2020-11-17T09:05:53-06:00 2020-03-31 521392008 GELMAN ROSENBERG & FREEDMAN 4550 MONTGOMERY AVE SUITE 800N BETHESDA MD 208142930 990 2019-04-01 363241033 ALIGHT ALIG 6128727060 615 FIRST AVENUE NE NO 500 MINNEAPOLIS MN 55413 MARK WHITE CFO 6128727060 2020-11-17 1 RICHARD J LOCASTRO CPA P00288314 3019519090 2019 2022-09-23 18:48:47Z DANIEL WORDSWORTH 615 FIRST AVENUE NE NO 500 MINNEAPOLIS MN 55413 51788796 0 X WWW.WEAREALIGHT.ORG X 1978 IL SEE PART III, LINE 1. 14 14 79 368 0 0 59606207 51052552 154402 427274 41751 100357 -132519 168822 59669841 51749005 6183006 6923310 0 0 30561183 27149527 0 0 2115944 27559580 24806983 64303769 58879820 -4633928 -7130815 37274976 30444118 5751949 6134325 31523027 24309793 X ALIGHT BUILDS A MEANINGFUL LIFE FOR AND WITH THE DISPLACED. 0 0 50971171 6923310 504627 WE WORK TO CREATE MEANINGFUL LIVES FOR AND WITH THE DISPLACED. AND, WE BELIEVE THERE IS SIMPLE HUMAN JUSTICE IN THE CHANCE TO BUILD A LIFE. YES, THIS LIFE MEANS MEETING BASIC NEEDS, AND WE DO THAT WORK EVERY DAY. BUT THAT IS NOT A LIFE. A LIFE IS FILLED WITH JOY, DIGNITY, CONNECTION AND PURPOSE. AND THAT IS WHAT WE AIM TO BUILD. WHEN WE FIND PEOPLE DISPLACED FROM THEIR HOMES, COUNTRIES OR LIVES, OUR INSTINCT MAY BE TO FOCUS ON THEIR BASIC NEEDS. AND THAT IS ESSENTIAL. IN FACT, WE PROVIDE HEALTH CARE SERVICES FOR 1.5 MILLION PATIENTS, SUPPLY 7 BILLION LITERS OF CLEAN WATER, AND PROTECT AND COUNSEL THOUSANDS OF VULNERABLE WOMEN AND CHILDREN EACH YEAR. (SEE SCHEDULE O FOR CONTINUATION)BUT THAT IS LIVING IT'S NOT A LIFE, A LIFE IS FILLED WITH JOY, DIGNITY, CONNECTION AND PURPOSE. AND THAT'S WHAT WE AIM TO BUILD. WE WORK CLOSELY WITH REFUGEES, TRAFFICKED PERSON, AND ECONOMIC MIGRANTS TO CO-DESIGN SOLUTIONS THAT HELP THEM BUILD FULL AND FULFILLING LIVES, LIVES WHICH ARE ALIGHT. WE'RE FIGHTING TO ERADICATE DRUG-RESISTANT MALARIA IN MYANMAR AND THAILAND. WE'RE PUTTING ONE MILLION OUT-OF-SCHOOLCHILDREN INTO THE CLASSROOM IN PAKISTAN. WE'RE SUPPORTING SOME OF THE WORLD'S MOST VULNERABLE, AT-RISK INDIVIDUALS AROUND THE WORLD. IN JORDAN AND SYRIA, WE'RE HELPING SYRIAN CHILDREN AND FAMILIES START AGAIN AND BUILD A FUTURE. WE'RE BUILDING CAPACITY IN THE WORLD'S NEWEST COUNTRY, SOUTH SUDAN. WE'RE OFFERING WORLD-CLASS SERVICES IN UNEXPECTED PLACES, LIKE OUR ASILI SOCIAL ENTERPRISE IN EASTERN CONGO. WE'RE INVESTING IN COMMUNITIES REBUILDING IN SOMALIA. WE'RE SUPPORTING THOSE TAKING A STAND TO HELP AND MAKE A DIFFERENCE IN UGANDA, RWANDA, AND SUDAN. WE SERVE MORE THAN 3 MILLION REFUGEES AND PEOPLE CAUGHT UP IN CONFLICT, DISASTER AND SIMPLY HOPING TO BUILD A FUTURE FOR THEMSELVES AND THEIR FAMILIES. COVID-19: IN MARCH 2020, A DEADLY PANDEMIC HIT THE GLOBAL COMMUNITY AT A STAGGERING RATE. IT HAS AFFECTED ALL OUR PROGRAMMING AND WILL HAVE LASTING HEALTH, ECONOMIC, AND SOCIETAL IMPLICATIONS. ARC WAS ABLE TO QUICKLY GRASP THE NEEDS OF THE PROGRAMS AND CONTINUED PROGRAMMING, ACCELERATED PROGRAMMING, OR DEVELOPED NEW PROGRAMMING IN ALL OUR COUNTRY PROGRAMS WHILE REMAINING FLEXIBLE AND COMPLIANT. 50971171 1 1 0 0 0 0 0 0 0 1 1 0 0 0 0 1 0 1 0 1 1 1 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 0 0 1 X 45 0 1 79 1 0 1 SU UG RW CG PK TH JO BM KE OD ES SO 0 0 0 1 1 0 0 0 0 0 0 X 14 14 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY X X MARK WHITE 6128727060 615 FIRST AVENUE NE SUITE 500 MINNEAPOLIS MN 55413 MAUREEN REED CHAIR 1.00 X X 0 0 0 MARK MORTENSON VICE CHAIR 1.00 X X 0 0 0 IMAD LIBBUS SECRETARY 1.00 2.00 X X 0 0 0 DABBS CAVIN TREASURER, CHAIR-FINANCE 1.00 X X 0 0 0 MARY WHITNEY CHAIR - PROGRAM PEOPLE 1.00 X 0 0 0 WARD BREHM CHAIR-GOVERNANCE 1.00 X 0 0 0 RICHARD VOELBEL CHAIR-BUSINESS MODEL 1.00 1.00 X 0 0 0 HOLLY ROBBINS DIRECTOR (UNTIL 12-2019) 1.00 X 0 0 0 PAUL BENNETT DIRECTOR 1.00 1.00 X 0 0 0 BEN BOYUM DIRECTOR 1.00 X 0 0 0 VANESSA HOLDEN DIRECTOR 1.00 X 0 0 0 MUFFY MACMILLAN DIRECTOR (FROM 6/2019) 1.00 X 0 0 0 GREG PAGE DIRECTOR 1.00 X 0 0 0 SUSAN SMITH ELLIS DIRECTOR 1.00 X 0 0 0 LINDA THOMAS-GREENFIELD DIRECTOR 1.00 X 0 0 0 DANIEL WORDSWORTH PRESIDENT 40.00 X 301970 0 37738 MARK WHITE CHIEF FINANCIAL OFFICER 40.00 0.50 X 191862 0 30895 SARAH HARTMAN CO & EXPERIENCE OFFICER 40.00 X 213132 0 34904 ADAN A ADAR COUNTRY DIRECTOR 40.00 X 184943 0 26216 BERNAD OCHIENG OJWANG COUNTRY DIRECTOR 40.00 X 156683 0 19104 JEREMY K HALDEMAN DIR OF GOV'T AFFAIRS & ADVOCACY 40.00 X 152164 0 28300 RANDHIR SINGH COUNTRY DIRECTOR 40.00 X 131524 0 9500 ABRAHAM F LENO COUNTRY DIRECTOR 29.85 10.15 X 125448 29323 26521 1457726 29323 213178 11 0 1 0 RESOLUTION GRAPHICS INC 7376 PO BOX 9438 MINNEAPOLIS MN 55440 PRINTING SERVICES 359753 ATOMIC DATA SOLUTIONS 250 MARQUETTE AVE S MINNEAPOLIS MN 55401 IT SERVICES 313197 GRF CPAS & ADVISORS 4550 MONTGOMERY AVE 800 BETHESDA MD 20814 AUDIT AND TAX SERVICES 285750 GRIFFINWORX 2000 PENNSYLVANIA AVE NW WASHINGTON DC 20006 MARKETING SERVICES 234458 IDEOORG 444 SPEAR STREET SAN FRANCISCO CA 94105 DEESIGN SERVICES 201446 6 82536 43264363 7705653 485135 51052552 SUPPORT INCOME 900099 350274 350274 DONOR TRIPS EDUCATION 900099 77000 77000 427274 86089 86089 14268 0 14268 14268 14268 6402 82536 30288 -23886 -23886 86856 9503 77353 77353 REFUNDS 900099 68478 68478 CC CASH BACK 900099 23614 23614 MISCELLANEOUS 900099 23263 23263 115355 51749005 504627 0 191826 3880604 3880604 3042706 3042706 826622 34273 617542 174807 20786175 18331186 1701765 753224 280483 237572 30644 12267 4081998 3510766 405432 165800 1174249 946814 159550 67885 157843 63800 50807 43236 271917 204441 67476 3580396 1727818 1396551 456027 271092 50845 218756 1491 1593922 1182551 254589 156782 2058005 1785006 203721 69278 4869077 4350639 386505 131933 551447 386440 130702 34305 50402 3 50397 2 390713 383835 2265 4613 281809 266085 11129 4595 PROGRAM SUPPLIES 6277458 6248799 28659 CONSTRUCTION 1359052 1359052 EDUCATION & TRAINING 1215034 1215034 EQUIPMENT PURCHASE 1114173 1063443 42601 8129 764643 699459 62273 2911 58879820 50971171 5792705 2115944 5416112 4574920 1731528 661957 24820343 21702795 574816 952379 8504 877673 990620 1978856 892119 3293229 1086737 465636 393881 87135 80829 37274976 30444118 5428221 5562779 323728 571546 5751949 6134325 X 6210032 629419 25312995 23680374 31523027 24309793 37274976 30444118 -7130815 -82419 0 X 0 1 X 1 1 1 X 40417169 57417651 61013084 59606207 51052552 269506663 40417169 57417651 61013084 59606207 51052552 269506663 269506663 20855 18320 17548 73491 86089 216303 0 310968 327522 905812 86197 115355 1745854 271468820 1132964 0.99280 0.99260 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 900793 -10197 890596 857472 43321 900793 880353 37119 60000 857472 891728 48625 60000 880353 883190 8538 891728 0.00000 0.95250 0.04750 0 0 78306 64616 13690 1900550 827503 1073047 1086737 X 51666586 -82419 -82419 51749005 0 51749005 58879820 0 58879820 0 58879820 PART V, LINE 4: WE HAVE 3 SEPARATE ENDOWMENTS WITH SIMILAR REQUIREMENTS. THE EARNINGS CAN BE USED WITH APPROVAL FOR CURRENT EMERGENCY OPERATIONS. CERTAIN AMOUNTS OF THE ORIGINAL ENDOWMENT CAN BE USED FOR EMERGENCY RELIEF WITH THE REQUIREMENT TO MAKE THE ENDOWMENT WHOLE WHEN MONIES ARE RECEIVED. PART X, LINE 2: FOR THE YEARS ENDED MARCH 31, 2020 AND 2019, ALIGHT AND RELATED ENTITIES HAVE DOCUMENTED THEIR CONSIDERATION OF FASB ASC 740-10, INCOME TAXES, THAT PROVIDES GUIDANCE FOR REPORTING UNCERTAINTY IN INCOME TAXES AND HAVE DETERMINED THAT NO MATERIAL UNCERTAIN TAX POSITIONS QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE CONSOLIDATED FINANCIAL STATEMENTS. 1 EAST ASIA AND THE PACIFIC 2 170 PROGRAM SERVICE ACTIVITIES HEALTH SERVICES, EMERGENCY RESPONSE, INFECTIOUS DISEASE PREVENTION AND MITIGATION 4089768 MIDDLE EAST AND NORTH AFRICA 1 0 PROGRAM SERVICE ACTIVITIES EMERGENCY RESPONSE; SHELTER, WASH, PROTECTION AND REFUGEE ASSISTANCE 302633 SOUTH ASIA 1 471 PROGRAM SERVICE ACTIVITIES FORMAL AND NON-FORMAL EDUCATION 1937816 SUB-SAHARAN AFRICA 5 1918 PROGRAM SERVICE ACTIVITIES HEALTH CARE (PRIMARY AND REPRODUCTIVE HEALTH), INFECTIOUS DISEASE PREVENTION, WATER/SANITATION, SHELTER, PROTECTION, INCOME GENERATION, NUTRITION AND EMERGENCY RESPONSE. 35500866 SOUTH AMERICA 1 15 PROGRAM SERVICE ACTIVITIES MONITORING AND EVALUATION 125704 CENTRAL AMERICA AND THE CARIBBEAN 1 1 PROGRAM SERVICE ACTIVITIES EMERGENCY RESPONSE 47087 MIDDLE EAST AND NORTH AFRICA 0 0 GRANTS TO RECIPIENTS IN THE REGION 1455610 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 GRANTS TO RECIPIENTS IN THE REGION 95060 SOUTH ASIA 0 0 GRANTS TO RECIPIENTS IN THE REGION 168281 SUB-SAHARAN AFRICA 0 0 GRANTS TO RECIPIENTS IN THE REGION 1317755 CENTRAL AMERICA AND THE CARIBBEAN 0 0 GRANTS TO RECIPIENTS IN THE REGION 6000 11 2575 0 0 11 2575 43554544 1492036 45046580 EUROPE (INCLUDING ICELAND & GREENLAND) OPERATIONAL SUPPORT 95060 WIRE TRANSFER MIDDLE EAST AND NORTH AFRICA COMMUNITY DEVELOPMENT 25000 WIRE TRANSFER MIDDLE EAST AND NORTH AFRICA EMERGENCY RESPONSE ACTIVITIES]SHELTER, WASH AND PROTECTION 1430610 WIRE TRANSFER SOUTH ASIA LIVELIHOODS 10000 WIRE TRANSFER SOUTH ASIA EDUCATION 158281 WIRE TRANSFER SUB-SAHARAN AFRICA POLIO PREVENTION 227481 WIRE TRANSFER SUB-SAHARAN AFRICA PRIMARY HEALTH CARE 210525 WIRE TRANSFER SUB-SAHARAN AFRICA PSYCHOSOCIAL SUPPORT 844280 WIRE TRANSFER SUB-SAHARAN AFRICA CHILD PROTECTION 15145 WIRE TRANSFER SUB-SAHARAN AFRICA WASH 9831 WIRE TRANSFER SUB-SAHARAN AFRICA WASH 9469 WIRE TRANSFER 11 0 1 0 0 0 0 1 PART I, LINE 2: TO EFFECTIVELY MONITOR GRANT ACTIVITIES AND IDENTIFY POTENTIAL PROBLEMS IN A TIMELY MANNER, ALIGHT USES A LAYERED APPROACH INVOLVING STAFF AND SYSTEMS AT ALL LEVELS OF THE ORGANIZATION. FOR PROGRAM MONITORING, ALIGHT EMPLOYS VARIOUS MEANS OF ONGOING MONITORING AND EVALUATIONS SYSTEMS DEPENDING ON THE COUNTRY PROGRAM AND THE PROJECT. IN GENERAL HOWEVER, AT THE FIELD LEVEL, PROJECT STAFF KEEP DETAILED RECORDS OF ACTIVITIES AND SHARE THESE REGULARLY WITH OPERATIONAL, TECHNICAL AND MANAGEMENT STAFF AT BOTH THE COUNTRY PROGRAM HEAD OFFICE AND ALIGHT HEADQUARTERS. COUNTRY PROGRAMS AND HEADQUARTERS COLLABORATE CLOSELY ON DEVELOPMENT OF INTERNAL AND DONOR REPORTS EACH MONTH FOR SUBMISSION AS REQUIRED. CURRENTLY THIS APPROACH GATHERS THE APPROPRIATE AMOUNT OF INFORMATION AT EACH LEVEL WHILE ENGAGING ALL STAFF AT ALL LEVELS TO MEET CLEAR TARGETS. MANAGEMENT AND TECHNICAL STAFF REVIEW QUARTERLY REPORTS TO ENSURE THAT ACTIVITIES ARE PROCEEDING ON SCHEDULE AND THAT TARGETS ARE MET. ALIGHT HAS ESTABLISHED AND DOCUMENTED ACCOUNTING AND ADMINISTRATIVE PROCEDURES AND POLICIES TO ENSURE ADEQUATE SYSTEMS OF INTERNAL CONTROL, SAFEGUARD THE RESOURCES OF THE ORGANIZATION, ENABLE THE PREPARATION OF ACCURATE AND TIMELY REPORTS, ENSURE RETENTION AND MAINTENANCE OF RECORDS AND ENSURE ADHERENCE TO GENERALLY ACCEPTED ACCOUNTING STANDARDS AND REGULATIONS. ALIGHT EMPLOYS THE USE OF AN ACCOUNTING SYSTEM WHICH ENABLES THE ALIGHT FINANCIAL DEPARTMENTS LOCATED AT BOTH ITS HEADQUARTER AND FIELD OFFICES TO TRACK COSTS AS RELATED TO ALL ASPECTS OF PROGRAM OPERATIONS. EXPENDITURES ARE MONITORED ON A MONTHLY BASIS AGAINST BUDGETS TO ENSURE APPROPRIATE CONTROL. ALIGHT IS AUDITED ANNUALLY BY A US GOVERNMENT-APPROVED INDEPENDENT AUDIT FIRM. ALIGHT HEADQUARTERS IS RESPONSIBLE FOR FINANCIAL REPORT CONSOLIDATION. ALIGHT HEADQUARTERS IS ALSO RESPONSIBLE FOR TRANSFER OF FUNDS TO LOCAL OFFICES. ALL BANK ACCOUNTS USED BY ALIGHT OFFICES ARE OPERATED UNDER A JOINT SIGNATORY AUTHORIZATION AND THE CFO MUST APPROVE ALL NEW ACCOUNTS. ALIGHT CURRENTLY OPERATES BANK ACCOUNTS IN ALL ITS AREAS OF OPERATION. ALIGHT EMPLOYS THE USE OF DOCUMENTED PROCUREMENT AND ADMINISTRATIVE POLICIES AND PROCEDURES, WHICH OUTLINE SPECIFIC PROCUREMENT PROCEDURES AND AUTHORIZATION REQUIREMENTS, TRAVEL POLICIES AND OTHER GRANT COMPLIANCE REQUIREMENTS. IN AS MUCH AS POSSIBLE, PROCUREMENT IS COMPLETED IN THE FIELD, WITH FINAL APPROVAL FOR SIGNIFICANT TRANSACTIONS, AS OUTLINED IN A DELEGATION OF AUTHORITY POLICY, BY THE CFO, AND IF NECESSARY THE ALIGHT PRESIDENT UPON THEIR EXAMINATION OF THE REQUEST FOR VALIDITY, SUFFICIENCY OF FUNDING AND COMPLIANCE TO REGULATIONS. PART III ACCOUNTING METHOD: MINNEAPOLIS GALA 88938 82536 6402 30000 288 88938 82536 6402 30000 288 30288 -23886 1 UPWARDLY GLOBAL 582 MARKET STREET SUITE 1207 SAN FRANSISCO CA 94104 943346127 501(C)(3) -56000 FUND RETURN]UNDERSPEND) OPERATIONAL SUPPORT ORAM - ORGANIZATION FOR REFUGE ASYLUM AND MIGRATION 615 1ST AVENUE NE SUITE 500 MINNEAPOLIS MN 55413 263748676 501(C)(3) 300000 OPERATIONAL SUPPORT EASTERN CONGO INITIATIVE 615 1ST AVENUE NE SUITE 500 MINNEAPOLIS MN 55413 454103655 501(C)(3) 3636604 OPERATIONAL SUPPORT AND TRANSFER OF ASILI NET ASSETS 3 0 PART I, LINE 2: ALIGHT USES A LAYERED APPROACH INVOLVING BOTH STAFF REVIEW ACTIVITIES, REVIEW OF DOCUMENTATION AND REVIEW OF FINANCIAL AND PROGRAMMATIC REPORTS, WHERE REQUIRED. SPECIFIC MONITORING REQUIREMENTS WILL DEPEND ON THE ACTIVITIES, THE ORGANIZATION, THE FUNDING MECHANISM AND THE SIZE OF THE AWARD. X X 1 1 X X X 0 0 0 0 0 0 0 1 0 DANIEL WORDSWORTH PRESIDENT 261970 0 40000 0 0 0 15710 0 22028 0 339708 0 0 0 MARK WHITE CHIEF FINANCIAL OFFICER 191862 0 0 0 0 0 11668 0 19227 0 222757 0 0 0 SARAH HARTMAN CO & EXPERIENCE OFFICER 213132 0 0 0 0 0 12876 0 22028 0 248036 0 0 0 ADAN A ADAR COUNTRY DIRECTOR 115963 0 0 0 68980 0 6958 0 19258 0 211159 0 0 0 BERNAD OCHIENG OJWANG COUNTRY DIRECTOR 114597 0 0 0 42086 0 0 0 19104 0 175787 0 0 0 JEREMY K HALDEMAN DIR OF GOV'T AFFAIRS & ADVOCACY 152164 0 0 0 0 0 9341 0 18959 0 180464 0 0 0 ABRAHAM F LENO COUNTRY DIRECTOR 97448 29323 0 0 28000 0 5750 1400 15986 3385 147184 34108 0 0 PART I, LINE 1A FOR THE COUNTRY DIRECTORS LISTED ON THE FORM 990, PART VII THE EMPLOYMENT CONTRACTS GENERALLY INCLUDE A HOUSING ALLOWANCE AND PROVISION FOR ANNUAL HOME LEAVE ROUND TRIP TRANSPORTATION FOR THE EMPLOYEE AND IMMEDIATE FAMILY. THIS BENEFIT HAS BEEN INCLUDED IN THE EMPLOYEES TAXABLE INCOME. PART I, LINE 7 SEE PART II, COLUMN B (II) FOR BONUS AMOUNTS. X 72 485135 FMV 0 1 1 PART I, COLUMN (B): THE AMOUNT REPORTED IN COLUMN(B) REPRESENTS THE NUMBER OF CONTRIBUTIONS. PART I, LINE 32B: NON-CASH CONTRIBUTIONS ARE ANY DONATIONS OF TANGIBLE PERSONAL PROPERTY, INCLUDING BUT NOT LIMITED TO: PIECES OF ART; FURNITURE; COIN AND STAMP COLLECTIONS; LIVESTOCK; JEWELRY; EQUIPMENT; VEHICLES, INCLUDING CARS OR BOATS; CLOTHES; OR ANY OTHER PERSONAL PROPERTY ITEM OWNED BY A DONOR. NON-CASH CONTRIBUTIONS THAT ARE SOLICITED OR OFFERED FOR DOMESTIC PROGRAMMING, INCLUDING A SPECIFIC PURPOSE OR EVENT, WILL BE EVALUATED AND ACCEPTED BY APPROPRIATE ALIGHT STAFF. GIFTS OF EQUIPMENT, GOODS, OR SERVICES FOR OVERSEAS PROGRAMS WILL BE EVALUATED ON A CASE-BY-CASE BASIS. GIFTS WILL BE EVALUATED BASED ON THEIR RELEVANCE TO ALIGHT PROGRAMS, THE EXISTENCE OR AVAILABILITY OF SIMILAR PURCHASABLE ITEMS WITHIN THE SPECIFIC COUNTRY, AND THE BURDEN PLACED ON THE COUNTRY PROGRAM TO ACCEPT THE GIFT, INCLUDING ISSUES RELATED TO SHIPPING, DISTRIBUTION, OR IMPLEMENTATION. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WAS PREPARED BY THE OUTSIDE ACCOUNTANTS AND REVIEWED AND APPROVED BY MANAGEMENT. THE FINANCE/AUDIT COMMITTEE REVIEWED AND APPROVED THE 990 PRIOR TO SENDING A FINAL ELECTRONIC COPY OF THE RETURN TO ALL BOARD MEMBERS PRIOR TO BEING FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C ANY PERSON ENGAGED IN A CLOSE PERSONAL RELATION AS DEFINED BY THE ALIGHT CONFLICT OF INTEREST POLICY IS REQUIRED TO DISCLOSE SUCH RELATION AS IT ARISES, IF IT HAS THE POTENTIAL TO INFLUENCE DECISIONS AROUND HIRING, PROMOTIONS, EDUCATION, ACCESS TO MATERIAL, MEDICINE, HEALTHCARE, MONEY OR OTHER FINANCIAL RESOURCES OR ANY OTHER GOODS OR SERVICES PROVIDED BY ALIGHT. EMPLOYEES ARE PROHIBITED FROM PROVIDING ANY ASSISTANCE OR SERVICE THROUGH ANY ALIGHT PROGRAM, SUCH AS ACCESS TO MATERIALS, MEDICINE, HEALTHCARE, MONEY OR OTHER FINANCIAL RESOURCES OR ANY OTHER GOODS OR SERVICES PROVIDED BY ALIGHT, TO ANYONE WITH WHOM THEY HAVE A CLOSE PERSONAL RELATIONSHIP. EMPLOYEES ARE ALSO PROHIBITED FROM SUPERVISING AND PARTICIPATING IN ANY HIRING, PROMOTION, AND EVALUATION DECISIONS, EITHER DIRECTLY OR INDIRECTLY THAT MAY AFFECT AN INDIVIDUAL WITH WHOM THEY HAVE A CLOSE PERSONAL RELATIONSHIP. EMPLOYEES WHO BELIEVE THIS POLICY IS BEING VIOLATED ARE REQUIRED TO REPORT THE CONCERN. PERSONAL GAIN MAY RESULT NOT ONLY IN CASES WHERE AN EMPLOYEE OR RELATIVE HAS A SIGNIFICANT OWNERSHIP IN A FIRM WITH WHICH THE ALIGHT DOES BUSINESS BUT ALSO WHEN AN EMPLOYEE OR RELATIVE RECEIVES ANY KICKBACK, BRIBE, SUBSTANTIAL GIFT, OR SPECIAL CONSIDERATION AS A RESULT OF ANY TRANSACTION OR BUSINESS DEALINGS INVOLVING THE ALIGHT. THE ACTIVITIES ARE STRICTLY PROHIBITED BY ALIGHT. VIOLATIONS WILL BE CAUSE FOR IMMEDIATE TERMINATION AND, IF WARRANTED, LEGAL ACTION. THE ORGANIZATION PERFORMS ANNUAL EXTERNAL AUDITS AND REGULAR INTERNAL AUDITS TO EVALUATE ITS INTERNAL CONTROLS AND DETECT ANY CONFLICT OF INTEREST. ALIGHT ALSO HAS A CONFIDENTIAL REPORTING MECHANISM FOR REPORTING VIOLATIONS OF ITS POLICIES AND A WHISTLEBLOWER PROTECTION POLICY. FORM 990, PART VI, SECTION B, LINE 15 IN DETERMINING THE PRESIDENT/CEO'S SALARY, THE COMPENSATION COMMITTEE OF THE BOARD CONSIDERS MARKET SURVEY DATA OF COMPARABLE POSITIONS AND THE PRESIDENT'S PERFORMANCE. THE MARKET SURVEY DATA INCLUDES INFORMATION ON SALARIES OF CEOS OF COMPARABLE INSTITUTIONS, AS REPORTED ON CHARITY NAVIGATOR AND REPORTED IN THE ANNUAL INSIDE NGO SURVEY WHICH INCLUDES DATA ON SALARIES OF POSITIONS IN INTERNATIONAL NON-GOVERNMENTAL ORGANIZATIONS IN THE HUMANITARIAN RELIEF AND DEVELOPMENT SECTOR. A FORMAL PERFORMANCE EVALUATION IS ALSO CONDUCTED ANNUALLY. ALL DECISIONS ARE DOCUMENTED IN THE BOARD MINUTES. THE LAST COMPENSATION REVIEW TOOK PLACE IN APRIL 2019. A SALARY REVIEW OF KEY POSITIONS IS CONDUCTED ANNUALLY TO DETERMINE MARKET COMPETIVENESS AND INTERNAL EQUITY CONCERNS. MARKET SURVEY DATA IS GATHERED FROM VARIOUS SOURCES, DEPENDING UPON THE POSITION, BUT THE PRIMARY SURVEY COMPARISON DATA USED IS FROM THE ANNUAL INSIDE NGO SURVEY OF POSITIONS IN INTERNATIONAL NON-GOVERNMENTAL ORGANIZATIONS IN THE HUMANITARIAN RELIEF AND DEVELOPMENT SECTOR. THE POSITIONS ARE ALSO REVIEWED BY HUMAN RESOURCES TO DETERMINE IF ANY INTERNAL INEQUITIES EXIST AMONG POSITIONS. THE MARKET AND INTERNAL EQUITY DATA IS PRESENTED TO THE INDEPENDENT BOARD WHO MAKES THE FINAL DECISION ON COMPENSATION BASED ON THIS DATA PRESENTED TO THEM AND THE INDIVIDUAL PERFORMANCE OF THE EMPLOYEE. PERFORMANCE EVALUATIONS ARE CONDUCTED ON AN ANNUAL BASIS. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE TO THE PUBLIC UPON REQUEST. THE FINANCIAL STATEMENTS ARE PUBLISHED ONLINE AS PART OF OUR ANNUAL REPORT AND ARE AVAILABLE UPON REQUEST. WIKIRELIEF 2711 CENTERVILLE ROAD SUITE 400 WILMINGTON DE 19808 SERVICE SOFTWARE DEVELOPMENT DE 0 0 ALIGHT QUESTSCOPE LTD 615 1ST AVE NE SUITE 500 MINNEAPOLIS MN 55413 363936979 HUMANITARIAN EDUCATIONAL PROGRAMS IL 501(C)(3) LINE 7 ALIGHT 1 QUESTSCOPE 71-75 SHELTON STREET LONDON UK WC2H 9JQ 981069488 HUMANITARIAN EDUCATIONAL PROGRAMS UK N/A N/A ALIGHT 1 ORAM - ORGANIZATION FOR REFUGEE ASYLUM & MIGRATION 615 1ST AVE NE SUITE 500 MINNEAPOLIS MN 55413 263748676 HUMANITARIAN EDUCATION AND SUPPORT CA 501(C)(3) LINE 7 ALIGHT 1 UPWARDLY GLOBAL (UPGLO) 582 MARKET STREET SAN FRANCISCO CA 94104 943346127 HUMANITARIAN EDUCATION AND SUPPORT CA 501(C)(3) LINE 7 ALIGHT 0 EASTERN CONGO INITIATIVE (ECI) 615 1ST AVE NE SUITE 500 MINNEAPOLIS MN 55413 454103655 HUMANITARIAN EDUCATION AND SUPPORT MN 501(C)(3) LINE 7 ALIGHT 1 1 1 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 0 0 QUESTSCOPE LTD A 11901 4% INTEREST ON LOAN QUESTSCOPE LTD D 278000 LOAN VALUE QUESTSCOPE LTD L 82808 FMV QUESTSCOPE LTD N 0 FMV QUESTSCOPE LTD Q 155846 ACTUAL EXPENSE QUESTSCOPE B 95060 BASED ON GRANT BUDGET QUESTSCOPE M 375127 ACTUAL EXPENSE ORAM B 300000 BASED ON OPERATING BUDGET ORAM R 25000 ACTUAL EXPENSE ORAM Q 66607 ACTUAL EXPENSE ECI B 3636604 ACTUAL EXPENSE ECI L 3408 ACTUAL EXPENSE UPGLO C 56000 FUND RETURN UPGLO Q 4856 ACTUAL EXPENSE