2020-03-13T15:12:31-05:00 2019-06-30 390859910 BAKER TILLY VIRCHOW KRAUSE LLP 777 E WISCONSIN AVE 32ND FLOOR MILWAUKEE WI 53202 990 2018-07-01 952882724 FIELDING GRADUATE UNIVERSITY FIEL 8058984010 2020 DE LA VINA ST SANTA BARBARA CA 931053814 KATRINA ROGERS PRESIDENT 8058984010 2020-03-10 1 TROY MARINE CPA P00187863 4147775500 2020-03-10 96.11.77.146 2020-03-10 19:31:50 CD P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 AE93E721A4DD0EED093D4162907705053E696DB9 2018 2020-09-22 18:59:49Z KATRINA ROGERS 2020 DE LA VINA ST SANTA BARBARA CA 931053814 35567770 0 X WWW.FIELDING.EDU X 1974 CA FIELDING PROVIDES DOCTORAL, MASTER'S AND GRADUATE-LEVEL CERTIFICATE PROGRAMS IN THE FIELDS OF EDUCATIONAL LEADERSHIP, ORGANIZATION DEVELOPMENT, AND PSYCHOLOGY. 17 15 296 21 0 0 852112 1780041 20605812 20982620 245100 543635 4552 28029 21707576 23334325 424675 477192 0 0 15777043 16579595 0 0 302885 5684273 6155295 21885991 23212082 -178415 122243 29101775 29275467 6868451 6742917 22233324 22532550 WE PROVIDE EXEMPLARY INTERDISCIPLINARY PROGRAMS FOR A COMMUNITY OF SCHOLAR-PRACTITIONERS WITHIN A DISTRIBUTED LEARNING MODEL GROUNDED IN STUDENT-DRIVEN INQUIRY AND LEADING TO ENHANCED KNOWLEDGE. 0 0 16807501 477192 20982620 FIELDING GRADUATE UNIVERSITY IS AN ACCREDITED PROVIDER OF BLENDED GRADUATE EDUCATION, COMBINING FACE-TO-FACE AND ONLINE LEARNING. FIELDING OFFERS DOCTORAL, MASTER'S, AND ADVANCED CERTIFICATE PROGRAMS IN THE FIELDS OF EDUCATIONAL LEADERSHIP, HUMAN AND ORGANIZATIONAL DEVELOPMENT, AND CLINICAL AND MEDIA PSYCHOLOGY TO MID-CAREER ADULTS. APPROXIMATELY 1,000 STUDENTS ARE SERVED THROUGHOUT THE WORLD WITH THE MAJORITY RESIDING IN THE UNITED STATES AND NORTH AMERICA. 16807501 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 1 1 1 0 1 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 61 0 296 1 0 0 0 0 0 0 0 0 0 0 0 0 X 17 15 0 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X PREMA WINDOKUN 8058984010 2020 DE LA VINA STREET SANTA BARBARA CA 931053538 NANCY BAKER TRUSTEE AND TREASURER AS OF 5/19 4.00 X X 0 0 0 MANLEY BEGAY TRUSTEE AND TREASURER THRU 4/19 4.00 X X 0 0 0 KAREN BOGART TRUSTEE AND CHAIR OF BOARD AS OF 5/18 4.00 X X 0 0 0 KARIN BUNNELL TRUSTEE THRU 4/19 2.00 X 0 0 0 KEITH EARLY TRUSTEE 2.00 X 0 0 0 KEVIN FICKENSCHER TRUSTEE THRU 8/18 2.00 X 0 0 0 LINDA HONOLD TRUSTEE THRU 4/19 2.00 X 0 0 0 JUDITH KATZ TRUSTEE 2.00 X 0 0 0 GARY WAGENHEIM TRUSTEE AND VICE CHAIR AS OF 5/18 4.00 X X 0 0 0 OTTO LEE TRUSTEE 2.00 X 0 0 0 SUSHMA SHARMA TRUSTEE THRU 4/19 2.00 X 0 0 0 TOMAS LEAL TRUSTEE THRU 11/18 2.00 X 0 0 0 WAYNE PATTERSON TRUSTEE 2.00 X 0 0 0 PATRICIA ZELL TRUSTEE AND SECRETARY AS OF 5/18 4.00 X X 0 0 0 MICHAEL ALI TRUSTEE AS OF 3/19 2.00 X 0 0 0 JOHN BENNETT TRUSTEE AS OF 3/19 2.00 X 0 0 0 ZABRINA EPPS STUDENT TRUSTEE AS OF 5/19 2.00 X 0 0 0 MICHAEL GOLDSTEIN TRUSTEE AS OF 3/19 2.00 X 0 0 0 MARIA SANCHEZ STUDENT TRUSTEE AS OF 5/19 2.00 X 0 0 0 DOROTHY AGGER GUPTA TRUSTEE AS OF 6/19 2.00 X 0 0 0 ANTHONY GREEN TRUSTEE & FACULTY MEMBER 2.00 X 89422 0 7338 KATRINA ROGERS PRESIDENT & CEO 37.50 X 311460 0 95640 GERALD PORTER PROVOST THROUGH 11/18 37.50 X 198843 0 12792 ELISABETH LEWIS VICE PRESIDENT, CFO THRU 5/19 37.50 X 161010 0 14340 ORLANDO TAYLOR VP STRATEGIC INITIATIVES AND RESEARCH 37.50 X 144473 0 21403 MONIQUE SNOWDEN PROVOST AS OF 3/19 37.50 X 0 0 0 PREMA WINDOKUN VICE PRESIDENT, CFO AS 4/19 37.50 X 0 0 0 905208 0 151513 15 0 1 0 COOLEY LLP 101 CALIFORNIA STREET SAN FRANCISCO CA 94111 LEGAL 158894 1 592628 1187413 15467 1780041 TUITION AND FEES 611600 20982620 20982620 20982620 617463 617463 12157528 12231356 -73828 -73828 -73828 760 2089 -1329 -1329 OTHER INCOME 611600 29358 29358 29358 23334325 20982620 0 571664 2745 2745 445247 445247 29200 29200 493521 464359 29162 11642841 9603068 1895824 143949 729350 593149 129123 7078 2770799 2040150 674364 56285 943084 768824 161848 12412 209553 209553 69488 69488 68529 68529 436531 192369 241867 2295 564456 444818 108430 11208 160295 74960 79311 6024 1093409 68022 1015112 10275 319918 249854 70064 377601 177984 189110 10507 1340346 1271433 57837 11076 107206 27203 80003 249291 147800 101491 183485 2241 181244 PROGRAM AND RESEARCH 589392 513846 75546 OTHER 271407 154379 114414 2614 BANK FEES 114388 209 114179 23212082 16807501 6101696 302885 6209578 5420518 665682 1393947 899469 1005623 11619 9201 400549 610086 10982520 6037423 5154072 4945097 15729185 15878577 31621 12418 29101775 29275467 852507 891805 2439775 2343318 3576169 3507794 6868451 6742917 X 17385425 16722423 2166211 0 2681688 5810127 22233324 22532550 29101775 29275467 122243 176983 0 X X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 6340354 80228 317844 92344 3829 6642253 5758923 221093 436178 26590 49250 6340354 4913437 304655 614518 25975 47712 5758923 4950215 147650 -104451 19850 60127 4913437 4810300 134545 69080 16250 47460 4950215 0.42000 0.58000 0 0 2603972 2603972 4335989 2207100 2128889 4042559 3830323 212236 4945097 UNEARNED TUITION 3507794 3507794 X 23009737 176983 2089 179072 22830665 68529 435131 503660 23334325 22710511 2089 2089 22708422 68529 435131 503660 23212082 PART V, LINE 4: ENDOWMENT FUNDS ARE USED TO SUPPORT GENERAL OPERATIONS, SCHOLARSHIPS, RESEARCH AND EDUCATIONAL ACTIVITIES. PART X, LINE 2: THE INTERNAL REVENUE SERVICE HAS DETERMINED THAT THE UNIVERSITY IS EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. ACCORDINGLY, THE UNIVERSITY IS NOT SUBJECT TO FEDERAL INCOME TAXES EXCEPT TO THE EXTENT IT DERIVES INCOME FROM CERTAIN ACTIVITIES NOT SUBSTANTIALLY RELATED TO ITS TAX-EXEMPT PURPOSES (UNRELATED TRADE OR BUSINESS ACTIVITIES). THE UNIVERSITY IS ALSO EXEMPT FROM STATE INCOME TAX. AT JUNE 30, 2019 AND 2018, THE UNIVERSITY HAD NO OBLIGATION FOR UNRELATED BUSINESS INCOME TAX. THE UNIVERSITY FOLLOWS THE ACCOUNTING STANDARDS FOR CONTINGENCIES IN EVALUATING UNCERTAIN TAX POSITIONS. THIS GUIDANCE PRESCRIBES RECOGNITION THRESHOLD PRINCIPLES FOR THE FINANCIAL STATEMENT RECOGNITION OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN ON A TAX RETURN THAT ARE NOT CERTAIN TO BE REALIZED. NO LIABILITY HAS BEEN RECOGNIZED BY THE UNIVERSITY FOR UNCERTAIN TAX POSITIONS AS OF JUNE 30, 2019 AND 2018. THE UNIVERSITY'S TAX RETURNS ARE SUBJECT TO REVIEW AND EXAMINATION BY FEDERAL AND STATE AUTHORITIES. PART XI, LINE 2D - OTHER ADJUSTMENTS: COST OF GOOD SOLD 2,089. PART XI, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS AND GRANTS 435,131. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 2,089. PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS AND GRANTS 435,131. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE UNIVERSITY DRAWS STUDENTS NATIONWIDE AND MEETS THE PUBLICITY REQUIREMENT BY INCLUDING A STATEMENT OF POLICY IN ALL BROCHURES AND CATALOGS AND ON THE UNIVERSITY'S WEBSITE. SCHEDULE E, PART I, LINE 6 FIELDING GRADUATE UNIVERSITY PARTICIPATES IN TITLE IV FEDERAL FINANCIAL AID PROGRAMS PROVIDING STUDENT EDUCATIONAL LOANS TO STUDENTS AND GRANT FUNDS FOR RESEARCH. 1 NORTH AMERICA - CANADA AND MEXICO, BUT BUT NOT THE UNITED STATES 0 10 PROGRAM SERVICES - EDUCATION EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 1 PROGRAM SERVICES - EDUCATION MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 0 0 PROGRAM SERVICES - EDUCATION EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES - EDUCATION CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 2 PROGRAM SERVICES - EDUCATION SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 0 0 PROGRAM SERVICES - EDUCATION SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 0 1 PROGRAM SERVICES - EDUCATION 0 14 0 0 0 14 0 0 0 TUITION ASSISTANCE, SCHOLARSHIP NORTH AMERICA - CANADA AND MEXICO, BUT BUT NOT THE UNITED STATES 10 19000 CHECK 0 TUITION ASSISTANCE, SCHOLARSHIP EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 1 1500 CHECK 0 TUITION ASSISTANCE, SCHOLARSHIP CENTRAL AMERICA AND CARRIBEAN 2 4000 CHECK 0 TUITION ASSISTANCE, SCHOLARSHIP MIDDLE EAST AND NORTH AFRICA 0 0 CHECK 0 TUITION ASSISTANCE, SCHOLARSHIP SUB-SAHARAN AFRICA 1 4700 CHECK 0 0 0 0 0 0 0 PART I, LINE 2: GRANT FUNDS COME IN THE FORM OF SCHOLARSHIP OR TUITION ASSISTANCE APPLIED DIRECTLY AGAINST TUITION COSTS. PART I, LINE 3: THE ORGANIZATION DOES NOT SEPARATELY TRACK EXPENDITURES RELATED TO THESE ACTIVITIES OTHER THAN DIRECT SCHOLARSHIP ASSISTANCE TO INDIVIDUALS RESIDING OUTSIDE THE US. PART I, LINE 3, COLUMN (E): REGION: NORTH AMERICA - SPECIFIC TYPES OF SERVICES IN REGION: THE ORGANIZATION PROVIDES GRADUATE PROGRAMS TO STUDENTS IN THE UNITED STATES AND THROUGHOUT THE WORLD. STUDENTS PARTICIPATE IN PROGRAMS VIA FACE-TO-FACE SESSIONS AND ONLINE COURSES AND SEMINARS FOR INDIVIDUALS AND GROUPS. FACE-TO-FACE SESSIONS ARE HELD IN THE UNITED STATES AND STUDENTS TRAVEL TO PARTICIPATE IN THESE PROGRAMS. ADMINISTRATIVE OFFICES ARE LOCATED IN THE UNITED STATES AND THE MAJORITY OF FACULTY RESIDE IN THE UNITED STATES. THREE FACULTY RESIDE IN CANADA. APPROXIMATELY 97% OF STUDENTS RESIDE IN NORTH AMERICA AND 3% RESIDE IN 25 DIFFERENT COUNTRIES. PROGRAM EXPENDITURES ARE INCURRED PRIMARILY IN THE UNITED STATES AND THE ORGANIZATION DOES NOT SEPARATELY TRACK EXPENDITURES SERVING STUDENTS RESIDING OUTSIDE OF THE UNITED STATES OTHER THAN SCHOLARSHIP ASSISTANCE. SCHOLARSHIP ASSISTANCE IN NORTH AMERICA, OTHER THAN IN THE UNITED STATES, WAS $19,000. REGION: SOUTH AMERICA - SPECIFIC TYPES OF SERVICES IN REGION: THE ORGANIZATION PROVIDES GRADUATE PROGRAMS TO STUDENTS IN THE UNITED STATES AND THROUGHOUT THE WORLD. STUDENTS PARTICIPATE IN PROGRAMS VIA FACE-TO-FACE SESSIONS AND ONLINE COURSES AND SEMINARS FOR INDIVIDUALS AND GROUPS. FACE-TO-FACE SESSIONS ARE HELD IN THE UNITED STATES AND STUDENTS TRAVEL TO PARTICIPATE IN THESE PROGRAMS. ADMINISTRATIVE OFFICES ARE LOCATED IN THE UNITED STATES AND THE MAJORITY OF FACULTY RESIDE IN THE UNITED STATES. THREE FACULTY RESIDE IN CANADA. APPROXIMATELY 97% OF STUDENTS RESIDE IN NORTH AMERICA AND 3% RESIDE IN 25 DIFFERENT COUNTRIES. PROGRAM EXPENDITURES ARE INCURRED PRIMARILY IN THE UNITED STATES AND THE ORGANIZATION DOES NOT SEPARATELY TRACK EXPENDITURES SERVING STUDENTS RESIDING OUTSIDE OF THE UNITED STATES OTHER THAN SCHOLARSHIP ASSISTANCE. SCHOLARSHIP ASSISTANCE IN SOUTH AMERICA WAS $0. REGION: EAST ASIA AND THE PACIFIC - SPECIFIC TYPES OF SERVICES IN REGION: THE ORGANIZATION PROVIDES GRADUATE PROGRAMS TO STUDENTS IN THE UNITED STATES AND THROUGHOUT THE WORLD. STUDENTS PARTICIPATE IN PROGRAMS VIA FACE-TO-FACE SESSIONS AND ONLINE COURSES AND SEMINARS FOR INDIVIDUALS AND GROUPS. FACE-TO-FACE SESSIONS ARE HELD IN THE UNITED STATES AND STUDENTS TRAVEL TO PARTICIPATE IN THESE PROGRAMS. ADMINISTRATIVE OFFICES ARE LOCATED IN THE UNITED STATES AND THE MAJORITY OF FACULTY RESIDE IN THE UNITED STATES. THREE FACULTY RESIDE IN CANADA. APPROXIMATELY 97% OF STUDENTS RESIDE IN NORTH AMERICA AND 3% RESIDE IN 25 DIFFERENT COUNTRIES. PROGRAM EXPENDITURES ARE INCURRED PRIMARILY IN THE UNITED STATES AND THE ORGANIZATION DOES NOT SEPARATELY TRACK EXPENDITURES SERVING STUDENTS RESIDING OUTSIDE OF THE UNITED STATES OTHER THAN SCHOLARSHIP ASSISTANCE. SCHOLARSHIP ASSISTANCE IN EAST ASIA & THE PACIFIC WAS $1,500. REGION: SUB-SAHARAN AFRICA - SPECIFIC TYPES OF SERVICES IN REGION: THE ORGANIZATION PROVIDESGRADUATE PROGRAMS TO STUDENTS IN THE UNITED STATES AND THROUGHOUT THE WORLD. STUDENTS PARTICIPATE IN PROGRAMS VIA FACE-TO-FACE SESSIONS AND ONLINE COURSES AND SEMINARS FOR INDIVIDUALS AND GROUPS. FACE-TO-FACE SESSIONS ARE HELD IN THE UNITED STATES AND STUDENTS TRAVEL TO PARTICIPATE IN THESE PROGRAMS. ADMINISTRATIVE OFFICES ARE LOCATED IN THE UNITED STATES AND THE MAJORITY OF FACULTY RESIDE IN THE UNITED STATES. THREE FACULTY RESIDE IN CANADA. APPROXIMATELY 97% OF STUDENTS RESIDE IN NORTH AMERICA AND 3% RESIDE IN 25 DIFFERENT COUNTRIES. PROGRAM EXPENDITURES ARE INCURRED PRIMARILY IN THE UNITED STATES AND THE ORGANIZATION DOES NOT SEPARATELY TRACK EXPENDITURES SERVING STUDENTS RESIDING OUTSIDE OF THE UNITED STATES OTHER THAN SCHOLARSHIP ASSISTANCE. SCHOLARSHIP ASSISTANCE IN SUB-SAHARAN AFRICA WAS $4,700. REGION: MIDDLE EAST AND NORTH AFRICA - SPECIFIC TYPES OF SERVICES IN REGION: THE ORGANIZATION PROVIDES GRADUATE PROGRAMS TO STUDENTS IN THE UNITED STATES AND THROUGHOUT THE WORLD. STUDENTS PARTICIPATE IN PROGRAMS VIA FACE-TO-FACE SESSIONS AND ONLINE COURSES AND SEMINARS FOR INDIVIDUALS AND GROUPS. FACE-TO-FACE SESSIONS ARE HELD IN THE UNITED STATES AND STUDENTS TRAVEL TO PARTICIPATE IN THESE PROGRAMS. ADMINISTRATIVE OFFICES ARE LOCATED IN THE UNITED STATES AND THE MAJORITY OF FACULTY RESIDE IN THE UNITED STATES. THREE FACULTY RESIDE IN CANADA. APPROXIMATELY 97% OF STUDENTS RESIDE IN NORTH AMERICA AND 3% RESIDE IN 25 DIFFERENT COUNTRIES. PROGRAM EXPENDITURES ARE INCURRED PRIMARILY IN THE UNITED STATES AND THE ORGANIZATION DOES NOT SEPARATELY TRACK EXPENDITURES SERVING STUDENTS RESIDING OUTSIDE OF THE UNITED STATES OTHER THAN SCHOLARSHIP ASSISTANCE. SCHOLARSHIP ASSISTANCE IN THE MIDDLE EAST AND NORTH AFRICA WAS $0. REGION: EUROPE (INCLUDING ICELAND & GREENLAND) - SPECIFIC TYPES OF SERVICES IN REGION: THE ORGANIZATION PROVIDES GRADUATE PROGRAMS TO STUDENTS IN THE UNITED STATES AND THROUGHOUT THE WORLD. STUDENTS PARTICIPATE IN PROGRAMS VIA FACE-TO-FACE SESSIONS AND ONLINE COURSES AND SEMINARS FOR INDIVIDUALS AND GROUPS. FACE-TO-FACE SESSIONS ARE HELD IN THE UNITED STATES AND STUDENTS TRAVEL TO PARTICIPATE IN THESE PROGRAMS. ADMINISTRATIVE OFFICES ARE LOCATED IN THE UNITED STATES AND THE MAJORITY OF FACULTY RESIDE IN THE UNITED STATES. THREE FACULTY RESIDE IN CANADA. APPROXIMATELY 97% OF STUDENTS RESIDE IN NORTH AMERICA AND 3% RESIDE IN 25 DIFFERENT COUNTRIES. PROGRAM EXPENDITURES ARE INCURRED PRIMARILY IN THE UNITED STATES AND THE ORGANIZATION DOES NOT SEPARATELY TRACK EXPENDITURES SERVING STUDENTS RESIDING OUTSIDE OF THE UNITED STATES OTHER THAN SCHOLARSHIP ASSISTANCE. SCHOLARSHIP ASSISTANCE IN EUROPE WAS $0. REGION: CENTRAL AMERICA AND THE CARIBBEAN - SPECIFIC TYPES OF SERVICES IN REGION: THE ORGANIZATION PROVIDES GRADUATE PROGRAMS TO STUDENTS IN THE UNITED STATES AND THROUGHOUT THE WORLD. STUDENTS PARTICIPATE IN PROGRAMS VIA FACE-TO-FACE SESSIONS AND ONLINE COURSES AND SEMINARS FOR INDIVIDUALS AND GROUPS. FACE-TO-FACE SESSIONS ARE HELD IN THE UNITED STATES AND STUDENTS TRAVEL TO PARTICIPATE IN THESE PROGRAMS. ADMINISTRATIVE OFFICES ARE LOCATED IN THE UNITED STATES AND THE MAJORITY OF FACULTY RESIDE IN THE UNITED STATES. THREE FACULTY RESIDE IN CANADA. APPROXIMATELY 97% OF STUDENTS RESIDE IN NORTH AMERICA AND 3% RESIDE IN 25 DIFFERENT COUNTRIES. PROGRAM EXPENDITURES ARE INCURRED PRIMARILY IN THE UNITED STATES AND THE ORGANIZATION DOES NOT SEPARATELY TRACK EXPENDITURES SERVING STUDENTS RESIDING OUTSIDE OF THE UNITED STATES OTHER THAN SCHOLARSHIP ASSISTANCE IN CENTRAL AMERICA WAS $4,000. 1 TUITION SCHOLARSHIPS AWARDED TO STUDENTS 172 399603 RESEARCH GRANTS AWARDED TO FACULTY MEMBERS 12 34316 RESEARCH GRANTS AWARDED TO STUDENTS 6 6328 GRANT AWARDS TO OUTSIDE PARTIES 1 5000 PART I, LINE 2: FIELDING GRADUATE UNIVERSITY AWARDS TUITION SCHOLARSHIPS TO STUDENTS OF THE UNIVERSITY AND ARE IMMEDIATELY APPLIED AGAINST THE STUDENT'S TUITION CHARGES. FIELDING GRADUATE UNIVERSITY AWARDS RESEARCH GRANTS TO FACULTY MEMBERS AND STUDENTS OF THE UNIVERSITY AND REQUIRES WRITTEN REPORTS FROM GRANT RECIPIENTS. X X X 1 1 X X X X X 0 0 0 0 0 0 0 0 0 KATRINA ROGERS PRESIDENT & CEO 289860 0 21600 0 0 0 23040 0 72600 0 407100 0 0 0 GERALD PORTER PROVOST THROUGH 11/18 198843 0 0 0 0 0 12319 0 473 0 211635 0 0 0 ELISABETH LEWIS VICE PRESIDENT, CFO THRU 5/19 161010 0 0 0 0 0 13200 0 1140 0 175350 0 0 0 ORLANDO TAYLOR VP STRATEGIC INITIATIVES AND RESEARCH 144473 0 0 0 0 0 12240 0 9163 0 165876 0 0 0 PART I, LINE 1A HOUSING FOR THE PRESIDENT/CEO ON THE EMPLOYER'S PREMISES AND AS A CONDITION OF EMPLOYMENT HAVE BEEN EXCLUDED FROM COMPENSATION UNDER INTERNAL REVENUE CODE SECTION 119(A), AND ARE INCLUDED IN NONTAXABLE BENEFITS. MEMBERSHIP DUES FOR A SOCIAL CLUB ARE PAID PER EMPLOYMENT AGREEMENT AND ARE INCLUDED IN TAXABLE BENEFITS. FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE IS COMPRISED OF THE OFFICERS AND THE CHAIRS OF THE STANDING COMMITTEES WHO ARE ALL MEMBERS OF THE GOVERNING BODY. THE COMMITTEE HAS THE POWER TO ACT ON BEHALF OF THE BOARD DURING PERIODS BETWEEN MEETINGS EXCEPT FILLING VACANCIES ON THE BOARD OR COMMITTEES, CHANGING BYLAWS, CHANGING A RESOLUTION THAT REQUIRES BOARD ACTION, AND APPOINTMENT OF ANY OTHER COMMITTEES OF THE BOARD. FORM 990, PART VI, SECTION A, LINE 4 THE BYLAWS OF THE ORGANIZATION WERE REVISED DURING THE YEAR. REVISIONS WERE MADE TO THE SECTIONS DESCRIBING VACANCIES AND LEAVES OF ABSENCE. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PROVIDED TO EACH VOTING MEMBER OF THE BOARD OF TRUSTEES PRIOR TO THE FORM BEING SUBMITTED TO THE IRS. FORM 990, PART VI, SECTION B, LINE 12C FIELDING GRADUATE UNIVERSITY HAS A CONFLICT OF INTEREST POLICY THAT DEFINES: 1. THE NATURE OF A CONFLICT OF INTEREST AND WHEN IT MUST BE BROUGHT TO THE ATTENTION OF THE BOARD BY THE PERSON WITH THE CONFLICT. 2. A PROCEDURE WHEREBY INTERESTED PARTIES MAY BRING POTENTIAL CONFLICTS OF INTEREST TO THE ATTENTION OF THE APPROPRIATE BODIES. 3. A PROCEDURE FOR EACH TRUSTEE AND SENIOR MANAGEMENT EMPLOYEE TO COMPLETE A CONFLICT OF INTEREST DISCLOSURE FORM ANNUALLY. 4. A PROCEDURE FOR THE REVIEW AND DETERMINATION OF A CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THE PRESIDENT'S CURRENT COMPENSATION WAS SET BY A SUBCOMMITTEE OF THE EXECUTIVE COMMITTEE OF FIELDING'S BOARD OF TRUSTEES. THE SUBCOMMITTEE USED COMPARABILITY DATA FROM THREE DIFFERENT SOURCES (TWO OF THEM SPECIFIC TO HIGHER EDUCATION, AND ONE GENERAL SOURCE) AND SOUGHT REVIEW BY LEGAL COUNSEL. THE PROCESS WAS BEGUN IN MAY 2015, CONCLUDED IN FEBRUARY 2016, AND DOCUMENTED IN APRIL 2016. SALARIES FOR OTHER KEY EMPLOYEES HAVE BEEN SET IN ACCORDANCE WITH FIELDING'S COMPENSATION POLICY, WHICH STATES THAT COMPENSATION SHALL BE BASED ON CURRENT JOB MARKET DATA AND REVIEWED REGULARLY. FIELDING SETS SALARY RANGES THAT BRIDGE THE MEDIAN MARKET SALARIES FOR COMPARABLE POSITIONS. THIS PROCESS WAS USED BY THE HUMAN RESOURCES DEPARTMENT TO ESTABLISH COMPENSATION FOR OTHER KEY EMPLOYEES (CFO, PROVOST, AND OTHER VICE PRESIDENT POSITIONS). FORM 990, PART VI, SECTION C, LINE 19 BYLAWS, CONFLICT OF INTEREST POLICY AND AUDITED FINANCIAL STATEMENTS ARE AVAILABLE ON OUR OWN WEBSITE. FORM 990, PART XII, LINE 2C THE OVERSIGHT AND SELECTION PROCESS FOR THE FINANCIAL STATEMENT AUDIT HAS NOT CHANGED FROM THE PRIOR YEAR.