2020-04-15T12:30:02-05:00 2019-05-31 420714325 RSM US LLP 2021 L STREET NW SUITE 400 WASHINGTON DC 20036 990 2018-06-01 237333380 AMERICAN HEALTH LAWYERS ASSOCIATION INC AMER 2028331100 1620 EYE STREET NO 600 WASHINGTON DC 20006 DAVID S CADE CHIEF EXECUTIVE OFFICER 2028331100 2020-04-15 1 DEBORAH G KOSNETT P00290720 2022932200 2020-04-10 72.184.255.9 2020-04-15 12:29:58 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 9D7B7780C8961651AF995219D73A24979DFB8DE6 2018 2021-01-29 14:40:06Z DAVID S CADE 1620 EYE STREET NO 600 WASHINGTON DC 20006 17593746 0 X WWW.HEALTHLAWYERS.ORG X 1973 DC THE AMERICAN HEALTH LAWYERS ASSOCIATION IS THE NATION'S LARGEST, NONPARTISAN, 501(C)(3) EDUCATIONAL ORGANIZATION DEVOTED TO LEGAL ISSUES IN THE HEALTH CARE FIELD WITH MORE THAN 13,000 MEMBERS. 27 25 49 500 582026 8692 140481 69873 10897983 10594927 455963 3344959 553400 579382 12047827 14589141 0 0 0 0 5744958 5816939 0 0 25421 6072901 6586231 11817859 12403170 229968 2185971 25418634 24863191 7334150 7594333 18084484 17268858 X THE MISSION OF THE AMERICAN HEALTH LAWYERS ASSOCIATION IS TO PROVIDE A COLLEGIAL FORUM FOR INTERACTION AND INFORMATION EXCHANGE TO ENABLE ITS MEMBERS TO SERVE THEIR CLIENTS MORE EFFECTIVELY; TO PRODUCE THE HIGHEST QUALITY NON-PARTISAN EDUCATIONAL PROGRAMS, PRODUCTS, AND SERVICES CONCERNING HEALTH LAW ISSUES; AND TO SERVE AS A PUBLIC RESOURCE ON SELECTED HEALTHCARE LEGAL ISSUES.AHLA PROVIDES RESOURCES TO ADDRESS THE ISSUES FACING ITS ACTIVE MEMBERS WHO PRACTICE IN LAW FIRMS, GOVERNMENT, IN-HOUSE SETTINGS AND ACADEMIA AND WHO REPRESENT THE ENTIRE SPECTRUM OF THE HEALTH INDUSTRY: PHYSICIANS, HOSPITALS AND HEALTH SYSTEMS, HEALTH MAINTENANCE ORGANIZATIONS, HEALTH INSURERS, LIFE SCIENCES, MANAGED CARE COMPANIES, NURSING FACILITIES, HOME CARE PROVIDERS, AND CONSUMERS.AS A 501(C)(3) ORGANIZATION, AHLA ELECTS NOT TO ADVOCATE FOR OR AGAINST ANY PARTICULAR POLICY PROPOSALS. THE PUBLIC INTEREST EFFORTS OF AHLA ARE DESIGNED TO PROVIDE PRO BONO MATERIALS TO THE PUBLIC AT LARGE. 0 0 3431648 4435717 CONFERENCES ARE DESIGNED TO EDUCATE INDIVIDUALS ABOUT HEALTH LAW ISSUES. VARIOUS CONFERENCES AND SEMINARS ARE SPONSORED, RANGING FROM AN ANNUAL MEETING TO INDUSTRY-SPECIFIC SEMINARS. 1561809 5301642 MEMBERSHIP PUBLICATIONS EDUCATE MEMBERS ABOUT HEALTH LAW-RELATED CASES AND PUBLIC POLICY ISSUES, AS WELL AS KEEP THEM INFORMED ABOUT ASSOCIATION ACTIVITIES AND BENEFITS. MANY PUBLICATIONS ARE AVAILABLE IN BOTH ELECTRONIC AND PRINT FORMAT.AHLA OFFERS TO ITS 13,000 MEMBERS FREE PUBLICATIONS ON VARIOUS HEALTH LAW RELATED TOPICS. THE PUBLICATIONS INCLUDE THE HEALTH AND LIFE SCIENCES LAW DAILY (A DAILY DIGEST OF IMPORTANT HEALTH AND LEGAL NEWS DELIVERED VIA EMAIL), HEALTH LAW DIGEST (MONTHLY SYNOPSIS OF CURRENT STATE AND FEDERAL COURT DECISIONS IN THE FIELD OF HEALTH LAW), AHLA CONNECTIONS (A MONTHLY MAGAZINE DEVOTED TO HEALTH-RELATED LEGISLATIVE AND REGULATORY ACTIVITIES AVAILABLE IN PRINT AND ELECTRONIC FORM) HEALTH LAWYERS WEEKLY (ENEWSLETTER COVERING TOP STORIES, IMPORTANT CASE LAW AND FEDERAL/STATE LEGISLATIVE AND REGULATORY DEVELOPMENTS) AND THE JOURNAL OF HEALTH AND LIFE SCIENCES LAW (PUBLISHED DIGITALLY THREE TIMES A YEAR INCLUDING IN-DEPTH PROFESSIONALLY REVIEWED ARTICLES). 687706 249941 MARKETING, COMMUNICATIONS AND DEVEOPMENT INCLUDES THE PUBLIC INTEREST PROGRAM, CAREER CENTER AND ADVERTSING ON AHLA CONTENT. THROUGH ITS PUBLIC INTEREST COMMITMENT, HEALTH LAWYERS SPONSORS NONPARTISAN DISCUSSIONS AND ANALYSES OF HEALTH POLICY ISSUES THAT HAVE IMPORTANT LEGAL IMPLICATIONS. 483236 261574 DISTANCE LEARNING PROVIDES CONTINUING EDUCATION AND PROFESSIONAL DEVELOPMENT OFFERINGS IN A VIRTUAL ENVIRONMENT. DISTANCE LEARNING INCLUDES WEBINAR CONTENT FROM (PRACTICE GROUPS, PUBLIC INTEREST, YOUNG PROFESSIONALS COUNCIL, WOMEN'S LEADERSHIP, AND ALL OTHER DISTANCE LEARNING). 412742 447075 HEALTH LAWYERS DEVELOPED THE DISPUTE RESOLUTION SERVICE PROGRAM TO RESPOND TO THE HEALTHCARE FIELD'S SEARCH FOR AN ALTERNATIVE TO THE LONG DELAYS AND COSTS OF LITIGATION. 895978 708649 6577141 1 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 123 0 1 49 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 27 25 0 0 0 0 1 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 X AMERICAN HEALTH LAWYERS ASSOCIATION 2028331100 1620 EYE STREET NW 6TH FLOOR WASHINGTON DC 20006 MARILYN LAMAR PRESIDENT 5.00 X X 0 0 0 ROBERT R NICCOLINI PRESIDENT-ELECT 5.00 X X 0 0 0 S CRAIG HOLDEN PRESIDENT-ELECT DESIGNATE 5.00 X X 0 0 0 ERIC ZIMMERMAN PAST PRESIDENT 3.00 X X 1000 0 0 CHARLENE L MCGINTY PAST PRESIDENT (THRU 6/18) 3.00 X 0 0 0 JENNIFER WOOTEN IERARDI DIRECTOR (AS OF 6/18) 2.00 X 0 0 0 TIMOTHY B ADELMAN SECRETARY 2.00 X 0 0 0 ANN M BITTINGER DIRECTOR (THRU 6/18) 2.00 X 0 0 0 MARK A BONANNO DIRECTOR 2.00 X 0 0 0 JAMES W BOSWELL DIRECTOR (THRU 6/18) 2.00 X 0 0 0 DAWN R CRUMEL DIRECTOR 2.00 X 0 0 0 GREGORY E DEMSKE DIRECTOR 2.00 X 0 0 0 KIRK L DOBBINS DIRECTOR (AS OF 6/18) 2.00 X 0 0 0 TODD M EBERSOLE DIRECTOR 2.00 X 0 0 0 JAMES F FLYNN DIRECTOR 2.00 X 0 0 0 ANNE W HANCE DIRECTOR (AS OF 6/18) 2.00 X 0 0 0 MARC D GOLDSTONE DIRECTOR (THRU 6/18) 2.00 X 0 0 0 MARYAM KHOTANI DIRECTOR 2.00 X 0 0 0 MARK S KOPSON DIRECTOR 2.00 X 0 0 0 JOANNE R LAX DIRECTOR 2.00 X 0 0 0 AMY LEOPARD DIRECTOR (AS OF 6/18) 2.00 X 0 0 0 KIM HARVEY LOONEY DIRECTOR 2.00 X 0 0 0 PATRICIA A MARKUS DIRECTOR 2.00 X 0 0 0 HAL MCCARD DIRECTOR 2.00 X 0 0 0 LINDA SAUSER MORONEY DIRECTOR (AS OF 6/18) 2.00 X 0 0 0 DORTHULA H POWELL-WOODSON DIRECTOR (THRU 6/18) 2.00 X 0 0 0 CYNTHIA Y REISZ DIRECTOR 2.00 X 0 0 0 ASHA B SCIELZO DIRECTOR 2.00 X 0 0 0 THOMAS N SHORTER DIRECTOR 2.00 X 0 0 0 TOBY G SINGER DIRECTOR 2.00 X 0 0 0 CHRISTINE L WHITE DIRECTOR 2.00 X 0 0 0 DAVID S CADE EXECUTIVE VICE PRESIDENT/CEO 40.00 X X 502434 0 67634 WAYNE MILLER COO 40.00 X 277233 0 88417 KERRY HOGGARD VICE PRESIDENT OF MEMBERSHIP 40.00 X 199104 0 77951 ANNE HOOVER VICE PRESIDENT OF PROGRAMS 40.00 X 195421 0 60002 CYNTHIA CONNER VICE PRESIDENT OF PUBLISHING 40.00 X 169537 0 48072 FELICIA DILLARD DIRECTOR OF FINANCE 40.00 X 156417 0 42486 MAURICE HARRIS DIRECTOR OF INFORMATION TECHNOLOGY 40.00 X 147155 0 42639 STEFAN BRADHAM DIRECTOR OF MARKETING AND COMMUNICATIONS 40.00 X 144123 0 9573 GEOFF DRUCKER DIRECTOR OF DISPUTE RESOLUTION SERVICE 40.00 X 118774 0 11828 VALERIE ESHLEMAN DIRECTOR OF PROGRAMS 40.00 X 115124 0 55420 2026322 0 504022 14 0 1 0 DELCOR TECHNOLOGY SOLUTIONS INC 8380 COLESVILLE ROAD STE 550 SILVER SPRING MD 20910 TECHNOLOGY SERVICE 441727 COMMUNICATION PARTNERS INTERNATIONAL LL 7230 LEE DEFOREST DRIVE STE 206 COLUMBIA MD 21046 ONLINE EVENT SERVICE PROVIDER 215074 MOUNT ROYAL PRINTING CO INC 6310 BLAIR HILL LANE BALTIMORE MD 21209 PRINTING SOLUTION 214479 CONVERGENCY LLC 1015 15TH STREET NW 6TH FL WASHINGTON DC 20006 CONSULTING SERVICE 132201 PROTECH ASSOCIATES INC 5457 TWIN KNOLLS RD COLUMBIA MD 21045 TECHNOLOGY SERVICE 105081 6 69873 2851 69873 MEMBERSHIP DUES 900099 4641828 4641828 CONFERENCES 900099 4373844 4364194 9650 WEBSITE & PUBLICATIONS 541800 566376 566376 DISPUTE RESOLUTION SVCS 611710 447075 447075 DISTANCE LEARNING 900099 236662 236662 329142 323142 6000 10594927 458261 458261 506063 506063 5863600 2976902 2886698 2886698 2886698 101022 27703 73319 73319 14589141 10086220 582026 3851022 1712278 857146 847383 7749 3301411 1649666 1635783 15962 203559 101744 101136 679 296567 151225 144311 1031 303124 152322 150802 11176 11176 47114 47114 93115 93115 1226052 275890 950162 14443 14443 601800 280507 321293 718156 13431 704725 442833 442833 308297 122514 185783 2245800 2143868 101932 392790 6270 386520 86856 86856 PRINTING/POSTAGE/MAILHO 159266 141129 18137 MISCELLANEOUS 155221 117940 37281 ALLOCATION 85087 549046 -463959 UBI TAX -1775 -1775 12403170 6577141 5800608 25421 530 530 3630844 3306707 60505 43716 99323 146265 405187 222876 2010487 1644575 695305 365912 20526940 20777185 25418634 24863191 2754009 3073885 4331501 4379359 248640 141089 7334150 7594333 X 18018834 17217658 65650 51200 18084484 17268858 25418634 24863191 2185971 -3001597 0 X X 0 1 X 1 0 X 132817 210887 181054 140481 69873 735112 9967235 10012710 10145484 10452948 10113923 50692300 10100052 10223597 10326538 10593429 10183796 51427412 39816 49991 48468 51934 25672 215881 0 39816 49991 48468 51934 25672 215881 51211531 750261 880369 762060 808000 964324 4165014 750261 880369 762060 808000 964324 4165014 98859 98060 30129 8692 235740 10227 6276 2812 4446 23761 10959399 11208302 11091410 11436004 11156812 55851927 0.91690 0.91730 0.07460 0.07300 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: MISCELLANEOUS INCOME - 2014 AMOUNT: $ 10,227. 2015 AMOUNT: $ 6,276. 2016 AMOUNT: $ 2,812. 2017 AMOUNT: $ 4,446. 549386 502152 47234 1461101 1142423 318678 365912 DEFERRED RENT AND LEASE INCENTIVES 141089 141089 11376772 -3001597 -145360 -3146957 14523729 93115 -27703 65412 14589141 12192398 27703 27703 12164695 93115 145360 238475 12403170 PART XI, LINE 2D - OTHER ADJUSTMENTS: ADVERTISING COMMISSIONS RECLASSED TO EXPENSE -147,135. REFUND OF INCOME TAXES PAID 1,775. PART XI, LINE 4B - OTHER ADJUSTMENTS: COST OF GOODS SOLD -27,703. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 27,703. PART XII, LINE 4B - OTHER ADJUSTMENTS: ADVERTISING COMMISSIONS RECLASSED TO EXPENSE 147,135. REFUND OF INCOME TAXES PAID -1,775. X 1 1 X X X X 0 0 0 0 0 0 0 1 0 DAVID S CADE EXECUTIVE VICE PRESIDENT/CEO 402007 0 98750 0 1677 0 51500 0 22346 0 576280 0 0 0 WAYNE MILLER COO 259033 0 14396 0 3804 0 51500 0 42056 0 370789 0 0 0 KERRY HOGGARD VICE PRESIDENT OF MEMBERSHIP 186460 0 10817 0 1827 0 45603 0 39068 0 283775 0 0 0 ANNE HOOVER VICE PRESIDENT OF PROGRAMS 180288 0 12236 0 2897 0 32141 0 32556 0 260118 0 0 0 CYNTHIA CONNER VICE PRESIDENT OF PUBLISHING 156192 0 10043 0 3302 0 38781 0 11997 0 220315 0 0 0 FELICIA DILLARD DIRECTOR OF FINANCE 138062 0 17000 0 1355 0 14142 0 33749 0 204308 0 0 0 MAURICE HARRIS DIRECTOR OF INFORMATION TECHNOLOGY 139060 0 6750 0 1345 0 28335 0 18808 0 194298 0 0 0 STEFAN BRADHAM DIRECTOR OF MARKETING AND COMMUNICAT 129423 0 14480 0 220 0 2250 0 10189 0 156562 0 0 0 VALERIE ESHLEMAN DIRECTOR OF PROGRAMS 107282 0 6500 0 1342 0 25070 0 32788 0 172982 0 0 0 PART I, LINE 1A WAYNE MILLER, KERRY HOGGARD, GEOFFREY DRUCKER AND MAURICE HARRIS RECEIVED A REIMBURSEMENT FOR FOR HEALTHCLUB DUES. THE REIMBURSEMENT OF HEALTHCLUB DUES IS INCLUDED IN TAXABLE COMPENSATION. PART I, LINE 7 BONUS FOR THE EXECUTIVE VICE PRESIDENT IS DETERMINED ANNUALLY BY THE EXECUTIVE COMMITTEE OF THE BOARD. SALARY COMPENSATION FOR OTHER EMPLOYEES IS DETERMINED BY THE EXECUTIVE VICE PRESIDENT IN ADVANCE OF THE PERIOD DURING WHICH IT IS PAID, AND BONUSES ARE DETERMINED BY THE EVP BASED ON A BONUS POOL APPROVED BY THE BOARD. SALARY AND BONUS FOR THE COO IS ALSO DETERMINED BY THE EXECUTIVE VICE PRESIDENT AND REVIEWED AND APPROVED BY THE EXECUTIVE COMMITTEE OF THE BOARD. PART I, LINE 6 SUBSTANTIALLY ALL OF THE EDUCATIONAL CONTENT AT IN-PERSON SEMINARS AND WEBINARS IS PROVIDED BY MEMBERS OF HEALTH LAWYERS WHO VOLUNTEER THEIR TIME. MEMBERS ALSO VOLUNTEER A SUBSTANTIAL AMOUNT OF TIME TO PRODUCE WRITTEN EDUCATIONAL CONTENT FOR HEALTH LAWYERS. BECAUSE MEMBERS WORK INDEPENDENTLY AND GENERALLY NOT ON-SITE AT HEALTH LAWYERS OFFICES, HEALTH LAWYERS IS UNABLE TO ESTIMATE THE EXACT HOURS OF VOLUNTEER TIME. FORM 990, PART VI, SECTION A, LINE 1 AHLA HAS AN EXECUTIVE COMMITTEE, WHICH IS COMPOSED OF 8 VOTING MEMBERS AND 1 EX OFFICIO NON-VOTING MEMBER. THE 8 VOTING MEMBERS ARE DERIVED FROM THE BOARD AND COMMITTEES AND ARE AS FOLLOWS: PRESIDENT, PRESIDENT-ELECT, PRESIDENT-ELECT DESIGNATE, CHAIR OF THE MEMBERSHIP COMMITTEE, CHAIR OF THE PROFESSIONAL RESOURCES COMMITTEE, CHAIR OF THE PRACTICE GROUP COMMITTEE, CHAIR OF THE PUBLIC INTEREST COMMITTEE, AND ONE AT-LARGE BOARD MEMBER APPROVED BY A BOARD MAJORITY. THE 1 EX OFFICIO MEMBER IS THE IMMEDIATE PAST PRESIDENT OF AHLA. THE EXECUTIVE COMMITTEE HAS THE POWER AND DUTY TO CONDUCT AHLA AFFAIRS AND EXERCISE BOARD POWERS WHEN THE BOARD IS NOT IN SESSION. HOWEVER, THE COMMITTEE DOES NOT HAVE THE AUTHORITY TO AMEND, ALTER OR REPEAL THE ARTICLES OF INCORPORATION OR THE BYLAWS; TO AMEND OR REPEAL ANY RESOLUTION PREVIOUSLY ADOPTED BY THE BOARD; ADOPT A PLAN OF MERGER OR CONSOLIDATION; AUTHORIZE A SALE, LEASE, EXCHANGE, MORTGAGE, PLEDGE OR OTHER PROPERTY/ASSET DISPOSITION OTHER THAN IN THE ORDINARY COURSE OF BUSINESS; AUTHORIZE THE VOLUNTARY DISSOLUTION OF AHLA; REVOKE VOLUNTARY DISSOLUTION PROCEEDINGS; ADOPT A PLAN FOR THE DISTRIBUTION OF AHLA ASSETS; APPROVE THE APPOINTMENT OF THE EXECUTIVE VICE PRESIDENT; APPROVE OR PROPOSE TO MEMBERS ACTION REQUIRING MEMBER APPROVAL; OR ADOPT AN ANNUAL BUDGET. THE EXECUTIVE COMMITTEE ALSO MAY NOT HAVE THE AUTHORITY TO TAKE ANY ACTION WITH RESPECT TO THE ELECTION OR REMOVAL OF OFFICERS OR THE FILLING OF BOARD OR EXECUTIVE COMMITTEE VACANCIES. FORM 990, PART VI, SECTION A, LINE 6 THERE ARE 2 CLASSES OF MEMBERSHIP: VOTING OR REGULAR MEMBERSHIP, AND HONORARY OR NON-VOTING MEMBERSHIP. FORM 990, PART VI, SECTION B, LINE 11B THE COO AND THE OUTSIDE ACCOUNTING FIRM REVIEW THE FORMS 990 AND 990-T. THE RETURN IS THEN SUBMITTED TO THE FINANCE COMMITTEE FOR ITS REVIEW. PRIOR TO SIGNING BY THE CEO, THE RETURN IS MADE AVAILABLE TO THE BOARD AND THEN ELECTRONICALLY FILED. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY, THE BOARD OF DIRECTORS AND AHLA STAFF COMPLETE A CONFLICT OF INTEREST DISCLOSURE STATEMENT. UNDER THE CONFLICT OF INTEREST POLICY, THE EXECUTIVE COMMITTEE IS CHARGED WITH ANNUALLY REVIEWING RESPONSES TO CONFLICT OF INTEREST QUESTIONNAIRE AND POTENTIAL CONFLICTS OF INTEREST. THE BOARD FOLLOWS PROCEDURES SET OUT IN THE CONFLICT OF INTEREST POLICY TO ASSURE THAT THE POLICY IS FOLLOWED AND THAT ANY CONFLICT TRANSACTIONS ARE REVIEWED AND APPROVED IN ACCORDANCE WITH THE POLICY. FORM 990, PART VI, SECTION B, LINE 15A THE COMPENSATION FOR THE CEO IS REVIEWED AND APPROVED BY THE EXECUTIVE COMMITTEE OF THE BOARD WITH COMPARABLE CEO COMPENSATION OF OTHER HEALTHCARE AND LEGAL ASSOCIATION CEOS GATHERED FOR SUPPORT AND ANALYZED BY AN INDEPENDENT CONSULTANT. OTHER OFFICERS AND KEY EMPLOYEES SALARIES AND COMPENSATION ARE DETERMINED BY THE CEO WITH PERIODIC DATA GATHERED BY AN INDEPENDENT CONSULTANT TO DETERMINE MARKET COMPARABLES AND RANGES. ADDITIONALLY, THE COO'S COMPENSATION IS REVIEWED BY AN INDEPENDENT CONSULTANT, AND IT IS THEN REVIEWED FOR REASONABLENESS BY THE EXECUTIVE COMMITTEE. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XII, LINE 2C: THE AUDIT OVERSIGHT PROCESS HAS REMAINED UNCHANGED FROM THE PRIOR YEAR.