2020-06-20T20:43:02-05:00 2019-12-31 204553256 MARINER WEALTH ADVISORS 1 GIRALDA FARMS SUITE 130 MADISON NJ 07940 990PF 2019-01-01 201974962 THE OVERLEIGH FOUNDATION INC C/O MARIA SAPOL OVER 9732902328 CO MARIA SAPOL NO 4 MORRISTOWN NJ 07960 JEFFREY R WALSH PRESIDENT 9732902328 2020-06-20 1 ELLEN ELISE PEIFER P00014940 9735079783 2020-06-20 2019 2022-09-23 18:48:47Z X 379984 X X 24 24 10386 10386 220871 485855 220871 231281 231281 5000 2500 2500 1350 675 675 195 164 31 3498 3404 94 10043 6743 3300 28760 28760 38803 6743 32060 192478 224538 20 82 82 12221 12392 12392 161338 353583 367510 173579 366057 379984 0 0 X 0 0 0 0 173579 366057 173579 366057 173579 366057 173579 192478 0 366057 0 366057 11.742 SHS ALPHACENTRIC INCOME OPPORTUNITIES CL I 2019-04-17 2019-06-17 148 146 2 2 79.787 SHS ALPHACENTRIC INCOME OPPORTUNITIES CL I 2019-04-17 2019-11-05 1037 994 43 43 24.283 SHS ALPHACENTRIC INCOME OPPORTUNITIES CL I 2019-04-17 2019-11-26 317 302 15 15 150 SHS AMETEK INC COM 2018-06-13 2019-04-16 12900 11494 1406 1406 240.855 SHS ARTISAN INTL VALUE FUND ADVISOR 2019-04-17 2019-06-17 8117 8493 -376 -376 63.934 SHS ARTISAN INTL VALUE FUND ADVISOR 2019-04-17 2019-11-26 2254 2257 -3 -3 54.322 SHS ARTISAN THEMATIC FD ADVISOR CL 2019-04-17 2019-06-17 809 798 11 11 630.202 SHS ARTISAN THEMATIC FD ADVISOR CL 2019-04-17 2019-11-05 10127 9264 863 863 147.213 SHS ARTISAN THEMATIC FD ADVISOR CL 2019-04-17 2019-11-26 2319 2168 151 151 145.638 SHS BALLIE GIFFORD INTL GROWTH FD INSTL CL 2019-04-17 2019-11-26 2030 1950 80 80 250 SHS CISCO SYS INC COM 2018-09-11 2019-04-16 14228 12032 2196 2196 53.871 SHS DOUBLELINE TOTAL RETURN BOND FD CL I 2019-04-17 2019-06-17 575 565 10 10 248.495 SHS DOUBLELINE TOTAL RETURN BOND FD CL I 2019-04-17 2019-11-05 2656 2605 51 51 90.511 SHS DOUBLELINE TOTAL RETURN BOND FD CL I 2019-04-17 2019-11-26 972 949 23 23 73.779 SHS FMI LARGE CAP FUND INSTITUTIONAL 2019-04-17 2019-06-17 1459 1440 19 19 213.377 SHS FMI LARGE CAP FUND INSTITUTIONAL 2019-04-17 2019-11-05 4410 4165 245 245 221.282 SHS FMI LARGE CAP FUND INSTITUTIONAL 2019-04-17 2019-11-26 4620 4319 301 301 6.489 SHS FPA INTERNATIONAL VALUE FUND 2019-04-17 2019-11-05 103 99 4 4 138.406 SHS FPA INTERNATIONAL VALUE FUND 2019-04-17 2019-11-26 2231 2111 120 120 25 SHS INVESCO EXCHANGE TRADED FD 2019-11-05 2019-11-26 1698 1693 5 5 2 SHS ISHARES CORE U.S. AGGREGATE BOND ETF 2019-04-16 2019-06-17 221 216 5 5 13 SHS ISHARES CORE U.S. AGGREGATE BOND ETF 2019-04-16 2019-11-05 1459 1405 54 54 6 SHS ISHARES CORE U.S. AGGREGATE BOND ETF 2019-04-16 2019-11-26 679 649 30 30 58 SHS ISHARES RUSSELL 2000 ETF 2019-04-16 2019-06-17 8853 9141 -288 -288 244 SHS ISHARES SELECT DIVIDEND ETF 2019-06-17 2019-11-05 25357 23790 1567 1567 17 SHS ISHARES TRUST ISHARES MSCI INDIA ETF 2019-04-16 2019-11-26 590 589 1 1 416.233 SHS METROPOLITAN WEST TOTAL RETURN CLASS I 2019-04-17 2019-11-05 4583 4408 175 175 137.814 SHS METROPOLITAN WEST TOTAL RETURN CLASS I 2019-04-17 2019-11-26 1526 1460 66 66 220.757 SHS METWEST UNCONSTRAINED BOND I 2019-01-01 2019-06-17 2620 2603 17 17 5.931 SHS NUVEEN GRESHAM DIVFDCOMMODITY STRTGY I 2019-04-17 2019-11-05 64 65 -1 -1 58.686 SHS NUVEEN GRESHAM DIVFDCOMMODITY STRTGY I 2019-04-17 2019-11-26 619 642 -23 -23 202.697 SHS PZENZA SMALL CAP VALUE INSTL 2019-04-17 2019-11-26 2266 2204 62 62 18.188 SHS THE EAFE FUND INSTL 2019-04-17 2019-11-05 250 244 6 6 23 SHS VANGUARD INDEX FDS FORMERLY VANGUARD IND 2019-04-16 2019-06-17 6122 6133 -11 -11 17 SHS VANGUARD INDEX FUNDSS&P 500 ETF 2019-04-16 2019-11-26 4897 4533 364 364 1.021 SHS VIVALDI MULTI STRATEGY FD CL I 2019-04-17 2019-06-17 28 28 0 0 34.431 SHS VIVALDI MULTI STRATEGY FD CL I 2019-04-17 2019-11-05 953 935 18 18 10.419 SHS VIVALDI MULTI STRATEGY FD CL I 2019-04-17 2019-11-26 287 283 4 4 25 SHS ALPHABET INC CAP 2014-11-06 2019-04-16 30858 14047 16811 16811 125 SHS BERKSHIRE HATHAWAY INC 2014-05-27 2019-04-16 26441 16109 10332 10332 190 SHS DANAHER CORPORATION 2003-03-21 2019-04-16 24463 2476 21987 21987 150 SHS DISNEY WALT CO 2003-08-06 2019-04-16 19475 3257 16218 16218 130 SHS ECOLAB INC 2004-04-15 2019-04-16 24137 3760 20377 20377 20 SHS EXXON MOBIL CORP 2000-01-24 2019-04-16 1625 866 759 759 200 SHS EXXON MOBIL CORP 2000-03-07 2019-04-16 16246 7571 8675 8675 125 SHS HOME DEPOT INC 2014-05-01 2019-04-16 25629 10040 15589 15589 200 SHS JOHNSON &JOHNSON 2000-03-03 2019-04-16 27637 7375 20262 20262 100 SHS LINDE PLC COM 2004-02-18 2019-04-16 17984 16346 1638 1638 150 SHS PEPSICO INC PEP 2014-04-30 2019-04-16 18321 13036 5285 5285 200 SHS PROCTER AND GAMBLE CO 2003-10-09 2019-04-16 21299 9632 11667 11667 100 SHS THERMO FISHER SCIENTIFIC INC 2015-02-24 2019-04-16 26938 13370 13568 13568 151 SHS UNITED PARCEL SVC INC CL B 2000-03-16 2019-04-16 17201 8759 8442 8442 125 SHS UNITEDHEALTH GROUP 2003-11-06 2019-04-16 27593 3105 24488 24488 100 SHS 3M COMPANY 2004-02-19 2019-04-16 21712 8063 13649 13649 CAPITAL GAINS DIVIDENDS P 3912 3912 3912 220871 0 40153 381196 0.105334 40591 386723 0.104961 42653 380111 0.112212 29180 383677 0.076054 27150 383398 0.070814 0.469375 0.093875 369949 34729 2245 36974 32060 4491 0 4491 0 4491 293 0 0 293 2 4200 0 0 0 0 0 0 0 0 0 0 1 1 NJ 1 0 0 0 0 1 N/A MARIA SAPOL 9732902328 330 SOUTH STREET MORRISTOWN NJ 07960 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JEFFREY R WALSH 11174 TURTLE BEACH ROAD 306C NORTH PALM BEACH FL 33408 PRESIDENT 1.00 0 0 0 MARY C WALSH 11174 TURTLE BEACH ROAD 306C NORTH PALM BEACH FL 33408 VICE PRESIDENT 0.00 0 0 0 MARIA K SAPOL 330 SOUTH STREET MORRISTOWN NJ 07960 SECRETARY/TREASURER 2.00 5000 0 0 NONE 0 NONE 0 0 365663 9920 0 375583 0 0 375583 5634 369949 18497 18497 4491 4491 14006 0 14006 0 14006 32060 0 32060 0 32060 14006 0 0 8795 10382 24253 21755 21909 87094 32060 0 0 0 14006 18054 0 0 105148 0 0 0 0 0 0 8795 96353 10382 24253 21755 21909 18054 JEFFREY R WALSH X COVENANT HOUSE 427 W 52ND ST NEW YORK NY 10019 NONE EXEMPT GENERAL SUPPORT 2760 JMT ADVANCE NJ 184 S LIVINGSTON AVE STE 9-238 LIVINGSTON NJ 07039 NONE EXEMPT GENERAL SUPPORT 10000 LOST TREE VILLAGE CHARITABLE FOUNDATION 8 CHURCH LANE NORTH PALM BEACH FL 33408 NONE EXEMPT GENERAL SUPPORT 8500 PG CHAMBERS SCHOOL 15 HALKO DRIVE CEDAR KNOLLS NJ 07927 NONE EXEMPT GENERAL SUPPORT 2500 SETON HALL PREPARATORY 120 NORTHFIELD AVENUE WEST ORGANGE NJ 07052 NONE EXEMPT GENERAL SUPPORT 5000 28760 0 14 24 14 10386 18 220871 0 231281 0 231281 0 0 0 0 0 0 0 0 0 0 TAX PREPARATION 1350 675 675 314 SHS ALPHACENTRIC INCOME OPPORTUNITIES 3914 4077 766 SHS ARTISAN INTL VALUE FUND ADVISOR 27060 28228 1,728 SHS ARTISAN THEMATIC FD ADVISOR CL 25461 27982 1,756 SHS BALLIE GIFFORD INT'L GROWTH 23538 25551 924 SHS BARCLAYS BK PLC 18398 16447 1,188 SHS DOUBLELINE TOTAL RETURN BOND FD 12459 12632 2,486 SHS FMI LARGE CAP FUND INSTITUTIONAL 48538 49026 1,759 SHS FPA INTERNATIONAL VALUE FUND 26879 28286 355 SHS INVESCO EXCHANGE TRADE FUND 24040 24591 68 SHS ISHARES CORE US AGGREGATE BON 7351 7641 261 SHS ISHARES TRUST MSCI INDIA FUND 9294 9174 1,859 SHS METROPOLITAN WEST TOTAL RETURN 19693 20315 1,054 SHS NUVEEN GRESHAM DIV FD 11517 11276 1,902 PZENZA SMALL CAP VALUE INSTL 20680 22135 189 SHS VANGUARD INDEX FUNDS 50766 55906 452 SHS VANGUARD INTL EQUITY INDEX FUND 19735 20100 157 SHS VIVALDI MULTI STRATEGY FD CL I 4260 4143 INVESTMENT EXPENSE 3404 3404 0 ANNUAL ACCOUNT FEE 94 0 94 NEW JERSEY REGISTRATION FEE 31 0 31 FOREIGN TAX WITHHELD 164 164 0