2020-06-17T14:24:10-05:00 2019-12-31 271728945 PKF O'CONNOR DAVIES LLP 665 FIFTH AVENUE NEW YORK NY 100225342 990PF 2019-01-01 384004143 LLEWELLYN FAMILY FOUNDATION LLEW 2128124330 CO RPA 6 WEST 48TH STREET 10TH F NEW YORK NY 100361802 ALEXANDRA LLEWELLYN CLANCY PRESIDENT 2128124330 2020-06-17 1 JOSEPH L ALI P02093808 2122862600 2020-05-29 2019 2022-09-23 18:48:47Z X 69075792 X X 37685 37685 1948107 1929875 1243569 22468792 1243569 213 213 3229574 3211342 0 0 0 69946 0 69946 109532 0 109532 291162 189954 101208 30000 0 0 10774 0 10774 3000 0 3000 514414 189954 294460 3335000 3335000 3849414 189954 3629460 -619840 3021388 1549755 1700008 1700008 2425920 2787948 4164221 2446426 2272432 2337535 53568682 52610555 60874028 59990783 59370943 69075792 0 0 X 59990783 59370943 59990783 59370943 59990783 59370943 59990783 -619840 0 59370943 0 59370943 PUBLICLY TRADED SECURITIES 22108957 20725223 1383734 1383734 C.E. UNTERBERG TOWBIN CAPITAL PARTNERS I LP D 2018-02-27 2019-01-22 25514 500000 -474486 -474486 CAPITAL GAINS DIVIDENDS P 334321 334321 334321 1243569 0 3550569 67448254 0.052641 2061713 65976325 0.031249 0 42155336 0.000000 0.083890 0.027963 66565145 1861361 30214 1891575 3629460 X 30214 0 30214 0 30214 52673 0 0 52673 X 0 22459 22459 0 0 0 0 0 0 0 0 0 0 0 1 1 DE NY 1 0 0 0 0 1 N/A ROCKEFELLER PHILANTHROPY ADVISORS 2128124330 6 WEST 48TH STREET 10TH FLOOR NEW YORK NY 100361802 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ALEXANDRA LLEWELLYN CLANCY C/O RPA 6 WEST 48TH STREET 10TH FL NEW YORK NY 100361802 DIRECTOR/PRESIDENT/CHAIRPERSON 2.00 0 0 0 MAURICE SONNENBERG C/O RPA 6 WEST 48TH STREET 10TH FL NEW YORK NY 100361802 DIRECTOR/VICE PRESIDENT 2.00 0 0 0 EDWARD LEWIS C/O RPA 6 WEST 48TH STREET 10TH FL NEW YORK NY 100361802 DIRECTOR/TREASURER 2.00 0 0 0 DONALD F MCHENRY C/O RPA 6 WEST 48TH STREET 10TH FL NEW YORK NY 100361802 DIRECTOR/SECRETARY 2.00 0 0 0 NONE 0 JPMORGAN CHASE BANK NA 270 PARK AVENUE NEW YORK NY 100172014 INVESTMENT MGMT. & ADVISORY 160394 PKF O'CONNOR DAVIES LLP 665 FIFTH AVENUE NEW YORK NY 100225342 ACCOUNTING, TAX & ADMINISTRATION 109532 ROCKEFELLER PHILANTHROPY ADVISORS 6 WEST 48TH STREET 10TH FL NEW YORK NY 100361802 PHILANTHROPIC & GRANTMAKING ADVISORY 101208 MILBANK TWEED HADLEY & MCCLOY LLP 55 HUDSON YARDS NEW YORK NY 100012163 LEGAL SERVICES 69946 0 0 65900099 1678728 0 67578827 0 0 67578827 1013682 66565145 3328257 3328257 30214 30214 3298043 0 3298043 0 3298043 3629460 0 3629460 30214 3599246 3298043 1665997 0 0 3629460 1665997 0 0 1963463 0 0 0 0 0 0 0 0 1334580 0 0 0 X BUSINESSES UNITED IN INVESTING LENDING & DEVELOPMENT (BUILD) PO BOX 3316 REDWOOD CITY CA 940643316 N/A PC TO SUPPORT GENERAL OPERATIONS OF NEW YORK CITY PROGRAM 200000 HARLEM EDUCATIONAL ACTIVITIES FUND INC 2090 ADAM CLAYTON POWELL JR BOULEVARD NEW YORK NY 100274990 N/A PC GENERAL SUPPORT OF COLLEGE ACCESS AND SUCCESS PROGRAMS 350000 HOT BREAD KITCHEN LTD 1590 PARK AVENUE BOX 1 NEW YORK NY 100291857 N/A PC GENERAL SUPPORT OF CULINARY WORKFORCE TRAINING AND SMALL BUSINESS INCUBATOR 500000 IMENTOR INCORPORATED 199 WATER STREET 8TH FLOOR NEW YORK NY 100383586 N/A PC GENERAL SUPPORT OF COLLEGE ACCESS AND SUCCESS PROGRAMS 200000 MANAGEMENT LEADERS FOR TOMORROW 7201 WISCONSIN AVENUE SUITE 400 BETHESDA MD 208144848 N/A PC GENERAL OPERATING SUPPORT 35000 OPEN FUTURE INSTITUTE 301 WEST 57TH STREET 45A NEW YORK NY 100193180 N/A PC TO SUPPORT THE QUESTION PROJECT 35000 PHILADELPHIA FUTURES 230 SOUTH BROAD STREET 7TH FLOOR PHILADELPHIA PA 191024121 N/A PC GENERAL OPERATING SUPPORT 250000 SCHOOL OF AMERICAN BALLET INC 70 LINCOLN CENTER PLAZA NEW YORK NY 100236548 N/A PC TO SUPPORT THE ARTHUR MITCHELL SCHOLARSHIP FUND 15000 THE BOTTOM LINE INC 50 MILK STREET 16TH FLOOR BOSTON MA 021095002 N/A PC GENERAL SUPPORT OF COLLEGE ACCESS AND SUCCESS PROGRAMS 500000 THE BRONX INSTITUTE CO HERBERT H LEHMAN COLLEGE FOUNDATION 250 BEDFORD PARK BOULEVARD WEST APEX 241 BRONX NY 104681527 N/A PC TO SUPPORT GENERAL OPERATIONS OF THE ENGAGING LATINO COMMUNITIES IN EDUCATION PROGRAM 200000 THE HISPANIC FEDERATION INC 55 EXCHANGE PLACE 5TH FLOOR NEW YORK NY 100053301 N/A PC TO SUPPORT THE EXPANSION OF THE CREAR FUTUROS PROGRAM 250000 THE JUILLIARD SCHOOL 60 LINCOLN CENTER PLAZA NEW YORK NY 100236500 N/A PC GENERAL SUPPORT OF MUSIC ADVANCEMENT PROGRAM 100000 THE STUDIO MUSEUM IN HARLEM 144 WEST 125TH STREET NEW YORK NY 100274423 N/A PC TO SUPPORT THE STUDIO MUSEUM INSTITUTE 200000 VILLAGE ACADEMIES NETWORK INC 35 WEST 124TH STREET NEW YORK NY 100275634 N/A PC GENERAL SUPPORT OF COLLEGE ACCESS AND SUCCESS PROGRAMS 500000 3335000 0 14 37685 14 1948107 14 213 18 1243569 0 3229574 0 3229574 0 0 0 0 0 0 0 0 0 0 ACCOUNTING, TAX PREPARATION & ADMINISTRATION 109532 0 109532 BK OF AMER CORP VAR RT PERP 192,000.000 QUANTITY 204306 217920 CAP ONE FINL CO VAR RT PERP 127,000.000 QUANTITY 126909 128888 CENTERPOINT ENERGY INC SR NTS VAR RT PERP 85,000.000 QUANTITY 86851 89888 CITIGROUP INC VAR RT PERP 170,000.000 QUANTITY 185207 193171 CITIGROUP INC VAR RT PERP 30,000.000 QUANTITY 32246 31875 DISCOVER FINL SVS VAR RT PERP 105,000.000 QUANTITY 106990 110565 GEN ELEC CO VAR RT PERP 82,000.000 QUANTITY 83428 80316 GEN MOTORS FINL CO VAR RT PERP 130,000.000 QUANTITY 130844 132275 GOLDMAN SACHS GROUP INC VAR RT PERP 69,000.000 QUANTITY 69768 69854 GOLDMAN SACHS GROUP INC VAR RT PERP 80,000.000 QUANTITY 84790 86000 GOLDMAN SACHS GROUP INC VAR RT PERP 90,000.000 QUANTITY 92506 96300 KEYCORP VAR RT PERP 120,000.000 QUANTITY 119519 127517 METLIFE INC VAR RT PERP 140,000.000 QUANTITY 138171 141803 PNC FINL SERVICES VAR RT PERP 99,000.000 QUANTITY 112461 105148 PROGRESSIVE CORP VAR RT 40,000.000 QUANTITY 40320 42038 ST STR CORP VAR RT PERP 111,000.000 QUANTITY 112748 113828 TRUIST FIN CORP VAR RT PERP 90,000.000 QUANTITY 89663 92250 TRUIST FIN CORP VAR RT PERP 90,000.000 QUANTITY 91849 91800 US BANCORP VAR RT PERP 89,000.000 QUANTITY 89580 91512 VOYA FINL INC VAR RT PERP 95,000.000 QUANTITY 96410 102125 WELLS FARGO & CO VAR RT PERP 173,000.000 QUANTITY 177866 192462 ACCENTURE PLC-CL A (ACN) 784.000 SHARES 68199 165087 ALLSTATE CORP PFD (ALLPH) 2,560.000 SHARES 64486 66918 AMERICAN EQUITY INVESTME (AELPA) 1,290.000 SHARES 32960 33218 ASPEN INSURANCE HLDG LTD (AHLPC) 1,870.000 SHARES 47909 52098 ATHENE HOLDING LTD PFD (ATHPA) 1,085.000 SHARES 30868 30651 BECTON DICKINSON AND CO (BDX) 101.000 SHARES 26564 27469 BROADCOM INC (AVGO) 410.000 SHARES 107671 129568 CISCO SYSTEMS INC (CSCO) 3,359.000 SHARES 101964 161098 CITIZENS FINANCIAL GROUP (CFGPD) 1,155.000 SHARES 29198 32675 COMCAST CORP-CLASS A (CMCSA) 3,041.000 SHARES 107799 136754 CONSTELLATION BRANDS INC-A (STZ) 617.000 SHARES 111517 117076 FIFTH THIRD BANCORP PFD (FITBI) 3,400.000 SHARES 96424 97614 HOME DEPOT INC (HD) 673.000 SHARES 60269 146970 HONEYWELL INTERNATIONAL INC (HON) 150.000 SHARES 26444 26550 ILLINOIS TOOL WORKS (ITW) 746.000 SHARES 53471 134004 JOHNSON & JOHNSON (JNJ) 1,050.000 SHARES 78835 153164 MARSH & MCLENNAN COS (MMC) 1,104.000 SHARES 92415 122997 MCDONALD'S CORP (MCD) 735.000 SHARES 70891 145243 MICROSOFT CORP (MSFT) 1,248.000 SHARES 52053 196810 MORGAN STANLEY (MSPE) 4,705.000 SHARES 132211 134610 MORGAN STANLEY (MSPI) 1,805.000 SHARES 48591 50847 NEXTERA ENERGY INC (NEE) 604.000 SHARES 50377 146265 NIKE INC -CL B (NKE) 1,594.000 SHARES 97905 161488 PEPSICO INC (PEP) 1,243.000 SHARES 99788 169881 PHILLIPS 66 (PSX) 1,546.000 SHARES 122281 172240 PNC FINANCIAL SERVICES GROUP (PNC) 1,048.000 SHARES 90250 167292 REGIONS FINANCIAL CORP - PFD (RFPB) 4,310.000 SHARES 111571 121628 REGIONS FINANCIAL CORP (RFPC) 560.000 SHARES 14207 15618 ROYAL CARIBBEAN CRUISES LTD (RCL) 1,041.000 SHARES 116123 138984 SHERWIN-WILLIAMS CO/THE (SHW) 236.000 SHARES 63600 137715 STATE STREET CORP (STTPD) 1,770.000 SHARES 46761 48604 TE CONNECTIVITY LTD (TEL) 693.000 SHARES 63933 66417 TEXAS INSTRUMENTS INC (TXN) 1,425.000 SHARES 121579 182813 UNION PACIFIC CORP (UNP) 814.000 SHARES 133886 147163 UNITEDHEALTH GROUP INC (UNH) 674.000 SHARES 92378 198143 US BANCORP (USBPM) 2,265.000 SHARES 60769 62559 VOYA FINANCIAL INC PFD (VOYAPB) 2,445.000 SHARES 61801 65990 AMER FNDS INTL VNTG-F3 (AIVGX) 79,107.738 SHARES AT COST 922529 1143898 BLCKRCK HI YLD BND PORT-K (BRHYX) 20,231.07 SHARES AT COST 150342 157398 COHEN & STEER PR SEC&INC-F (CPXFX) 40,138.979 SHARES AT COST 490196 573185 DOUBLELINE TTL RTRN BND-I (DBLTX) 91,162.92 SHARES AT COST 978144 969062 DOUBLELINE TTL RTRN BND-I (DBLTX) 94,321.28 SHARES AT COST 1009820 1002635 FEDERATED INST HI YLD BND-R6 (FIHLX) 16,738.09 SHARES AT COST 156334 166377 FIDELITY 500 INDEX FD-AI (FXAIX) 47,464.353 SHARES AT COST 4481843 5316957 FIDELITY SECS FD ADV RLESTAT Z (FIKMX) 15,935.67 SHARES AT COST 201687 198399 HARTFORD CORE EQUITY-F (HGIFX) 15,151.011 SHARES AT COST 443402 530285 ISHARES 20+ YEAR TREASURY BO (TLT) 7,214.00 SHARES AT COST 1020655 977353 ISHARES 3-7 YEAR TREASURY BO (IEI) 1,811.00 SHARES AT COST 228172 227733 ISHARES 7-10 YEAR TREASURY B (IEF) 18,448.00 SHARES AT COST 1998670 2033339 ISHARES CORE MSCI EAFE ETF (IEFA) 16,602.000 SHARES AT COST 1016040 1083114 ISHARES MSCI EAFE ETF (EFA) 22,899.000 SHARES AT COST 1200179 1590107 ISHARES SHORT-TERM CORPORATE (IGSB) 6,837.00 SHARES AT COST 363665 366668 JH II STRAT INC OPPORT-R6 (JIPRX) 14,986.22 SHARES AT COST 160681 160802 JPM CORE BOND FD - USD - R6 ISIN (JCBUX) 706,219.10 SHARES AT COST 7971554 8361634 JPM GL RES ENH IDX FD - USD - R6 (JEIYX) 129,436.083 SHARES AT COST 2368457 2767343 JPMORGAN BETABUILDERS CANADA (BBCA) 40,996.000 SHARES AT COST 1003402 1066306 JPMORGAN BETABUILDERS EUROPE ETF (BBEU) 41,245.000 SHARES AT COST 913565 1055460 JPMORGAN BETABUILDERS JAPAN ETF (BBJP) 25,117.000 SHARES AT COST 578057 616371 LORD ABBETT SHRT DUR INC-F3 (LOLDX) 71,338.89 SHARES AT COST 308847 301050 MAINSTAY HI YLD CORP BND-R6 (MHYSX) 53,610.76 SHARES AT COST 294298 303973 MATTHEWS ASIAN GR & INC-INST (MICSX) 10,240.755 SHARES AT COST 159365 160780 MFS MUNI HIGH INCOME-R6 (MMHKX) 47,077.15 SHARES AT COST 384384 400627 MTRPLTN WST TTL RTRN BND-PLN (MWTSX) 110,869.67 SHARES AT COST 1118104 1140849 MUZINICH LOW DURAT-SUPR INST (MZLSX) 46,334.63 SHARES AT COST 463000 465663 NUVEEN PREFERRED SECURIT-R6 (NPSFX) 14,032.144 SHARES AT COST 234481 246825 PEAR TREE POL FRGN VAL-R6 (QFVRX) 10,635.469 SHARES AT COST 121701 122733 PGIM TOTAL RETURN BOND-R6 (PTRQX) 72,264.82 SHARES AT COST 1004090 1042059 PIMCO INVESTMENT GRADE CORPORATE BOND FUND (PIGIX) 97,675.11 SHARES AT COST 986519 1066612 PIMCO MTGE OPPORTUNITIES-IS (PMZIX) 45,823.194 SHARES AT COST 502377 496723 PIMCO UNCONSTRAINED BOND-INS (PFIUX) 28,219.197 SHARES AT COST 307341 299688 SCHWAB U.S. TIPS ETF (SCHP) 9,781.00 SHARES AT COST 524318 553898 SIX CIRCLES INTERNATIONAL UNCONSTRAINED EQTY FD (CIUEX) 108,719.756 SHARES AT COST 999106 1042622 SIX CIRCLES U.S. UNCONSTRAINED EQUITY FUND (CUSUX) 304,888.970 SHARES AT COST 3052529 3390365 SIX CIRCLES ULTRA SHORT DURATION FUND (CUSDX) 154,831.42 SHARES AT COST 1549820 1546766 SPDR S&P 500 ETF TRUST (SPY) 36,815.000 SHARES AT COST 7067066 11849276 STORAGE ENGINE INC. AT COST 0 4185 T ROWE PRICE INSTITUTIONAL FLOATING RATE FUND (RPIFX) 16,641.07 SHARES AT COST 167271 164580 VANGUARD DIVIDEND APPREC ETF (VIG) 5,260.000 SHARES AT COST 564363 655712 VANGUARD TOTAL INTL BND-ADM (VTABX) 231,056.53 SHARES AT COST 5116064 5226499 VINTAGE 2019 PRIVATE INVESTMENTS OFFSHORE SICAV-RAIF S.C. SP. AT COST 28117 28117 GENERAL AND ADMINISTRATIVE LEGAL COUNSEL 69946 0 69946 FILING FEES 3000 0 3000 OTHER INVESTMENT INCOME 213 213 213 INVESTMENT MANAGEMENT AND ADVISORY 189954 189954 0 PHILANTHROPIC AND GRANTMAKING ADVISORY SERVICES 101208 0 101208 FEDERAL EXCISE TAX 30000 0 0