2020-03-09T16:10:02-05:00 2019-05-31 410746749 CLIFTONLARSONALLEN LLP 220 SOUTH SIXTH STREET SUITE 300 MINNEAPOLIS MN 55402 990 2018-06-01 410695509 ST CATHERINE UNIVERSITY STCA 6516906566 2004 RANDOLPH AVENUE ST PAUL MN 551051794 ANGELA M RILEY EVP & CHIEF FINANCIAL OFFICER 6516906043 2020-02-06 1 KAREN GRIES P00078514 6123764500 2020-02-06 67.137.57.251 2020-02-06 16:45:16 CS P 556679616493003E6E17937C0791D09847FC9451 06C6282D018575128FE0891D0F3A4E057D2D2323 2018 2020-09-23 17:36:50Z REBECCA KOENIG ROLOFF 2004 RANDOLPH AVENUE ST PAUL MN 551051794 195055482 0 0928 X WWW.STKATE.EDU X 1913 MN WE EDUCATE WOMEN TO LEAD AND INFLUENCE. 26 25 2421 1274 108298 0 13424675 13537690 119509061 123332154 5041343 8665863 1489734 2063896 139464813 147599603 35264517 35981187 0 0 67054297 61498738 84831 65753 2697886 37995845 42752198 140399490 140297876 -934677 7301727 289861821 302192671 91744245 101699214 198117576 200493457 X SEE SCHEDULE O.WE EDUCATE WOMEN TO LEAD AND INFLUENCE. WE EDUCATE AT ALL DEGREE LEVELS THROUGH VALUING AND INTEGRATING THE LIBERAL ARTS AND PROFESSIONAL EDUCATION WITHIN THE CATHOLIC INTELLECTUAL TRADITION, EMPHASIZING SCHOLARLY INQUIRY AND SOCIAL JUSTICE TEACHING AS LIVED BY THE SISTERS OF ST. JOSEPH OF CARONDELET.WE WELCOME A RICH DIVERSITY OF STUDENTS, WITH A BACCALAUREATE COLLEGE FOR WOMEN AT THE HEART OF THE UNIVERSITY AND GRADUATE AND ADULT COLLEGES FOR WOMEN AND MEN. COMMITTED TO EXCELLENCE AND OPPORTUNITY, ST. CATHERINE UNIVERSITY DEVELOPS LEADERS WHO ACT WITH INTEGRITY. 0 0 98687902 35981187 112832054 SEE SCHEDULE O.ST. CATHERINE UNIVERSITY CONFERS DEGREES AT THE ASSOCIATE, BACCALAUREATE, MASTER'S AND DOCTORAL LEVELS. TOTAL 2018-2019 ENROLLMENT ON BOTH CAMPUSES, IN ST. PAUL AND MINNEAPOLIS, IS 4,859 STUDENTS - 93.7 PERCENT WOMEN AND 29.4 PERCENT MULTICULTURAL OR INTERNATIONAL. DURING THE 2018-2019 ACADEMIC YEAR, ST. CATHERINE UNIVERSITY AWARDED 36 UNDERGRADUATE CERTIFICATES, 259 ASSOCIATE DEGREES, 559 BACCALAUREATE DEGREES, 81 POST-BACCALAUREATE CERTIFICATES, 531 MASTER'S DEGREES, AND 64 DOCTORATE DEGREES. OUR REPUTATION FOR ACADEMIC EXCELLENCE AND OUR NATIONALLY RECOGNIZED PROGRAMS HAVE ALSO PLACED US AMONG THE TOP TIERS OF CATHOLIC AND MASTER'S UNIVERSITIES NATIONWIDE. ST. CATHERINE RANKS 13 IN U.S. NEWS & WORLD REPORT'S 2019 BEST COLLEGE RANKINGS AMONG MIDWEST REGIONAL UNIVERSITIES. ITS NURSING PROGRAM IS IN THE TOP 10 PERCENT, AND ITS SOCIAL WORK PROGRAM IS IN THE TOP 5 PERCENT IN COLLEGE FACTUAL'S 2018 NATIONWIDE RANKING. IN THE 2018 U.S. NEWS & WORLD REPORT'S "BEST COLLEGES" ISSUE, IT WAS ALSO RECOGNIZED IN "ECONOMIC DIVERSITY AMONG TOP-RANKED SCHOOLS." 13865763 0 366596 SEE SCHEDULE O.ST. CATHERINE UNIVERSITY HELPS STUDENTS ACHIEVE THEIR BEST BY OFFERING SMALL CLASSES, COMMITTED FACULTY MEMBERS, AND AN ARRAY OF ACADEMIC AND PERSONAL SUPPORT SERVICES. THESE SERVICES INCLUDE ACADEMIC ADVISING, FINANCIAL AID AND CAREER COUNSELING, A HEALTH AND WELLNESS CENTER, A CAMPUS MINISTRY PROGRAM, AND ACCOMMODATIONS FOR STUDENTS WITH DISABILITIES. ALL OF OUR SERVICES COMBINE TO MAKE THE ST. KATE'S EXPERIENCE ONE THAT NURTURES STUDENTS IN MIND, BODY, AND SPIRIT.IN ADDITION, ST. CATHERINE HAS PROGRAMS THAT CATER TO SPECIFIC STUDENT POPULATIONS. FOR EXAMPLE, THE MULTICULTURAL CENTER ON THE MINNEAPOLIS CAMPUS - PART OF THE OFFICE OF MULTICULTURAL AND INTERNATIONAL PROGRAMS AND SERVICES - PROVIDES ADVISING, ADVOCACY, AND REFERRALS FOR STUDENTS OF COLOR. THE ACCESS AND SUCCESS PROGRAM HELPS STUDENT PARENTS BALANCE SCHOOL, FINANCES, AND FAMILY LIFE, INCLUDING HELPING THEM TO FIND AFFORDABLE HOUSING AND REPUTABLE CHILDCARE. 11848116 0 10036304 SEE SCHEDULE O.ST. CATHERINE UNIVERSITY IS, AT HEART, A COMMUNITY - ONE THAT RECOGNIZES STUDENTS, FACULTY, AND STAFF MEMBERS AS WHOLE HUMAN BEINGS WHO HAVE PRACTICAL AS WELL AS INTELLECTUAL NEEDS. OUR AUXILIARY SERVICES CONTRIBUTE TO THE OVERALL QUALITY OF LIFE ON THE 110-ACRE ST. PAUL CAMPUS AND THE SMALLER, MORE URBAN CAMPUS IN MINNEAPOLIS.AUXILIARY SERVICES IS THE PARENT DEPARTMENT OF A DIVERSE GROUP OF INTERNAL UNITS, INCLUDING THE O'SHAUGHNESSY PERFORMING ARTS CENTER, PRINTING SERVICES, RESIDENCE HALLS AND APARTMENTS, CAMPUS MAIL, DINING AND CATERING, BOOKSTORES, AND MEETING AND EVENTS SERVICES. DURING THE 2018-2019 ACADEMIC YEAR, 69.3 PERCENT OF FIRST-YEAR STUDENTS LIVED ON CAMPUS.OUR FACILITIES CREW ENSURES THAT CAMPUS BUILDINGS AND GROUNDS ARE WELL MAINTAINED AND AESTHETICALLY PLEASING. SODEXO, THE FOOD SERVICE PROVIDER, UNDERSCORES THE VALUES OF ST. CATHERINE UNIVERSITY WITH ITS EMPHASIS ON NUTRITION, SAFE AND FAIR WORKING CONDITIONS, RECYCLING, AND PROTECTING THE ENVIRONMENT. 124401781 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 1 0 1 0 1 0 1 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 1 1 0 0 0 1 0 0 0 1 6350 0 2421 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 26 25 0 0 0 0 0 0 1 1 1 0 0 0 1 1 1 1 1 1 1 0 MN X ANGELA M RILEY 6516906043 2004 RANDOLPH AVENUE ST PAUL MN 55105 REBECCA KOENIG ROLOFF PRESIDENT & CEO 40.00 X X 419014 0 34343 MARGARET FORD CHAIR 2.00 X X 0 0 0 KATHRYN CLUBB VICE CHAIR 2.00 X X 0 0 0 KATHLEEN O'BRIEN SECRETARY 2.00 X X 0 0 0 SUSAN HAMES CSJ VICE CHAIR 2.00 X X 0 0 0 LAURA BUFANO CSJ TRUSTEE 2.00 X 0 0 0 KEVIN CROSTON TRUSTEE 2.00 X 0 0 0 MARGARET GILLESPIE CSJ TRUSTEE 2.00 X 0 0 0 MICHAEL HICKEY TRUSTEE 2.00 X 0 0 0 ANNE MCKEIG TRUSTEE 2.00 X 0 0 0 DONNA MCNAMARA CSJ TRUSTEE 2.00 X 0 0 0 CATHERINE MCNAMEE CSJ TRUSTEE 2.00 X 0 0 0 JOAN MITCHELL CSJ TRUSTEE 2.00 X 0 0 0 CHRISTINE MOORE TRUSTEE 2.00 X 0 0 0 MICHAEL O'BOYLE TRUSTEE 2.00 X 0 0 0 COLLEEN O'MALLEY CSJ TRUSTEE 2.00 X 0 0 0 LAURA RADZINSKI TRUSTEE 2.00 X 0 0 0 THERESE SHERLOCK CSJ TRUSTEE 2.00 X 0 0 0 ANGELA HALL SLAUGHTER TRUSTEE 2.00 X 0 0 0 MINDA SUCHAN TRUSTEE 2.00 X 0 0 0 SANDRA VARGAS TRUSTEE 2.00 X 0 0 0 DEBRA WILFONG TRUSTEE 2.00 X 0 0 0 ROBERT WOLLAN TRUSTEE 2.00 X 0 0 0 BRENDA WOODSON TRUSTEE 2.00 X 0 0 0 VALERIE YOUNG TRUSTEE 2.00 X 0 0 0 PAMELA JOHNSON TRUSTEE 2.00 X 0 0 0 ANGELA RILEY EXEC VP FIN&ADMIN, CFO, TREAS/SEC 40.00 X 182497 0 23399 MARK BLEGEN DEAN OF HLTH SCIENCE 40.00 X 168776 0 25647 ELIZABETH HALLORAN EVP & CAO 40.00 X 248885 0 12684 COLLEEN HEGRANES ADVISOR/PROVOST EMERITA 40.00 X 184562 0 23469 PATRICIA PRATT-COOK SR VP OF HR, EQUITY, INCLUSION 40.00 X 148080 0 13008 DAVID SCHMIT PROFESSOR 40.00 X 173294 0 23713 ANDREA J LEE FORMER PRESIDENT 0.00 X 303688 0 0 PENELOPE MOYERS PROF OF OSOT 40.00 X 151257 0 7792 1980053 0 164055 28 1 1 0 ORBIS EDUCATION SVCS LLC 11595 N MERIDIAN ST 400 CARMEL IN 46032 ONLINE EDUC SVCS 5362710 SODEXO INC & AFFILIATES 4840 PAYSPHERE CIRCLE CHICAGO IL 60674 FOOD SVCS 2362754 MCGOUGH CONSTRUCTION 2737 FAIRVIEW AV N ST PAUL MN 55113 CAMPUS CONSTRUCTION 1253344 GOODMANSON CONSTRUCTION 2500 W COUNTY RD B ROSEVILLE MN 55113 CAMPUS CONSTRUCTION 1134166 LOFFLER COMPANIES INC 1101 E 78TH ST 200 BLOOMINGTON MN 55420 PRINTER/COPIER SVCS 824653 29 10993 60113 161392 3768770 9536422 763957 13537690 TUITION 611600 112832054 112832054 AUXILIARY SERVICES 532000 10036304 10036304 FINANCE FEES 611600 287523 287523 FITNESS CENTER 531390 97200 97200 FEES & DEPOSITS 611600 79073 79073 123332154 3860111 3860111 198519 88776 109743 109743 11098 98645 52155398 47349646 4805752 4805752 4805752 9755 60113 17457 -7702 -7702 OTA CONTRACT 611600 990231 990231 MISCELLANEOUS REVENUE 900099 583584 583584 PARKING 611600 212565 212565 175475 175475 1961855 147599603 123234954 108298 10718661 35705981 35705981 275206 275206 897325 396196 457107 44022 49301175 43083971 4536477 1680727 1843612 1484007 296453 63152 5833846 4694515 939189 200142 3622780 2906664 591673 124443 10314208 9856800 453472 3936 401450 104432 297018 91345 24104 67241 182732 182732 65753 65753 317090 317090 8068349 7787564 265552 15233 859033 560216 282031 16786 6273409 4033882 1982811 256716 2424000 1170080 1253920 2415021 2378077 36944 1639268 1527456 84394 27418 315499 4983 159024 151492 3030060 2878557 151503 4462006 4207672 254334 622493 24053 598440 BAD DEBT EXPENSE 522527 480070 42457 MEMBERSHIPS/DUES 445344 331795 105410 8139 REPAIRS & MAINTENANCE 328437 302768 25669 MISCELLANEOUS EXPENSES 39927 39927 140297876 124401781 13198209 2697886 7189080 7995746 4137743 260719 2402170 2455483 413125 325694 500167 922883 158586577 80037904 74140935 78548673 184395676 185662042 4849960 4408648 9692548 8534447 2140417 13078336 289861821 302192671 15068542 14289909 8929343 8660478 3995067 2211138 63131380 75913409 619913 624280 91744245 101699214 X 89313423 91337430 62967711 61783467 45836442 47372560 198117576 200493457 289861821 302192671 X 7301727 -4733146 -192700 X 0 1 X 1 1 1 X 10468736 11229395 22189143 13424675 13537690 70849639 10468736 11229395 22189143 13424675 13537690 70849639 14123024 56726615 3069661 2515471 2448181 2814271 4058630 14906214 876949 973408 1199304 1359839 1961660 6371160 92127013 579810801 0.61570 0.67270 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MISCELLANEOUS REVENUE - 2014 AMOUNT: $ 876,949. 2015 AMOUNT: $ 973,408. 2016 AMOUNT: $ 1,199,304. 2017 AMOUNT: $ 1,359,839. 2018 AMOUNT: $ 1,961,660. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 0 0 0 0 1 131383 131383 0 PART II-B, LINE 1: ST. CATHERINE UNIVERSITY IS A MEMBER OF THE MINNESOTA PRIVATE COLLEGE COUNCIL (MPCC), AN ORGANIZATION DESCRIBED IN SECTION 501(C)(4) OF THE INTERNAL REVENUE CODE. MPCC IS AN ASSOCIATION OF PRIVATE NONPROFIT INSTITUTIONS OF HIGHER EDUCATION THAT SERVES A VARIETY OF MEMBERS' SHARED NEEDS, INCLUDING, BUT NOT ONLY NONPARTISAN AND NON-ELECTORAL ADVOCACY FOR PUBLIC POLICY THAT MEETS STUDENTS' NEEDS AND ADVANCES THE INTERESTS OF PRIVATE HIGHER EDUCATION. ST. CATHERINE PAID MEMBERSHIP DUES TO MPCC IN THE AMOUNT OF $162,824 DURING THE FISCAL YEAR. BASED ON FIGURES PROVIDED BY MPCC, $131,383 OF ST. CATHERINE'S DUES WENT, IN PART, TOWARD LOBBYING. 93559626 2419770 1941043 2820255 1208485 533077 93358622 88372712 1844556 7434883 2161777 1690065 240683 93559626 74767468 2735591 14675903 2020494 1550939 234817 88372712 80333293 538022 -2680836 1801372 1394290 227349 74767468 74887264 2467869 5815994 1644105 975726 218003 80333293 0.09280 0.41620 0.49100 1 0 3797417 3797417 122249093 54506165 67742928 29431176 25531739 3899437 3108891 3108891 78548673 SPLIT INTEREST AGREEMENTS 119793 FUNDS HELD FOR OTHERS 504487 624280 X 106481713 -4733146 -86467 -4819613 111301326 317090 35981187 36298277 147599603 104105832 106233 106233 103999599 317090 35981187 36298277 140297876 PART V, LINE 4: ENDOWMENT FUNDS ARE USED FOR SCHOLARSHIPS, FACULTY DEVELOPMENT, AND APPROVED EXPENSES. PART X, LINE 2: THE UNIVERSITY HAS RECEIVED A DETERMINATION LETTER FROM THE INTERNAL REVENUE SERVICE INDICATING IT IS A TAX-EXEMPT ORGANIZATION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS SUBJECT TO FEDERAL AND STATE INCOME TAX ONLY ON NET UNRELATED BUSINESS INCOME. THE UNIVERSITY ENGAGES IN ACTIVITIES THAT ARE CONSIDERED UNRELATED TO ITS EXEMPT PURPOSE. THESE ACTIVITIES ARE SUBJECT TO FEDERAL AND STATE INCOME TAXES. HOWEVER, SUCH ACTIVITIES GENERATED A LOSS IN FISCAL YEAR 2019 AND 2018. FURTHER, THE UNIVERSITY HAS A NET OPERATING LOSS CARRY-FORWARD OF $926,864 AVAILABLE TO OFFSET ANY TAXABLE INCOME FROM THESE UNRELATED ACTIVITIES. ACCORDINGLY, NO FEDERAL OR STATE TAX PROVISION IS REQUIRED. THE NET OPERATING LOSSES BEGIN TO EXPIRE IN 2021. THE UNIVERSITY ADOPTED ACCOUNTING STANDARDS FOR CONTINGENCIES IN EVALUATING UNCERTAIN TAX POSITIONS AND FILES AS A TAX EXEMPT ORGANIZATION. NO ADJUSTMENTS TO THE FINANCIAL STATEMENTS WERE REQUIRED AS A RESULT OF THE IMPLEMENTATION OF THIS STANDARD. THE UNIVERSITY HAS NO CURRENT OBLIGATION FOR UNRELATED BUSINESS INCOME TAX. THE UNIVERSITY TAX RETURNS ARE SUBJECT TO REVIEW AND EXAMINATION BY FEDERAL AUTHORITIES. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN FAIR VALUE OF BENEFICIAL INTEREST IN PERPETUAL TRUSTS -182,988. CHANGE IN FAIR VALUE OF SPLIT INTEREST AGREEMENTS -9,712. RENTAL EXPENSES 88,776. SPECIAL EVENT EXPENSES 17,457. PART XI, LINE 4B - OTHER ADJUSTMENTS: STUDENT FINANCIAL AID 35,981,187. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES 88,776. SPECIAL EVENT EXPENSES 17,457. PART XII, LINE 4B - OTHER ADJUSTMENTS: STUDENT FINANCIAL AID 35,981,187. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE NON-DISCRIMINATION POLICY IS INCLUDED IN THE COURSE CATALOG, ON THE UNIVERSITY'S WEBSITE AND IN ALL STUDENT POLICY DOCUMENTS (LE GUIDE). SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVES FEDERAL AND STATE GRANTS FOR STUDENT FINANCIAL ASSISTANCE. 1 NORTH AMERICA 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMMING, EDUCATION RELATED PURCHASES 33632 EUROPE 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMMING, EDUCATION RELATED PURCHASES 56602 RUSSIA & NEIGHBORING STATES 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMMING, EDUCATION RELATED PURCHASES 260 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMMING, EDUCATION RELATED PURCHASES 4713 SOUTH AMERICA 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMMING, EDUCATION RELATED PURCHASES 26971 SOUTH ASIA 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMMING, EDUCATION RELATED PURCHASES 4400 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMMING, EDUCATION RELATED PURCHASES 40295 EUROPE 0 0 GRANTS TO RECIPIENTS IN THE REGION SCHOLARSHIP ASSISTANCE 25429 EAST ASIA AND THE PACIFIC 0 0 GRANTS TO RECIPIENTS IN THE REGION SCHOLARSHIP ASSISTANCE 90591 MIDDLE EAST AND NORTH AFRICA 0 0 GRANTS TO RECIPIENTS IN THE REGION SCHOLARSHIP ASSISTANCE 23799 SOUTH AMERICA 0 0 GRANTS TO RECIPIENTS IN THE REGION SCHOLARSHIP ASSISTANCE 40072 SOUTH ASIA 0 0 GRANTS TO RECIPIENTS IN THE REGION SCHOLARSHIP ASSISTANCE 13338 SUB-SAHARAN AFRICA 0 0 GRANTS TO RECIPIENTS IN THE REGION SCHOLARSHIP ASSISTANCE 72639 CENTRAL AMERICA AND THE CARIBBEAN 0 0 GRANTS TO RECIPIENTS IN THE REGION SCHOLARSHIP ASSISTANCE 9338 0 0 0 0 0 0 192302 249777 442079 SCHOLARSHIPS EUROPE 1 25429 FINANCIAL AID AWARDS 0 N/A N/A SCHOLARSHIPS EAST ASIA AND THE PACIFIC 6 90591 FINANCIAL AID AWARDS 0 N/A N/A SCHOLARSHIPS MIDDLE EAST AND NORTH AFRICA 3 23799 FINANCIAL AID AWARDS 0 N/A N/A SCHOLARSHIPS SOUTH AMERICA 2 40072 FINANCIAL AID AWARDS 0 N/A N/A SCHOLARSHIPS SOUTH ASIA 2 13338 FINANCIAL AID AWARDS 0 N/A N/A SCHOLARSHIPS SUB-SAHARAN AFRICA 7 72639 FINANCIAL AID AWARDS 0 N/A N/A SCHOLARSHIPS CENTRAL AMERICA & CARIBBEAN 1 9338 FINANCIAL AID AWARDS 0 N/A N/A 0 0 0 0 0 0 PART I, LINE 2: THE FINANCIAL AID OFFICE DETERMINES STUDENT ELIGIBILITY FOR ALL FINANCIAL AWARDS ACCORDING TO THE UNIVERSITY'S ESTABLISHED ELIGIBILITY CRITERIA AND REGULATIONS. PART I, LINE 3: THE UNIVERSITY USES THE ACCRUAL METHOD OF ACCOUNTING TO REPORT EXPENDITURES ON SCHEDULE F. X X X X X X X 1 RUFFALO NOEL LEVITZ LLC PO BOX 3018 CEDAR RAPIDS IA 52406 PHONATHON CALL SYSTEM 0 0 16517 0 WASHBURN & MCGOLDRICK LLC 24 N BRYN MAWR AV BRYN MAWR PA 19010 PHILANTHROPIC SUPPORT 0 0 50288 0 66805 AZ DE ID IN IA MT NE SD TX VT WY MN CA IL KY NC WI GOLF TOURNAMENT 69868 60113 9755 2363 8320 4480 2294 69868 60113 9755 2363 8320 4480 2294 17457 -7702 1 SCHOLARSHIPS & OTHER FINANCIAL AID 2747 35705981 0 N/A N/A PART I, LINE 2: THE FINANCIAL AID OFFICE DETERMINES STUDENT ELIGIBILITY FOR FEDERAL, STATE AND INSTITUTIONAL SCHOLARSHIPS ACCORDING TO THE UNIVERSITY'S ESTABLISHED ELIGIBILITY CRITERIA AND REGULATIONS. X X 1 1 X X X 1 0 0 0 0 0 0 0 0 REBECCA KOENIG ROLOFF PRESIDENT & CEO 401214 0 0 0 17800 0 19938 0 14405 0 453357 0 0 0 ANGELA RILEY EXEC VP FIN&ADMIN, CFO, TREAS/SEC 182239 0 0 0 258 0 9354 0 14045 0 205896 0 0 0 MARK BLEGEN DEAN OF HLTH SCIENCE 148468 0 0 0 20308 0 5819 0 19828 0 194423 0 0 0 ELIZABETH HALLORAN EVP & CAO 248627 0 0 0 258 0 6923 0 5761 0 261569 0 0 0 COLLEEN HEGRANES ADVISOR/PROVOST EMERITA 183800 0 0 0 762 0 9424 0 14045 0 208031 0 0 0 PATRICIA PRATT-COOK SR VP OF HR, EQUITY, INCLUSION 142822 0 5000 0 258 0 7237 0 5771 0 161088 0 0 0 DAVID SCHMIT PROFESSOR 73294 0 0 0 100000 0 3927 0 19786 0 197007 0 0 0 ANDREA J LEE FORMER PRESIDENT 0 0 0 0 303688 0 0 0 0 0 303688 0 303688 0 PENELOPE MOYERS PROF OF OSOT 66417 0 10000 0 74840 0 5364 0 2428 0 159049 0 0 0 PART I, LINE 1A THE UNIVERSITY PROVIDED FIRST CLASS TRAVEL ($14,714) FOR THE UNIVERSITY PRESIDENT REBECCA ROLOFF. THIS AMOUNT IS NOT INCLUDED IN TAXABLE INCOME. THE UNIVERSITY PROVIDED TRAVEL FOR COMPANIONS ($3,906) FOR THE UNIVERSITY PRESIDENT REBECCA ROLOFF. THIS AMOUNT WAS INCLUDED IN TAXABLE INCOME. PART I, LINE 4A ANDREA J. LEE - SEPARATION AGREEMENT - $303,688 DAVID SCHMIT - SEPARATION AGREEMENT - $100,000 PENELOPE MOYERS - SEPARATION AGREEMENT - $53,077 A MINNESOTA HIGHER EDUCATION FACILITIES AUTHORITY 410988525 60416JBJ8 2018-09-13 55647685 RENNOVATION AND CURRENT REFUNDING 0 0 0 A 55647685 420275 15000000 42149044 13078366 2020 1 0 1 1 A 0 0 1 1 0 0.01210 0.01210 0.02420 0 0 1 A 0 1 0 0 0 0 0 0 1 A 1 PATRICIA FINCH FAMILY MEMBER OF DEAN PENELOPE MOYERS 102630 EMPLOYMENT COMPENSATION/BENEFITS FOR SERVICES RENDERED TO THE UNIVERSITY 0 SHELLEY RAYBORN FAMILY MEMBER OF DEAN PENELOPE MOYERS 92773 EMPLOYMENT COMPENSATION/BENEFITS FOR SERVICES RENDERED TO THE UNIVERSITY 0 CAROLYN WOLLAN FAMILY MEMBER OF TRUSTEE ROBERT WOLLAN 10000 EMPLOYMENT COMPENSATION/BENEFITS FOR SERVICES RENDERED TO THE UNIVERSITY 0 X 1 1705 APPRAISAL X 50 APPRAISAL X 2701 DONOR VALUED X 37 739033 STOCK MARKET QUOTES X 5 235 DONOR VALUED X EQUIPMENT 3 12700 DONOR VALUED X WHOLE LIFE INSURANCE POLICY OWNERSHIP 1 4568 SURRENDER VALUE X GIFT CARDS, CERTIFICATES, AND TICKETS 15 2965 FACE VALUE 0 0 1 0 PART I, COLUMN (B): THE NUMBER IN COLUMN B IS FOR THE NUMBER OF CONTRIBUTORS. FORM 990, PART VI, SECTION A, LINE 1 THE BOARD OF TRUSTEES DESIGNATES FOUR OR MORE TRUSTEES, INCLUDING THE CHAIRPERSON AND PRESIDENT, TO CONSTITUTE AN EXECUTIVE COMMITTEE. TO THE EXTENT DETERMINED BY THE BOARD, THE EXECUTIVE COMMITTEE HAS THE AUTHORITY OF THE BOARD IN THE MANAGEMENT OF THE BUSINESS OF THE UNIVERSITY. THE EXECUTIVE COMMITTEE SHALL ACT ONLY IN THE INTERVAL BETWEEN MEETINGS OF THE BOARD, SHALL REPORT TO THE BOARD FORMAL ACTIONS IT MAY TAKE DURING ANY INTERVAL BETWEEN MEETINGS, AND AT ALL TIMES, IS SUBJECT TO THE CONTROL AND DIRECTION OF THE BOARD. FORM 990, PART VI, SECTION A, LINE 7B AN AFFIRMATIVE VOTE OF AT LEAST FOUR OF THE SPONSORSHIP COUNCIL TRUSTEES SHALL BE REQUIRED FOR THE BOARD OF TRUSTEES TO ACT ON ANY MATTER WHICH SUBSTANTIALLY AFFECTS OR ALTERS THE MISSION OR CATHOLIC IDENTITY OF THE UNIVERSITY; SELECTION OF TRUSTEES; SELECTION OR TERMINATION OF THE PRESIDENT; SALE OR MORTGAGING OF PROPERTY; MAJOR CONSTRUCTION CONTRACTS OR DEBT IN EXCESS OF THE THRESHOLDS ESTABLISHED BY THE NATIONAL CONFERENCE OF CATHOLIC BISHOPS; CLOSING OR MERGING THE UNIVERSITY; AND AMENDMENTS TO THE UNIVERSITY ARTICLES OR BYLAWS. FORM 990, PART VI, SECTION B, LINE 11B BEFORE FILING THE TAX RETURN, THE PRESIDENT AND EXECUTIVE VICE PRESIDENT FOR FINANCE AND ADMINISTRATION AND CFO REVIEWED THE TAX RETURN. AFTER MANAGEMENT APPROVAL, THE AUDIT COMMITTEE THEN APPROVED THE TAX RETURN AS DELEGATED BY THE BOARD OF TRUSTEES. THE PUBLIC INSPECTION COPY OF THE TAX RETURN WAS THEN PROVIDED ELECTRONICALLY TO THE FULL BOARD. FORM 990, PART VI, SECTION B, LINE 12C ST. CATHERINE UNIVERSITY'S CONFLICT OF INTEREST POLICY APPLIES TO ALL "INTERESTED PERSONS": OFFICERS, MEMBERS OF THE BOARD OF TRUSTEES, KEY EMPLOYEES, AND OTHER EMPLOYEES WHO MAY INFLUENCE THE ACTIONS OF THE INSTITUTION. INTERESTED PERSONS ARE REQUIRED TO COMPLETE AN ANNUAL CONFLICT OF INTEREST STATEMENT. PERIODIC REVIEWS ARE CONDUCTED TO ENSURE THE INSTITUTION OPERATES IN A MANNER CONSISTENT WITH ITS CHARITABLE PURPOSES AND DOES NOT ENGAGE IN ACTIVITIES THAT COULD JEOPARDIZE ITS TAX-EXEMPT STATUS. IF A CONFLICT OR POTENTIAL CONFLICT ARISES, THE INTERESTED PERSON ALERTS THE BOARD CHAIR TO SUCH CONFLICT BEFORE PARTICIPATING IN DELIBERATIONS OR DECISIONS ON THE MATTER. THE INTERESTED PERSON IS GIVEN AN OPPORTUNITY TO DISCLOSE MATERIAL FACTS TO THE BOARD. IF A CONFLICT IS FOUND TO EXIST, THE INTERESTED PERSON MAY NOT PARTICIPATE IN DELIBERATIONS OR VOTING ON THE TRANSACTION OR ARRANGEMENT, EXCEPT TO PRESENT INFORMATION TO THE BOARD. THE BOARD CHAIR MAY APPOINT A DISINTERESTED PERSON OR COMMITTEE TO INVESTIGATE ALTERNATIVES TO AVOID PERCEIVED OR ACTUAL CONFLICTS. IF THE BOARD OF TRUSTEES, OR A COMMITTEE, BELIEVES AN INDIVIDUAL HAS FAILED TO DISCLOSE AN ACTUAL OR POSSIBLE CONFLICT OF INTEREST, IT INFORMS THE PERSON, AFFORDS THE PERSON AN OPPORTUNITY TO EXPLAIN THE ALLEGED FAILURE, MAKES FURTHER INVESTIGATION AS WARRANTED, AND TAKES APPROPRIATE DISCIPLINARY AND CORRECTIVE ACTION. ALL CONFLICT OF INTEREST DISCUSSIONS ARE DOCUMENTED IN THE MINUTES OF THE BOARD OR COMMITTEE MEETING. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD OR A COMMITTEE DESIGNATED BY THE BOARD SHALL GENERALLY CONDUCT A REVIEW OF THE PRESIDENT'S PERFORMANCE ON AN ANNUAL BASIS. THE PRESIDENT'S COMPENSATION WAS APPROVED BY THE OFFICERS OF THE BOARD OF TRUSTEES WHEN THE OFFER OF EMPLOYMENT WAS MADE IN 2016. THE SALARIES OF OTHER OFFICERS AND KEY EMPLOYEES WERE DETERMINED UTILIZING THE SAME MANNER AS OTHER EXEMPT AND FACULTY EMPLOYEES. SALARIES ARE BENCHMARKED AGAINST READILY AVAILABLE MARKET DATA AND THE MEDIAN OF 1,784 COLLEGES AND UNIVERSITIES DESIGNATED AS MASTER'S RELIGIOUS BY THE CARNEGIE CLASSIFICATION. DATA FROM THE 184 COLLEGES AND UNIVERSITIES IS COLLECTED PERIODICALLY BY THE HUMAN RESOURCES DEPARTMENT THROUGH THE COLLEGE AND UNIVERSITY PROFESSIONAL-HUMAN RESOURCES (CUPA-HR). THIS METHODOLOGY IS PART OF THE BOARD OF TRUSTEES PREVIOUSLY APPROVED COMPENSATION PLAN. FORM 990, PART VI, SECTION C, LINE 19 ST. CATHERINE UNIVERSITY MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: CHANGE IN FAIR VALUE OF BENEFICIAL INTEREST IN PERPETUAL TRUSTS -182,988. CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS -9,712. SISTERS OF ST JOSEPH OF CARONDELET ST PAUL PROVINCE 1884 RANDOLPH AVENUE ST PAUL MN 55105 411765361 RELIGIOUS, CHARITABLE, SCIENTIFIC, AND EDUCATIONAL PURPOSES. MN 501(C)(3) LINE 1 N/A 0 0 0 1 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0