2020-08-11T12:28:56-05:00 2020-06-30 061413357 ELIZABETH A SMITH INC PO BOX 3002 MILFORD CT 06460 990PF 2019-07-01 471439173 THE LOUISE ESTE BRUCE FOUNDATION INC c/o RICHARD J BOWLER ESQ BRUC 9149930936 10 BANK STREET No 650 WHITE PLAINS NY 106061946 RICHARD J BOWLER PRESIDENT, TREASURER 9149930936 2020-08-11 1 ELIZABETH A SMITH P01209615 2038785106 2019 2022-09-23 18:48:47Z X 4310606 X 7337 1136 1136 149957 147529 273495 2372312 273495 431925 422160 0 0 0 5123 3843 1280 16571 16571 0 44618 44368 250 66312 64782 1530 250000 250000 316312 64782 251530 115613 357378 16377 5025 5025 64149 41134 41134 2324623 2628050 3250272 0 182827 182047 1189930 853656 832128 3595079 3710692 4310606 0 0 X 3595079 3710692 3595079 3710692 3595079 3710692 3595079 115613 0 3710692 0 3710692 43,000 CONSTELLATION BRAND 2.25% 11/6/20 P 2020-03-24 2020-05-27 43379 42058 1321 1321 50 SHS ABBOTT LAB P 2015-08-21 2019-08-20 4238 2988 1250 1250 20 SHS ABBOTT LAB P 2015-08-21 2020-03-03 1521 1437 84 84 9 SHS ADOBE SYSTEMS P 2018-11-21 2019-10-07 2445 1736 709 709 1 SH ADOBE SYSTEMS P 2018-11-21 2020-06-08 385 138 247 247 120 SHS ADVANCED MICRO DEVICES P 2019-02-21 2019-08-09 3467 3111 356 356 20 SHS ALIGN TECHNOLOGY P 2017-08-18 2020-01-27 5423 5102 321 321 100 SHS ALLERGAN PLC P 2018-11-02 2019-09-24 16671 12340 4331 4331 50 SHS ALLSTATE CORP P 2018-11-02 2020-04-28 4993 2372 2621 2621 5 SHS AMGEN INC P 2019-08-20 2020-02-19 1115 1021 94 94 5 SHS AMGEN INC P 2019-08-20 2020-06-12 1132 1021 111 111 15 ATLASIAN CORP P 2018-04-24 2019-10-23 1739 974 765 765 15 ATLASIAN CORP P 2018-04-24 2020-06-08 2582 975 1607 1607 250 SHS BLACKROCK SCIENCE & TECH P 2020-03-12 2020-04-09 4565 3835 730 730 100 SHS BOEGIN CO P 2018-09-04 2019-10-23 34940 34070 870 870 400 SHS BOSTON PROPERTIES P 2020-01-07 2020-01-28 56838 54084 2754 2754 80 SHS BOSTON SCIENTIFIC P 2018-10-22 2020-01-27 3470 2913 557 557 1,000 SHS BP PLC D 2018-07-10 2019-12-16 37443 745 36698 36698 400 SHS BRISTOL MYERS SQUIBB D 2018-07-10 2019-10-22 22729 836 21893 21893 100 SHS BRISTOL MYERS SQUIBB D 2018-07-10 2019-12-30 6421 209 6212 6212 900 SHS BISTOL MYERS SQUIBB D 2018-07-10 2020-02-05 58926 1882 57044 57044 500 SHS CAPITAL ONE FINANCIAL 5% PFD P 2020-04-17 2020-05-28 11556 10966 590 590 500 SHS CAPITAL ONE FINANCIAL 5% PFD P 2020-04-17 2020-05-28 11550 10966 584 584 100 SHS CISCO SYSTEMS INC P 2018-09-25 2020-01-13 4721 4400 321 321 200 SHS CISCO SYSTEMS INC D 2018-07-10 2020-05-12 8802 1768 7034 7034 70 SHS COMCAST CORP CL A P 2017-12-26 2020-03-05 2956 2525 431 431 35 SHS COSTCO WHOLESALE CORP D 2015-06-22 2020-04-28 10770 3877 6893 6893 250 SHS CVS HEALTH CORP P 2018-07-25 2019-10-22 16501 15104 1397 1397 100 SHS CVS HEALTH CORP P 2018-07-25 2019-12-31 7400 6042 1358 1358 1,500 SHS DIGITAL REAL 5.875% PFD P 2020-04-08 2020-04-16 37663 36743 920 920 600 SHS DOMINION ENERGY INC P 2019-01-29 2020-01-23 50467 42350 8117 8117 1,100 SHS DOW INC P 2015-08-21 2020-06-03 46144 21896 24248 24248 21 SHS EXACT SCIENCES CORP P 2018-01-18 2019-09-25 2210 1283 927 927 100 SHS EXXON MOBIL CORP D 2018-07-10 2019-11-01 6912 16 6896 6896 100 SHS EXXON MOBIL CORP D 2018-07-10 2019-12-12 6997 16 6981 6981 6 SHS GARRETT MOTION INC P 2018-10-02 2019-11-04 57 50 7 7 50 SHS GENERAL DYNAMICS CO P 2019-10-23 2020-02-12 9353 8856 497 497 125 SHS GENERAL MILLS INC D 2015-06-22 2020-04-28 7488 5988 1500 1500 118 SHS GLAXOSMITHKLINE PLC D 2018-07-10 2019-12-30 5569 642 4927 4927 82 SHS GLAXOSMITHKLINE PLC D 2018-07-10 2019-12-30 3870 446 3424 3424 200 SHS HOME DEPOT INC P 2019-12-12 2020-02-20 49066 42334 6732 6732 .4176 SH INGERSOLL RAND INC P 2015-08-21 2020-03-10 10 7 3 3 109 SHS INGERSOLL RAND INC P 2015-08-21 2020-04-13 2716 1778 938 938 250 SHS ISHARES MSCI EMERGING MKTS D 2018-07-10 2019-11-04 12787 9507 3280 3280 16 SHS JOHNSON & JOHNSON P 2017-08-15 2020-06-05 2365 2173 192 192 5 SHS JOHNSON & JOHNSON P 2017-08-16 2020-06-12 735 679 56 56 30 SHS JOHNSON & JOHNSON P 2019-04-22 2020-06-29 4184 4075 109 109 13 SHS JOHNSON & JOHNSON D 2018-11-02 2020-06-29 1813 1126 687 687 1,400 SHS KKR & CO INC P 2019-08-13 2019-12-20 41796 34960 6836 6836 130 SHS MARVELL TECH GROUP P 2018-02-08 2019-11-19 3501 2698 803 803 110 SHS MARVELL TECH GROUP P 2019-03-22 2019-11-20 2895 2224 671 671 100 SHS MARVELL TECH GROUP P 2019-03-27 2020-01-13 2604 2075 529 529 70 SHS MERCK & CO P 2018-08-13 2020-05-06 5361 4672 689 689 10 SHS MERCK & CO P 2018-11-01 2020-05-08 777 642 135 135 10 SHS MERCK & CO D 2018-11-02 2020-06-12 812 466 346 346 63 SHS MERCK & CO D 2018-11-02 2020-06-25 4866 2935 1931 1931 1,130 SHS METLIFE INC P 2018-07-25 2019-09-27 53625 50172 3453 3453 45 SHS MICROSOFT CORP P 2019-01-22 2020-04-28 7761 5907 1854 1854 6 SHS NEXTERA ENERGY INC P 2018-11-01 2019-11-13 1330 1044 286 286 6 SHS NEXTERA ENERGY INC P 2018-11-01 2020-04-17 1424 1044 380 380 OCCIDENTAL PETROLEUM - 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BRANDS INC P 2015-08-21 2019-11-08 993 627 366 366 1,500 UTS FIRST TRUST INT DUR PRF P 2020-03-19 2020-03-24 22783 16875 5908 5908 50,000 HOWMET AEROSPACE 6.15% 8/15/20 P 2019-09-26 2020-04-06 51007 51909 -902 -902 350 SHS ABBVIE INC P 2018-07-24 2019-12-12 30775 31602 -827 -827 27 SHS ACCENTURE PLC P 2019-06-05 2020-03-11 4447 4915 -468 -468 5 SHS ACCENTURE PLC P 2019-06-17 2020-03-13 821 910 -89 -89 20 SHS ALLERGAN PLC P 2016-12-05 2019-09-24 3334 4952 -1618 -1618 900 SHS ALTRIA GROUP INC P 2018-12-06 2020-01-13 45683 48239 -2556 -2556 21 SHS ARISTA NETWORKS INC P 2019-05-29 2019-10-15 4767 5332 -565 -565 8 SHS BIOGEN INC P 2020-03-19 2020-06-18 2264 2449 -185 -185 220 SHS BRISTOL MYERS SQUIBB D 2018-11-02 2019-07-29 9898 10839 -941 -941 100 SHS CISCO SYSTEMS INC P 2019-01-22 2020-02-19 4599 4635 -36 -36 50 SHS COMERICA INC P 2018-11-06 2019-07-22 3466 4155 -689 -689 1 SH CONSTELLATION BRANDS P 2015-08-21 2020-04-07 131 140 -9 -9 20 SHS CVS HEALTH CORP P 2019-10-20 2020-02-04 1358 1396 -38 -38 50 SHS CVS HEALTH CORP P 2019-10-20 2020-06-25 3231 3489 -258 -258 17 SHS DOLLAR TREE INC P 2019-03-21 2020-01-12 1479 1733 -254 -254 33 SHS DOW INC P 2015-08-21 2020-03-27 990 1453 -463 -463 43 SHS DUPONT DE NEMOURS P 2015-08-21 2020-01-14 2583 2963 -380 -380 1,500 SHS ENERGY TRANSFER LP P 2019-04-18 2019-09-26 19680 22942 -3262 -3262 39 SHS EXACT SCIENCES CORP P 2018-11-23 2020-03-19 1658 2382 -724 -724 30 SHS EXELON CORP P 2018-11-01 2020-04-17 1112 944 168 168 300 SHS FEDEX CORP P 2018-09-18 2019-08-07 47668 67171 -19503 -19503 2,200 SHS FIRST HORIZON NATIONAL P 2018-09-25 2019-08-13 34505 39243 -4738 -4738 18 SHS ILLUMINA INC P 2018-08-02 2019-08-20 5158 5648 -490 -490 375 SHS INVESCO LTD D 2018-11-02 2019-11-04 6248 11958 -5710 -5710 1,000 SHS ISHARES MSCI EMERGING MKTS P 2018-08-16 2019-09-26 41202 50909 -9707 -9707 8 SHS JOHNSON & JOHNSON P 2019-04-22 2019-07-29 1046 1087 -41 -41 100 SHS 3M CO P 2018-07-25 2020-01-16 17998 20243 -2245 -2245 10 SHS MEDTRONIC PLC P 2019-08-20 2020-03-19 776 992 -216 -216 10 SHS MGM RESORTS INTL P 2018-04-25 2020-03-06 229 320 -91 -91 290 SHS MGM RESORTS INTL P 2018-04-30 2020-03-23 2309 9278 -6969 -6969 500 SHS NEW RESIDENT 6.375% PFD P 2020-02-18 2020-04-29 8545 11489 -2944 -2944 .274 SH OCCIDENTAL PETROLEUM P 2019-08-09 2019-08-30 12 59 -47 -47 1,200 SHS SIX FLAGS ENTERTAINMENT P 2018-10-25 2020-05-29 28071 63059 -34988 -34988 60 SHS TAIWAN SEMICONDUCTOR MFG P 2016-11-21 2019-07-10 2360 2550 -190 -190 553 SHS TAKEDA PHARMACEUTIAL P 2019-01-22 2019-11-04 9935 12903 -2968 -2968 3,400 SHS TEKLA HEALTHCARE INV P 2018-07-23 2019-11-04 70148 76874 -6726 -6726 240 SHS TRUIST FINANCIAL CORP P 2019-12-09 2020-03-11 8253 9078 -825 -825 20 SHS TRUIST FINANCIAL CORP P 2019-12-09 2020-06-15 756 756 0 0 7 SHS WABTEC CORP P 2019-02-06 2019-11-04 484 539 -55 -55 11 SHS WORLDPAY INC P 2018-01-16 2019-09-17 1845 2303 -458 -458 9,530.91 UTS BNY MELLON FLOATING RATE INCOME P 2019-08-15 2020-04-27 98740 114123 -15383 -15383 3,281.692 UTS BNY MELLON GOLBAL REAL RETURN FD P 2016-07-26 2020-04-27 48899 50000 -1101 -1101 460,311.031 UTS FIDELITY PRIME RES PORT INSTI CL P 2018-07-20 2019-09-20 460442 460448 -6 -6 4,198.74 UTS FIDELITY PRIME RES PORT INSTI CL P 2018-07-10 2019-07-15 4200 4200 0 0 39,838.049 UTS FIDELITY PRIME RES PORT INSTI CL P 2018-07-10 2019-08-13 39850 39850 0 0 1 SH HOME DEPOT INC P 2020-03-06 2020-03-24 162 153 9 9 Capital Gains Dividends P 3075 3075 3075 273495 0 211359 4294287 0.049219 105385 1136604 0.092719 75525 962949 0.078431 74296 970463 0.076557 0 82652 0.000000 0.296926 0.059385 4461763 264962 3574 268536 251530 7148 0 7148 0 7148 8560 0 0 8560 0 1412 1412 0 0 0 0 0 0 0 0 0 0 0 0 1 NY 1 0 1 0 0 0 N/A RICHARD J BOWLER ESQ 9149930936 10 BANK STREET SUITE 650 WHITE PLAINS NY 106061994 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 RICHARD J BOWLER 10 BANK STREET SUITE 650 WHITE PLAINS NY 10606 PRESIDENT, TREASURER, DIRE 5.00 0 0 0 JEANNE E ZUNICH 10 BANK STREET SUITE 650 WHITE PLAINS NY 10606 VICE PRESIDENT, DIRECTOR 0.00 0 0 0 MAGDALEN GAYNOR 10 BANK STREET SUITE 650 WHITE PLAINS NY 10606 SECRETARY, DIRECTOR 0.00 0 0 0 LAURA BOWLER 5120 BULL RUN DRIVE YPSILANTI MI 48197 DIRECTOR 0.00 0 0 0 NONE 0 NONE 0 0 4342295 187414 0 4529709 0 0 4529709 67946 4461763 223088 223088 7148 7148 215940 0 215940 0 215940 251530 0 251530 0 251530 215940 0 0 23048 28026 49585 5205 105864 251530 0 0 0 215940 35590 0 0 141454 0 0 0 0 0 0 0 141454 23048 28026 49585 5205 35590 Richard J Bowler Esq 10 Bank Street Suite 650 White Plains NY 10606 9149930936 bowler.rich89@gmail.com The New York/New Jersey Common Application Form; Include information about organization & purpose of grant No later than June 1 of each fiscal year Qualified charitable organizations for charitable, religious, scientific, or educational purposes BEREA COLLEGE 101 CHESTNUT STREET BEREA KY 40404 EDUCATION 15000 CALVERT SCHOOL 105 TUSCANY ROAD BALTIMORE MD 21210 EDUCATION 90000 HUDSON VALLEY SHAKESPEARE FESTIVAL INC 143 MAIN STREET COLD SPRING NY 10516 EDUCATION 25000 MISS HALL'S SCHOOL 492 HOLMES ROAD PITTSFIELD MA 01202 EDUCATION 50000 THE URSULINE SCHOOL 1354 NORTH AVENUE NEW ROCHELLE NY 10804 EDUCATION 70000 250000 0 14 1136 14 149957 18 273495 0 424588 0 424588 0 0 0 0 0 0 0 0 0 0 X X 1 Estate of Louise Este Bruce Richard J Bowler Esq Executor 10 Bank Street Suite 650 WHITE PLAINS NY 10606 7337 X ACCOUNTING & TAX PREPARATION FEES 5123 3843 1280 CORPORATE BONDS 182827 182047 CORPORATE STOCKS 2628050 3250272 MUTUAL FUNDS AT COST 853656 832128 BNY MELLON, MARKET VALUE FEE 21637 21637 0 FILING FEE 250 0 250 BANK SERVICE FEE 155 155 0 ADR FEES 159 159 0 WELLS FARGO, ADVISORY FEE 3830 3830 0 CHARLES SCHWAB, ADVISORY FEE 18587 18587 0 ESTATE OF LOUISE ESTE BRUCE RICHARD J BOWLER EXECUTOR 10 BANK STREET SUITE 650 WHITE PLAINS NY 10606 EXCISE TAX 15949 15949 0 FOREIGN TAX 622 622 0