2020-05-14T16:17:28-05:00 2019-06-30 952302617 SINGERLEWAK LLP 10960 WILSHIRE BOULEVARD 7TH FLOOR LOS ANGELES CA 900243783 990 2018-07-01 951644589 HENRY E HUNTINGTON LIBRARY AND ART GALLERY HENR 6264052150 1151 OXFORD ROAD SAN MARINO CA 911081218 JANET ALBERTI VICE PRESIDENT & CFO 6264052150 2020-05-08 1 NAZANIN BENYAMINI P00666808 3104773924 2020-05-08 206.169.119.90 2020-05-08 17:37:32 PD P 22429AA90D83E2474E0D906004E22E22BF1C4A62 82E7A8CD82A2FDC0CD8579D7446797E5F47BB0E0 2018 2020-09-23 17:36:50Z HUNTINGTON LIBRARY ART MUSEUM & BOTANICAL GARDENS KAREN LAWRENCE 1151 OXFORD ROAD SAN MARINO CA 911081218 476450814 0 X WWW.HUNTINGTON.ORG X 1919 CA SEE SCHEDULE O 5 5 556 1200 -1583351 -1680556 38743735 34042787 9931675 11977715 25683684 26606566 1427063 1752758 75786157 74379826 1832576 1742125 0 0 30058471 31491621 0 0 4160031 40404756 34982955 72295803 68216701 3490354 6163125 710545598 741838482 18504859 28588752 692040739 713249730 X SEE SCHEDULE O 0 0 18914526 1742125 507272 SEE SCHEDULE O 16137486 447844 SEE SCHEDULE O 10625967 12563462 SEE SCHEDULE O 9265600 6357 THE HUNTINGTON ART COLLECTIONS FOCUS ON EUROPEAN ART FROM THE 15TH TO THE EARLY 20TH CENTURY AND AMERICAN ART FROM THE LATE 17TH TO THE MID-20TH CENTURY. THE HOLDINGS CONTINUE TO GROW BY GIFT AND PURCHASE. IN TOTAL, THE EUROPEAN ART COLLECTIONS INCLUDE ABOUT 420 PAINTINGS, APPROXIMATELY 370 WORKS OF SCULPTURE, MORE THAN 2,500 DECORATIVE ART OBJECTS, AND 20,000 PRINTS AND DRAWINGS. THE AMERICAN ART HOLDINGS NOW NUMBER ABOUT 270 PAINTINGS, 80 WORKS OF SCULPTURE, 1,000 DECORATIVE ART OBJECTS, 9,500 PRINTS AND DRAWINGS, AND 1,800 PHOTOGRAPHS.ACCESS TO THE PUBLIC OF MORE THAN 750,000 VISITORS IS PROVIDED THROUGH PERMANENT INSTALLATIONS AND SPECIAL EXHIBITIONS, PUBLICATIONS AND RESEARCH. THE EUROPEAN COLLECTIONS ARE DISPLAYED IN THE HUNTINGTON ART GALLERY, THE ORIGINAL HUNTINGTON RESIDENCE. AMERICAN ART IS ON VIEW IN THE VIRGINIA STEELE SCOTT GALLERIES OF AMERICAN ART. SMALLER TEMPORARY EXHIBITIONS ARE PRESENTED IN VARIOUS LOCATIONS IN BOTH GALLERIES, INCLUDING THE WORKS ON PAPER ROOM IN THE HUNTINGTON ART GALLERY AND IN THE SUSAN AND STEPHEN CHANDLER WING OF THE SCOTT. THE HUNTINGTON ALSO REGULARLY LENDS ART OBJECTS FOR SPECIAL EXHIBITIONS AT MUSEUMS NATIONALLY AND INTERNATIONALLY.EXHIBITS DURING THE YEAR INCLUDED:* CELIA PAUL* VENICE: REAL AND IMAGINED* PROSPECTS OF INDIA: 18TH AND 19TH CENTURY BRITISH DRAWINGS FROM THE HUNTINGTON ART COLLECTIONS 9265600 6357 54943579 1 1 0 0 0 0 0 1 0 1 1 0 0 0 1 1 1 0 0 0 1 0 1 0 1 0 0 0 1 1 0 0 0 0 0 0 1 0 1 1 0 0 0 1 0 0 0 1 320 0 1 556 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 5 5 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X X JANET ALBERTI 6264052150 1151 OXFORD ROAD SAN MARINO CA 911081218 ANDREW BARTH TRUSTEE 10.00 X 0 0 0 WENDY MUNGER TRUSTEE 10.00 X 0 0 0 GREGORY PIESCHALA TRUSTEE 10.00 X 0 0 0 SIMON KC LI TRUSTEE 10.00 X 0 0 0 LOREN R ROTHSCHILD CHAIRPERSON 10.00 X X 0 0 0 STEVE HINDLE INTERIM PRESIDENT/DIR OF RESEARCH 40.00 X 414534 0 50161 KAREN LAWRENCE PRESIDENT (FROM 09/18) 40.00 X 160567 0 33636 COREEN RODGERS VP & CFO (UNTIL 5/19) 40.00 X 301428 0 46099 SANDRA BROOK DIRECTOR OF LIBRARY (FROM 1/18) 40.00 X 248117 0 34826 LARRY BURIK VP OF FACILITIES & SECURIT 40.00 X 196034 0 40225 JAMES FOLSOM DIRECTOR OF THE BOTANICAL 40.00 X 207025 0 81092 RANDY SHULMAN VP ADVANCEMENT 40.00 X 267770 0 35882 SUSAN TURNER-LOWE VP FOR COMMUNICATIONS & MA 40.00 X 178452 0 24957 ROBERT CARTER DIRECTOR OF HUMAN RESOURCE 38.00 X 174167 0 17966 RONALD GALLES AVP/CONTROLLER 38.00 X 253967 0 66261 PATRICIA HANNA DIRECTOR OF BUDGET 38.00 X 183098 0 19041 CATHERINE HESS CHIEF CURATOR 38.00 X 142890 0 16808 MITCHELL MORRIS CIO (UNTIL 3/18) 40.00 X 113065 0 8479 2841114 0 475433 13 1 1 0 SNYDER LANGSTON LLC 17962 COWAN IRVINE CA 92614 CONTRACTOR SERVICES 1060978 LEWIS BRISBOIS BISGAARD & SMITH LLP 633 W FIFTH STREET STE 4000 LOS ANGELES CA 90071 LEGAL SERVICES 800000 SHEPPARD MULLIN RICHTER & HAMPTON LLP 333 SOUTH HOPE STREET 43RD FL LOS ANGELES CA 90071 LEGAL CONSULTING 328166 JUDE KISSINGER INTERIORS 1200 SOUTH ORANGE GROVE 7 PASADENA CA 91105 DESIGN SERVICES 216761 JIM FRY 11672 ERWIN STREET NORTH HOLLYWOOD CA 91606 ARCHITECTURE 169428 8 866757 106893 33069137 5148168 34042787 ADMISSION 900099 7982797 7982797 PROGRAMS 900099 1375824 1375824 FOOD SERVICES 900099 1124597 1124597 RENTAL INCOME 900099 774159 774159 BON APPETIT AMORTIZATI 900099 317014 317014 403324 273006 130318 11977715 8899247 -1819854 10719101 11068 11068 417569698 399862379 17707319 17707319 17707319 62250 866757 300611 -238361 -238361 3691721 1907998 1783723 1547220 236503 INSURANCE PROCEEDS 900099 196328 196328 196328 74379826 11953006 -1583351 29967384 1441774 1441774 300351 300351 3222496 1910074 975709 336713 183467 183467 19941566 16312184 1784500 1844882 1852980 1741059 81902 30019 4617738 4338827 204104 74807 1673374 1572302 73963 27109 408991 21146 344989 42856 169047 169047 2559887 2559887 2426672 1736086 324706 365880 131566 120128 1230 10208 4874191 3303112 525595 1045484 860346 355285 351905 153156 2243807 2107652 98715 37440 607167 491118 49554 66495 72958 60125 3746 9087 13428613 12820679 512631 95303 930502 5944 924558 ACQUISITIONS & COLLECTI 4067670 4067670 MAINTENANCE & REPAIRS 2201538 2054596 126350 20592 68216701 54943579 9113091 4160031 1031932 1678545 65206399 75726027 16977706 19724025 737951 539968 721053 787341 1385762 1115289 285456944 145054329 140191279 140402615 453615987 469448101 30677529 32416571 710545598 741838482 6624597 16094705 11880262 12494047 18504859 28588752 X 350688709 362495164 201146703 206784767 140205327 143969799 692040739 713249730 710545598 741838482 6163125 15045866 0 X 0 1 X 1 0 X 34790189 43392805 42588022 38743735 34042787 193557538 34790189 43392805 42588022 38743735 34042787 193557538 7021346 186536192 6812690 8563526 8615271 10443312 10730169 45164968 196328 196328 238918834 59695677 0.78080 0.79880 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: INSURANCE PROCEEDS - 2018 AMOUNT: $ 196,328. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 5148168 X X X X 1 504275546 3107306 42506068 22470358 2559887 524858675 478903959 3969006 48178462 23310693 3465188 504275546 434895839 2527110 66674868 21758375 3435483 478903959 461373637 2151920 -8162224 17687416 2780078 434895839 480551495 8247833 4147420 27403039 4170072 461373637 0.40000 0.27000 0.33000 0 0 2082008 2082008 189133207 88072103 101061104 54683884 37097018 17586866 22127869 18338867 3789002 17429976 1546341 15883635 140402615 ASSET RETIREMENT OBLIGATION 482114 OBLIGATIONS UNDER UNITRUST 12011933 12494047 X 88173008 15045866 2208609 17254475 70918533 2559887 901406 3461293 74379826 66964018 2208609 2208609 64755409 2559887 901406 3461293 68216702 PART III, LINE 1A: BASED ON THE HUNTINGTON ELECTION UNDER FASB 116, THE COLLECTIONS, WHICH WERE ACQUIRED THROUGH PURCHASES AND CONTRIBUTIONS SINCE THE HUNTINGTON'S INCEPTION, ARE NOT RECOGNIZED AS ASSETS ON THE STATEMENT OF FINANCIAL POSITION. THE COLLECTIONS ARE HELD FOR PUBLIC EDUCATION OR RESEARCH IN FURTHERANCE OF PUBLIC SERVICE RATHER THAN FINANCIAL GAIN. HOWEVER, THE HUNTINGTON, FOR PURPOSES OF THE INFORMATION RETURN (990 AND RELATED)REPORTED THE COLLECTIONS ACQUIRED THROUGH CONTRIBUTIONS AS INCOME REVENUES AND OFFSET BY EXPENSES. THE AMOUNT IS SHOWN AS A RECONCILING ITEM BETWEEN THE GAAP FINANCIALS AND THE INFORMATION RETURN FINANCIALS. COLLECTIONS ITEMS ARE EXPENSED WHEN PURCHASED. CONTRIBUTED COLLECTIONS ITEMS ARE NOT REFLECTED ON THE FINANCIAL STATEMENTS. THE ESTIMATED FAIR VALUE OF CONTRIBUTED COLLECTIONS ITEMS AMOUNTED TO $900,000 AND $5,900,000 FOR THE YEARS ENDED JUNE 30, 2019 AND 2018, RESPECTIVELY. THE HUNTINGTON CONTINUALLY REVIEWS ITS COLLECTIONS AND MAY DEACCESSION OR ACQUIRE ADDITIONAL ITEMS. PROCEEDS FROM DEACCESSIONS ARE CLASSIFIED AS UNRESTRICTED, EXCEPT WHEN DONOR RESTRICTIONS APPLY. THE COLLECTIONS ARE SUBJECT TO A POLICY THAT REQUIRES PROCEEDS FROM DEACCESSIONING TO BE USED TO ACQUIRE OTHER ITEMS FOR COLLECTIONS. DURING FISCAL YEAR 2019 THERE WERE NO ITEMS DEACCESSIONED AT AUCTION. IN 2018, ITEMS OF ART WITH A VALUE OF APPROXIMATELY $77,000 WERE DEACCESSIONED. THE PROCEEDS ARE RESTRICTED FOR FUTURE ACQUISITIONS OF ART. PART III, LINE 4: THE HUNTINGTON LIBRARY, ART COLLECTIONS, AND BOTANICAL GARDENS IS A COLLECTIONS-BASED RESEARCH AND EDUCATIONAL INSTITUTION SERVING SCHOLARS AND THE GENERAL PUBLIC. THE LIBRARY'S COLLECTION CONSISTS OF RARE BOOKS AND MANUSCRIPTS IN THE FIELDS OF BRITISH AND AMERICAN HISTORY AND LITERATURE. IT ALSO INCLUDES COLLECTION OF MATERIALS THAT SPAN THE FULL RANGE OF AMERICAN WESTERN SETTLEMENT, INCLUDING THE OVERLAND PIONEER EXPERIENCE, THE GOLD RUSH, AND THE DEVELOPMENT OF SOUTHERN CALIFORNIA. THE HUNTINGTON ART COLLECTIONS FOCUS ON TWO DISTINCT AREAS--EUROPEAN ART FROM THE 15TH TO THE EARLY 20TH CENTURY, AND AMERICAN ART FROM THE LATE 17TH TO THE MID-20TH CENTURY. THE BOTANICAL GARDENS COVER 120 ACRES, MORE THAN A DOZEN SPECIALIZED GARDENS ARE ARRANGED WITHIN A PARK-LIKE LANDSCAPE OF ROLLING LAWNS. EACH YEAR, THE HUNTINGTON: 1) PROVIDES 1,700 SCHOLARS WITH ACCESS TO A WORLD-CLASS COLLECTION OF RARE BOOKS, MANUSCRIPTS, PHOTOGRAPHS, MAPS, PAINTINGS, PRINTS, SCULPTURES, AND DECORATIVE ARTS; 2) AWARDS $1.85 MILLION IN FELLOWSHIPS (THROUGH A PEER-REVIEW PROCESS) TO SCHOLARS FOR ADVANCED HUMANITIES RESEARCH; 3) EDUCATES THOUSANDS OF SCHOOLCHILDREN AND THEIR TEACHERS IN ART, HISTORY, LITERATURE, AND BOTANICAL SCIENCE THROUGH SPECIAL TOURS AND PROGRAMS; 4) ORGANIZES SPECIAL EXHIBITIONS TO ENHANCE THE VISITOR EXPERIENCE, INTERPRET THE COLLECTIONS, AND FACILITATE LEARNING; AND 5) HOSTS MORE THAN 750,000 VISITORS. PART V, LINE 4: THE ENDOWMENT FUNDS ARE FUNDS KEPT IN PERPETUITY, THE SPENDING RATE FROM THE FUNDS, IF NOT RESTRICTED BY THE DONOR, ARE USED TO SUPPORT THE OPERATIONS OF THE HUNTINGTON. RESTRICTED ENDOWMENT FUNDS TYPICALLY SUPPORT THE SPECIFIC PROGRAMS, OR ACQUISITIONS. PART X, LINE 2: THE HUNTINGTON IS EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE "CODE"), THOUGH IT IS SUBJECT TO TAX ON INCOME UNRELATED TO ITS EXEMPT PURPOSE, UNLESS THAT INCOME IS OTHERWISE EXCLUDED BY THE CODE. THE HUNTINGTON HAS ALSO BEEN RECOGNIZED BY THE CALIFORNIA FRANCHISE TAX BOARD AS EXEMPT FROM CALIFORNIA FRANCHISE AND INCOME TAXES UNDER SECTION 23701(D) OF THE CALIFORNIA REVENUE AND TAXATION CODE. THE HUNTINGTON HAS PROCESSES PRESENTLY IN PLACE TO ENSURE THE MAINTENANCE OF ITS TAX-EXEMPT STATUS; TO IDENTIFY AND REPORT UNRELATED INCOME; TO DETERMINE ITS FILING AND TAX OBLIGATIONS IN JURISDICTIONS FOR WHICH IT HAS NEXUS; AND TO IDENTIFY AND EVALUATE OTHER MATTERS THAT MAY BE CONSIDERED TAX POSITIONS. THE HUNTINGTON HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. THERE HAVE BEEN NO MATERIAL RELATED TAX PENALTIES OR INTEREST, WHICH WOULD BE CLASSIFIED AS A TAX EXPENSE IN THE STATEMENT OF ACTIVITIES. PART XI, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 1,907,998. FUNDRAISING EVENT EXPENSES 300,611. PART XI, LINE 4B - OTHER ADJUSTMENTS: NON-CASH GIFTS 901,406. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 1,907,998. FUNDRAISING EVENT EXPENSES 300,611. PART XII, LINE 4B - OTHER ADJUSTMENTS: NON-CASH GIFTS 901,406. 1 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, INVESTMENTS 67498979 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM INVESTMENTS 4674830 0 0 0 0 0 0 72173809 0 72173809 0 0 SUPPORT SCHOLARS USING THE LIBRARY'S COLLECTION EAST ASIA AND THE PACIFIC 2 6500 CHECK NONE NONE SUPPORT SCHOLARS USING THE LIBRARY'S COLLECTION EUROPE/ICELAND/GREEN 38 266351 CHECK NONE NONE SUPPORT SCHOLARS USING THE LIBRARY'S COLLECTION MIDDLE EAST 1 3500 CHECK NONE NONE SUPPORT SCHOLARS USING THE LIBRARY'S COLLECTION NORTH AMERICA 5 24000 CHECK NONE NONE 1 0 1 1 1 0 PART I, LINE 2: THE HUNTINGTON ASSEMBLES FOUR SEPARATE EXTERNAL PEER REVIEW COMMITTEES, GENERALLY FULL PROFESSORS FROM RESEARCH UNIVERSITIES, TO AWARD ITS RESEARCH FELLOWSHIPS. ALL OF THE COMMITTEE MEMBERS MUST HAVE A DISTINGUISHED RECORD OF SCHOLARLY ACHIEVEMENT AND PUBLICATIONS IN THEIR FIELD. THE COMMITTEE THAT SELECTS THE DIBNER HISTORY OF SCIENCE FELLOWS CONSISTS OF FIVE HISTORIANS IN THE FIELDS OF SCIENCE, TECHNOLOGY, AND MEDICINE. EACH OF THE OTHER THREE COMMITTEES HAS REPRESENTATIVES FROM EACH OF THE FOLLOWING FIELDS: AMERICAN HISTORY, AMERICAN LITERATURE, BRITISH HISTORY, BRITISH LITERATURE, AND ART HISTORY. WE LOOK FOR PEER REVIEWERS WHO HAVE A BROAD OVERVIEW OF THEIR FIELD AND WHO ARE NOT COMMITTED TO A NARROW AGENDA OF SCHOLARSHIP. THE COMMITEES' DECISIONS, BASED ON THE EVALUATION AND DISCUSSION OF THE APPLICATIONS ARE SOVEREIGN, AND FELLOWSHIPS ARE AWARDED ON THE BASIS OF THEIR EXPERTISE. APPROXIMATELY ONE-IN-FOUR OF OUR APPLICANTS (AND A SIMILAR PROPORTION OF OUR GRANTEES) ARE CITIZENS OF OTHER COUNTRIES THAN THE UNITED STATES. FOR NON-US CITIZENS, WE ARE REQUIRED TO SPONSOR APPLICATIONS FOR J-! VISAS THROUGH THE FEDERAL SEVIS PROGRAM, AND WE REIMBURSE THE EXPENSES INCURRED BY THE SCHOLAR AS THEY GO THROUGH THE APPROVAL PROCESS. WE CONSTANTLY MONITOR THE US GOVERNMENT'S POLICIES ON IMMIGRATION AND VISA ELIGIBILITY TO ENSURE THAT SUCCESSFUL CANDIDATES FOR OUR FELLOWSHIPS ARE IN FACT ABLE TO ENTER THE COUNTRY. AT THE END OF THE AWARD PERIOD EACH RESEARCH FELLOW (WHETHER A US CITIZEN OR NOT) IS REQUESTED TO PROVIDE THE HUNTINGTON'S DIRECTOR OF RESEARCH WITH A WRITTEN STATEMENT OF PROGRESS MADE ON THEIR PROJECT. THEY ARE ALSO REQUESTED TO KEEP THE HUNTINGTON INFORMED OF THE PUBLICATIONS (ESPECIALLY MONOGRAPHS) THAT ARE INFORMED BY THEIR RESEARCH: A COPY OF THE BOOK IS REQUESTED BUT NOT REQUIRED. 0 HUNTINGTON BALL 929007 866757 62250 80785 18899 200927 929007 866757 62250 80785 18899 200927 300611 -238361 1 SUPPORT SCHOLARS USING THE LIBRARY'S COLLECTION 114 1441774 PART I, LINE 2: THE HUNTINGTON ASSEMBLES FOUR SEPARATE EXTERNAL PEER REVIEW COMMITTEES, GENERALLY FULL PROFESSORS FROM RESEARCH UNIVERSITIES, TO AWARD ITS RESEARCH FELLOWSHIPS. ALL OF THE COMMITTEE MEMBERS MUST HAVE A DISTINGUISHED RECORD OF SCHOLARLY ACHIEVEMENT AND PUBLICATIONS IN THEIR FIELD. THE COMMITTEE THAT SELECTS THE DIBNER HISTORY OF SCIENCE FELLOWS CONSISTS OF FIVE HISTORIANS IN THE FIELDS OF SCIENCE, TECHNOLOGY, AND MEDICINE. EACH OF THE OTHER THREE COMMITTEES HAS REPRESENTATIVES FROM EACH OF THE FOLLOWING FIELDS: AMERICAN HISTORY, AMERICAN LITERATURE, BRITISH HISTORY, BRITISH LITERATURE, AND ART HISTORY. WE LOOK FOR PEER REVIEWERS WHO HAVE A BROAD OVERVIEW OF THEIR FIELD AND WHO ARE NOT COMMITTED TO A NARROW AGENDA OF SCHOLARSHIP. THE COMMITEES' DECISIONS, BASED ON THE EVALUATION AND DISCUSSION OF THE APPLICATIONS ARE SOVEREIGN, AND FELLOWSHIPS ARE AWARDED ON THE BASIS OF THEIR EXPERTISE. APPROXIMATELY ONE-IN-FOUR OF OUR APPLICANTS (AND A SIMILAR PROPORTION OF OUR GRANTEES) ARE CITIZENS OF OTHER COUNTRIES THAN THE UNITED STATES. FOR NON-US CITIZENS, WE ARE REQUIRED TO SPONSOR APPLICATIONS FOR J-! VISAS THROUGH THE FEDERAL SEVIS PROGRAM, AND WE REIMBURSE THE EXPENSES INCURRED BY THE SCHOLAR AS THEY GO THROUGH THE APPROVAL PROCESS. WE CONSTANTLY MONITOR THE US GOVERNMENT'S POLICIES ON IMMIGRATION AND VISA ELIGIBILITY TO ENSURE THAT SUCCESSFUL CANDIDATES FOR OUR FELLOWSHIPS ARE IN FACT ABLE TO ENTER THE COUNTRY. AT THE END OF THE AWARD PERIOD EACH RESEARCH FELLOW (WHETHER A US CITIZEN OR NOT) IS REQUESTED TO PROVIDE THE HUNTINGTON'S DIRECTOR OF RESEARCH WITH A WRITTEN STATEMENT OF PROGRESS MADE ON THEIR PROJECT. THEY ARE ALSO REQUESTED TO KEEP THE HUNTINGTON INFORMED OF THE PUBLICATIONS (ESPECIALLY MONOGRAPHS) THAT ARE INFORMED BY THEIR RESEARCH: A COPY OF THE BOOK IS REQUESTED BUT NOT REQUIRED. X X X X X 1 1 X X X X X 0 0 0 0 0 0 0 0 0 STEVE HINDLE INTERIM PRESIDENT/DIR OF RESEARCH 414534 0 0 0 0 0 30158 0 20003 0 464695 0 0 0 KAREN LAWRENCE PRESIDENT (FROM 09/18) 160567 0 0 0 0 0 14583 0 19053 0 194203 0 0 0 COREEN RODGERS VP & CFO (UNTIL 5/19) 301428 0 0 0 0 0 27687 0 18412 0 347527 0 0 0 SANDRA BROOK DIRECTOR OF LIBRARY (FROM 1/18) 248117 0 0 0 0 0 19275 0 15551 0 282943 0 0 0 LARRY BURIK VP OF FACILITIES & SECURIT 196034 0 0 0 0 0 19929 0 20296 0 236259 0 0 0 JAMES FOLSOM DIRECTOR OF THE BOTANICAL 207025 0 0 0 0 0 20479 0 60613 0 288117 0 0 0 RANDY SHULMAN VP ADVANCEMENT 267770 0 0 0 0 0 26552 0 9330 0 303652 0 0 0 SUSAN TURNER-LOWE VP FOR COMMUNICATIONS & MA 178452 0 0 0 0 0 17812 0 7145 0 203409 0 0 0 ROBERT CARTER DIRECTOR OF HUMAN RESOURCE 174167 0 0 0 0 0 17254 0 712 0 192133 0 0 0 RONALD GALLES AVP/CONTROLLER 253967 0 0 0 0 0 24274 0 41987 0 320228 0 0 0 PATRICIA HANNA DIRECTOR OF BUDGET 183098 0 0 0 0 0 18284 0 757 0 202139 0 0 0 CATHERINE HESS CHIEF CURATOR 142890 0 0 0 0 0 14296 0 2512 0 159698 0 0 0 MITCHELL MORRIS CIO (UNTIL 3/18) 113065 0 0 0 0 0 3661 0 4818 0 121544 0 0 0 PART I, LINE 1A PER THE EMPLOYMENT CONTRACT FOR THE PRESIDENT, AND EMPLOYMENT LETTERS FOR THE DIRECTOR OF THE BOTANICAL GARDENS, RESIDENCE ON-CAMPUS IS A CONDITION OF THEIR EMPLOYMENT AND HOUSING IS PROVIDED FOR THE CONVENIENCE OF THE EMPLOYER. THE PRESIDENT'S PERSONAL-USE PORTION OF THE ON-CAMPUS RESIDENCE HAS BEEN INCLUDED IN COLUMN D OF PART II OF SCHEDULE J AS PART OF NONTAXABLE FRINGE BENEFITS. IN CONNECTION WITH THE PRESIDENT'S SERVICES TO THE HUNTINGTON, THE PRESIDENT'S SPOUSE MAY, ON OCCASION, TRAVEL FOR BUSINESS PURPOSES WITH HER/HIM IN CONNECTION WITH FUNDRAISING AND DONOR CULTIVATION EVENTS ON BEHALF OF THE HUNTINGTON. THIS TRAVEL IS PREAPPROVED BY THE CHAIR OF THE BOARD OF TRUSTEES. AN AUTOMOBILE ALLOWANCE IS PROVIDED TO THE PRESIDENT AND REPORTED AS TAXABLE INCOME AS PER THE EMPLOYMENT CONTRACT. PART II, LINE 1: STEVE HINDLE SERVED AS INTERIM PRESIDENT UNTIL AUGUST 31, 2018, WHEN KAREN LAWRENCE WAS HIRED TO SERVE AS THE NEW PRESIDENT OF THE HUNTINGTON. SUBSEQUENT TO THIS TRANSITION, MR. HINDLE RETURNED TO HIS ROLE OF DIRECTOR OF RESEARCH OF THE HUNTINGTON. WHILE SERVING AS INTERIM PRESIDENT, GROSS-UP PAYMENTS WERE MADE FOR HIS OFF-CAMPUS HOUSING AS PER HIS EMPLOYMENT LETTER. THESE GROSS-UP PAYMENTS WERE STOPPED ONCE MR. HINDLE RETURNED TO HIS ROLE AS DIRECTOR OF RESEARCH OF THE HUNTINGTON. LOUISE HINDLE DIRECTOR'S SPOUSE 100479 EMPLOYEE 0 MONA SHULMAN VP'S SPOUSE 82987 EMPLOYEE 0 PART IV, LINE 1 LOUISE HINDLE IS STEVE HINDLE'S SPOUSE, INTERIM PRESIDENT/DIRECTOR OF RESEARCH AND MONA SHULMAN IS RANDY SHULMAN'S SPOUSE, VICE PRESIDENT FOR ADVANCEMENT. X 11 438956 APPRAISAL X 73 4246762 FMV X PRINTS/EPHEMERA 2 406044 APPRAISAL X RARE BOOKS 2 55545 APPRAISAL X CAMELIA PLANTS 1 685 APPRAISAL X GENERAL BOOKS 129 129 ESTIMATE X PLANTS 46 47 ESTIMATE 8 0 1 1 PART I, LINE 32B: THE HUNTINGTON USES A BROKER TO SELL STOCK GIFTS. FORM 990, PART I, LINE I, DESCRIPTION OF ORGANIZATION MISSION: BUILDING ON HENRY E. HUNTINGTON'S LEGACY OF RENOWNED COLLECTIONS AND BOTANICAL GARDENS THAT ENRICH THE VISITOR, THE HUNTINGTON TODAY ENCOURAGES RESEARCH AND PROMOTES EDUCATION IN THE ARTS, HUMANITIES, AND BOTANICAL SCIENCES THROUGH THE GROWTH AND PRESERVATION OF ITS COLLECTIONS, THROUGH THE DEVELOPMENT AND SUPPORT OF A COMMUNITY OF SCHOLARS, AND THROUGH THE DISPLAY AND INTERPRETATION OF ITS EXTRAORDINARY RESOURCES TO THE PUBLIC. THE COLLECTIONS: THE HUNTINGTON HAS ASSEMBLED PRIMARY MATERIALS, ART OBJECTS, AND LIVING COLLECTIONS WHICH REFLECT THE DEVELOPMENT OF WESTERN CULTURE, FROM THE NINTH CENTURY TO THE PRESENT. THESE COLLECTIONS EMBODY THE DIVERSE AND INTERWOVEN CONTRIBUTIONS OF MANY CULTURES, PEOPLES, AND NATIONS. THE HUNTINGTON'S HOLDINGS OF RARE BOOKS, MANUSCRIPTS, ART OBJECTS, AND BOTANICAL SPECIMENS SPEAK TO OUR CONTEMPORARY AUDIENCES BECAUSE THEY REVEAL THE COMPLEXITY OF THE HUMAN EXPERIENCE. STEWARDSHIP: WITH ITS OUTSTANDING COLLECTIONS IN THE ARTS, HUMANITIES, AND BOTANICAL SCIENCES, THE HUNTINGTON HAS THE RESPONSIBILITY TO PRESERVE AND PROTECT FOR POSTERITY MR. HUNTINGTON'S LEGACY AND TO INSURE ITS GROWTH AND FINANCIAL HEALTH. STEWARDSHIP EXTENDS AS WELL TO THE BUILDINGS, GROUNDS, AND INFRASTRUCTURE OF THE INSTITUTION, NOT ONLY BECAUSE THEY PROTECT THE COLLECTIONS AND FACILITATE THEIR USE, BUT BECAUSE MR. HUNTINGTON'S ESTATE IS AN IMPORTANT HISTORICAL DOCUMENT OF GREAT SIGNIFICANCE TO THE PUBLIC AND TO THE UNDERSTANDING OF THE HISTORY OF SOUTHERN CALIFORNIA. THE HUNTINGTON'S COMMUNITIES: THE HUNTINGTON IS A HUB FOR COMMUNITIES WHOSE BOUNDARIES EXTEND FROM LOCAL TO THE INTERNATIONAL. AS A LOCAL INSTITUTION, IT SERVES SCHOOLCHILDREN, FAMILIES, AND SCHOLARS WITH A BROAD ARRAY OF PROGRAMS CENTERED IN THE COLLECTIONS. TO THE NATIONAL AND INTERNATIONAL COMMUNITIES, THE HUNTINGTON SERVES AS A HAVEN FOR INDEPENDENT SCHOLARSHIP AND AS A REPOSITORY FOR A BROAD FUND OF KNOWLEDGE REPRESENTED IN THE COLLECTIONS. ONE OF THE HUNTINGTON'S GREAT STRENGTHS, HOWEVER, IS THE RECIPROCAL NATURE OF ITS RELATIONSHIP WITH ITS COMMUNITIES. VOLUNTEERS PROVIDE LEADERSHIP, STEWARDSHIP, AND RESOURCES. SCHOLARS BRING THEIR OWN INTELLECTUAL DEPTH AND DIVERSE INTERPRETATIONS TO THE COLLECTIONS. STAFF SUPPLY EXPERTISE AND ENERGY. AND VISITORS BRING CURIOSITY, EXPECTATIONS, AND EXPERIENCES WHICH CHALLENGE THE HUNTINGTON TO THE GREATER FULFILLMENT OF ITS MISSION. FORM 990, PART III, LINE I, DESCRIPTION OF ORGANIZATION MISSION: BUILDING ON HENRY E. HUNTINGTON'S LEGACY OF RENOWNED COLLECTIONS AND BOTANICAL GARDENS THAT ENRICH THE VISITOR, THE HUNTINGTON TODAY ENCOURAGES RESEARCH AND PROMOTES EDUCATION IN THE ARTS, HUMANITIES, AND BOTANICAL SCIENCES THROUGH THE GROWTH AND PRESERVATION OF ITS COLLECTIONS, THROUGH THE DEVELOPMENT AND SUPPORT OF A COMMUNITY OF SCHOLARS, AND THROUGH THE DISPLAY AND INTERPRETATION OF ITS EXTRAORDINARY RESOURCES TO THE PUBLIC. THE COLLECTIONS: THE HUNTINGTON HAS ASSEMBLED PRIMARY MATERIALS, ART OBJECTS, AND LIVING COLLECTIONS WHICH REFLECT THE DEVELOPMENT OF WESTERN CULTURE, FROM THE NINTH CENTURY TO THE PRESENT. THESE COLLECTIONS EMBODY THE DIVERSE AND INTERWOVEN CONTRIBUTIONS OF MANY CULTURES, PEOPLES, AND NATIONS. THE HUNTINGTON'S HOLDINGS OF RARE BOOKS, MANUSCRIPTS, ART OBJECTS, AND BOTANICAL SPECIMENS SPEAK TO OUR CONTEMPORARY AUDIENCES BECAUSE THEY REVEAL THE COMPLEXITY OF THE HUMAN EXPERIENCE. STEWARDSHIP: WITH ITS OUTSTANDING COLLECTIONS IN THE ARTS, HUMANITIES, AND BOTANICAL SCIENCES, THE HUNTINGTON HAS THE RESPONSIBILITY TO PRESERVE AND PROTECT FOR POSTERITY MR. HUNTINGTON'S LEGACY AND TO INSURE ITS GROWTH AND FINANCIAL HEALTH. STEWARDSHIP EXTENDS AS WELL TO THE BUILDINGS, GROUNDS, AND INFRASTRUCTURE OF THE INSTITUTION, NOT ONLY BECAUSE THEY PROTECT THE COLLECTIONS AND FACILITATE THEIR USE, BUT BECAUSE MR. HUNTINGTON'S ESTATE IS AN IMPORTANT HISTORICAL DOCUMENT OF GREAT SIGNIFICANCE TO THE PUBLIC AND TO THE UNDERSTANDING OF THE HISTORY OF SOUTHERN CALIFORNIA. THE HUNTINGTON'S COMMUNITIES: THE HUNTINGTON IS A HUB FOR COMMUNITIES WHOSE BOUNDARIES EXTEND FROM LOCAL TO THE INTERNATIONAL. AS A LOCAL INSTITUTION, IT SERVES SCHOOLCHILDREN, FAMILIES, AND SCHOLARS WITH A BROAD ARRAY OF PROGRAMS CENTERED IN THE COLLECTIONS. TO THE NATIONAL AND INTERNATIONAL COMMUNITIES, THE HUNTINGTON SERVES AS A HAVEN FOR INDEPENDENT SCHOLARSHIP AND AS A REPOSITORY FOR A BROAD FUND OF KNOWLEDGE REPRESENTED IN THE COLLECTIONS. ONE OF THE HUNTINGTON'S GREAT STRENGTHS, HOWEVER, IS THE RECIPROCAL NATURE OF ITS RELATIONSHIP WITH ITS COMMUNITIES. VOLUNTEERS PROVIDE LEADERSHIP, STEWARDSHIP, AND RESOURCES. SCHOLARS BRING THEIR OWN INTELLECTUAL DEPTH AND DIVERSE INTERPRETATIONS TO THE COLLECTIONS. STAFF SUPPLY EXPERTISE AND ENERGY. AND VISITORS BRING CURIOSITY, EXPECTATIONS, AND EXPERIENCES WHICH CHALLENGE THE HUNTINGTON TO THE GREATER FULFILLMENT OF ITS MISSION. FORM 990, PART III, LINE 4A, PROGRAM SERVICE ACCOMPLISHMENTS: THE HUNTINGTON LIBRARY IS ONE OF THE WORLD'S GREAT INDEPENDENT RESEARCH LIBRARIES CONCENTRATED IN THE FIELDS OF BRITISH AND AMERICAN HISTORY, LITERATURE, AND ART AND IN THE HISTORY OF SCIENCE, WITH SOME 11 MILLION ITEMS SPANNING THE 11TH CENTURY TO THE PRESENT. ITS COLLECTIONS ENCOMPASS: 8 MILLION MANUSCRIPTS; 440,000 RARE BOOKS; 454,000 REFERENCE BOOKS; 900,000 PRINTS AND EPHEMERA, 777,000 PHOTOGRAPHS, AND 300,000 DIGITAL FILES. THE LIBRARY MAIN EXHIBITION HALL SHOWCASES SOME OF THE MOST OUTSTANDING RARE BOOKS AND MANUSCRIPTS IN THE COLLECTION. ABOUT 150 RARE OBJECTS ARE GROUPED THEMATICALLY AROUND 12 KEY WORKS, PROMPTING VISITORS TO CONSIDER EACH ITEM IN A WIDER CONTEXT. THE DIBNER HALL OF THE HISTORY OF SCIENCE IS A PERMANENT EXHIBITION ON THE HISTORY OF SCIENCE, FOCUSING ON ASTRONOMY, NATURAL HISTORY, MEDICINE, AND LIGHT. THE LIBRARY WEST HALL PRESENTS TEMPORARY THEMED EXHIBITIONS. THE 90,000-SQUARE-FOOT MUNGER RESEARCH CENTER PROVIDES STORAGE CAPACITY FOR FURTHER COLLECTIONS DEVELOPMENT, WORK SPACE FOR SCHOLARS AND STAFF, AND FACILITIES FOR CONSERVATION, PRESERVATION, EXHIBITION PREPARATION, DIGITAL IMAGING, AND PHOTOGRAPHY. THE LIBRARY IS OPEN TO SCHOLARS, KNOWN AS READERS, 294 DAYS OF THE YEAR, WITH AN AVERAGE OF 78 SCHOLARS VISITS DAILY. EXHIBITS DURING THE YEAR INCLUDED: * ARCHITECTS OF A GOLDEN AGE: HIGHTLIGHTS FROM THE HUNTINGTON'S SOUTHERN CALIFORNIA ARCHITECTURE COLLECTION. * CAROLINA CAYCEDO + MARIO YBARRA JR. RITUALS OF LABOR AND ENCOURAGEMENT VPAM/FIVE 2018 EXHIBITION (YEAR 3). FORM 990, PART III, LINE 4B, PROGRAM SERVICE ACCOMPLISHMENTS: ENCOMPASSING APPROXIMATELY 120 ACRES OF THE 207-ACRE GROUNDS, THE BOTANICAL GARDENS CONTAIN MORE THAN A DOZEN PRINCIPAL GARDEN AREAS. HIGHLIGHTS * LIU FANG YUAN, THE GARDEN OF FLOWING FRAGRANCE, REFLECTS THE TRADITIONAL STYLE OF SCHOLAR GARDENS IN SUZHOU, CHINA, AND FEATURING A 1.5-ACRE LAKE, A COMPLEX OF PAVILIONS, A TEAHOUSE AND TEA SHOP, STONE BRIDGES AND WATERFALLS SET AGAINST A WOODED BACKDROP OF MATURE OAKS AND PINES. CONSTRUCTION HAS BEGUN ON THE GARDEN'S FINAL PHASE, COMPRISING PAVILLIONS, A RESTAURANT, AND AN EXHIBITION COMPLEX. WHEN COMPLETED IN 2020, AT MORE THAN 12 ACRES IN SIZE, THE GARDEN WILL BECOME ONE OF THE LARGEST CLASSICAL-STYLE CHINESE GARDENS IN THE WORLD. * THE JAPANESE GARDEN, WITH TRADITIONAL JAPANESE HOUSE, A MOON BRIDGE, A WALLED ZEN GARDEN, AND BONSAI COURT, AND SEIFU-AN, A CEREMONIAL TEAHOUSE AND GARDEN. * THE DESERT GARDEN, ONE OF THE LARGEST OUTDOOR COLLECTIONS OF MATURE CACTI AND SUCCULENTS IN THE WORLD. * THE FRANCES AND SIDNEY BRODY CALIFORNIA GARDEN IN THE STEVEN S. KOBLIK EDUCATION AND VISITOR CENTER IS ARRANGED ALONG A CENTRAL ALLEE OF OLIVE TREES; THE GARDEN INCLUDES NATIVE AND ADAPTIVE PLANTINGS SET AMONG HEDGE ROOMS IN A NOD TOWARD MORE FORMAL LANDSCAPE DESIGN. * THE FRANCES LASKER BRODY BOTANICAL CENTER FEATURES: * THE HELEN AND PETER BING CHILDREN'S GARDEN, INTRODUCING YOUNGSTERS TO THE WONDERS OF THE NATURAL WORLD THROUGH INTERACTIVE SCULPTURAL ELEMENTS. * THE ROSE HILLS FOUNDATION CONSERVATORY FOR BOTANICAL SCIENCE AND THE ASSOCIATED FOUNDATIONS TEACHING GREENHOUSE, PROVIDING HANDS-ON BOTANICAL SCIENCE OPPORTUNITIES FOR CHILDREN AND FAMILIES, AND SHOWCASING ORCHIDS AND OTHER TROPICAL COLLECTIONS. * ADJACENT LABORATORIES FOR BOTANICAL RESEARCH WHERE BOTANISTS ARE USING CRYOPRESERVATION TECHNIQUES, TESTING WAYS TO SAFELY FREEZE AND CONSERVE FRAGILE PLANT TISSUE, AND WHERE GENETIC RESEARCH ON CYCADS REVEALS MUCH ABOUT THE PLANT'S EVOLUTIONARY HISTORY. * THE RANCH GARDEN, TESTING AND DEMONSTRATING CONTEMPORARY IDEAS FOR SUSTAINABLE URBAN AGRICULTURE. * ADDITIONAL GARDEN AREAS ARE DEVOTED TO ROSES AND CAMELLIAS, EACH COLLECTION HAVING MORE THAN 1,400 DIFFERENT CULTIVARS. * THE AUSTRALIAN, HERB, JUNGLE, LILY PONDS, PALM, AND SUBTROPICAL GARDENS ARE AMONG OTHER IMPORTANT BOTANICAL ATTRACTIONS. EACH YEAR, THE HUNTINGTON HOSTS BOTANICAL SHOWS, CONFERENCES, LECTURES, AND PLANT SALES THAT FOCUS ON SPECIFIC THEMES; MORE THAN 175 CACTUS AND SUCCULENT ENTHUSIASTS ATTENDED THE ANNUAL DESERT GARDEN FORUM, 140 PEOPLE ATTENDED THE ANNUAL SUCCULENT PLANTS SYMPOSIUM, AND 100 PEOPLE ATTENDED THE CHINESE GARDEN SYMPOSIUM. THE NORTH AMERICAN CLIVIA SOCIETY SHOW, SOUTHERN CALIFORNIA CAMELLIA SHOW, CALIFORNIA BONSAI SOCIETY SHOW, AISEKI KAI VIEWING STONES SHOW, THE CACTUS & SUCCULENT SOCIETY OF AMERICA ANNUAL SHOW, HUNTINGTON ORCHID SHOW, AND THE BONSAI-A-THON ARE HOSTED BY THE HUNTINGTON EACH YEAR AND ARE OPEN TO THE PUBLIC AND ATTENDED BY HUNDREDS OF VISITORS. THE GARDENS ALSO HOSTED MULTIPLE WORKSHOPS INTENDED TO EDUCATE THE PUBLIC AND SPECIALTY PLANT GROWERS ON MANAGEMENT OF TREES AND THE PESTS THAT AFFECT THEM, THE POLYPHAGOUS SHOT-HOLE BORER IN PARTICULAR. RECENTLY THE GARDENS INITIATED A MUCH STRONGER PROGRAM IN CONSERVATION AND RESEARCH FOCUSING ON PLANT VARIATION, CRYOPRESERVATION AND PROPAGATION, AS WELL AS PRODUCTIVITY IN URBAN SETTINGS. FORM 990, PART III, LINE 4C, PROGRAM SERVICE ACCOMPLISHMENTS: THE HUNTINGTON LIBRARY, ART COLLECTIONS, AND BOTANICAL GARDENS IS A COLLECTIONS-BASED RESEARCH AND EDUCATIONAL INSTITUTION SERVING SCHOLARS AND THE GENERAL PUBLIC. EACH YEAR, THE HUNTINGTON: * PROVIDES MORE THAN 1,700 SCHOLARS WITH ACCESS TO A WORLD-CLASS COLLECTION OF RARE BOOKS, MANUSCRIPTS, PHOTOGRAPHS, MAPS, PAINTINGS, PRINTS, SCULPTURES, DECORATIVE ARTS; * AWARDS APPROXIMATELY $1.85 MILLION IN FELLOWSHIPS (THROUGH A PEER-REVIEW PROCESS) TO SCHOLARS FOR ADVANCED HUMANITIES RESEARCH; * EDUCATES THOUSANDS OF SCHOOLCHILDREN AND THEIR TEACHERS IN ART, HISTORY, LITERATURE, AND BOTANICAL SCIENCE THROUGH SPECIAL TOURS AND PROGRAMS; * ORGANIZES SPECIAL EXHIBITIONS TO ENHANCE THE VISITOR EXPERIENCE, INTERPRET THE COLLECTIONS, AND FACILITATE LEARNING; * HOSTS MORE THAN 750,000 VISITORS. THE HUNTINGTON HAS A MEMBERSHIP TOTALING MORE THAN 44,000, A VOLUNTEER CORPS OF MORE THAN 1,200, AND A FULL- AND PART-TIME STAFF OVER 500. IT IS AN INDEPENDENT NON-PROFIT ORGANIZATION, SUPPORTED BY GIFTS AND GRANTS FROM INDIVIDUALS, CORPORATIONS, FOUNDATIONS, AND GOVERNMENT AGENCIES AND BY A PRIVATE ENDOWMENT. FORM 990, PART VI, SECTION B, LINE 11B PRIOR TO THE FILING, THE ENTIRE DRAFT 990 WAS SENT TO ALL TRUSTEES. COMMENTS AND CORRECTIONS WERE STRONGLY ENCOURAGED, AND THE FORM WAS REVIEWED AND DISCUSSED IN A MEETING OF THE AUDIT COMMITTEE. IN ADDITION, AN OUTSIDE CPA FIRM, SINGERLEWAK, REVIEWED THE FORM AND WENT OVER THE FORM IN DETAIL WITH THE ASSISTANT VICE PRESIDENT FOR FINANCIAL AFFAIRS/CONTROLLER. FORM 990, PART VI, SECTION B, LINE 12C CONFLICTS OF INTEREST STATEMENTS ARE REQUESTED ANNUALLY FROM ALL TRUSTEES, OVERSEERS AND NON-BOARD MEMBERS' CHAIRS OF ACTIVE COMMITTEES AS WELL AS EMPLOYEES. ANY CONFLICTS OR POTENTIAL CONFLICTS ARE REPORTED TO THE AUDIT COMMITTEE. THE AUDIT COMMITTEE MAKES A DECISION ON HOW EACH CONFLICT SHOULD BE HANDLED, INCLUDING ABSTAINING FROM VOTING ON CERTAIN MATTERS. FORM 990, PART VI, SECTION B, LINE 15 IN REVIEWING AND APPROVING THE COMPENSATION FOR THE PRESIDENT AND CFO, THE HUNTINGTON'S BOARD OF TRUSTEES (REFERRED TO AS THE "APPROVAL BODY" BELOW), USES THE FOLLOWING PROCESS: 1. IMPARTIAL DECISION MAKERS: THE COMPENSATION ARRANGEMENT MUST BE APPROVED IN ADVANCE (BEFORE ANY PAYMENT IS MADE) BY THE APPROVAL BODY OF THE HUNTINGTON COMPOSED ENTIRELY OF INDIVIDUALS WHO DO NOT HAVE A CONFLICT OF INTEREST WITH RESPECT TO THE COMPENSATION ARRANGEMENT (EXAMPLE: NEITHER THE EXECUTIVE WHOSE COMPENSATION IS BEING DETERMINED NOR ANY OF HIS/HER FAMILY MEMBERS MAY BE PRESENT DURING THE DISCUSSION/DEBATE OR PARTICIPATE IN THE VOTE). 2. COMPARABILITY DATA: WHEN THE APPROVAL BODY IS CONSIDERING COMPENSATION TO COVERED INDIVIDUALS, IT MUST RELY ON COMPARABILITY DATA THAT DEMONSTRATES THE FAIR MARKET VALUE OF THE COMPENSATION IN QUESTION. FOR EXAMPLE, WHEN CRAFTING COMPENSATION PACKAGES, THE APPROVAL BODY MUST SECURE DATA THAT DOCUMENTS COMPENSATION LEVELS FOR SIMILARLY QUALIFIED INDIVIDUALS IN LIKE POSITIONS AT LIKE ORGANIZATIONS. THIS DATA MAY INCLUDE THE FOLLOWING: A) EXPERT COMPENSATION STUDIES BY INDEPENDENT FIRMS; B) INFORMATION OBTAINED FROM THE IRS FORM 990 FILINGS OF SIMILAR ORGANIZATIONS; AND C) USE OF AN INDEPENDENT COMPENSATION CONSULTANT. 3. CONCURRENT DOCUMENTATION: THE APPROVAL BODY MUST DOCUMENT HOW IT REACHED ITS DECISIONS, INCLUDING THE DATA ON WHICH IT RELIED. TO QUALIFY AS CONCURRENT DOCUMENTATION, WRITTEN OR ELECTRONIC RECORDS OF THE APPROVAL BODY (SUCH AS MEETING MINUTES) MUST NOTE: A) THE TERMS OF THE COMPENSATION AND THE DATE IT WAS APPROVED; B) THE MEMBERS OF THE APPROVAL BODY WHO WERE PRESENT DURING THE DEBATE ON THE COMPENSATION THAT WAS APPROVED AND THOSE WHO VOTED ON IT; C) THE COMPARABILITY DATA OBTAINED AND RELIED UPON AND HOW THE DATA WAS OBTAINED; AND D) ANY ACTIONS TAKEN WITH RESPECT TO CONSIDERATION OF THE COMPENSATION BY ANYONE WHO IS OTHERWISE A MEMBER OF THE APPROVAL BODY BUT WHO HAD A CONFLICT OF INTEREST WITH RESPECT TO THE DECISION ON THE COMPENSATION. ALL OTHER OFFICERS AND KEY EMPLOYEES HAVE THEIR COMPENSATION REVIEWED ANNUALLY BY THE APPROVAL BODY, WHICH MAY OR MAY NOT INCLUDE COMPARABILITY DATA. FORM 990, PART VI, SECTION C, LINE 18 THE ORGANIZATION'S FORM 990 CAN ALSO BE VIEWED BY THE PUBLIC ON WWW.GUIDESTAR.ORG. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, FINANCIAL STATEMENTS, AND FORM 990 ARE AVAILABLE TO THE PUBLIC UPON REQUEST. POOLED INCOME FUND CA N/A 0 CHARITABLE REMAINDER TRUSTS (22) FUNDRAISING CA N/A T 0 CHARITABLE REMAINDER TRUSTS (22) - CONTINUATION FUNDRAISING NM N/A T 0 CHARITABLE REMAINDER TRUSTS (22) - CONTINUATION FUNDRAISING OR N/A T 0 CHARITABLE REMAINDER TRUSTS (22) - CONTINUATION FUNDRAISING WA N/A T 0 CHARITABLE REMAINDER TRUSTS (22) - CONTINUATION FUNDRAISING TX N/A T 0 CHARITABLE REMAINDER TRUSTS (22) - CONTINUATION FUNDRAISING DE N/A T 0 CHARITABLE REMAINDER TRUSTS (22) - CONTINUATION FUNDRAISING PA N/A T 0 POOLED INCOME FUND (1) FUNDRAISING WA N/A T 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 POOLED INCOME FUND C 9430 MARKET VALUE