2020-11-16T12:58:26-06:00 2019-12-31 861065772 DELOITTE TAX LLP 250 EAST 5TH STREET SUITE 1900 CINCINNATI OH 45202 990 2019-01-01 340714775 UNIVERSITY HOSPITALS HEALTH SYSTEM INC UNIV 2168441000 3605 WARRENSVILLE CENTER ROAD SHAKER HEIGHTS OH 44122 MICHAEL A SZUBSKI CFO 2168441000 2020-11-13 1 REBECCA LYONS P01487105 5137847100 2019 2022-09-23 18:48:47Z MICHAEL A SZUBSKI 3605 WARRENSVILLE CENTER ROAD SHAKER HEIGHTS OH 44122 700518000 0 X WWW.UHHOSPITALS.ORG X 1940 OH UNIVERSITY HOSPITALS (THE SYSTEM) IS GUIDED BY ITS MISSION, "TO HEAL. TO TEACH. TO DISCOVER." 25 20 5209 20 336324 -40522 12520000 14640000 488785000 538541000 24646000 71780000 78669000 75557000 604620000 700518000 8046000 6885000 0 0 325998000 369895000 0 0 0 342650000 436197000 676694000 812977000 -72074000 -112459000 4379025000 4606270000 2173189000 2316092000 2205836000 2290178000 X SEE SCHEDULE O. 0 0 635378000 6885000 614098000 SEE SCHEDULE O. 635378000 1 0 0 1 0 0 0 0 0 1 1 1 1 0 1 1 0 1 0 1 1 1 0 0 0 0 0 1 0 1 1 0 1 0 0 0 0 0 1 1 0 0 0 0 0 1 1 1 1 0 0 1 2167 0 5209 0 1 1 1 CJ 0 0 0 0 0 0 0 0 1 0 X 25 20 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 1 1 OH X X MICHAEL A SZUBSKI 2168441000 3605 WARRENSVILLE CENTER ROAD SHAKER HEIGHTS OH 44122 X SEE SCH O TR 16033-2D 5 SEE SCHED. O 50.00 0.00 X X 2652140 0 759476 SEE SCH O TR 16033-2D 5 SEE SCHED. O 50.00 50.00 X 1349674 456113 100364 SEE SCH O TR 16033-2D 5 SEE SCHED. O 50.00 0.00 X 8899269 0 1177750 SEE SCH O TR 16033-2D 5 SEE SCHED. O 50.00 0.00 X 2646386 0 322461 SEE SCH O TR 16033-2D 5 SEE SCHED. 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O 50.00 0.00 X 1477155 0 65091 23661561 456113 2893729 601 1 1 0 0 6292000 8348000 14640000 PROGRAM SERVICE CORPORATE ALLOCAT 900099 534815000 534815000 PROGRAM SERVICE REVENUE 900099 3726000 3726000 538541000 38914000 336324 38577676 32866000 0 32866000 32866000 32866000 OTHER REVENUE 900099 31611000 31611000 INTER-COMPANY TRANSFERS 900099 26539000 26539000 JV INCOME 900099 17407000 17407000 75557000 700518000 614098000 336324 71443676 6295000 6295000 590000 590000 16457000 16457000 1542000 1542000 303256000 242605000 60651000 -19082000 -15266000 -3816000 47088000 37670000 9418000 20634000 16507000 4127000 1751000 1401000 350000 665000 532000 133000 26000 26000 28968000 23174000 5794000 8514000 6811000 1703000 8182000 6546000 1636000 83794000 67035000 16759000 21768000 17414000 4354000 3139000 2511000 628000 44128000 35302000 8826000 60763000 48610000 12153000 -9792000 -9792000 OTHER THAN TEMP DECLINE 93070000 74456000 18614000 OTHER PURCHASED SERVICE 30444000 24355000 6089000 HOSPITAL ASSESSMENT FEE 899000 719000 180000 UBI TAXES PAID IN 2019 170000 136000 34000 59708000 47767000 11941000 812977000 635378000 177599000 0 272285000 248540000 7459000 7703000 22406000 7499000 25842000 31339000 1027529000 498468000 488383000 529061000 1294417000 1438319000 355341000 286941000 1859031000 1894078000 2109000 15550000 51752000 147240000 4379025000 4606270000 280603000 293767000 1245303000 1219814000 139736000 39749000 507547000 762762000 2173189000 2316092000 X 1824632000 1823506000 381204000 466672000 2205836000 2290178000 4379025000 4606270000 X -112459000 83794000 113007000 X 0 1 X 1 1 1 X X 1 UNIVERSITY HOSPITALS CLEVELAND MEDICAL CENTER 341567805 3 1 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 SCHEDULE A, PART IV, SECTION C, LINE 1 THE CONTROL AND MANAGEMENT OF UHHS (I.E. THE SUPPORTING ORGANIZATION) IS VESTED IN THE INDIVIDUALS THAT SERVE AS MEMBERS AND DIRECTORS OF UHHS PURSUANT TO ITS APPLICABLE GOVERNANCE DOCUMENTS. UHHS IS THE PARENT ENTITY OF A MULTI-ENTITY HEALTHCARE DELIVERY SYSTEM, WHEREBY UHHS'S DIRECT AND INDIRECT 501(C)(3) SUBSIDIARY ENTITIES CONSTITUTE THE SUPPORTED ORGANIZATIONS. UHHS POSSESSES RESERVED RIGHTS WITH RESPECT TO ITS SUBSIDIARY ENTITIES, INCLUDING WITHOUT LIMITATION THE RIGHT TO APPROVE BUDGETS, OTHER FINANCIAL MATTERS AND STRATEGIC PLANS, APPROVE AMENDMENTS TO CONSTITUTIVE DOCUMENTS AND APPROVE THE APPOINTMENT OF OFFICERS AND DIRECTORS FOR ALL OF ITS SUBSIDIARY ENTITIES. RELATED ENTITIES WITHIN THE SYSTEM ARE GOVERNED BY SYSTEM-WIDE MANAGEMENT POLICIES AND PROCEDURES, COMPLIANCE GUIDELINES, CODES OF CONDUCT AND APPROVAL OF MATTERS RELATED TO FINANCING, INVESTMENTS, LEGAL, MATERIAL ASSET SALES OR TRANSFERS, AND STRATEGIC AND CAPITAL BUDGETS. ALL OF WHICH HAVE BEEN REVIEWED AND APPROVED BY THE BOARD OF DIRECTORS FOR UHHS. PUBLIC CHARITY CLASSIFICATION OF SUPPORTED MEMBERS IS SHOWN AMHERST HOSPITAL ASSOCIATION, INC. - 34-0067060 170(B)(1)(A)(III) 3605 WARRENSVILLE CENTER RD - MSC 9155 SHAKER HEIGHTS, OH 44122 EMH REGIONAL MEDICAL CENTER - 34-0714612 170(B)(1)(A)(III) 3605 WARRENSVILLE CENTER RD - MSC 9155 SHAKER HEIGHTS, OH 44122 PARMA COMMUNITY GENERAL HOSPITAL - 34-0827442 170(B)(1)(A)(III) 3605 WARRENSVILLE CENTER RD - MSC 9155 SHAKER HEIGHTS, OH 44122 ROBINSON HEALTH SYSTEM, INC. - 46-1382538 170(B)(1)(A)(III) 3605 WARRENSVILLE CENTER RD - MSC 9155 SHAKER HEIGHTS, OH 44122 SAMARITAN REGIONAL HEALTH SYSTEM - 34-0714535 170(B)(1)(A)(III) 3605 WARRENSVILLE CENTER RD - MSC 9155 SHAKER HEIGHTS, OH 44122 UNIVERSITY HOSPITALS AHUJA MEDICAL CENTER - 26-4827222 170(B)(1)(A)(III) 3605 WARRENSVILLE CENTER RD - MSC 9155 SHAKER HEIGHTS, OH 44122 UNIVERSITY HOSPITALS CLEVELAND MEDICAL CENTER, INC. (UHCMC) - 34-1567805 170(B)(1)(A)(III) 3605 WARRENSVILLE CENTER RD - MSC 9155 SHAKER HEIGHTS, OH 44122 UNIVERSITY HOSPITALS CONNEAUT MEDICAL CENTER (CMC) - 34-0714550 170(B)(1)(A)(III) 3605 WARRENSVILLE CENTER RD - MSC 9155 SHAKER HEIGHTS, OH 44122 UNIVERSITY HOSPITALS GEAUGA MEDICAL CENTER (GMC) - 34-0816492 170(B)(1)(A)(III) 3605 WARRENSVILLE CENTER RD - MSC 9155 SHAKER HEIGHTS, OH 44122 UNIVERSITY HOSPITALS GENEVA MEDICAL CENTER (UHGMC) - 34-0714461 170(B)(1)(A)(III) 3605 WARRENSVILLE CENTER RD - MSC 9155 SHAKER HEIGHTS, OH 44122 UH REGIONAL HOSPITALS - 34-1924226 170(B)(1)(A)(III) 3605 WARRENSVILLE CENTER RD - MSC 9155 SHAKER HEIGHTS, OH 44122 UNIVERSITY HOSPITALS ST. JOHN MEDICAL CENTER - 34-1260978 170(B)(1)(A)(III) 3605 WARRENSVILLE CENTER RD - MSC 9155 SHAKER HEIGHTS, OH 44122 SAMARITAN PROFESSIONAL CORPORATION - 34-1856531 170(B)(1)(A)(III) 3605 WARRENSVILLE CENTER RD - MSC 9155 SHAKER HEIGHTS, OH 44122 UNIVERSITY HOSPITALS ACCOUNTABLE CARE ORGANIZATION - 27-3970270 509(A)(2) 3605 WARRENSVILLE CENTER RD - MSC 9155 SHAKER HEIGHTS, OH 44122 UNIVERSITY HOSPITALS COORDINATED CARE ORGANIZATION - 90-0794903 509(A)(2) 3605 WARRENSVILLE CENTER RD. - MSC 9155 SHAKER HEIGHTS, OH 44122 UNIVERSITY HOSPITALS HOME CARE SERVICES, INC. (HCS) - 34-1527536 509(A)(3) - TYPE II ORGANIZATION 3605 WARRENSVILLE CENTER RD - MSC 9155 SHAKER HEIGHTS, OH 44122 PART I LINE 12G (I) NAME OF SUPPORTED ORGANIZATION: UH CLEVELAND MEDICAL CENTER (II) EIN OF SUPPORTED ORGANIZATION: 34-1567805 (III) TYPE OF ORG. (DESCRIBED ON LINES 1-10 ABOVE OR IRC SECTION): 170(B)(1)(A)(III) (IV) IS THE SUPPORTED ORG. LISTED IN YOUR GOVERNING DOCUMENTS? YES (V) AMOUNT OF MONETARY SUPPORT: $17,875,000 COMPREHENSIVE HEALTH CARE OF OHIO, INC. - 34-1492733 509(A)(3) - TYPE II ORGANIZATION 3605 WARRENSVILLE CENTER RD - MSC 9155 SHAKER HEIGHTS, OH 44122 PART I LINE 12G (I) NAME OF SUPPORTED ORGANIZATION: EMH REGIONAL MEDICAL CENTER (II) EIN OF SUPPORTED ORGANIZATION: 34-0714612 (III) TYPE OF ORG. (DESCRIBED ON LINES 1-10 ABOVE OR IRC SECTION): 170(B)(1)(A)(III) (IV) IS THE SUPPORTED ORG. LISTED IN YOUR GOVERNING DOCUMENTS? YES (V) AMOUNT OF MONETARY SUPPORT: $0 SAMARITAN HOSPITAL HOSPITALITY SHOP - 34-0808574 509(A)(3) - TYPE II ORGANIZATION 3605 WARRENSVILLE CENTER RD - MSC 9155 SHAKER HEIGHTS, OH 44122 PART I LINE 12G (I) NAME OF SUPPORTED ORGANIZATION: SAMARITAN REGIONAL HEALTH SYSTEM (II) EIN OF SUPPORTED ORGANIZATION: 34-0714535 (III) TYPE OF ORG. (DESCRIBED ON LINES 1-10 ABOVE OR IRC SECTION): 170(B)(1)(A)(III) (IV) IS THE SUPPORTED ORG. LISTED IN YOUR GOVERNING DOCUMENTS? YES (V) AMOUNT OF MONETARY SUPPORT: $0 HEATHER HILL INC. (HHI) - 34-0771884 509(A)(3) - TYPE II ORGANIZATION 3605 WARRENSVILLE CENTER ROAD - MSC 9155 SHAKER HEIGHTS, OH 44122 PART I LINE 12G (I) NAME OF SUPPORTED ORGANIZATION: UH CLEVELAND MEDICAL CENTER (II) EIN OF SUPPORTED ORGANIZATION: 34-1567805 (III) TYPE OF ORG. (DESCRIBED ON LINES 1-10 ABOVE OR IRC SECTION): 170(B)(1)(A)(III) (IV) IS THE SUPPORTED ORG. LISTED IN YOUR GOVERNING DOCUMENTS? YES (V) AMOUNT OF MONETARY SUPPORT: $0 UNIVERSITY HOSPITALS LABORATORY SERVICES FOUNDATION (UHLSF) - 34-1720429 509(A)(3) - TYPE II ORGANIZATION 3605 WARRENSVILLE CENTER RD - MSC 9155 SHAKER HEIGHTS, OH 44122 PART I LINE 12G (I) NAME OF SUPPORTED ORGANIZATION: UNIVERSITY HOSPITALS CLEVELAND MEDICAL CENTER (II) EIN OF SUPPORTED ORGANIZATION: 34-1567805 (III) TYPE OF ORG. (DESCRIBED ON LINES 1-10 ABOVE OR IRC SECTION): 170(B)(1)(A)(III) (IV) IS THE SUPPORTED ORG. LISTED IN YOUR GOVERNING DOCUMENTS? YES (V) AMOUNT OF MONETARY SUPPORT: $0 UNIVERSITY HOSPITALS MEDICAL GROUP, INC. (UHMG) - 20-4881619 509(A)(3) - TYPE II ORGANIZATION 3605 WARRENSVILLE CENTER RD - MSC 9155 SHAKER HEIGHTS, OH 44122 PART I LINE 12G (I) NAME OF SUPPORTED ORGANIZATION: UH CLEVELAND MEDICAL CENTER (II) EIN OF SUPPORTED ORGANIZATION: 34-1567805 (III) TYPE OF ORG. (DESCRIBED ON LINES 1-10 ABOVE OR IRC SECTION): 170(B)(1)(A)(III) (IV) IS THE SUPPORTED ORG. LISTED IN YOUR GOVERNING DOCUMENTS? YES (V) AMOUNT OF MONETARY SUPPORT: $68,661,000 PART IV, SECTION A, LINE 2 UHHS IS THE PARENT ENTITY OF A MULTI-ENTITY HEALTHCARE DELIVERY SYSTEM, WHEREBY UHHS'S DIRECT AND INDIRECT 501(C)(3) SUBSIDIARY ENTITIES CONSTITUTE THE SUPPORTED ORGANIZATIONS. AS INDICATED IN PART IV, SECTION A, LINE 1'S NARRATIVE, SOME OF THESE SUPPORTED ORGANIZATIONS ARE OTHER THAN 509(A)(1) AND 509(A)(2) ORGANIZATIONS. 0 1 0 1 10280 0 1 8431 1 7524 0 0 26235 0 PART II-B, LINE 1: UNIVERSITY HOSPITALS HEALTH SYSTEM, INC. DOES NOT PARTICIPATE IN OR INTERVENE IN (INCLUDING THE PUBLISHING OR DISTRIBUTION OF STATEMENTS) ANY POLITICAL CAMPAIGN ON BEHALF OF (OR IN OPPOSITION TO) ANY CANDIDATE FOR PUBLIC OFFICE. SCHEDULE C, PART II-B THE UNIVERSITY HOSPITALS GOVERNMENT & COMMUNITY RELATIONS DEPARTMENT SERVES TO PROMOTE AND EDUCATE THE COMMUNITIES IT SERVES REGARDING HEALTHCARE RELATED ISSUES THAT MAY IMPACT THE HEALTH SYSTEM. THE DEPARTMENT ADVOCATES ON BEHALF OF THE SYSTEM WITH ELECTED AND APPOINTED OFFICIALS AT ALL LEVELS: FEDERAL, STATE, AND LOCAL. 179723000 9871000 32087000 10378000 211303000 187557000 5345000 -5466000 7713000 179723000 159046000 8523000 28790000 8802000 187557000 149283000 7136000 10239000 7612000 159046000 148982000 7350000 -357000 6692000 149283000 0.06580 0.68950 0.24470 0 1 1 66680000 66680000 241029000 89297000 151732000 13759000 9767000 3992000 675239000 387299000 287940000 30822000 12105000 18717000 529061000 OTHER SECURITIES 286941000 F 286941000 PERPETUAL TRUSTS 200234000 F INVESTMENT IN AFFILIATES 1693844000 C 1894078000 PENSION LIABILITIES 414830000 INTEREST RATE SWAP LIABILITY 75645000 SELF INSURED LIABILITY 84284000 OTHER LIABILITIES 128699000 PROFESSIONAL LIABILITY-WRA 24258000 PROFESSIONAL LIABILITY-CURRENT 35046000 762762000 X PART V, LINE 4: THE INTENDED USE OF THE ORGANIZATION'S ENDOWMENT FUNDS VARIES DEPENDING ON DONOR STIPULATIONS. ALL SPENDING OF ENDOWMENT EARNINGS ARE DONE SO IN ACCORDANCE WITH DONOR INTENT AND APPLICABLE LAW. PART X, LINE 2: UNIVERSITY HOSPITALS HEALTH SYSTEM, INC. MUST RECOGNIZE THE TAX BENEFIT FROM AN UNCERTAIN TAX POSITION ONLY IF IT IS MORE LIKELY THAN NOT THAT THE TAX POSITION WILL BE SUSTAINED ON EXAMINATION BY THE TAXING AUTHORITIES, BASED ON THE TECHNICAL MERITS OF THE POSITION. THE TAX BENEFITS RECOGNIZED IN THE CONSOLIDATED FINANCIAL STATEMENTES FROM SUCH A POSITION ARE MEASURED BASED ON THE LARGEST BENEFIT THAT HAS A GREATER THAN 50% LIKELIHOOD OF BEING REALIZED UPON ULTIMATE SETTLEMENT. AS OF DECEMBER 31, 2019 AND 2018, UNIVERSITY HOSPITALS HEALTH SYSTEM, INC. DOES NOT HAVE ANY UNCERTAIN TAX POSITIONS. FORM 990, SCHEDULE D, PART V IN 2016 THE HEALTH SYSTEM ADOPTED FINANCIAL ACCOUNTING STANDARDS BOARD CODIFACTION TOPIC 820 ("FASB"). AS A RESULT THE HEALTH SYSTEM'S ENDOWMENT FUNDS FOR 2016-2019 HAVE BEEN PRESENTED TO CONFORM TO THE STANDARD. THE 2015 YEAR HAS BEEN RESTATED FOR COMPARATIVE PURPOSES. 0 CENTRAL AMERICA/CARIBBEAN 0 INVESTMENTS 282806000 CENTRAL AMERICA/CARIBBEAN 1 PROGRAM SERVICES OFFSHORE CAPTIVE MANAGEMENT -3750000 EUROPE (INCLUDING ICELAND & GREENLAND) 0 PROGRAM SERVICES FUNDRAISING 0 1 0 0 0 1 279056000 0 279056000 FRANCE GENERAL SUPPORT 5808 CHINA GENERAL SUPPORT 583820 0 2 1 0 1 1 1 0 PART III ACCOUNTING METHOD: 1 ALBERT EINSTEIN COLLEGE OF MEDICINE INC 1300 MORRIS PARK AVENUE BRONX NY 10461 472209056 501(C)(3) 50000 GENERAL SUPPORT BOARD OF REGENTS OF THE UNIV UW-MADISON GAR ACCT MILWAUKEE WI 53278 956006144 501(C)(3) 170318 GENERAL SUPPORT CHILDRENS HOSPITAL CORPORATION PO BOX 7199 COLUMBUS OH 43205 042774441 501(C)(3) 100000 GENERAL SUPPORT CASE WESTERN RESERVE UNIVERSITY 10900 EUCLID AVENUE CLEVELAND OH 44106 341018992 501(C)(3) 496263 GENERAL SUPPORT ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI ONE GUSTAVE L LEVY PLACE NEW YORK NY 10029 136171197 501(C)(3) 50000 GENERAL SUPPORT JOHNS HOPKINS UNIVERSITY 3910 KESWICK ROAD SUITE N2100 BALTIMORE MD 21211 520595110 501(C)(3) 86000 GENERAL SUPPORT MASSACHUSETTS GENERAL HOSPITAL 275 CAMBRIDGE ST 4TH FLOOR BOSTON MA 02114 042697983 501(C)(3) 565000 GENERAL SUPPORT MEMORIAL SLOAN KETTERING CANCER CENTER 1275 YORK AVENUE NEW YORK NY 10065 131924236 501(C)(3) 50000 GENERAL SUPPORT NATL INSTITUTE OF HEALTH 9000 ROCKVILLE PIKE BETHESDA MD 20892 520858115 501(C)(3) 50000 GENERAL SUPPORT NORTHWESTERN UNIVERSITY 633 CLARK ST EVANSTON IL 60208 362167817 501(C)(3) 50000 GENERAL SUPPORT REGENTS OF THE UNIVERSITY OF CALIFORNIA 14946 GREENLEAF STREET SHERMAN OAKS CA 91403 710965664 501(C)(3) 94961 GENERAL SUPPORT STANFORD UNIVERSITY BOARD OF TRUSTEES 326 GALVEZ STREET STANFORD CA 94305 941156365 501(C)(3) 150000 GENERAL SUPPORT TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA 3451 WALNUT STREET SUITE ROOM 305 PHILADELPHIA PA 19104 231352685 501(C)(3) 773125 GENERAL SUPPORT UNIVERSITY OF FLORIDA PO BOX 113201 GAINESVILLE FL 32611 596002052 501(C)(3) 100000 GENERAL SUPPORT UNIVERSITY OF MICHIGAN 1015 LSA BUILDING ANN ARBOR MI 48109 386006309 501(C)(3) 208000 GENERAL SUPPORT UNIVERSITY OF CENTRAL OKLAHOMA 100 N UNIVERSITY DR EDMOND OK 73034 736017987 501(C)(3) 50000 GENERAL SUPPORT UNIVERSITY OF WASHINGTON GERBERDING HALL G80 BOX 351202 SEATTLE WA 98195 916001537 501(C)(3) 258694 GENERAL SUPPORT UNIVERSITY OF SOUTHERN CALIFORNIA UNIVERSITY GARDENS UGB203 LOS ANGELES CA 90089 951652394 501(C)(3) 230000 GENERAL SUPPORT UNIVERSITY OF TEXAS AT AUSTIN 110 INNER CAMPUS DRIVE AUSTIN TX 78705 746000203 501(C)(3) 140000 GENERAL SUPPORT UT SOUTHWESTERN MEDICAL CENTER PO BOX 841753 DALLAS TX 75284 756002868 501(C)(3) 180000 GENERAL SUPPORT WASHINGTON UNIVERSITY 129 SCHMITZ HALL SEATTLE WA 98195 430653611 501(C)(3) 150000 GENERAL SUPPORT EUROFINS DISCOVERX CORPORATION 42501 ALBRAE STREET FREMONT CA 94538 943317322 16723 GENERAL SUPPORT KOUTIF THERAPEUTICS LLC 20600 CHAGRIN BLVD 210 CLEVELAND OH 44122 821873076 300000 GENERAL SUPPORT NANOSCALE COMBINATORIAL SYSTHESIS INC 3100 CENTRAL EXPRESSWAYS CLARA CA 95051 860909295 10000 GENERAL SUPPORT TAMRX LLC 20600 CHAGRIN BLVD 210 CLEVELAND OH 44122 831077826 200000 GENERAL SUPPORT 21 4 PART I, LINE 2: UH HAS A PROCESS WHERE WE RECEIVE AND REVIEW REQUESTS FOR FUNDING, WHICH INCLUDES OUR SENIOR LEADERS. IN THAT REVIEW PROCESS WE CHECK TO BE SURE THE ORGANIZATION IS MISSION ALIGNED TO UH AND REVIEW HISTORICAL GIVING. MUCH OF OUR SUPPORT IS REVIEWED BOTH INTERNALLY AND WITH THE EXTERNAL GROUP ON AN ANNUAL BASIS. X X X X X 1 1 0 0 0 0 0 1 1 1 SEE SCH O TR 16033-2D 5 SEE SCHED. O 1467610 0 719264 0 465266 0 749632 0 9844 0 3411616 0 0 0 SEE SCH O TR 16033-2D 5 SEE SCHED. O 1288474 424422 51113 0 10087 31691 40000 14000 32082 14282 1421756 484395 0 0 SEE SCH O TR 16033-2D 5 SEE SCHED. O 4909735 0 2510146 0 1479388 0 1017618 0 160132 0 10077019 0 0 0 SEE SCH O TR 16033-2D 5 SEE SCHED. O 1895280 0 441585 0 309521 0 242971 0 79490 0 2968847 0 0 0 SEE SCH O TR 16033-2D 5 SEE SCHED. O 3863290 0 1634463 0 1139184 0 360384 0 108203 0 7105524 0 0 0 SEE SCH O TR 16033-2D 5 SEE SCHED. O 1323602 0 95625 0 57928 0 48926 0 16165 0 1542246 0 0 0 PART I, LINES 4A-B SEE SCHEDULE O TREASURY REGULATION 1.6033-2(D)(5) ELECTION THE LISTING OF PERSONS AND AMOUNTS FOR ABOVE QUESTIONS ARE INCLUDED ON UNIVERSITY HOSPITALS HEALTH SYSTEM, INC. GROUP RETURN. PART I, LINE 7 MANAGEMENT INCENTIVE PLAN (MIP) PAYMENTS ARE CALCULATED ANNUALLY AS A PERCENTAGE OF BASE SALARY BASED UPON GOAL ATTAINMENT FOR EACH INCENTIVE CYCLE. THE ELIGIBLE INCENTIVE PERCENTAGE IS DEPENDENT UPON EACH INDIVIDUAL'S LEADERSHIP LEVEL IN THE ORGANIZATION. PART I, LINE 8 CERTAIN EMPLOYEE COMPENSATION DISCLOSED IN PART VII MEET THE REQUIREMENTS OF THE INITIAL CONTRACT EXCEPTION. FORM 990, SCHEDULE J, PART II FORM 990 REPORTING REQUIREMENTS RELATED TO ITEMS SUCH AS DEFERRED COMPENSATION PROGRAMS REQUIRE DUAL REPORTING IN SOME YEARS FOR VARIOUS PARTICIPANTS. AS SUCH, AMOUNTS MAY BE SHOWN IN PART VII AND SCHEDULE J DURING A YEAR IN WHICH THOSE AMOUNTS WERE DEFERRED, AND AGAIN IN SUBSEQUENT YEARS IN PART VII AND SCHEDULE J WHEN ACTUALLY PAID. ONLY SCHEDULE J INCLUDES A COLUMN (F), NOTING THESE AMOUNTS WERE PREVIOUSLY REPORTED. A CUYAHOGA COUNTY OHIO 346000817 000000000 2003-12-31 14389000 SEE PART VI FOR DESCRIPTION 0 0 0 B OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756AYZ9 2007-02-07 290313879 SEE PART VI FOR DESCRIPTION 0 0 0 C OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756AU42 2010-02-12 94797375 SEE PART VI FOR DESCRIPTION 0 0 0 D OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756CAS7 2012-06-21 189782379 SEE PART VI FOR DESCRIPTION 0 0 0 A 4389000 14389000 14389000 2004 1 0 1 1 B 237105000 310070762 27711071 2142789 280216902 2011 0 0 1 1 C 47655000 94797375 1272375 93525000 2010 1 0 1 1 D 17110000 189782379 2092370 349258 187340751 2012 0 1 1 1 B 0 0 1 1 1 1 0 0 1 C 0 0 1 1 1 1 0 0 1 D 0 0 1 1 1 1 0 0 1 A 0 0 1 1 1 0 0 0 1 B 0 0 0 1 0 0 0 1 1 C 0 0 1 0 0 0 0 0 1 D 0 0 0 1 0 0 0 0 1 A 1 B 1 C 1 D 1 FORM 990, SCHEDULE K, SUPPLEMENTAL INFORMATION - PART I, COLUMN (F) PART I, COLUMN (F) THE BONDS ISSUED 12/31/2003 COMPRISED A REISSUANCE OF THE SERIES 2001 BONDS ISSUED 11/30/2001. PART I, COLUMN (F) - THE PROCEEDS OF THE SERIES 2007A BONDS ISSUED 2/7/2007 WERE USED FOR CONSTRUCTION AND EQUIPMENT RELATED TO VISION 2010 PROJECTS. PART I, COLUMN (F) - THE SERIES 2010A BONDS ISSUED 2/12/2010 REFUNDED ALL OF THE OUTSTANDING SERIES 1985 BONDS ISSUED 12/10/1985, ALL OF THE OUTSTANDING SERIES 2008A BONDS ISSUED 5/8/2008, AND A PORTION OF THE SERIES 2008B BONDS ISSUED 5/8/2008. PART I, COLUMN (F) - THE SERIES 2012A BONDS ISSUED 6/21/2012 REFUNDED ALL OF THE OUTSTANDING SERIES 2009A BONDS ISSUED 3/24/2009. PART I, COLUMN (F) - THE SERIES 2012C BONDS ISSUED 10/23/2012 REFUNDED PORTIONS OF THE OUTSTANDING SERIES 2009B AND 2009C BONDS ISSUED 8/6/2009. PART I, COLUMN (F) - THE SERIES 2012D BONDS ISSUED 10/23/2012 REFUNDED PORTIONS OF THE OUTSTANDING SERIES 2009B AND 2009C BONDS ISSUED 8/6/2009. PART I, COLUMN (F) - THE SERIES 2013A AND 2013B BONDS ISSUED 12/10/2013 REFUNDED ALL OF THE OUTSTANDING SERIES 2008BDE BONDS ISSUED 5/8/2008. PART I, COLUMN (F) - THE PROCEEDS OF THE SERIES 2014ABC ISSUED 11/6/2014 WERE USED FOR THE ACQUISITIONS OF UH PARMA MEDICAL CENTER AND UH ELYRIA MEDICAL CENTER, AS WELL AS FOR ROUTINE CAPITAL EXPENDITURES AND TO REFUND BONDS ISSUED 4/2/2014 AND 4/17/2014. PART I, COLUMN (F) - THE PROCEEDS OF THE SERIES 2015ABC BONDS ISSUED 10/1/2015 WERE USED FOR THE ACQUISITION OF UH PORTAGE MEDICAL CENTER, AS WELL AS FOR ROUTINE CAPITAL EXPENDITURES AND TO REFUND A PORTION OF BONDS ISSUED 12/27/2010 AND ALL THE OUTSTANDING DEBT ISSUED 6/1/2015. PART I, COLUMN (F) - THE SERIES 2016A BONDS ISSUED 3/31/2016 REFUNDED A PORTION OF THE SERIES 2007A BONDS ISSUED 2/7/2007. PART I, COLUMN (F) - THE PROCEEDS OF THE SERIES 2018ABCD BONDS ISSUED 9/26/2018 WERE USED FOR ROUTINE CAPITAL EXPENDITURES, AND TO REFUND ALL OF THE SERIES 2014C BONDS ISSUED 11/6/2014, A PORTION OF THE SECOND DRAW OF THE SERIES 2014C BONDS ISSUED 7/15/2015, AND ALL OF THE OUTSTANDING SERIES 2015DE BONDS ISSUED 12/18/2015. PART I, COLUMN (F) - THE SERIES 2018E BONDS ISSUED 9/26/2018 REFUNDED ALL OF THE OUTSTANDING SERIES 2010B BONDS ISSUED 12/27/2010, A PORTION OF THE SECOND DRAW OF THE SERIES 2014C BONDS ISSUED 7/15/2015, AND ALL OF THE SERIES 2017AB BONDS ISSUED 3/24/2017. FORM 990, SCHEDULE K, SUPPLEMENTAL INFORMATION - PART IV, LINE 2C PART IV, LINE 2C, FOR THE 12/31/2003 BONDS - REBATE CALCULATIONS FOR THE REISSUED SERIES 2001 BONDS WERE PERFORMED ON 1/15/2007. PART IV, LINE 2C, FOR THE 2/7/2007 BONDS - REBATE CALCULATIONS FOR THE SERIES 2007A BONDS WERE PERFORMED ON 3/6/2012 AND 2/9/2017 FOR THE COMPUTATION PERIODS ENDED 2/6/2012 AND 2/6/2017, RESPECTIVELY. PART IV, LINE 2C, FOR THE 6/21/2012 BONDS THE REBATE CALCULATION FOR THE SERIES 2012A BONDS WAS PERFORMED ON 7/13/2017 FOR THE COMPUTATION PERIOD ENDED 6/20/2017. PART IV, LINE 2C, FOR THE 10/23/2012 BONDS - THE REBATE CALCULATION FOR THE SERIES 2012C BONDS WAS PERFORMED ON 10/25/2017 FOR THE COMPUTATION PERIOD ENDED 10/22/2017. PART IV, LINE 2C, FOR THE 12/10/2013 BONDS - THE REBATE CALCULATION FOR THE SERIES 2013AB BONDS WAS PERFORMED ON 12/11/2018 FOR THE COMPUTATION PERIOD ENDED 12/9/2018. FORM 990, SCHEDULE K, SUPPLEMENTAL INFORMATION ALL DIFFERENCES BETWEEN AMOUNTS REPORTED ON PART II, LINE 3, AND PART I, COLUMN (E) ARE DUE TO INVESTMENT EARNINGS. WITH RESPECT TO EACH OF THE ADVANCE REFUNDING ISSUES INCLUDED HEREIN (SEE PART II LINE 15), PART IV LINE 6 IS BEING ANSWERED WITHOUT REGARD TO YIELD-RESTRICTED ADVANCE REFUNDING ESCROWS FINANCED WITH PROCEEDS OF THE BONDS. A OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756CBH0 2012-10-23 55371387 SEE PART VI FOR DESCRIPTION 0 0 0 B OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 000000000 2012-10-23 23775000 SEE PART VI FOR DESCRIPTION 0 0 0 C OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756CCB2 2013-12-10 124142966 SEE PART VI FOR DESCRIPTION 0 0 0 D OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756CCC0 2014-11-06 100361458 SEE PART VI FOR DESCRIPTION 0 0 0 A 55371387 740026 54631361 2012 1 1 1 1 B 14760000 23775000 195000 23580000 2012 1 0 1 1 C 9210000 124142966 1442966 122700000 2013 1 0 1 1 D 15000000 100361458 1221881 10000000 89139577 2015 1 0 1 1 A 0 0 1 1 1 1 0 0 1 B 0 0 1 1 1 1 0 0 1 C 0 0 1 1 1 1 0 0 1 D 0 0 1 1 1 1 0 0 1 A 0 0 1 1 0 0 0 0 1 B 0 0 1 0 1 0 0 0 1 C 0 0 0 1 1 0 0 0 1 D 0 0 1 0 1 0 0 0 1 A 1 B 1 C 1 D 1 A OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756CCF3 2015-10-01 100000000 SEE PART VI FOR DESCRIPTION 0 0 0 B OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756CCZ9 2016-03-31 249373895 SEE PART VI FOR DESCRIPTION 0 0 0 C OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756CDF2 2018-09-26 243220482 SEE PART VI FOR DESCRIPTION 0 0 0 D OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 000000000 2018-09-26 109150000 SEE PART VI FOR DESCRIPTION 0 0 0 A 100000577 1204500 37316424 61479653 2015 1 0 1 1 B 249373895 1924715 247449180 2016 0 1 1 1 C 4585000 245082583 292106 1763911 130075136 112951430 2019 1 0 1 1 D 1660000 109150000 109150000 2018 1 0 1 1 A 0 0 1 1 1 1 0 0 1 B 0 0 1 1 1 1 0 0 1 C 0 0 1 1 1 1 0 0 1 D 0 0 1 1 1 1 0 0 1 A 0 1 0 0 1 0 0 0 1 B 0 1 0 0 0 0 0 0 1 C 0 1 0 0 1 0 0 0 1 D 0 1 0 0 1 0 0 0 1 A 1 B 1 C 1 D 1 DEE HASLAM SEE PART V 3638657 SEE PART V 0 LLOYD CHELETTE SEE PART V 35734 SEE PART V 0 FORM 990, SCHEDULE L, PART IV RESPONSES LINE 1 - RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION:MS. HASLAM IS A CURRENT DIRECTOR ON THE UHHS BOARD AND 50% OWNER OF THE CLEVELAND BROWNS FOOTBALL TEAM. UHHS IS THE MEDICAL PARTNER FOR THE CLEVELAND BROWNS FOOTBALL TEAM.DESCRIPTION OF THE TRANSACTION:UNIVERSITY HOSPITALS PROVIDES MEDICAL SERVICES TO THE CLEVELAND BROWNS FOOTBALL TEAM.AMOUNT OF THE TRANSACTION: $3,638,657. FORM 990, SCHEDULE L, PART IV RESPONSES LINE 1 - RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: FAMILY MEMBER OF MR. MICHAEL A. SZUBSKI, UHHS CFO.DESCRIPTION OF TRANSACTION: A FAMILY MEMBER OF MR. SZUBSKI IS EMPLOYED BY UHHS.AMOUNT OF TRANSACTION: $35,734. FORM 990, PART III, LINE 1: UNIVERSITY HOSPITALS (THE "SYSTEM") IS GUIDED BY ITS MISSION "TO HEAL. TO TEACH. TO DISCOVER." THE SYSTEM SERVES A UNIQUE ROLE IN THE COMMUNITIES IT SERVES BY PROVIDING DIVERSE POPULATIONS THROUGHOUT THE NORTHEAST OHIO REGION WITH COMPREHENSIVE HEALTH CARE - FROM PRIMARY CARE TO HIGHLY SPECIALIZED MEDICAL CARE FOR THE MOST SERIOUS OF HEALTH PROBLEMS. THE SYSTEM IS KNOWN FOR PROVIDING SUPERIOR, LEADING-EDGE HEALTH CARE ACROSS THE FULL RANGE OF MEDICAL AND SURGICAL SPECIALITIES FROM INFANCY TO ELDER CARE. IN ADDITION TO DELIVERING QUALITY PATIENT CARE, THE SYSTEM SERVES AS A PREEMINENT TEACHING FACILITY FOR PHYSICIANS, NURSES AND ANCILLARY MEDICAL PERSONNEL. THE SYSTEM'S EXTENSIVE CLINICAL RESEARCH PROGRAMS CONTINUE TO IMPROVE THE UNDERSTANDING OF DISEASE AND ENHANCE PATIENT CARE. FORM 990, PART I, LINE 6: VOLUNTEER INFORMATION CAN BE FOUND IN THE UNIVERSITY HOSPITALS HEALTH SYSTEM, INC. GROUP RETURN. FORM 990, PART III, LINE 4A: COMMITMENT TO THE COMMUNITY REMAINS AT THE CORE OF THE SYSTEM'S MISSION: TO HEAL. TO TEACH. TO DISCOVER. IN 2019, UNIVERSITY HOSPITALS DEDICATED MORE THE $429 MILLION TO COMMUNITY BENEFIT PROGRAMS IN NORTHEAST OHIO CONSISTING OF: - EDUCATION AND TRAINING = $90 MILLION - RESEARCH = $47 MILLION - CHARITY CARE = $50 MILLION - MEDICAID SHORTFALL = $231 MILLION - COMMUNITY HEALTH IMPROVEMENT SERVICES, PROGRAMS AND SUPPORT = $25 MILLION - HOSPITAL CARE ASSURANCE PROGRAM (HCAP) = ($14 MILLION) REFER TO SCHEDULE H IN THE UH GROUP RETURN FOR FURTHER DETAIL ON HOW THE SYSTEM MEASURES AND REPORTS COMMUNITY BENEFIT. COMMUNITY BENEFIT FOR 2019 TOTALED $429 MILLION. IN ADDITION TO CHARITY CARE AND INSUFFICIENT FUNDING FROM THE MEDICAID PROGRAM, THE SYSTEM INCURS SIGNIFICANT LOSSES RELATED TO SELF-PAY PATIENTS WHO FAIL TO MAKE PAYMENT FOR SERVICES RENDERED OR INSURED PATIENTS WHO FAIL TO REMIT CO-PAYMENTS AND DEDUCTIBLES AS REQUIRED UNDER APPLICABLE HEALTH INSURANCE ARRANGEMENTS. IN 2019, $116 MILLION REPRESENTED REVENUES FOR SERVICES PROVIDED THAT WERE DEEMED TO BE UNCOLLECTIBLE. THE SYSTEM HAS A BROAD PRESENCE THROUGHOUT NORTHEAST OHIO, INCLUDING CUYAHOGA, LORAIN, GEAUGA, ASHTABULA, PORTAGE, ASHLAND, AND RICHLAND COUNTIES SERVICE AREAS. THE BREADTH OF THE SYSTEM'S SERVICE AREA IS COVERED THROUGH ITS ACADEMIC MEDICAL CENTER, COMMUNITY MEDICAL CENTERS, JOINT VENTURES, AMBULATORY HEALTH CENTERS AND MEDICAL PRACTICES. THE UH HEALTH SYSTEM PROVIDES WORK DIRECTLY FOR MORE THAN 29,700 EMPLOYEES AND PHYSICIANS. UH PROVIDES MANY COMMUNITY BENEFITS DIRECTLY AND INDIRECTLY THROUGH NEW OR EXPANDED BUSINESS OPPORTUNITIES AND THROUGH IMPORTANT CAPITAL INVESTMENTS IN OUR FACILITIES. UH HAS COMMITTED - AND CONTINUES TO COMMIT - MILLIONS OF DOLLARS TO FACILITIES AND OPERATIONS WITHIN THE CITY OF CLEVELAND AND THROUGHOUT OUR REGION, PROVIDING CONSTRUCTION AND HOSPITAL-BASED JOBS. STATE-OF-THE-ART FACILITIES AND SERVICES AT UH CLEVELAND MEDICAL CENTER, OUR WORLD-RENOWNED ACADEMIC MEDICAL CENTER IN CLEVELAND, PROVIDE CLEVELAND RESIDENTS AND PEOPLE FROM THROUGHOUT THE REGION AND THE WORLD WITH THE FINEST IN PRIMARY AND SPECIALTY HEALTH CARE. THE FACILITIES ALLOW US TO CONDUCT VITAL MEDICAL RESEARCH AND OFFER ADVANCED TRAINING FOR STUDENTS AND HEALTH PROFESSIONALS. THE QUENTIN & ELISABETH ALEXANDER NEONATAL INTENSIVE CARE UNIT AT UH RAINBOW BABIES & CHILDREN'S HOSPITAL SERVES OUR MOST VULNERABLE CHILDREN. THE SYSTEM'S EMERGENCY FACILITIES AT OUR MEDICAL CENTERS AND THE SYSTEM'S SEIDMAN CANCER CENTER AT UH CLEVELAND MEDICAL CENTER AND VARIOUS COMMUNITY MEDICAL CENTERS, CONTINUE TO PROVIDE EXPANDED EMPLOYMENT OPPORTUNITIES WHILE EXTENDING UH'S MISSION TO MORE PATIENTS. NEW STATE-OF-THE-ART OUTPATIENT HEALTH CENTERS IN THE REGION HAVE SPURRED ECONOMIC GROWTH WHILE GIVING PEOPLE ACCESS TO THE CARE THEY NEED CLOSE TO HOME AND EXPANDING OUR COMMUNITY BENEFIT PROGRAMS. THE SYSTEM IS PROUD TO CONTRIBUTE TO THE HEALTH OF OUR CITIZENS AND TO BE A POSITIVE ECONOMIC FORCE IN OUR REGION. FOR MORE DETAILED INFORMATION ON THE SYSTEM'S COMMUNITY BENEFIT OR TO VIEW THE 2019 COMMUNITY BENEFIT REPORT, PLEASE VISIT THE SYSTEM'S WEBSITE AT WWW.UHHOSPITALS.ORG. FORM 990, PART VI, SECTION A, LINE 6 UNIVERSITY HOSPITALS HEALTH SYSTEM, INC. IS ORGANIZED SUCH THAT THE CURRENT DIRECTORS ARE THE MEMBERS. FORM 990, PART VI, SECTION A, LINE 7A THE MEMBERS ELECT THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION A, LINE 7B THE MEMBERS MAY DESIGNATE THOSE THAT SERVE AS CHAIRPERSON AND VICE CHAIRPERSON OF THE BOARD. FORM 990, PART VI, SECTION B, LINE 11B THE AUDIT AND COMPLIANCE COMMITTEE HAS BEEN DELEGATED AUTHORITY BY THE UHHS BOARD OF DIRECTORS TO REVIEW THE FORM 990. THE COMPENSATION COMMITTEE REVIEWED THE COMPENSATION SECTIONS OF THE FORM 990. THE GOVERNANCE AND COMMUNITY BENEFIT COMMITTEE REVIEWED THE COMMUNITY BENEFIT SECTION OF THE FORM 990 (SCHEDULE H). THE UHHS BOARD OF DIRECTORS RECEIVES A COMPLETE COPY OF THE RETURN BEFORE IT IS FILED WITH THE INTERNAL REVENUE SERVICE. CERTAIN MEMBERS OF SENIOR MANAGEMENT REVIEW THE FORM WHILE OVERSEEING THIS PROCESS. FORM 990, PART VI, SECTION B, LINE 12C UH HAS ADOPTED FOUR CONFLICT OF INTEREST POLICIES: THE FIRST RELATES TO ALL EMPLOYEES AND AFFILIATED PHYSICIANS; THE SECOND RELATES TO UH AND ALL ITS SUBSIDIARIES AND APPLIES TO ALL DIRECTORS, OFFICERS, SUBSTANTIAL CONTRIBUTORS AND RELATED PARTIES; THE THIRD APPLIES TO PHYSICIANS AND OTHER LICENSED PRACTITIONERS. IN ADDITION, UH HAS A SEPARATE BOARD DISCLOSURE OF INTEREST POLICY. UH REGULARLY AND CONSISTENTLY MONITORS AND ENFORCES COMPLIANCE WITH THE CONFLICT OF INTEREST POLICIES. UH MANAGEMENT, ALL DIRECTORS, AND ALL PHYSICIANS AND ADVANCED PRACTICE PROFESSIONALS ARE REQUIRED TO COMPLETE AN ANNUAL DISCLOSURE AND PROVIDE INFORMATION REGARDING ANY INTERESTS THAT MAY BE POTENTIAL CONFLICTS PURSUANT TO THE CONFLICT OF INTEREST POLICIES. THEY ARE REQUIRED TO PROVIDE ANY CHANGES OR NEW DISCLOSURES SHOULD THEY OCCUR. ALL DISCLOSURES AND SUBSEQUENT UPDATES TO DISCLOSURES ARE REVIEWED BY THE UH COMPLIANCE AND ETHICS DEPARTMENT. BOARD-LEVEL AND KEY PERSONNEL CONFLICTS ARE REVIEWED AND APPROVED, IF APPROPRIATE, BY THE AUDIT AND COMPLIANCE COMMITTEE OF THE UHHS BOARD AND/OR THE UHHS BOARD. IF A CONFLICT EXISTS WITH A DIRECTOR, CERTAIN RESTRICTIONS MAY BE IMPOSED, SUCH AS EXCUSING THE DIRECTOR FROM THE ROOM DURING DISCUSSION AND/OR VOTING WITH REGARD TO A PROPOSED TRANSACTION. EDUCATION REGARDING CONFLICTS OF INTEREST IS INCLUDED IN THE ANNUAL COMPLIANCE TRAINING THAT INCLUDES ALL DIRECTORS, EMPLOYEES, PHYSICIANS AND LICENSED PRACTITIONERS. FORM 990, PART VI, SECTION B, LINE 15 THE CHIEF EXECUTIVE OFFICER'S COMPENSATION IS APPROVED BY THE UHHS BOARD OF DIRECTORS. EXECUTIVE COMPENSATION IS APPROVED BY THE COMPENSATION COMMITTEE OF THE BOARD (THE "COMMITTEE") AND DOCUMENTED IN THE COMMITTEE MINUTES. THE COMMITTEE HAS RETAINED AN INDEPENDENT COMPENSATION CONSULTANT WHO PROVIDES INFORMATION TO THE COMMITTEE ON CHANGES AND TRENDS IN EXECUTIVE COMPENSATION AND OBJECTIVE THIRD PARTY INFORMATION ON COMPETITIVE AND COMPARABLE EXECUTIVE COMPENSATION AND BENEFIT LEVEL/PROGRAMS. THE CONSULTANT COLLECTS AND PROVIDES TO THE COMMITTEE, APPROPRIATE MARKET COMPENSATION AND BENEFITS INFORMATION, APPROPRIATE MARKET PRACTICES FOR COMPARABLE ORGANIZATIONS' POSITIONS AND BEST PRACTICES. THE CONSULTANT ALSO PROVIDES ADVICE ON DEVELOPING AND MODIFYING UH'S EXECUTIVE COMPENSATION PHILOSOPHY. FORM 990, PART VI, SECTION C, LINE 19 THE FINANCIAL STATEMENTS FOR UNIVERSITY HOSPITALS HEALTH SYSTEM, INC. AND ITS SUBSIDIARIES ARE MADE PUBLICLY AVAILABLE THROUGH THE USE OF DAC BOND (DISCLOSURE DISSEMINATION AGENT) AND CAN BE FOUND ON THE INTERNET AT WWW.DACBOND.COM. FORM 990, PART VII, SECTION A: TREASURY REGULATION 1.6033-2(D) (5) ELECTION PURSUANT TO TREASURY REGULATION SECTION 1.6033-2(D)(5), UNIVERSITY HOSPITALS HEALTH SYSTEM, INC. ("PARENT ORGANIZATION") HAS ELECTED TO REPORT INFORMATION ABOUT CONTRIBUTIONS, GIFTS AND GRANTS, AND COMPENSATION AND OTHER INFORMATION ABOUT OFFICERS, DIRECTORS, TRUSTEES, KEY EMPLOYEES, CERTAIN HIGHLY COMPENSATED EMPLOYEES, AND CERTAIN PROFESSIONAL CONTRACTORS ON A CONSOLIDATED BASIS FOR ALL THE MEMBERS OF ITS GROUP EXEMPTION, INCLUDING THE PARENT ORGANIZATION, ON UNIVERSITY HOSPITALS HEALTH SYSTEM, INC. GROUP RETURN. FORM 990, PART XI, LINE 9: CHANGE IN BENEFICIAL INTEREST FND 19,271,000. ADDITIONAL MINIMUM LIABILITY -49,944,000. INVESTMENT IN SUBSIDIARIES 2,596,000. NET ASSETS RELEASED FROM RESTRICTION -2,547,000. OTHER CHANGES IN FUND BALANCE 38,736,000. EQUITY TRANSFERS 104,895,000. 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