2020-11-16T14:18:51-06:00 2019-12-31 271728945 PKF O'CONNOR DAVIES LLP 665 FIFTH AVENUE NEW YORK NY 10022 990 2019-01-01 133480246 NAF NAF 2126352400 218 WEST 40TH STREET 5TH FLOOR NEW YORK NY 10018 LISA DUGHI PRESIDENT 2126352400 2020-11-16 1 GARRETT M HIGGINS P00543209 2122862600 2020-11-16 2019 2022-09-23 18:48:47Z JONDEL HOYE 218 WEST 40TH STREET 5TH FLOOR NEW YORK NY 10018 30347217 0 X WWW.NAF.ORG X 1988 NY NAF SOLVES SOME OF THE BIGGEST CHALLENGES FACING EDUCATION AND THE ECONOMY BY BRINGING EDUCATION, BUSINESS, AND COMMUNITY LEADERS TOGETHER TO TRANSFORM THE HIGH SCHOOL EXPERIENCE. 24 23 84 4100 0 0 15926054 24033694 2469512 2372082 1026008 435128 -57366 -38401 19364208 26802503 335155 826912 0 0 9497679 11000605 82594 72113 1396745 9811863 11650634 19727291 23550264 -363083 3252239 21065224 26121624 2103207 3611962 18962017 22509662 X NAF SOLVES SOME OF THE BIGGEST CHALLENGES FACING EDUCATION AND THE ECONOMY BY BRINGING EDUCATION, BUSINESS, AND COMMUNITY LEADERS TOGETHER TO TRANSFORM THE HIGH SCHOOL EXPERIENCE. 0 0 5207757 228158 738406 THE ACADEMY OF FINANCE CONNECTS HIGH SCHOOL STUDENTS WITH THE WORLD OF FINANCIAL SERVICES AND PERSONAL FINANCE, OFFERING A CURRICULUM THAT COVERS BANKING AND CREDIT, FINANCIAL PLANNING, GLOBAL FINANCE SECURITIES, INSURANCE, ACCOUNTING, AND ECONOMICS. THE ACADEMY OF FINANCE CURRICULUM AND CERTIFICATION IS VALIDATED BY THE COUNCIL FOR ECONOMIC EDUCATION. 3237983 141860 459113 THE ACADEMY OF INFORMATION TECHNOLOGY PREPARES STUDENTS FOR CAREER OPPORTUNITIES IN COMPUTER NETWORKING, SYSTEMS, DATABASE DESIGN, DIGITAL VIDEO PRODUCTION, GRAPHIC DESIGN, AND PROGRAMMING. IN ADDITION, JUNIPER NETWORKS HAS AGREED UPON A PROGRAM OF STUDY, LINKED TO NAF ASSESSMENTS, THAT WILL QUALIFY STUDENTS FOR ITS PROFESSIONAL TRAINING PROGRAM AND EARN A JUNIPER CERTIFICATE. ACADEMIES MAY ALSO USE COMPUTER SCIENCE CURRICULUM FROM PROJECT LEAD THE WAY, INC. (PLTW) AND SELECT COURSES FROM CISCO. 2509437 109941 355812 THE ACADEMY OF ENGINEERING ANSWERS AN ACUTE NEED FOR ENGINEERS IN THIS COUNTRY BY EDUCATING HIGH SCHOOL STUDENTS IN THE PRINCIPLES OF ENGINEERING, PROVIDING CONTENT IN THE FIELDS OF ELECTRONICS, BIOTECH, AEROSPACE, CIVIL ENGINEERING, AND ARCHITECTURE. ACADEMIES USE CURRICULUM FROM PROJECT LEAD THE WAY, INC. (PLTW), THE STEM ACADEMY, OR PAXTON/PATTERSON. THEY ALSO BENEFIT FROM SUPPORT PROVIDED BY NATIONAL ACTION COUNCIL FOR MINORITIES IN ENGINEERING (NACME). 2320555 101666 329031 THE ACADEMY OF HEALTH SCIENCES ADDRESSES THE CRITICAL ACHIEVEMENT GAP IN STEM FIELDS AND DEVELOPS A PIPELINE OF STUDENTS PREPARED TO PURSUE HEALTH-RELATED DEGREES AND PROFESSIONS IN ONE OF THE FASTEST GROWING SECTORS OF THE ECONOMY. COURSES INCLUDE CONTENT ON BIOTECHNOLOGY, ANATOMY, PHYSIOLOGY, AND GLOBAL HEALTH. ACADEMIES MAY USE BIOMEDICAL CURRICULUM FROM PROJECT LEAD THE WAY INC. (PLTW) OR THE HEALTH SCIENCES CAREERS CURRICULUM FROM PAXTON-PATTERSON. HOSAFUTURE HEALTH PROFESSIONALS ALSO PROVIDES OPPORTUNITIES FOR STUDENTS TO BUILD COLLEGE AND CAREER-READINESS SKILLS. THE NATIONAL CONSORTIUM FOR HEALTH SCIENCE EDUCATION PROVIDES AN ONLINE MODULE FOR WORK-BASED LEARNING. 3453849 245287 489720 OTHER ACADEMIES - INCLUDING ACADEMY OF HOSPITALITY AND TOURISM (SPECIALIZING IN HOSPITALITY AND TOURISM). 5774404 346953 818751 16729581 1 1 0 1 0 0 0 0 1 1 1 0 0 0 1 1 1 0 0 0 0 0 0 1 1 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 89 0 84 1 0 0 0 0 0 1 1 0 0 0 0 0 0 X 24 23 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AK CA CT CO DC FL GA HI IL KS KY ME MD MA MI MN NH NJ NM NY NC OH OK OR PA SC TN UT VA WA WI WV X X X CRAIG LOVE INTERIM CFO 2126352400 218 WEST 40TH STREET 5TH FLOOR NEW YORK NY 10018 JONDEL HOYE CEO 40.00 X X 495207 0 99822 LISA DUGHI PRESIDENT 40.00 X 344619 0 80721 MARYANNE BLOOMFIELD CHIEF ADVANCEMENT OFFICER 40.00 X 263779 0 57361 BRENDA BARRY CHIEF PROGRAM OFFICER 40.00 X 241980 0 65425 IRA BERKOWITZ CFO 40.00 X 214621 0 63730 KEARNEY STANIFORD CHIEF OF STAFF, EXTERNAL 32.00 X 221651 0 47632 HELEN BLANCH VP, NETWORK DEVELOPMENT 40.00 X 164062 0 43757 WILLIAM TAYLOR VP, OUTREACH & PARTNERSHIP 40.00 X 162316 0 42687 COLLEEN DEVERY VP, STRATEGY 40.00 X 153511 0 38525 PATRICIA BROWN VP, CORPORATE ENGAGEMENT & RELATIONS 40.00 X 152236 0 41042 IRENE LYNN CHIEF OF STAFF, INTERNAL 24.00 X 172043 0 38042 RONALD WILSON SENIOR DIRECTOR, FINANCE 40.00 X 141585 0 26762 MICHAEL HENSON DIRECTOR, NAFTRACK 40.00 X 135716 0 33984 TARAWHONA BELLEVUE SR. MANAGING DIR., NETWORK EXPANSION 40.00 X 130132 0 25185 UMANG BERI SR. DIR., SYSTEMS & DATA APPLICATIONS 40.00 X 128366 0 30114 SANFORD I WEILL CHAIRMAN 3.00 X X 0 0 0 KENNEITH I CHENAULT VICE CHAIRMAN 3.00 X X 0 0 0 EUGENE A LUDWIG SECRETARY 3.00 X X 0 0 0 SANJIV YAJNIK TREASURER 3.00 X X 0 0 0 JEFFREY A BRILL DIRECTOR 3.00 X 0 0 0 URSULA M BURNS DIRECTOR 3.00 X 0 0 0 LYNNE DOUGHTIE DIRECTOR 3.00 X 0 0 0 ROBERT C DUGHI DIRECTOR 3.00 X 0 0 0 BARBARA BENIOFF FRIEDMAN DIRECTOR 3.00 X 0 0 0 ALEX GORSKY DIRECTOR 3.00 X 0 0 0 JOHN HINSHAW DIRECTOR 3.00 X 0 0 0 A KIRK LANTERMAN DIRECTOR THRU 11/1/19 3.00 X 0 0 0 HAROLD MCGRAW III DIRECTOR 3.00 X 0 0 0 JENNIFER MORGAN DIRECTOR 3.00 X 0 0 0 THOMAS PENNY III DIRECTOR 3.00 X 0 0 0 JOSEPH J PLUMERI II DIRECTOR 3.00 X 0 0 0 MARC REED DIRECTOR 3.00 X 0 0 0 LARRY RENFRO DIRECTOR 3.00 X 0 0 0 JAMES D ROBINSON III DIRECTOR 3.00 X 0 0 0 SALLI SCHWARTZ DIRECTOR THRU 9/26/19 3.00 X 0 0 0 DAVID SIEGEL DIRECTOR THRU 1/30/19 3.00 X 0 0 0 DAVID STEWARD DIRECTOR 3.00 X 0 0 0 JOSEPH M TUCCI DIRECTOR 3.00 X 0 0 0 MARC WEILL DIRECTOR 3.00 X 0 0 0 RONALD A WILLIAMS DIRECTOR 3.00 X 0 0 0 MATTHEW ZIELINSKI DIRECTOR 3.00 X 0 0 0 3121824 0 734789 26 0 1 0 GMMB INC 3050 K STREET NW SUITE 100 WASHINGTON DC 20007 STRATEGY AND COMMUNICATIONS 634502 NOCTI 500 NORTH BRONSON AVENUE BIG RAPIDS MI 49307 PROJECT MANAGEMENT 618835 LEADING AUTHORITIES INC 1725 EYE ST NW SUITE 200 WASHINGTON DC 20006 CONFERENCE SUPPORT 296750 2REVOLUTIONS LLC 77 BROADVIEW AVENUE NEW ROCHELLE NY 10804 ORGANIZATIONAL & STRATEGIC PLANNING 158506 PEOPLE 20 GLOBAL LP 222 VALLEY CREEK BOULEVARD SUITE 1 EXTON PA 19341 STAFFING SUPPORT 137615 10 1443017 30844 22559833 2137828 24033694 MEMBERSHIP DUES 541900 1409614 1409614 CONFERENCE REGISTRATION FEES 541900 526487 526487 SCHOOL DISTRICT CONTRACTS 541900 435981 435981 2372082 348208 348208 3548728 3461808 86920 86920 86920 44505 1443017 82906 -38401 -38401 26802503 2372082 0 396727 X 605700 605700 221212 221212 3011491 1768793 757165 485533 6128017 4434572 1260058 433387 558510 407104 110557 40849 730880 516581 154224 60075 571707 390702 125097 55908 66016 66016 356517 356517 59000 59000 72113 72113 3607671 3036812 553103 17756 253578 106962 145295 1321 695208 293246 398341 3621 2066354 1635678 417914 12762 987916 616727 280334 90855 2162316 1849295 280440 32581 218300 159991 55627 2682 849366 536010 232767 80589 UBI TAX PAYMENT 19809 8356 11350 103 CURRICULUM AND ASSESSME 138329 58349 79260 720 DUES AND SUBSCRIPTIONS 58843 24821 33716 306 REPAIR & MAINTENANCE 56334 35439 15598 5297 55077 23231 31559 287 23550264 16729581 5423938 1396745 938768 4830844 6122025 5004842 702166 606185 184413 225230 5026356 3803087 2072635 1223269 10850354 13991501 194863 239753 21065224 26121624 1263194 2671740 615349 535625 85785 0 138879 404597 2103207 3611962 X 4607505 6759066 14354512 15750596 18962017 22509662 21065224 26121624 3252239 295406 0 X X 0 1 X 1 0 X 14062760 8788855 20383576 15926054 24033694 83194939 14062760 8788855 20383576 15926054 24033694 83194939 28919303 54275636 175082 144082 271182 273534 348208 1212088 3500 7959 18060 29519 84436546 13134766 0.64280 0.70790 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: CURRICULUM PROJECTS - 2017 AMOUNT: $ 8,510. OTHER INCOME - 2015 AMOUNT: $ 3,500. 2016 AMOUNT: $ 7,959. 2017 AMOUNT: $ 9,550. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 59000 59000 0 PART II-B, LINE 1: THE LOBBYIST ENGAGED WITH LEGISLATIVE ACTIVITY ALREADY OCCURRING AROUND HIGH SCHOOL ACADEMIES, CAREER AND TECHNICAL EDUCATION, AND YOUTH WORKFORCE DEVELOPMENT TO SHARE NAF''S EXPERTISE IN HOW ANY POLICY CHANGES COULD POSITIVELY OR NEGATIVELY EFFECT THE AVAILABILITY AND QUALITY OF WORK-BASED LEARNING EXPEREINCES FOR HIGH SCHOOL STUDENTS. 0 1 X 417276 98589 515865 634404 2872 220000 417276 628657 100747 95000 634404 626000 59157 56500 628657 679585 14915 68500 626000 0.00000 1.00000 0.00000 0 0 207497 197035 10462 996415 664539 331876 3822444 2941513 880931 1223269 DEFERRED RENT 404597 404597 X 27614432 295406 433617 82906 811929 26802503 0 26802503 24066787 433617 82906 516523 23550264 0 23550264 PART IV, LINE 2B: NAF HOLDS FUNDS FOR SEVERAL ACADEMIES THAT PARTICIPATE IN ITS EDUCATIONAL PROGRAMS, TO BE USED FOR RELATED ACTIVITIES. THE AMOUNT OF FUNDS BECOME ZERO AT THE END OF FY 2019. PART V, LINE 4: THE ALDO PAPONE ENDOWMENT WAS ESTABLISHED BY THE AMERICAN EXPRESS COMPANY IN 1991 TO PROVIDE FUNDS FOR GRANT AWARDS TO OUTSTANDING U.S. ACADEMY PROGRAM. ON AN ANNUAL BASIS, A MAXIMUM OF 7% OF THE ALDO PAPONE ENDOWMENT'S ASSETS ARE AVAILABLE FOR DISBURSEMENT. THE JESSE BLACKMAN ENDOWMENT WAS ESTABLISHED IN 1994 WITH A CONTRIBUTION FROM THE AMERICAN EXPRESS COMPANY. THE PURPOSE OF THE JESSE BLACKMAN ENDOWMENT IS TO PROVIDE FUNDS FOR A SCHOLARSHIP TO AN OUTSTANDING STUDENT IN THE HOSPITALITY AND TOURISM PROGRAM. PRESENTLY, THE ANNUAL SCHOLARSHIP LIMIT IS $1,500. PART X, LINE 2: NAF RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT TO BE SUSTAINED. MANAGEMENT HAS DETERMINED THAT NAF HAS NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION OR DISCLOSURE. NAF IS NO LONGER SUBJECT TO EXAMINATIONS BY THE APPLICABLE TAXING JURISDICTIONS FOR PERIODS PRIOR TO 2016. PART XI, LINE 2D - OTHER ADJUSTMENTS: DIRECT COST OF SPECIAL EVENT REPORTED ON FORM 990, PART VIII, LINE 8 82,906. PART XII, LINE 2D - OTHER ADJUSTMENTS: DIRECT COST OF SPECIAL EVENT REPORTED ON FORM 990, PART VIII, LINE 8 82,906. X X X X X X X 1 ELINORE ANTELL 345 SOUTH END AVENUE 5B NEW YORK NY 10280 CONSULTING SERVICES & PREPARATION OF PROPOSALS AND REPORTS 0 1050000 6113 1043887 DS CONSULTING GROUP 845 THIRD AVENUE 6TH FLOOR NEW YORK NY 10022 SPECIAL FUNDRAISING EVENT 1 960971 55000 905971 SOPHIST LLC 205 E 42ND STREET 17TH FLOOR NEW YORK NY 10017 MOBILE FUNDRAISING 0 22849 11000 11849 2033820 72113 1961707 AL AK AZ AR CA CT CO DC FL GA HI IL IN KS KY LA ME MD MA MI MN MS MO NV NH NJ NM NY NC ND OH OK OR PA RI SC TN TX UT VA WA WV WI GALA 1487522 1443017 44505 6891 54914 16775 4326 1487522 1443017 44505 6891 54914 16775 4326 82906 -38401 SCHEDULE G, PART I, LINE 2B, COLUMN (V) DS CONSULTING GROUP, LLC'S AGREED FEE, INCLUSIVE OF ALL PERSONNEL, FOR THE BENEFIT WILL BE $55,000. NAF WILL BE BILLED DIRECTLY BY VENDORS AND SUPPLIERS FOR LETTERSHOP AND POSTAGE COSTS AND BY DSCG FOR IN-HOUSE WORD PROCESSING, POSTAGE AND MAILINGS. ADDITIONALLY, EXPENSES SUCH AS REASONABLE LOCAL TRAVEL, TELEPHONES, FAXES, PHOTOCOPIES AND MESSENGER SERVICES ("OUT OF POCKET EXPENSES") WILL BE BILLED DIRECTLY TO NAF BY DS CONSULTING GROUP, LLC NOT TO EXCEED $5,000. NO ADDITIONAL EXPENSES WILL BE INCURRED WITHOUT THE PRIOR KNOWLEDGE AND WRITTEN APPROVAL OF NAF. SOPHIST IS ENTITLED TO AN INITIATION FEE OF $6,000 FOR THE SERVICE PROVIDED TO NAF. ELINORE ANTELL WILL CHARGE $100 PER HOUR FOR THESE SERVICES. 1 BIRMINGHAM BOARD OF EDUCATION 2015 PARK PLACE BIRMINGHAM AL 35203 636000767 CITY OF BIRMINGHAM 10000 INITIAL PLANNING GRANT, NAF-FUND II STEM INITATIVE CAMPAIGN FOR BLACK MALE ACHIEVEMENT 570 LEXINGTON AVE 5TH FLOOR NEW YORK NY 10022 472532282 501(C)(3) 37500 SUPPORT FOR ANNUAL YOUTH RESTORATION RETREAT DC PUBLIC EDUCATION FUND 3407 14TH STREET NW WASHINGTON DC 20010 261607955 501(C)(3) 60000 INITIAL PLANNING GRANT, NAF-FUND II STEM INITATIVE DETROIT PUBLIC SCHOOLS COMMUNITY DISTRICT 3011 WEST GRAND BLVD DETROIT MI 48202 812847693 THE CITY OF DETROIT 60000 INITIAL PLANNING GRANT, NAF-FUND II STEM INITATIVE DFW TECHNOLOGY & EDUCATION COUNCIL 900 SKILLMAN STREET-SUITE 182A-280 DALLAS TX 75253 710994578 501(C)(3) 60000 INITIAL PLANNING GRANT, NAF-FUND II STEM INITATIVE GLOBAL INTITIATIVES PO BOX 115 LANDENBERG PA 19350 161501127 501(C)(3) 25000 SUPPORT FOR THE GLOBAL TRAVEL & TOURISM PARTNERSHIP MILWAUKEE PUBLIC SCHOOLS 5225 WEST VLIET STREET MILWAUKI WI 53201 396003457 THE CITY OF MILWAUKE 60000 IMPLEMENTATION COSTS FOR NAF-FUND II STEM INITATIVE NYC ACADEMY FOUNDATION PO BOX 436 NEW YORK NY 10018 474100790 501(C)(3) 10000 INITIAL PLANNING GRANT, NAF-FUND II STEM INITATIVE SCHOOL BOARD OF BROWARD COUNTY FLORIDA 600 SE 3RD AVENUE FORT LAUDERDALE FL 33301 596000530 BROWARD COUNTY 60000 IMPLEMENTATION COSTS FOR NAF-FUND II STEM INITATIVE SCHOOL BOARD OF MIAMI-DADE COUNTY FLORIDA 1450 NE SECOND AVENUE MIAMI FL 33132 596000572 MIAMI-DADE COUNTY 60000 IMPLEMENTATION COSTS FOR NAF-FUND II STEM INITATIVE SCHOOL BOARD OF ORANGE COUNTY FL 445 WEST AMELIA ST ORLANDO FL 32801 596000771 ORANGE COUNTY 60000 IMPLEMENTATION COSTS FOR NAF-FUND II STEM INITATIVE SOUTHWEST FLORIDA WORKFORCE DEVELOPMENT BOARD 9530 MARKETPLACE RD SUITE 104 FORT MYERS FL 33912 650778245 501(C)(3) 100000 CCPS NAF STUDENT INTERNSHIP STIPENDS-AT&T ASPRISE SUBGRANT 12 0 SCHOLARSHIPS 11 16500 TRAVEL STIPENDS 2255 204712 PART I, LINE 2: NAF DISBURSES SEVERAL SCHOLARSHIPS TO STUDENTS AND PROGRAM ALUMNI. IN ADDITION, PROGRAM GRANTS ARE DISBURSED TO THE ACADEMIES THEMSELVES TO ASSIST WITH PROGRAM EXPENDITURES. SCHOLARSHIPS ARE AWARDED THROUGH A COMPETITIVE APPLICATION PROCESS. DIFFERENT SCHOLARSHIP PROGRAMS HAVE VARYING CRITERIA, BUT IN GENERAL THE FOLLOWING APPLY: STUDENTS MUST BE ENROLLED IN OR ALUMNI OF AN ACADEMY. PROGRAM GRANTS ARE AWARDED BASED ON A COMPETITIVE PROCESS OR ACCORDING TO DONOR SPECIFICATIONS. NAF AND GRANTEES JOINTLY AGREE ON ALL PROGRAMMATIC GOALS AND EXPECTATIONS, INCLUDING ESTABLISHING VARIOUS REPORTING OBLIGATIONS TO ENSURE ACCOUNTABILITY. NAF STAFF IN TURN MONITOR GRANTEES' PROGRESS THROUGHOUT THE REPORTING PERIOD TO ENSURE ADEQUATE PROGRESS IS MADE AS WELL AS TO PROVIDE SUPPORT AS NECESSARY. X X X X 0 0 0 0 0 0 0 1 0 JONDEL HOYE CEO 492921 0 0 0 2286 0 61864 0 37958 0 595029 0 0 0 LISA DUGHI PRESIDENT 340439 0 4000 0 180 0 45325 0 35396 0 425340 0 0 0 MARYANNE BLOOMFIELD CHIEF ADVANCEMENT OFFICER 259005 0 4000 0 774 0 29631 0 27730 0 321140 0 0 0 BRENDA BARRY CHIEF PROGRAM OFFICER 237206 0 4000 0 774 0 35514 0 29911 0 307405 0 0 0 IRA BERKOWITZ CFO 213847 0 0 0 774 0 33246 0 30484 0 278351 0 0 0 KEARNEY STANIFORD CHIEF OF STAFF, EXTERNAL 197473 0 24000 0 178 0 23014 0 24618 0 269283 0 0 0 HELEN BLANCH VP, NETWORK DEVELOPMENT 160146 0 3000 0 916 0 23834 0 19923 0 207819 0 0 0 WILLIAM TAYLOR VP, OUTREACH & PARTNERSHIP 160108 0 2000 0 208 0 20167 0 22520 0 205003 0 0 0 COLLEEN DEVERY VP, STRATEGY 148816 0 4500 0 195 0 17886 0 20639 0 192036 0 0 0 PATRICIA BROWN VP, CORPORATE ENGAGEMENT & RELATIONS 148705 0 3000 0 531 0 21811 0 19231 0 193278 0 0 0 IRENE LYNN CHIEF OF STAFF, INTERNAL 148105 0 21500 0 2438 0 21039 0 17003 0 210085 0 0 0 RONALD WILSON SENIOR DIRECTOR, FINANCE 137652 0 3500 0 433 0 14558 0 12204 0 168347 0 0 0 MICHAEL HENSON DIRECTOR, NAFTRACK 132458 0 2000 0 1258 0 18544 0 15440 0 169700 0 0 0 TARAWHONA BELLEVUE SR. MANAGING DIR., NETWORK EXPANSION 125992 0 4000 0 140 0 14019 0 11166 0 155317 0 0 0 UMANG BERI SR. DIR., SYSTEMS & DATA APPLICATION 124266 0 4000 0 100 0 14602 0 15512 0 158480 0 0 0 PART I, LINE 7 BONUSES WERE PAID BASED ON THE PERFORMANCE OF THE INDIVIDUALS AND WITHIN THE APPROVED BUDGET. BONUSES WERE TAXABLE AND REPORTED ON THE INDIVIDUALS' 2019 FORM W-2S, AND REPORTED ON SCHEDULE J, PART II IN COLUMN B (II). X 4 2137828 AVG. SELLING PRICE 0 0 0 0 PART I, COLUMN (B): THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTORS IN PART I, COLUMN (B) OF SCHEDULE M. FORM 990, PART VI, SECTION A, LINE 2 THE BOARD MEMBER: ROBERT DUGHI AND THE PRESIDENT: LISA DUGHI HAVE A FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11B THE RETURN IS PREPARED BY AN INDEPENDENT ACCOUNTING FIRM BASED ON INFORMATION PROVIDED BY THE ORGANIZATION AND IN CONSULTATION WITH NAF STAFF MEMBERS. THE DRAFT PREPARED BY THE ACCOUNTING FIRM IS THEN REVIEWED BY THE ORGANIZATION'S FINANCE DEPARTMENT, AS WELL AS THE FINANCE AND AUDIT COMMITTEES OF THE BOARD OF DIRECTORS. THE FINAL VERSION OF THE ORGANIZATION'S FORM 990 IS THEN PROVIDED ELECTRONICALLY TO THE FULL BOARD OF DIRECTORS BEFORE SUBMISSION OF THE RETURN TO THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C NAF HAS A CODE OF ETHICS/CONFLICT OF INTEREST POLICY REQUIRING ALL DIRECTORS, OFFICERS AND KEY PERSONS TO COMPLETE A CONFLICT OF INTEREST POLICY LETTER ANNUALLY. THE LETTERS ARE REVIEWED BY THE AUDIT COMMITTEE WHO DETERMINES IF A CONFLICT OF INTEREST EXISTS. IN THE EVENT OF A CONFLICT OF INTEREST, THE BOARD OF DIRECTORS DETERMINES THE APPROPRIATE ACTIONS REQUIRED, INCLUDING PREVENTING THE INDIVIDUAL FROM PARTICIPATING IN DISCUSSION AND DECISIONS REGARDING THE MATTER. MINUTES OF THE MEETINGS OF THE AUDIT COMMITTEE WILL RECORD THE NAMES OF THE INTERESTED PERSONS, NATURE OF THE CONFLICT OF INTERESTS, AND THE FINAL DECISIONS MADE REGARDING THE CONFLICT OF INTERESTS. FORM 990, PART VI, SECTION B, LINE 15 NAF HIRED AN INDEPENDENT COMPENSATION CONSULTANT TO PRODUCE A SALARY SURVEY IN 2018. NAF HAS SET COMPENSATION FOR SENIOR MANAGEMENT WITHIN THE RANGE OF THE GOING MARKET RATE FOR FUNCTIONALLY COMPARABLE POSITIONS HELD BY INDIVIDUALS WITH SIMILAR EXPERIENCE LEVELS AT SIMILARLY SITUATED ORGANIZATIONS. DOCUMENTATION IS MAINTAINED IN NAFS RECORDS. A COMPENSATION COMMITTEE AND THE ENTIRE BOARD OF DIRECTORS REVIEW AND APPROVE COMPENSATION FOR THE CEO, AS WELL AS ALL OTHER TOP MANAGEMENT AND KEY EMPLOYEES. THIS PROCESS WAS LAST UNDERTAKEN IN 2018. FORM 990, PART VI, SECTION C, LINE 19 NAF MAKES ITS FORM 990 AND FINANCIAL STATEMENTS AVAILABLE FOR PUBLIC INSPECTION AS REQUIRED UNDER SECTION 6104 OF THE INTERNAL REVENUE CODE; THE FORM 990 IS AVAILABLE ON THE ORGANIZATION'S WEBSITE, GUIDESTAR.ORG, AND OTHER SIMILAR TYPES OF WEBSITES. IN ADDITION, THE FORM 990 AS WELL AS THE FINANCIAL STATEMENTS, GOVERNING DOCUMENTS, FORM 1023, AND CONFLICT OF INTEREST POLICY ARE AVAILABLE TO THE PUBLIC UPON WRITTEN REQUEST AT 218 WEST 40TH STREET, 5TH FLOOR, NEW YORK, NY 10018. FORM 990, PART IX, LINE 11G MARKETING/COMMUNICATIONS CONSULTING FEES: PROGRAM SERVICE EXPENSES 598,925. MANAGEMENT AND GENERAL EXPENSES 204,053. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 802,978. RESEARCH CONSULTING FEES: PROGRAM SERVICE EXPENSES 152,891. MANAGEMENT AND GENERAL EXPENSES 52,090. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 204,981. NAFTRACK FEES: PROGRAM SERVICE EXPENSES 445,727. MANAGEMENT AND GENERAL EXPENSES 151,858. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 597,585. STAFFING: PROGRAM SERVICE EXPENSES 176,824. MANAGEMENT AND GENERAL EXPENSES 60,243. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 237,067. PROGRAM SERVICE CONSULTING FEES: PROGRAM SERVICE EXPENSES 655,997. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 655,997. HUMAN RESOURCES: PROGRAM SERVICE EXPENSES 96,575. MANAGEMENT AND GENERAL EXPENSES 32,903. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 129,478. OTHER CONSULTING FEES: PROGRAM SERVICE EXPENSES 909,873. MANAGEMENT AND GENERAL EXPENSES 51,956. FUNDRAISING EXPENSES 17,756. TOTAL EXPENSES 979,585. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS A COMMITTEE THAT ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR.