2020-05-12T17:27:23-05:00 2019-06-30 910189318 MOSS ADAMS LLP 3121 W MARCH LN STE 200 STOCKTON CA 952192367 990 2018-07-01 951667177 OCCIDENTAL COLLEGE OCCI 3232591417 1600 CAMPUS ROAD LOS ANGELES CA 90041 AMOS R HIMMELSTEIN VICE PRESIDENT AND COO 3232591417 2020-05-11 1 TRACY S PAGLIA P00366884 2099556100 2020-05-11 47.148.73.130 2020-05-11 19:28:30 PD P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 EAE1CDFBC6261675C85A80D1AE80D05A8E0C2F2B 2018 2021-01-29 14:40:06Z JONATHAN VEITCH 1600 CAMPUS ROAD LOS ANGELES CA 90041 346738594 0 X WWW.OXY.EDU X 1887 CA TO PROVIDE STUDENTS WITH A TOTAL EDUCATIONAL EXPERIENCE OF THE HIGHEST QUALITY. 41 38 2661 732 -2002687 0 23773720 27358256 136993219 140809929 20093322 8531051 0 0 180860261 176699236 47173526 50950486 0 0 73717373 76931614 161110 0 8849327 48738932 49523114 169790941 177405214 11069320 -705978 747924529 766282002 135400262 133246203 612524267 633035799 X SEE SCHEDULE OTHE MISSION OF OCCIDENTAL COLLEGE IS TO PROVIDE A GIFTED AND DIVERSE GROUP OF STUDENTS WITH A TOTAL EDUCATIONAL EXPERIENCE OF THE HIGHEST QUALITY - ONE THAT PREPARES THEM FOR LEADERSHIP IN AN INCREASINGLY COMPLEX, INTERDEPENDENT AND PLURALISTIC WORLD. THE DISTINCTIVE INTERDISCIPLINARY AND MULTICULTURAL FOCUS OF THE COLLEGE'S ACADEMIC PROGRAM SEEKS TO FOSTER BOTH THE FULFILLMENT OF INDIVIDUAL ASPIRATIONS AND A DEEPLY ROOTED COMMITMENT TO THE PUBLIC GOOD. THIS MISSION IS ANCHORED BY FOUR CORNERSTONES: EXCELLENCE, EQUITY, COMMUNITY AND SERVICE. THESE BUILDING BLOCKS, IN ONE FORM OR ANOTHER, HAVE LONG BEEN THE BASIS FOR THE COLLEGE'S COMMITMENT TO PROVIDING RESPONSIBLE LEADERS AND CITIZENS FOR OUR DEMOCRATIC SOCIETY. CHOOSING THEM TO SUPPORT THE FUTURE HELPS TO ENSURE THAT THE COLLEGE REMAINS TRUE TO ITS MISSION WHILE ADAPTING TO A CHANGING WORLD. 0 0 108386464 50521668 110675397 SEE SCHEDULE OACADEMIC PROGRAM: AS A PRIVATE, CO-EDUCATIONAL COLLEGE OF THE LIBERAL ARTS AND SCIENCES, OCCIDENTAL COLLEGE SEEKS TO PROVIDE ITS STUDENTS WITH A TOTAL EDUCATIONAL EXPERIENCE OF THE HIGHEST QUALITYONE THAT PREPARES THEM FOR LEADERSHIP IN AN INCREASINGLY COMPLEX, INTERDEPENDENT AND PLURALISTIC WORLD. FOUNDED IN LOS ANGELES IN 1887, OCCIDENTAL WAS ONE OF THE FIRST LIBERAL ARTS COLLEGES IN CALIFORNIA AND TODAY IS ONE OF THE COUNTRY'S FEW LIBERAL ARTS COLLEGES IN AN URBAN SETTING. OCCIDENTAL OFFERS UNDERGRADUATE DEGREES IN A WIDE RANGE OF DISCIPLINES AND A MASTER'S DEGREE IN MARINE BIOLOGY. ITS 2,081 STUDENTS, DRAWN FROM 49 STATES, WASHINGTON, D.C. AND 64 COUNTRIES, CHOOSE FROM 44 MAJORS AND MINORS TAUGHT BY 192 FULLTIME AND 59 PART-TIME FACULTY. COURSE WORK IS INTEGRATED WITH OPPORTUNITIES FOR INDEPENDENT STUDY, COMMUNITY ENGAGEMENT, ONE OF THE COUNTRY'S TOP UNDERGRADUATE RESEARCH PROGRAMS, STUDY IN DOZENS OF FOREIGN COUNTRIES, AND THE COUNTRY'S ONLY CAMPAIGN SEMESTER AND RESIDENTIAL UNITED NATIONS PROGRAMS FOR UNDERGRADUATES. SINCE PRODUCING ITS FIRST RHODES SCHOLAR IN 1907, OCCIDENTAL HAS CONSISTENTLY WON NATIONAL AND INTERNATIONAL RECOGNITION FOR ACADEMIC ACHIEVEMENT. THE COLLEGE HAS BEEN ON THE COUNTRY'S LEADING PRODUCERS OF STUDENT FULBRIGHT SCHOLARS FOR 13 YEARS, ACCORDING TO THE CHRONICLE OF HIGHER EDUCATION. DEDICATED TO EXCELLENCE AND EQUITY, OCCIDENTAL ALSO IS ONE OF THE COUNTRY'S MOST ECONOMICALLY DIVERSE CAMPUSES, ACCORDING TO THE NEW YORK TIMES. SOME 73 PERCENT OF OXY STUDENTS RECEIVE SOME FORM OF FINANCIAL AID; 20 PERCENT ARE PELL GRANT RECIPIENTS; AND 15 PERCENT ARE THE FIRST IN THEIR FAMILY TO ATTEND COLLEGE. 40166764 231177 28674000 SEE SCHEDULE OCO-CURRICULAR PROGRAM: OCCIDENTAL OFFERS A WIDE RANGE OF CO-CURRICULAR PROGRAMS, FROM THE STUDENT-RUN BLYTH FUND, WHICH OVERSEES A SIX-FIGURE INVESTMENT FUND, TO THE INTERNSHIPS AND CAREER COUNSELING SERVICES OFFERED THROUGH THE HAMEETMAN CAREER CENTER. THERE ARE MORE THAN 100 STUDENT CLUBS AND ORGANIZATIONS, AS WELL AS AN ONLINE RADIO STATION, AWARD-WINNING WEEKLY NEWSPAPER, AND LITERARY MAGAZINE. AS ONE OF THE FOUNDERS OF INTERCOLLEGIATE ATHLETICS IN SOUTHERN CALIFORNIA, OCCIDENTAL OFFERS 21 VARSITY SPORTS FOR MEN AND WOMEN, AS WELL AS SEVERAL CLUB SPORTS AND INTRAMURAL PROGRAMS FOR MEN AND WOMEN. 4768011 197641 720942 SEE SCHEDULE OPUBLIC SERVICE: OCCIDENTAL IS RECOGNIZED AS A COMMUNITY ENGAGEMENT INSTITUTION BY THE CARNEGIE FOUNDATION FOR THE ADVANCEMENT OF TEACHING AND HAS REPEATEDLY BEEN NAMED TO THE PRESIDENT'S HIGHER EDUCATION COMMUNITY SERVICE HONOR ROLL FOR ITS EXEMPLARY SERVICE EFFORTS. OCCIDENTAL'S TRADITION OF COMMUNITY OUTREACH DATES BACK TO 1963, WHEN THE COLLEGE'S COMMUNITY LITERACY CENTER WAS FOUNDED TO PROVIDE ONE-ON-ONE READING AND WRITING INSTRUCTION FOR LOCAL K-6 CHILDREN. IT ALSO IS HOME TO ONE OF CALIFORNIA'S OLDEST AND LARGEST UPWARD BOUND PROGRAMS. OCCIDENTAL HAS INTEGRATED COMMUNITY ENGAGEMENT INTO ITS CURRICULUM, TAKING ADVANTAGE OF ITS LOCATION IN LOS ANGELES. THREE LINKED PROGRAMS THE OFFICE FOR COMMUNITY ENGAGEMENT, THE CENTER FOR COMMUNITY BASED LEARNING, AND THE URBAN & ENVIRONMENTAL POLICY INSTITUTE CONNECT CURRICULUM, CO-CURRICULAR ACTIVITIES, AND RESEARCH AND COMMUNITY-BASED EFFORTS. 153321239 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 1 0 1 1 0 1 0 0 0 0 0 0 1 1 1 1 0 0 0 0 0 1 0 0 1 0 1 0 0 0 1 1 1 0 0 0 1 2813 0 1 2661 1 1 1 0 0 0 0 1 1 0 0 0 1 0 0 0 X 41 38 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 CA WA MI X BARBARA VALIENTE 3232591417 1600 CAMPUS ROAD LOS ANGELES CA 90041 JONATHAN VEITCH PHD PRESIDENT/EX-OFFICIO 50.00 X X 639286 0 203596 SUSAN MALLORY CHAIR 3.00 X X 0 0 0 DAVE BERKUS VICE -CHAIR 2.50 X X 0 0 0 PATRICIA ALIREZA TRUSTEE 1.50 X 0 0 0 DAVID ANDERSON TRUSTEE 2.50 X 0 0 0 CARL BALLTON TRUSTEE 1.50 X 0 0 0 COIT BLACKER TRUSTEE 2.50 X 0 0 0 JOHN BRANCA TRUSTEE 1.50 X 0 0 0 EILEEN BROWN TRUSTEE 1.50 X 0 0 0 DAVID BURCHAM TRUSTEE 2.00 X 0 0 0 ANNE CANNON TRUSTEE 2.50 X 0 0 0 JENNIFER CROSTHWAITE TRUSTEE (THRU 2/16/19) 1.50 X 0 0 0 NANCY DAMBRO TRUSTEE 1.50 X 0 0 0 HECTOR DE LA TORRE TRUSTEE 2.50 X 0 0 0 GLORIA DUFFY TRUSTEE 2.50 X 0 0 0 LOUISE EDGERTON TRUSTEE 1.50 X 0 0 0 JOHN FARMER TRUSTEE 2.00 X 0 0 0 ALAN FREEMAN TRUSTEE 1.50 X 0 0 0 RONALD HAHN TRUSTEE 1.50 X 0 0 0 FRED HAMEETMAN TRUSTEE 1.50 X 0 0 0 MAURINE HALPERIN TRUSTEE 2.00 X 0 0 0 TIMOTHY ALLISON-HATCH TRUSTEE 1.50 X 0 0 0 OCTAVIO HERRERA TRUSTEE (THRU 8/30/18) 1.50 X 0 0 0 GARY KAPLAN TRUSTEE 1.50 X 0 0 0 GILES GIL KEMP TRUSTEE 1.50 X 0 0 0 LISA H LINK TRUSTEE 2.50 X 0 0 0 GORDON MACINNES TRUSTEE 1.50 X 0 0 0 GRETA MANDELL TRUSTEE 1.50 X 0 0 0 BONNIE MILLS TRUSTEE 1.50 X 0 0 0 THEODORE R MITCHELL PHD TRUSTEE 1.50 X 0 0 0 ERIC B MOORE TRUSTEE 1.50 X 0 0 0 STEVEN J OLSON TRUSTEE 2.50 X 0 0 0 JOHN POWER TRUSTEE 2.50 X 0 0 0 STEVEN ROBINSON TRUSTEE 1.50 X 0 0 0 STEPHEN ROUNTREE TRUSTEE 2.50 X 0 0 0 RICHARD RICK RUGANI TRUSTEE 2.50 X 0 0 0 JANETTE SADIK-KHAN TRUSTEE 1.50 X 0 0 0 REID SAMUELSON TRUSTEE 2.50 X 0 0 0 CATHERINE YOUNG SELLECK TRUSTEE 1.50 X 0 0 0 SOROOSH SHAMBAYATI TRUSTEE 1.50 X 0 0 0 CHRISTOPHER CHRIS VARELAS TRUSTEE 2.50 X 0 0 0 J GRANT WOODS TRUSTEE 1.50 X 0 0 0 BRAD FAUVRE EX-OFFICIO/ALUMNI SELECTED TRUSTEE 1.50 X 0 0 0 WENDY STERNBERG VP FOR ACADEMIC AFFAIRS/ DEAN OF THE COLLEGE 50.00 X 232763 0 96015 ROBERT FLOT VP FOR STUDENT AFFAIRS/ DEAN OF STUDENTS 50.00 X 213580 0 67543 AMOS HIMMELSTEIN VP FOR FINANCE/ COO/TREASURER 50.00 X 295209 0 158434 CHARLES CARDILLO VP FOR INSTITUTIONAL ADVANCEMENT 50.00 X 339224 0 29669 VINCENT CUSEO VP FOR ENROLLMENT/DEAN OF ADMISSION 50.00 X 229571 0 23980 RHONDA BROWN VP FOR INCLUSION AND EQUITY/CHIEF DIVERSITY OFFICE 50.00 X 181308 0 37230 MARTY SHARKEY VP FOR MARKETING AND COMMUNICATIONS 50.00 X 189302 0 17750 MARSHA SCHNIRRING SECRETARY 50.00 X 152046 0 38907 SAMANTHA SANDMAN ASSISTANT SECRETARY 50.00 X 181818 0 17949 BARBARA VALIENTE ASSISTANT TREASURER 50.00 X 179190 0 51188 ELIZABETH KENNEDY SR. ADVISOR, PRINCIPAL GIVING 50.00 X 265272 0 56778 DEREK SHEARER PROFESSOR 50.00 X 219476 0 40343 ERIC FRANK PROFESSOR 50.00 X 193435 0 37934 JAMES UHRICH ASSOC. VP/CHIEF INFORMATION OFFICER 50.00 X 183630 0 35260 PETER DREIER PROFESSOR 50.00 X 182663 0 41972 ERICA O'NEAL HOWARD FORMER INTERIM DEAN OF STUDENTS 50.00 X 160356 0 26345 KERRY THOMPSON FORMER INTERIM VP ACADEMIC AFFAIRS 50.00 X 129813 0 36687 4167942 0 1017580 88 1 1 0 DEL AMO CONSTRUCTION INC 23840 MADISON ST TORRANCE CA 90505 CONSTRUCTION AND PROJECT MANAGEMENT 7242413 PACIFIC NATIONAL GROUP 2392 SOUTH BATEMAN AVE IRWINDALE CA 91010 GENERAL CONTRACTORS 4837601 JORGENSEN-REEVE BUILDERS INC 4965 TOPANGA CANYON BLVD WOODLAND HILLS CA 91364 GENERAL CONTRACTORS 1190165 O'MELVENY & MYERS LLP 400 S HOPE ST 18TH FLOOR LOS ANGELES CA 90071 ATTORNEYS 1049984 PARKER BROWN INC 6727 VARIEL AVE CANOGA PARK CA 91303 CONSTRUCTION AND PROJECT MANAGEMENT 915150 48 4608928 22749328 1894648 27358256 TUITION AND FEES 900099 109809142 109809142 ROOM AND BOARD 900099 25442864 25442864 CONFERENCES AND EVENTS 900099 1434890 880608 554282 BOOKSTORE 900099 877388 877388 FOOD SERVICE 900099 342597 212128 130469 2903048 2848209 54839 140809929 9895246 -2742277 12637523 168675163 170039358 -1364195 -1364195 -1364195 176699236 140070339 -2002687 11273328 345389 345389 50605097 50605097 3830899 896185 2552229 382485 762029 654005 108024 54745246 46500443 3925618 4319185 4104284 3518540 219948 365796 9510971 7650558 1036305 824108 3978185 3130309 503473 344403 1380250 27072 1353178 146162 146162 1417211 1417211 4787364 3296064 987023 504277 94629 48008 40471 6150 5139612 3952283 318635 868694 2682381 2244875 377969 59537 4278478 3588980 689498 1956391 1657981 73948 224462 570941 485346 53850 31745 3770929 3639189 131740 8663170 8221381 331135 110654 594802 53563 539833 1406 COST OF SALES 5245047 5245047 INTERNATIONAL PROGRAMS 3474298 3474298 MAINTENANCE & IMPROVEME 2609324 2411015 198309 DUES AND SUBSCRIPTIONS 762940 762940 1949185 912671 338113 698401 177405214 153321239 15234648 8849327 3719840 7044747 86460121 65679264 9127265 10267288 587222 537752 73500 687427 709115 657096 949404 309398299 122579892 174206117 186818407 354967949 361632325 86484992 103781150 21558935 20562111 9467565 8226939 747924529 766282002 13660042 19214259 5852125 3135331 83750000 81305000 3820612 3925245 481840 447226 27835643 25219142 135400262 133246203 X 203061073 217052402 226814509 0 182648685 415983397 612524267 633035799 747924529 766282002 X -705978 18517512 2699998 X 0 1 X 1 1 1 X 29189014 20725038 24799375 23773720 27358255 125845402 29189014 20725038 24799375 23773720 27358255 125845402 6854897 118990505 9601430 8848000 10527200 10094651 12637523 51708804 177554206 664572993 0.67020 0.66600 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 X X X 0 434234019 9217196 26122904 9907669 10939404 632410 448094636 413429864 9419724 32460536 9853567 10563926 658612 434234019 371680490 9765465 52844846 9582333 10630098 648506 413429864 392166640 13935888 -14473295 9038596 10166252 743895 371680490 406096354 8406887 -3685398 8532879 9436437 681887 392166640 0.20000 0.37150 0.42850 0 0 3128721 1481532 4610253 254434435 108791141 145643294 9347059 4927734 4419325 13871975 8861017 5010958 27134577 27134577 186818407 PRIVATE EQUITY & VENTURE CAPITAL 103781150 F 103781150 ANNUITIES PAYABLE 13283927 BONDS PREMIUM, NET 10120274 ASSET RETIREMENT OBLIGATION 1814941 25219142 X 147148982 18517512 18517512 128631470 1417211 46650555 48067766 176699236 126637450 0 126637450 1417211 49350553 50767764 177405214 PART III, LINE 1A: COLLECTIONS, SUCH AS RARE BOOKS AND WORKS OF ART, WHICH WERE ACQUIRED THROUGH PURCHASES AND CONTRIBUTIONS SINCE THE COLLEGE'S INCEPTION, ARE NOT RECOGNIZED AS ASSETS. THESE COLLECTIONS ARE HELD SOLELY FOR THEIR POTENTIAL EDUCATIONAL VALUE OR HISTORICAL SIGNIFICANCE. MANAGEMENT HAS DETERMINED THAT THE COST TO ESTABLISH THE CURRENT MARKET VALUE IS DEEMED TO EXCEED THE BENEFIT AND THEREFORE THE COLLECTIONS WERE NOT ASSIGNED A VALUE FOR THE PURPOSE OF CAPITALIZATION. PURCHASES OF COLLECTION ITEMS ARE RECORDED AS DECREASES IN UNRESTRICTED NET ASSETS IN THE YEAR IN WHICH THE ITEMS ARE ACQUIRED OR AS TEMPORARILY OR PERMANENTLY RESTRICTED NET ASSETS IF THE ASSETS USED TO PURCHASE THE ITEMS HAVE BEEN RESTRICTED BY DONORS. PART III, LINE 4: THE COLLEGE RECEIVED A SHELL AND BIRD COLLECTION TO BE USED FOR RESEARCH. THE COLLEGE MAINTAINS COLLECTIONS OF ART FOR DISPLAY AND EDUCATIONAL PURPOSES. PART V, LINE 4: THE COLLEGE'S ENDOWMENT FUNCTIONS TO SUPPORT STUDENT SCHOLARSHIPS, PROFESSORSHIPS, STUDENT AND FACULTY RESEARCH, ACADEMIC PROGRAMS, THE LIBRARY, VISITING SPEAKERS, AND OTHER GENERAL COLLEGE PROGRAMS. PART X, LINE 2: AS REQUIRED BY GAAP, THE COLLEGE AND OTWAY HAVE IDENTIFIED AND EVALUATED THEIR SIGNIFICANT TAX POSITIONS AND HAVE DETERMINED THAT THERE ARE NO MATERIAL UNRECOGNIZED BENEFIT OR LIABILITY TO BE RECORDED. THERE ARE NO UNCERTAIN TAX POSITIONS FOR THE YEARS ENDED JUNE 30, 2019 OR JUNE 30, 2018. THERE HAVE BEEN NO RELATED TAX PENALTIES OR INTEREST, WHICH WOULD BE CLASSIFIED AS A TAX EXPENSE IN THE CONSOLIDATED STATEMENTS OF ACTIVITIES. PART XI, LINE 4B - OTHER ADJUSTMENTS: CHANGE IN FAIR VALUE OF ASSETS HELD IN TRUST BY OTHERS 43,571. ANNUITIES ADJUSTMENT -1,292. FINANCIAL AID 49,350,553. NET INCOME FROM K-1'S -2,742,277. PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 49,350,553. 1 1 1 1 1 1 1 0 0 0 1 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE COLLEGE ADVERTISES THE POLICY IN BROCHURES TO POTENTIAL STUDENTS AND ON THE COLLEGE'S WEBSITE. SCHEDULE E, PART I, LINE 5 GENERALLY, OCCIDENTAL COLLEGE AWARDS SCHOLARSHIPS AND OTHER FINANCIAL ASSISTANCE IN A WAY TO AFFIRM OUR MISSION, "TO PROVIDE A GIFTED AND DIVERSE GROUP OF STUDENTS WITH A TOTAL EDUCATIONAL EXPERIENCE OF THE HIGHEST QUALITY -- ONE THAT PREPARES THEM FOR LEADERSHIP IN AN INCREASINGLY COMPLEX, INTERDEPENDENT AND PLURALISTIC WORLD." IN PARTICULAR, THE ACHIEVEMENT AND OPPORTUNITY GRANT IS USED TO ENSURE THAT OUR STUDENT POPULATION MAINTAINS AS ETHNICALLY DIVERSE POPULATION AS POSSIBLE, AND IN THIS CASE, THE AWARD MIGHT BE USED TO MAKE IT POSSIBLE TO INCREASE THE ATTENDANCE OF STUDENTS OF COLOR. SCHEDULE E, PART I, LINE 6 OCCIDENTAL COLLEGE PARTICIPATES IN THE FEDERAL PELL GRANT, CAMPUS-BASED PROGRAMS (FEDERAL SUPPLEMENTAL OPPORTUNITY GRANT, FEDERAL WORK STUDY AND FEDERAL PERKINS LOAN PROGRAM) AND FEDERAL DIRECT LOAN AND PLUS LOAN PROGRAMS. IN ADDITION WE RECEIVE GRANTS FROM VARIOUS STATE GOVERNMENTS. CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 53002106 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 INVESTMENTS 3243864 NORTH AMERICA (CANADA AND MEXICO) 0 0 INVESTMENTS 653380 0 0 0 0 0 0 56899350 0 56899350 1 0 1 1 1 0 1 BARRIO PARTNERS LLC 11700 NATIONAL BLVD L-102 LOS ANGELES CA 90064 472959873 10143 SUPPORT THE ORGANIZATION WITH PLANNING AND EXECUTION OF A FARMERS MARKET MANAGER TRAINING EVENTS WITH STRATEGIES AND PRACTICES DEVELOPED BY THE PROGRAM, AND PROVIDE DIRECT TECHNICAL ASSISTANCE AND TRAINING WITH MARKETING AND PROMOTION BEST PRACTICES. CLEAN WATER FUND 198 BRIGHTON AVE LONG BRANCH NJ 07740 521043444 501(C)3 29000 ASSIST WITH LEADERSHIP AND DECISION MAKING AS A REGIONAL REPRESENTATIVE OF THE MOVING FORWARD NETWORK ADVISORY BOARD. ASSIST IN CONVENING THE MONTHLY REGIONAL MEETINGS FOR ORGANIZATIONS TO SHARE INFORMATION, DISCUSS DEVELOPMENT OF THE NETWORK, IDENTIFY AREAS WHERE THE NETWORK COULD SUPPORT THE REGION, AND PLAN JOINT ACTIVITIES. PLAY A LEADERSHIP ROLE IN DEVELOPING LOCAL, REGIONAL, AND/OR STATE STRATEGIES FOR ADVANCING AND IMPLEMENTING NETWORK CAMPAIGNS. CLEANAIRNOW ASSOCIATION 714 MISSISSIPPI ST LAWRENCE KS 66044 262417070 29000 ASSIST WITH LEADERSHIP AND DECISION MAKING AS A REGIONAL REPRESENTATIVE OF THE MOVING FORWARD NETWORK ADVISORY BOARD. ASSIST IN CONVENING THE MONTHLY REGIONAL MEETINGS FOR ORGANIZATIONS TO SHARE INFORMATION, DISCUSS DEVELOPMENT OF THE NETWORK, IDENTIFY AREAS WHERE THE NETWORK COULD SUPPORT THE REGION, AND PLAN JOINT ACTIVITIES. PLAY A LEADERSHIP ROLE IN DEVELOPING LOCAL, REGIONAL, AND/OR STATE STRATEGIES FOR ADVANCING AND IMPLEMENTING NETWORK CAMPAIGNS. GONZAGA UNIVERSITY 502 E BOONE AVE SPOKANE WA 992580071 910236600 501(C)3 5250 BRING TOGETHER UNDERGRADUATE STUDENTS TO PARTICIPATE IN AN IMMERSIVE RESEARCH EXPERIENCE THAT WILL SUPPORT THEM IN BECOMING FUTURE MATHEMATICIANS. STUDENTS WILL LEAVE THE EXPERIENCE HAVING MADE BOTH INDIVIDUAL AND GROUP CONTRIBUTIONS TO ACTIVE RESEARCH PROJECTS. HARAMBEE HOUSE INC 1115 HABERSHAM ST SAVANNAH GA 31401 582219332 501(C)3 29000 ASSIST WITH LEADERSHIP AND DECISION MAKING AS A REGIONAL REPRESENTATIVE OF THE MOVING FORWARD NETWORK ADVISORY BOARD. ASSIST IN CONVENING THE MONTHLY REGIONAL MEETINGS FOR ORGANIZATIONS TO SHARE INFORMATION, DISCUSS DEVELOPMENT OF THE NETWORK, IDENTIFY AREAS WHERE THE NETWORK COULD SUPPORT THE REGION, AND PLAN JOINT ACTIVITIES. PLAY A LEADERSHIP ROLE IN DEVELOPING LOCAL, REGIONAL, AND/OR STATE STRATEGIES FOR ADVANCING AND IMPLEMENTING NETWORK CAMPAIGNS. MESSIAH COLLEGE ONE COLLEGE AVE SUITE 3041 MECHANICSBURG PA 17055 231352661 501(C)3 5257 BRING TOGETHER UNDERGRADUATE STUDENTS TO PARTICIPATE IN AN IMMERSIVE RESEARCH EXPERIENCE THAT WILL SUPPORT THEM IN BECOMING FUTURE MATHEMATICIANS. STUDENTS WILL LEAVE THE EXPERIENCE HAVING MADE BOTH INDIVIDUAL AND GROUP CONTRIBUTIONS TO ACTIVE RESEARCH PROJECTS. NEBRASKA WESLEYAN UNIVERSITY 5000 SAINT PAUL AVE LINCOLN NE 68504 470376524 501(C)3 5172 BRING TOGETHER UNDERGRADUATE STUDENTS TO PARTICIPATE IN AN IMMERSIVE RESEARCH EXPERIENCE THAT WILL SUPPORT THEM IN BECOMING FUTURE MATHEMATICIANS. STUDENTS WILL LEAVE THE EXPERIENCE HAVING MADE BOTH INDIVIDUAL AND GROUP CONTRIBUTIONS TO ACTIVE RESEARCH PROJECTS. PACIFIC UNIVERSITY 2043 COLLEGE WAY FOREST GROVE OR 97116 930386892 501(C)3 8650 ACT AS CO-DIRECTOR FOR CENTER FOR UNDERGRADUATE RESEARCH IN MATHEMATICS' ACTIVITIES, EVALUATE PROPOSALS, AWARD MINI-GRANTS, ASSIST WITH TRAVEL ARRANGEMENTS, ORGANIZE FACULTY SUMMER WORKSHOP, AND WORK WITH REGIONAL DIRECTORS. PORTLAND COMMUNITY COLLEGE 2021 SW MAIN ST 23 PORTLAND OR 97205 930575187 501(C)3 5250 BRING TOGETHER UNDERGRADUATE STUDENTS TO PARTICIPATE IN AN IMMERSIVE RESEARCH EXPERIENCE THAT WILL SUPPORT THEM IN BECOMING FUTURE MATHEMATICIANS. STUDENTS WILL LEAVE THE EXPERIENCE HAVING MADE BOTH INDIVIDUAL AND GROUP CONTRIBUTIONS TO ACTIVE RESEARCH PROJECTS. SILENT SPRING INSTITUTE 320 NEVADA ST 302 NEWTON MA 02460 043237106 501(C)3 41329 RESEARCH PARTNER ASSISTING WITH CONDUCTING STUDY PROTOCOLS FOR IN-HOME PRODUCT USE, DEVELOPING SURVEY INSTRUMENT FOCUS GROUP MATERIALS, DATA ANALYSIS, CONDUCTING ANALYTICAL TESTING OF PRODUCTS, AND PREPARING PEER-REVIEW MANUSCRIPTS. SONOMA STATE UNIVERSITY 1801 E COTATI AVE SSU DARWIN MATH STATS DEPT ROHNERT PARK CA 94921 680338225 501(C)3 5247 BRING TOGETHER UNDERGRADUATE STUDENTS TO PARTICIPATE IN AN IMMERSIVE RESEARCH EXPERIENCE THAT WILL SUPPORT THEM IN BECOMING FUTURE MATHEMATICIANS. STUDENTS WILL LEAVE THE EXPERIENCE HAVING MADE BOTH INDIVIDUAL AND GROUP CONTRIBUTIONS TO ACTIVE RESEARCH PROJECTS. TARRANT COUNTY COLLEGE DISTRICT 2100 SOUTHEAST PARKWAY ARLINGTON TX 76018 751217163 501(C)3 5250 BRING TOGETHER UNDERGRADUATE STUDENTS TO PARTICIPATE IN AN IMMERSIVE RESEARCH EXPERIENCE THAT WILL SUPPORT THEM IN BECOMING FUTURE MATHEMATICIANS. STUDENTS WILL LEAVE THE EXPERIENCE HAVING MADE BOTH INDIVIDUAL AND GROUP CONTRIBUTIONS TO ACTIVE RESEARCH PROJECTS. TEXAS ENVIRONMENTAL JUSTICE ADVOCATES 6731 HARRISBURG BLVD HOUSTON TX 77011 756000121 501(C)3 30000 ASSIST WITH LEADERSHIP AND DECISION MAKING AS A REGIONAL REPRESENTATIVE OF THE MOVING FORWARD NETWORK ADVISORY BOARD. ASSIST IN CONVENING THE MONTHLY REGIONAL MEETINGS FOR ORGANIZATIONS TO SHARE INFORMATION, DISCUSS DEVELOPMENT OF THE NETWORK, IDENTIFY AREAS WHERE THE NETWORK COULD SUPPORT THE REGION, AND PLAN JOINT ACTIVITIES. PLAY A LEADERSHIP ROLE IN DEVELOPING LOCAL, REGIONAL, AND/OR STATE STRATEGIES FOR ADVANCING AND IMPLEMENTING NETWORK CAMPAIGNS. THE GEORGE WASHINGTON UNIVERSITY 2121 I ST NW 601 WASHINGTON DC DC 200520086 530196584 501(C)3 21253 RESEARCH PARTNER ASSISTING WITH STUDY DESIGN OF IN-HOME ASSESSMENT OF PRODUCT USE, SURVEYS, AND FOCUS GROUPS TO ENSURE STUDY PROTOCOLS CAPTURE DATA ADEQUATELY. LEAD ANALYSES ON EXPOSURES TO PRODUCTS. THE RESEARCH FOUNDATION PO BOX 9 ALBANY NY 122010009 141368361 501(C)3 16535 CONDUCT RESEARCH ON QUANTITIVE AFM INVESTIGATIONS OF ADHESION OF A PLANKTONIC BACTERIAL PREDATOR TO BIOFILM PREY AND WORK CLOSELY WITH SEVERAL UNDERGRADUATE STUDENT RESEARCHERS ASSISTING IN CONDUCTING THE RESEARCH. THE UNIVERSITY OF PORTLAND 5000 N WILLAMETTE BLVD PORTLAND OR 972035743 930401259 501(C)3 5250 BRING TOGETHER UNDERGRADUATE STUDENTS TO PARTICIPATE IN AN IMMERSIVE RESEARCH EXPERIENCE THAT WILL SUPPORT THEM IN BECOMING FUTURE MATHEMATICIANS. STUDENTS WILL LEAVE THE EXPERIENCE HAVING MADE BOTH INDIVIDUAL AND GROUP CONTRIBUTIONS TO ACTIVE RESEARCH PROJECTS. THE UNIVERSITY OF TEXAS AT ARTLINGTON 411 S NEDDERMAN DRIVE 478 PICKARD HALL ARLINGTON TX 76019 756000121 501(C)3 5182 BRING TOGETHER UNDERGRADUATE STUDENTS TO PARTICIPATE IN AN IMMERSIVE RESEARCH EXPERIENCE THAT WILL SUPPORT THEM IN BECOMING FUTURE MATHEMATICIANS. STUDENTS WILL LEAVE THE EXPERIENCE HAVING MADE BOTH INDIVIDUAL AND GROUP CONTRIBUTIONS TO ACTIVE RESEARCH PROJECTS. UNIVERSITY OF NORTH CAROLINA 116 PETTY BUILDING PO BOX 26170 GREENSBORO NC 274026170 566001468 501(C)3 5054 BRING TOGETHER UNDERGRADUATE STUDENTS TO PARTICIPATE IN AN IMMERSIVE RESEARCH EXPERIENCE THAT WILL SUPPORT THEM IN BECOMING FUTURE MATHEMATICIANS. STUDENTS WILL LEAVE THE EXPERIENCE HAVING MADE BOTH INDIVIDUAL AND GROUP CONTRIBUTIONS TO ACTIVE RESEARCH PROJECTS. VILLANOVA UNIVERSITY 800 LANCASTER AVE SAC 305 VILLANOVA PA 19085 231352688 501(C)3 5201 BRING TOGETHER UNDERGRADUATE STUDENTS TO PARTICIPATE IN AN IMMERSIVE RESEARCH EXPERIENCE THAT WILL SUPPORT THEM IN BECOMING FUTURE MATHEMATICIANS. STUDENTS WILL LEAVE THE EXPERIENCE HAVING MADE BOTH INDIVIDUAL AND GROUP CONTRIBUTIONS TO ACTIVE RESEARCH PROJECTS. WELLESLEY COLLEGE 106 CENTRAL ST WELLESLEY MA 02481 042103637 501(C)3 38042 CONDUCT RESEARCH ON QUANTITIVE AFM INVESTIGATIONS OF ADHESION OF A PLANKTONIC BACTERIAL PREDATOR TO BIOFILM PREY AND WORK CLOSELY WITH SEVERAL UNDERGRADUATE STUDENT RESEARCHERS ASSISTING IN CONDUCTING THE RESEARCH. 18 2 SCHOLARSHIPS 1437 49350553 STUDY GRANTS 580 1177072 PRIZES AND AWARDS 76 77472 PART I, LINE 2: ALL GRANT AND CONTRACT ACTIVITY IS MONITORED TO ASSURE THAT IT IS IN COMPLIANCE WITH ALL APPLICABLE REGULATIONS. ALL EXPENDITURES ARE REVIEWED ON A WEEKLY BASIS FOR ALLOWABILITY. X X X 1 1 X X X X 0 1 0 0 0 0 0 0 0 JONATHAN VEITCH PHD PRESIDENT/EX-OFFICIO 579541 0 0 0 59745 0 152500 0 51096 0 842882 0 0 0 WENDY STERNBERG VP FOR ACADEMIC AFFAIRS/ DEAN OF THE 223748 0 0 0 9015 0 23000 0 73015 0 328778 0 0 0 ROBERT FLOT VP FOR STUDENT AFFAIRS/ DEAN OF STUD 213580 0 0 0 0 0 13066 0 54477 0 281123 0 0 0 AMOS HIMMELSTEIN VP FOR FINANCE/ COO/TREASURER 295209 0 0 0 0 0 92500 0 65934 0 453643 0 0 0 CHARLES CARDILLO VP FOR INSTITUTIONAL ADVANCEMENT 323028 0 0 0 16196 0 27500 0 2169 0 368893 0 0 0 VINCENT CUSEO VP FOR ENROLLMENT/DEAN OF ADMISSION 214571 0 0 0 15000 0 21500 0 2480 0 253551 0 0 0 RHONDA BROWN VP FOR INCLUSION AND EQUITY/CHIEF DI 181308 0 0 0 0 0 18639 0 18591 0 218538 0 0 0 MARTY SHARKEY VP FOR MARKETING AND COMMUNICATIONS 165500 0 0 0 23802 0 16550 0 1200 0 207052 0 0 0 MARSHA SCHNIRRING SECRETARY 152046 0 0 0 0 0 16363 0 22544 0 190953 0 0 0 SAMANTHA SANDMAN ASSISTANT SECRETARY 181818 0 0 0 0 0 16667 0 1282 0 199767 0 0 0 BARBARA VALIENTE ASSISTANT TREASURER 179190 0 0 0 0 0 19132 0 32056 0 230378 0 0 0 ELIZABETH KENNEDY SR. ADVISOR, PRINCIPAL GIVING 265272 0 0 0 0 0 22664 0 34114 0 322050 0 0 0 DEREK SHEARER PROFESSOR 219476 0 0 0 0 0 22425 0 17918 0 259819 0 0 0 ERIC FRANK PROFESSOR 193435 0 0 0 0 0 19821 0 18113 0 231369 0 0 0 JAMES UHRICH ASSOC. VP/CHIEF INFORMATION OFFICER 183630 0 0 0 0 0 18692 0 16568 0 218890 0 0 0 PETER DREIER PROFESSOR 182663 0 0 0 0 0 18398 0 23574 0 224635 0 0 0 ERICA O'NEAL HOWARD FORMER INTERIM DEAN OF STUDENTS 160356 0 0 0 0 0 16236 0 10109 0 186701 0 0 0 KERRY THOMPSON FORMER INTERIM VP ACADEMIC AFFAIRS 129813 0 0 0 0 0 13597 0 23090 0 166500 0 0 0 PART I, LINE 1A THE PRESIDENT'S WIFE TRAVELED WITH HIM AND HER TRAVEL IS CONSIDERED OCCIDENTAL COLLEGE BUSINESS. HOUSING IS PROVIDED FOR CERTAIN INDIVIDUALS LISTED IN PART VII AS A CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF THE COLLEGE. SOCIAL CLUB DUES ARE PROVIDED TO ONE OFFICER AS A CONDITION OF EMPLOYMENT AND ARE NOT INCLUDED IN TAXABLE WAGES. USE OF THE SOCIAL CLUB IS FOR BUSINESS PURPOSES ONLY. PART I, LINE 4B A 457(F) PLAN WAS APPROVED FOR THE PRESIDENT AND VICE PRESIDENT/COO. A CEFA SERIES 2013A 521705592 1301782F2 2013-06-05 55981744 SEE SUPPLEMENTAL INFORMATION 0 0 0 B CEFA SERIES 2015 521705592 130179EU4 2016-01-07 39056582 SEE SUPPLEMENTAL INFORMATION 0 0 0 A 1770000 55995743 527675 12013999 43454069 2018 0 1 1 1 B 5940000 39146812 418240 2524828 33638342 2565402 1 1 0 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 B 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 0 0 1 0 0 0 0 1 B 0 0 0 1 0 0 0 0 1 A 1 B 1 DATE REBATE COMPUTATION PERFORMED ISSUER NAME: CEFA SERIES 2013A DATE THE REBATE COMPUTATION WAS PERFORMED: 06/30/2018 ISSUER NAME: CEFA SERIES 2015 DATE THE REBATE COMPUTATION WAS PERFORMED: 01/07/2019 PART I, LINE A, COLUMN F: TO REFUND A PORTION OF THE OUTSTANDING 2005 BONDS AND TO PROVIDE FUNDS FOR CERTAIN CAPITAL PROJECTS. PART I, LINE B, COLUMN F: A) DEFEASE THE AUTHORITY'S OUTSTANDING REVENUE BONDS (OCCIDENTAL COLLEGE), SERIES 2005A AND SERIES 2005B (THE "2005 BONDS") AND DEFEASE THE AUTHORITY'S OUTSTANDING REVENUE BONDS (OCCIDENTAL COLLEGE), SERIES 2008 (THE "2008 BONDS"); (B) FINANCING THE CONSTRUCTION, RENOVATION, REHABILITATION, INSTALLATION, EXPANSION, FURNISHING AND EQUIPPING OF CERTAIN EDUCATIONAL FACILITIES (THE "NEW MONEY PROJECT") AND (C) PAYING COSTS RELATED TO THE SALE AND ISSUANCE OF THE BONDS. THE CAPITAL IMPROVEMENTS THAT WERE FINANCED OR REFINANCED WITH THE PROCEEDS OF THE 2005 BONDS AND THE 2008 BONDS AND ARE BEING REFINANCED WITH THE PROCEEDS OF THE BONDS ARE REFERRED TO HEREIN AS THE "PRIOR PROJECT." PART II, LINE 3: THE DIFFERENCE BETWEEN THE PROCEEDS AMOUNT ON LINE 3 AND THE ISSUE PRICE IN PART I REPRESENTS INTEREST EARNED AND/OR DIFFERENCE OF THE ACTUAL ISSUANCE COST FROM THE FORM 8038 ISSUANCE COSTS THAT REDUCED THE BOND PROCEEDS. ANDREW SHTULMAN FAMILY MEMBER OF BOARD OF TRUSTEE MORTGAGE DOWNPAYMENT ASSISTANCE PROGRAM X 73500 73500 0 1 1 73500 MATTHEW CALKINS FAMILY MEMBER OF CHRISTOPHER CALKINS, BOARD OF TRUSTEE 139874 EMPLOYMENT 0 ANDREW SHTULMAN FAMILY MEMBER OF STEPHEN ROUNTREE, BOARD OF TRUSTEE 156486 EMPLOYMENT 0 TAMARA HIMMELSTEIN FAMILY MEMBER OF AMOS HIMMELSTEIN, VP & COO 108024 EMPLOYMENT 0 X 4 0 FMV X 0 FMV X 13481 DONOR RECEIPTS/FMV X 1 1700 THIRD PARTY VALUED X 55 1842216 HI/LO/MEAN PRICE X SYNTHETIC TURF 1 24420 DONOR RECEIPTS/FMV X MISC. EVENT EXPENSES 12 11131 DONOR RECEIPTS/FMV X GIFT CERTIFICATES/PASSES 1 1200 DONOR RECEIPTS/FMV X ART SUPPLIES 1 500 DONOR RECEIPTS/FMV 0 1 1 PART I, COLUMN (B): THE NUMBER LISTED IN COLUMN B REPRESENTS THE NUMBER OF CONTRIBUTIONS OF A SPECIFIC ITEM. PART I, LINE 32B: OCCIDENTAL USED 3RD PARTY FOR THE APPRAISAL AND SALE OF REAL ESTATE PROPERTY AND CARS AND VEHICLES. FORM 990, PART VI, SECTION B, LINE 11B THE COLLEGE PROVIDES THE FORM 990 INFORMATION TO THE INDEPENDENT TAX PREPARER. ONCE THEY HAVE COMPLETED THE FORM 990, THEY RETURN A DRAFT TO THE COLLEGE. THE ASSOCIATE VICE PRESIDENT FOR FINANCE AND VICE PRESIDENT AND CHIEF OPERATING OFFICER PERFORM A THOROUGH REVIEW OF THE DRAFT RETURN. ALL NECESSARY CORRECTIONS ARE MADE TO THE FORM 990. THE AUDIT COMMITTEE REVIEWS THE DRAFT PUBLIC DISCLOSURE COPY OF THE FORM 990 (SCHEDULE B DOES NOT INCLUDE DONOR NAMES AND ADDRESSES). THE FULL DRAFT FORM 990 IS REVIEWED BY THE AUDIT COMMITTEE CHAIR. THE INDEPENDENT TAX PREPARER PRESENTS THE DRAFT PUBLIC DISCLOSURE COPY OF THE RETURN TO THE AUDIT COMMITTEE AND ALLOWS FOR QUESTIONS AND DISCUSSION. ANY CHANGES THAT ARE IDENTIFIED BY THE AUDIT COMMITTEE ARE MADE TO THE FORM 990. AT THAT POINT,THE PUBLIC INSPECTION COPY OF THE FORM 990 IS MADE AVAILABLE TO THE FULL BOARD OF TRUSTEES. THE FORM 990 IS SIGNED BY THE INDEPENDENT TAX PREPARER AND SUBMITTED TO THE INTERNAL REVENUE SERVICE BY THE DUE DATE. FORM 990, PART VI, SECTION B, LINE 12C EVERY YEAR THE COLLEGE SENDS THE CONFLICT OF INTEREST QUESTIONNAIRE TO APPROPRIATE PERSONS. RESPONSES ARE FOLLOWED UP ON TO ENSURE WE RECEIVE 100% OF ALL QUESTIONNAIRES. RESPONSES ARE REVIEWED BY THE OFFICE OF THE VICE PRESIDENT AND CHIEF OPERATING OFFICER. ANY CONFLICTS THAT HAVE NOT BEEN BROUGHT TO THE AUDIT COMMITTEE PREVIOUSLY ARE BROUGHT TO THE AUDIT COMMITTEE TO DISCUSS. IF A CONFLICT EXISTS, THE INDIVIDUAL WILL RECUSE HIMSELF/HERSELF FROM INVOLVEMENT IN THE MATTER. FORM 990, PART VI, SECTION B, LINE 15 THE COLLEGE'S PROCESS IN FISCAL YEAR 2018 FOR DETERMINING OFFICER COMPENSATION IS 1) OBTAINING COMPARISON DATA. 2) COMPARISON DATA IS CONSIDERED WHEN COMPENSATION IS DETERMINED 3) COMPENSATION IS APPROVED BY THE EXECUTIVE COMPENSATION COMMITTEE 4) THE EXECUTIVE COMPENSATION COMMITTEE'S DELIBERATION AND DECISION MAKING PROCESS REGARDING OFFICER COMPENSATION IS CONTEMPORANEOUSLY SUBSTANTIATED. FORM 990, PART VI, SECTION C, LINE 19 THE COLLEGE MAKES ITS FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC ON THE COLLEGE'S WEBSITE WHICH IS ACCESSIBLE TO THE PUBLIC. THE GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE NOT AVAILABLE FOR PUBLIC INSPECTION. FORM 990, PART XI, LINE 9: CHANGE IN FAIR VALUE OF ASSETS HELD IN TRUST BY OTHERS -43,571. ANNUITIES ADJUSTMENT 1,292. NET INCOME FROM K-1'S 2,742,277. OTWAY PROPERTIES LLC 7435 NORTH FIGUEROA STREET LOS ANGELES CA 90041 813103529 REAL PROPERTIES CA 63948 1458780 OCCIDENTAL COLLEGE CHARITABLE REMAINDER TRUST (28) 1600 CAMPUS DRIVE LOS ANGELES CA 90041 FUNDRAISING CA N/A 1 CHARITABLE LEAD TRUST (1) 1600 CAMPUS DRIVE LOS ANGELES CA 90041 FUNDRAISING CA N/A 1 POOLED INCOME FUND (2) 1600 CAMPUS DRIVE LOS ANGELES CA 90041 FUNDRAISING CA N/A 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1