER RUSSO & GARDNER 223 EAST CHESTNUT STREET LANCASTER PA 17602 INVESTMENT MANAGER 582061 IRIDIAN ASSET MANAGEMENT LLC 276 POST ROAD WEST WESTPORT CT 06880 INVESTMENT MANAGER 533568 MCAFEE & TAFT 211 N ROBINSON SUITE 1000 OKLAHOMA CITY OK 73102 LEGAL SERVICES 443662 LDWW GROUP MARKETING & COMMUNICATIONS L 144 OAK LAWN AVENUE 119 DALLAS TX 75207 MEDIA CONSULTANT 264489 7 140119719 140119719 15442393 15442393 7882493 7882493 244473420 236148108 8325312 8325312 8325312 OTHER INCOME 900099 2921871 2528924 392947 PARTNERSHIP INCOME 900099 272835 272835 3194706 174964623 2528924 665782 31650198 111641801 111641801 25381694 25381694 2149027 2149027 2638732 2638732 309386 309386 294044 294044 243099 243099 331328 331328 256274 256274 99600 99600 2499014 2499014 64396 64396 2150 2150 59334 59334 358897 358897 115173 115173 2998 2998 120966 120966 138457 138457 EXPENSES REIMBURSED TO 4255973 4255973 PRINTING 194396 194396 INTERNAL AUDIT EXPENSE 62903 62903 STUDENT AND FACULTY AWA 61676 61676 708979 708979 151990297 137085171 10649153 4255973 5982888 10387911 37481891 116648318 48646005 65478413 1603002 400103 263677 250454 29067465 2199129 26303534 26868336 1636341236 1647227896 43305842 41842354 1725499 11378986 1801653574 1920482771 17990181 17301697 360658098 375392243 378648279 392693940 X 2291435 10368136 264311904 292410995 1156401956 1225009700 1423005295 1527788831 1801653574 1920482771 22974326 81809210 0 X 0 1 X 1 0 X 149715452 126048230 104728187 134061725 140119719 654673313 149715452 126048230 104728187 134061725 140119719 654673313 28606255 626067058 14898164 10620671 10348967 20349817 23324886 79542505 129774 250692 1990118 416353 407626 3194563 1178554 2631822 1834667 4429599 2528924 12603566 750013947 0.83470 0.86680 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 38826563 X X X 0 1177413117 45937447 80975814 27272398 15114365 11289861 1250649754 1097851713 31621364 111793929 34447136 18473942 10932811 1177413117 997170253 26920998 128284941 32046288 12757289 9720902 1097851713 1006190149 26774347 -7232832 13958808 5506118 9096485 997170253 928126985 57299568 55134497 17450843 7745457 9174601 1006190149 0.02050 0.97950 0 0 25047558 25047558 2281237 1247973 1033264 1738670 951156 787514 26868336 ASSETS HELD IN CUSTODY FOR OTHERS 374423432 CHARITABLE REMAINDER TRUST OBLIGATIONS 968811 375392243 237578976 81809210 -13913160 67896050 169682926 2499014 2782683 5281697 174964623 147911657 3057 3057 147908600 2499014 1582683 4081697 151990297 PART III, LINE 4: THE UNIVERSITY OF OKLAHOMA FOUNDATION, INC. MAINTAINS ART COLLECTIONS THAT WERE DONATED FOR PUBLIC EXHIBITION AND TO ATTRACT/RETAIN FACULTY AND STUDENTS OF THE HIGHEST CALIBER TO THE UNIVERSITY OF OKLAHOMA. PART V, LINE 4: PERMANENTLY RESTRICTED NET ASSETS HAVE BEEN RESTRICTED BY DONORS TO BE MAINTAINED BY THE FOUNDATION IN PERPETUITY. THE FOUNDATION HAS ADOPTED INVESTMENT AND SPENDING POLICIES FOR ENDOWMENT ASSETS THAT ATTEMPT TO PROVIDE A PREDICTABLE STREAM OF FUNDING TO PROGRAMS AND OTHER ITEMS SUPPORTED BY ITS ENDOWMENT WHILE SEEKING TO MAINTAIN THE PURCHASING POWER OF THE ENDOWMENT. PART XI, LINE 2D - OTHER ADJUSTMENTS: REVENUE REPORTED ON THE FOUNDATION FOR ENGINEERING AT THE UNIVERSITY OF OKLAHOMA, INC. (45-3266058) -13,913,160. PART XI, LINE 4B - OTHER ADJUSTMENTS: GRANTS FROM THE FOUNDATION FOR ENGINEERING AT THE UNIVERSITY OF OKLAHOMA, INC. (45-3266058) 1,200,000. CONTRA REVENUE ACCOUNT FOR INVESTMENT EXPENSES 1,582,683. PART XII, LINE 2D - OTHER ADJUSTMENTS: EXPENSES REPORTED ON THE FOUNDATION FOR ENGINEERING AT THE UNIVERSITY OF OKLAHOMA, INC. (45-3266058) 3,057. PART XII, LINE 4B - OTHER ADJUSTMENTS: CONTRA REVENUE ACCOUNT FOR INVESTMENT EXPENSES 1,582,683. 1 UNIVERSITY OF OKLAHOMA 660 PARRINGTON OVAL NORMAN OK 73019 736017987 501(C)(3) 42891816 FACILITIES AND EQUIPMENT UNIVERSITY OF OKLAHOMA 660 PARRINGTON OVAL NORMAN OK 73019 736017987 501(C)(3) 45099760 SALARY SUPPLEMENTS UNIVERSITY OF OKLAHOMA 660 PARRINGTON OVAL NORMAN OK 73019 736017987 501(C)(3) 23650225 GENERAL EDUCATION ASSISTANCE 1 SCHOLARSHIPS 9322 25381694 PART I, LINE 2: THE FUND SPONSORS FOR EACH FUND APPROVE ALL EXPENDITURES. THE SPONSORS USE THE DONOR GUIDELINES TO INSURE THAT DONOR INTENT IS FOLLOWED FOR EACH EXPENDITURE. THE PAYMENT PROCESSING DEPARTMENT AT THE FOUNDATION ALSO SCRUTINIZES EACH PAYMENT AND VERIFIES DONOR INTENT PRIOR TO AUTHORIZING FINAL PAYMENT. X X X X 0 0 0 0 0 0 0 0 0 GUY L PATTON PRESIDENT AND CEO 417116 0 81420 0 12000 0 52134 0 18765 0 581435 0 0 0 BRAD JOHNSON VICE PRESIDENT AND CIO 285983 0 178909 0 10967 0 38985 0 25561 0 540405 0 0 0 BONNIE KENNEDY VICE PRESIDENT AND COO 264951 0 17324 0 0 0 34750 0 8188 0 325213 0 0 0 TRENT WELLS VICE PRESIDENT AND TREASUE 229908 0 29869 0 8658 0 24400 0 17294 0 310129 0 0 0 GARY BEADLES VICE PRESIDENT AND GENERAL 123292 0 16129 0 4208 0 17320 0 8847 0 169796 0 0 0 KATHY HARLIN CORPORATE SECRETARY 121349 0 15930 0 4618 0 15828 0 401 0 158126 0 0 0 EUGENE LOHMEYER DIRECTOR OF INVESTMENTS 250936 0 106562 0 9620 0 33717 0 18765 0 419600 0 0 0 JAMES VAUGHN CONTROLLER 141416 0 14455 0 5387 0 19775 0 14223 0 195256 0 0 0 LAWRENCE MANTIN DIRECTOR OF APPLICATION DE 128063 0 13061 0 0 0 16973 0 8326 0 166423 0 0 0 JANA MORING DIRECTOR OF DONOR RELATION 125649 0 16594 0 1202 0 17110 0 13553 0 174108 0 0 0 DEWEY WALLACE SENIOR SOFTWARE ENGINEER 115858 0 9034 0 0 0 16785 0 20843 0 162520 0 0 0 MICHAEL JOSEPH MICHAEL JOSEPH IS A TRUSTEE FOR THE FOUNDATION 420060 MICHAEL IS A DIRECTOR AT MCAFEE & TAFT WHICH PROVIDED LEGAL SERVICES FOR THE FOUNDATION AND LEGAL FEES IN THE AMOUNT OF $420,060 WERE PAID. 0 FORM 990, PART VI, SECTION B, LINE 11B THE FOUNDATION WORKS WITH EXTERNAL TAX PROFESSIONALS TO PREPARE AND FILE THE 990. THE 990 SHALL BE REVIEWED AND APPROVED BY THE AUDIT/FINANCE COMMITTEE ON AN ANNUAL BASIS PRIOR TO FILING IT WITH THE IRS. AN ELECTRONIC COPY OF THE 990 SHALL BE PROVIDED TO THE ENTIRE BOARD PRIOR TO IT BEING FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE FOUNDATION ANNUALLY REVIEWS THE CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15 THE FOUNDATION USES VILLAREAL AND ASSOCIATES (EXTERNAL CONSULTANT) AND DATA FROM PEER SURVEYS TO HELP DETERMINE COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 THE FOUNDATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC ON ITS WEBSITE AND UPON REQUEST. UNIVERSITY NORTH PARK LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 REAL ESTATE OK 3188 30841700 UNIVERSITY OF OKLAHOMA FOUNDATION INC UNP REALTY INVESTORS LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 REAL ESTATE OK 0 0 UNIVERSITY OF OKLAHOMA FOUNDATION INC HAMM FAMILY DIABETES CENTER LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 DIABETES RESEARCH OK 4829546 30080336 UNIVERSITY OF OKLAHOMA FOUNDATION INC LW CARY INVESTORS LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 REAL ESTATE OK 0 15196 UNIVERSITY OF OKLAHOMA FOUNDATION INC FOUNDATION FOR ENGINEERING AT THE UNIVERSITY OF OKLAHOMA INC 100 TIMBERDELL ROAD NORMAN OK 73019 453266058 EDUCATIONAL OK 501(C)(3) LINE 5 UNIVERSITY OF OKLAHOMA FOUNDATION INC 1 CHARITABLE REMAINDER TRUSTS (34) INVESTMENT OK UNIVERSITY OF OKLAHOMA FOUNDATION INC 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 FOUNDATION FOR ENGINEERING AT THE UNIVERSITY OF OKLAHOMA C 1200000 CASH