2020-07-02T15:20:38-05:00 2019-06-30 271728945 PKF O'CONNOR DAVIES LLP 665 FIFTH AVENUE NEW YORK NY 10022 990PF 2018-07-01 462283123 V KANN RASMUSSEN FOUNDATION INC VKAN 2128124271 475 RIVERSIDE DRIVE NO 900 NEW YORK NY 10115 IRENE KRARUP EXECUTIVE DIRECTOR 2128124271 2020-07-02 1 SCOTT BROWN P02104034 2122862600 2020-07-01 2018 2022-09-23 18:48:47Z X 89949457 X X 925888 1659955 3687740 26323726 6946023 608461 2296 5222089 8608274 55000 0 55000 269410 0 269410 89542 0 89542 8178 0 8178 85362 0 77962 360267 382966 17185 18580 61524 44029 0 98814 0 98814 171897 0 171897 426 0 426 55014 695129 55014 1255434 1140704 843428 2252074 2252074 3507508 1140704 3095502 1714581 7467570 264375 1392562 1392562 3116769 2716491 2716491 200000 0 200000 200000 200000 8596808 10172792 10172792 15443527 14448630 14448630 6405166 6885656 6885656 53232787 54133326 54133326 87259432 89949457 89949457 0 0 X 87259432 89949457 87259432 89949457 87259432 89949457 87259432 1714581 975444 89949457 0 89949457 SALE OF PUBLICLY TRADED SECURITIES P 22457937 17901598 4556339 4556339 SOUTHPAW CREDIT OPPORTUNITY FUND P 3865789 3616555 249234 249234 BOSTON COMMON SMALL CAP SOCIAL FUND LLC P 58314 58314 BOSTON COMMON INTERNATIONAL SUSTAINABLE CLIMATE FUND LLC P 225469 225469 CAMDEN PRIVATE CAPITAL III, LLC P 49346 49346 DBL PARTNERS III LP P -23 -23 ECOSYSTEM INVESTMENT PARTNERS II, LP P -946 -946 GENERATION IM GLOBAL EQUITY FUND, LLC P 1139934 1139934 METROPOLITAN REAL ESTATE PARTNERS INTERNATIONAL III, LP P 43603 43603 METROPOLITAN REAL ESTATE PARTNERS VI, LP P 40499 40499 MORGAN CREEK PARTNERS II LP P 145503 145503 PARTNERS CAPITAL CONDOR FUND II,LP P 1483 1483 SJF VENTURES III, LP P 49970 49970 SONEN GLOBAL SUSTAINABLE REAL ASSETS FUND P 77889 77889 THE HIGHCLERE INTERNATIONAL INVESTORS SMALLER COMPANIES FUND P 283893 283893 THE LYME FOREST FUND III, TE LP P 410 410 THE LYME FOREST FUND IV, TE LP P 9560 9560 ECOSYSTEM INVESTMENT PARTNERS III LP P 1041 1041 MONDRIAN INTERNATIONAL EQUITY ESG FUND LP P 14505 14505 6946023 0 5854743 86010711 0.068070 6228442 81237421 0.076670 6029239 81108074 0.074336 0 10035072 0.000000 0 0 0.000000 0.219076 0.043815 84695561 3710936 74676 3785612 3095502 149351 0 149351 0 149351 124704 30000 0 154704 X 531 4822 4822 0 0 0 0 0 0 0 0 0 1 1 0 1 1 DE NY 1 0 0 0 0 1 WWW.VKRF.ORG IRENE KRARUP 2128124268 475 RIVERSIDE DRIVE STE 900 NEW YORK NY 10115 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 ASTRID KANN-RASMUSSEN 475 RIVERSIDE DRIVE SUITE 900 NEW YORK NY 10115 TRUSTEE AND BOARD CHAIRMAN 6.00 10000 0 0 HANS KANN RASMUSSEN 475 RIVERSIDE DRIVE SUITE 900 NEW YORK NY 10115 TRUSTEE AND VICE CHAIRMAN 4.00 10000 0 0 KRISTIAN KANN RASMUSSEN 475 RIVERSIDE DRIVE SUITE 900 NEW YORK NY 10115 TRUSTEE 4.00 10000 0 0 DR LOIS EH SMITH PORTER 475 RIVERSIDE DRIVE SUITE 900 NEW YORK NY 10115 TRUSTEE AND TREASURER 4.00 20000 0 0 SOREN HERMANSEN 475 RIVERSIDE DRIVE SUITE 900 NEW YORK NY 10115 TRUSTEE 4.00 5000 0 0 IRENE KRARUP 475 RIVERSIDE DRIVE NO 900 NEW YORK NY 10115 EXECUTIVE DIRECTOR 40.00 239700 76606 0 0 CAMBRIDGE ASSOCIATES 4100 NORTH FAIRFAX DR ARLINGTON VA 22203 INVESTMENT ADVISORY 216339 PKF O'CONNOR DAVIES LLP 500 MAMARONECK AVENUE HARRISON NY 10528 AUDIT AND TAX PREPARATION FEES 59325 0 0 82009381 3975960 0 85985341 0 0 85985341 1289780 84695561 4234778 4234778 149351 8047 157398 4077380 608461 4685841 0 4685841 3095502 0 3095502 0 3095502 4685841 0 0 1581438 2227707 1624799 5433944 3095502 0 0 0 3095502 0 1590339 1590339 3843605 0 0 0 0 0 0 0 3843605 2218806 1624799 X V KANN RASMUSSEN FOUNDATION INC 475 RIVERSIDE DRIVE NO 900 NEW YORK NY 10115 2128124271 SEE STATEMENT 14 SEE STATEMENT 14 SEE STATEMENT 14 AMERICAN UNIVERSITY 4400 MASSACHUSETTS AVENUE NW WASHINGTON DC 20016 N/A PC IN SUPPORT OF ACADEMIC RESEARCH AROUND GEOENGINEERING GOVERNANCE AND CARBON DIOXIDE REMOVAL 250000 AMERICAN UNIVERSITY 4400 MASSACHUSETTS AVENUE NW WASHINGTON DC 20016 N/A PC IN SUPPORT OF THE ACADEMIC WORKING GROUP ON INTERNATIONAL GOVERNANCE OF CLIMATE ENGINEERING AND OTHER ACADEMIC PEER GATHERINGS 50000 CARNEGIE COUNCIL FOR ETHICS IN INTERNATIONAL AFFAIRS 170 EAST 64TH STREET NEW YORK NY 10065 N/A PC IN SUPPORT OF THE C2G2 GEOENGINEERING GOVERNANCE PROGRAM 800000 CLIMATE CENTRAL ONE PALMER SQUARE SUITE 330 PRINCETON NJ 08542 N/A PC IN SUPPORT OF CLIMATE CENTRAL'S SEA LEVEL RISE RISK MAPS 55000 NEW VENTURE FUND 1201 CONNECTICUT AVE NW SUITE 300 WASHINGTON DC 20036 N/A PC IN SUPPORT OF THE INTEGRATION OF FOOD SYSTEMS IN CLIMATE INTERACTIVE'S EN-ROADS TOOL 45000 CLIMATEWORKS FOUNDATION 235 MONTGOMERY STREET SUITE 1300 SAN FRANCISCO CA 94104 N/A PC IN SUPPORT OF FUNDER COORDINATION ACTIVITIES IN 2019 50000 CONFLUENCE PHILANTHROPY 436 14TH STREET SUITE 900 OAKLAND CA 94612 N/A PC PRACTITIONER MEMBERSHIP FOR 2019 AND 2020 TO BE USED FOR OPERATIONS 5000 CONFLUENCE PHILANTHROPY 475 RIVERSIDE DRIVE SUITE 900 NEW YORK NY 10115 N/A PC CORE FUNDING 30000 ENVIRONMENTAL GRANTMAKERS ASSOCIATION 475 RIVERSIDE DRIVE SUITE 960 NEW YORK NY 10115 N/A PC 2019 MEMBERSHIP DUES TO BE USED FOR OPERATIONS 13574 EXPONENT PHILANTHROPY PO BOX 65607 WASHINGTON DC 20035 N/A PC 2019 AND 2020 MEMBERSHIP DUES TO BE USED FOR OPERATIONS 1500 FRIENDS OF ETC GROUP 441 AVON STREET OAKLAND CA 94618 N/A PC IN SUPPORT OF CIVIL SOCIETY ENGAGEMENT AROUND GEOENGINEERING GOVERNANCE 62000 NEW VENTURE FUND 1201 CONNECTICUT AVE NW SUITE 300 WASHINGTON DC 20036 N/A PC IN SUPPORT OF THE GLOBAL ALLIANCE FOR THE FUTURE OF FOOD'S CLIMATE PROGRAM AND CLIMATE CONFERENCE ACTIVITIES IN 2019 AND 2020 100000 NEW VENTURE FUND 1201 CONNECTICUT AVE NW SUITE 300 WASHINGTON DC 20036 N/A PC RENEWAL OF THE GLOBAL ALLIANCE FOR THE FUTURE OF FOOD MEMBERSHIP DUES 2019 AND 2020 40000 ROCKEFELLER PHILANTHROPY ADVISORS 6 WEST 48TH STREET 10TH FLOOR NEW YORK NY 10016 N/A PC IN SUPPORT OF THE CLIMATE NEXUS CLIMATE SCIENCE COMMUNICATION WORK 250000 THE NATIONAL ACADEMIES 500 FIFTH STREET NW WASHINGTON DC 20001 N/A PC IN SUPPORT OF THE GOVERNANCE PART OF A RESEARCH PROJECT ON SOLAR GEOENGINEERING 100000 UNION OF CONCERNED SCIENTISTS TWO BRATTLE SQUARE CAMBRIDGE MA 02138 N/A PC IN SUPPORT OF THE ORGANIZATION'S CLIMATE PROGRAM 50000 UNITED NATIONS FOUNDATION 1750 PENNSYLVANIA AVENUE NW SUITE 300 WASHINGTON DC 20006 N/A PC IN SUPPORT OF A COMMUNICATION EFFORTS RELATED TO THE IPCC SPECIAL REPORT ON LAND USE 150000 WINDWARD FUND 1201 CONNECTICUT AVE NW SUITE 300 WASHINGTON DC 20036 N/A PC IN SUPPORT OF A NEW CAPACITY BUILDING INITIATIVE TO ENGAGE WOMEN ON CLIMATE 200000 2252074 CARNEGIE COUNCIL FOR ETHICS IN INTERNATIONAL AFFAIRS 170 EAST 64TH STREET NEW YORK NY 10065 N/A PC IN SUPPORT OF THE C2G2 GEOENGINEERING GOVERNANCE PROGRAM 2400000 FRIENDS OF ETC GROUP 441 AVON STREET OAKLAND CA 94618 N/A PC IN SUPPORT OF CIVIL SOCIETY ENGAGEMENT AROUND GEOENGINEERING GOVERNANCE 50000 NEW VENTURE FUND 1201 CONNECTICUT AVE NW SUITE 300 WASHINGTON DC 20036 N/A PC IN SUPPORT OF THE GLOBAL ALLIANCE FOR THE FUTURE OF FOOD'S CLIMATE PROGRAM AND CLIMATE CONFERENCE ACTIVITIES IN 2019 AND 2020 25000 THE NATIONAL ACADEMIES 500 FIFTH STREET NW WASHINGTON DC 20001 N/A PC IN SUPPORT OF THE GOVERNANCE PART OF A RESEARCH PROJECT ON SOLAR GEOENGINEERING 100000 UNION OF CONCERNED SCIENTISTS TWO BRATTLE SQUARE CAMBRIDGE MA 02138 N/A PC IN SUPPORT OF THE ORGANIZATION'S CLIMATE PROGRAM 50000 WINDWARD FUND 1201 CONNECTICUT AVE NW SUITE 300 WASHINGTON DC 20036 N/A PC IN SUPPORT OF A NEW CAPACITY BUILDING INITIATIVE TO ENGAGE WOMEN ON CLIMATE 200000 2825000 525990 266 14 925622 525990 6151 18 3681589 GRANT REFUNDS 608461 OTHER INCOME THROUGH K-1 525990 61943 14 -61943 68360 5153729 0 5222089 0 0 0 0 0 0 0 0 0 0 DEMASCO, SENA & JAHELKA - BOOKKEEPING 26037 0 26037 PKF O'CONNOR DAVIES LLP - AUDIT AND TAX 59325 0 51925 TUDOR TRUST 7 LADBROKE GROVE LONDON UK W11 3BD 2017-10-08 120000 THE CATALYST PROJECT IS A TWO YEAR SCOPING PROJECT HOSTED BY TUDOR TRUST, CONDUCTED BY PETER LIPMAN WHO PREVIOUSLY CAME FROM A JOB AS AN EXTERNAL AFFAIRS DIRECTOR OF THE UK SUSTAINABLE TRANSPORT ORGANIZATION SUSTRANS AND ALSO ACTED AS CO-CHAIR FOR THE TRANSITION NETWORK. BUILDING ON VERY EXTENSIVE RESEARCH INTO THE RANGE OF EXISTING RESPONSES TO CONVERGING ECOLOGICAL, ECONOMIC AND ENERGY AND EQUITY RELATED CRISES AND DISCUSSIONS WITH CHANGE AGENTS FROM A BROAD RANGE OF SECTORS AROUND THE WORLD, PETER IS USING THE GRANT TO DEVISE AND TEST HOW BEST TO LINK TOGETHER, SUPPORT AND AMPLIFY RESPONSES TO THOSE CRISES. 120000 NO DIVERSON OF FUNDS 5/20/20 SUPPLEMENTARY INFORMATION FORM 990-PF, PART XV, LINE 2 PLEASE NOTE THAT THE FOUNDATION DID NOT ENGAGE IN AN OPEN SUBMISSION APPLICATION PROCESS IN 2018 AND 2019 AS THE FOUNDATION WAS ENGAGED IN A NUMBER OF TARGETED MULTIYEAR GRANTS WHICH LIMITED THE POSSIBILITY OF ADDING NEW GRANTS TO THE PORTFOLIO. THE PROCESS AS OUTLINED BELOW IS STILL THE NORMAL PROCEDURE AS APPROVED BY THE BOARD, SO THIS WAS AN EXCEPTION. VKRF WILL BE BACK TO HAVING AN OPEN APPLICATION ROUND IN THE AUTUMN 2020.OUR CURRENT PROGRAM AREAS:THE URGENCY OF DEALING WITH CLIMATE CHANGE, UNSUSTAINABLE CONSUMPTION, AND LOSS OF BIODIVERSITY ARE THE OVERALL THEMES FOR THE V. KANN RASMUSSEN FOUNDATION. WE PRIMARILY WORK IN THE UNITED STATES, BUT ONLY ON NATIONAL AND INTERNATIONAL LEVEL ISSUES. ANY NON-US FUNDING MUST BE MULTINATIONAL IN SCOPE AND NOT FOCUS ON ANY SPECIFIC COUNTRY, REGION, OR CONTINENT.WE FAVOR PROJECTS THAT:-TAKE STOCK OF THE SCALE OF ENVIRONMENTAL PROBLEMS-USE A SYSTEMS APPROACH TO ACHIEVE CHANGE-LINK POLICY, ADVOCACY, AND PRACTICAL SOLUTION-HAVE INTERNATIONAL SIGNIFICANCE AND PERSPECTIVE, EVEN IF US BASED-ARE BASED ON ORIGINAL THINKING AND CREATIVE IDEASOUR TYPICAL GRANTEES ARE SMALL OR MIDSIZE ORGANIZATIONS WITH DEMONSTRATED LEADERSHIP IN DEVELOPING STRATEGY, COMMUNICATING VISION, AND WITH EFFECTIVE PROJECT PERFORMANCE. WE DO NOT PROVIDE CORE FUNDING. CURRENTLY, WE ONLY EVALUATE PROJECTS THAT FALL WITHIN ONE OF THE FOLLOWING CATEGORIES:ECOSYSTEMS RESILIENCE, PROTECTION AND RESTORATION- ECOSYSTEMS SERVICES - RESEARCH AND TOOLS OF RELEVANCE TO LARGE SCALE GEOGRAPHIC AREAS INCLUDING MANY COUNTRIES AND CONTINENTS- NATURAL GREENHOUSE GAS SEQUESTRATION AND STORAGE WITH LARGE SCALE IMPACT POTENTIAL- AGRO-BIODIVERSITYFRAMEWORK OF ECOLOGICAL STABILITY- ECONOMIC MODELS OF LIVING WITHIN GLOBAL LIMITS AND PRACTICAL IMPLEMENTATION OF CHANGE TO A STABLE GLOBAL ECOSYSTEM- SUSTAINABLE CONSUMPTION, PRODUCTION AND LAND USECOMMUNICATION AND LEADERSHIP- COMMUNICATING VALUE-BASED LIVING WITH SUSTAINABLE USE OF WATER, ENERGY, AND FOOD RESOURCES- NEW INNOVATIVE INITIATIVES TO ENHANCE INTERNATIONAL COOPERATION AND KNOWLEDGE-SHARING- NEXT GENERATION LEADERSHIPIN THE INITIAL REVIEW VKRF JUDGES ALL PROJECTS BASED ON A TWO-PAGE LETTER OF INQUIRY. VKRF HOLDS TWO OPEN SUBMISSION PERIODS ANNUALLY.WHAT WE DO NOT FUNDVKRF DOES NOT FUND:- FOR-PROFIT ORGANIZATIONS- GENERAL OPERATIONS OF WELL-ESTABLISHED NGO PROGRAMS- LARGE MEMBERSHIP ORGANIZATIONS- CANDIDATES FOR POLITICAL OFFICE- US PROJECTS WITH A SPECIFIC LOCAL, STATE, OR REGIONAL FOCUS (EXCEPTION: GREENWOOD AREA, SC)- NON-US PROJECTS FOCUSED ON SINGLE COUNTRIES OR SPECIFIC CONTINENTS.- CONSERVATIVE PROJECTS FOCUSED ON ONE SINGLE SPECIES- GOVERNMENT ORGANIZATIONS- INDIVIDUAL SCHOLARSHIPS OR OTHER INDIVIDUAL SUPPORT- BOOK OR MAGAZINE PUBLISHING- FILM, TV, RADIO, OR VIDEO PROJECTS- MEDICAL RESEARCH- HEALTH CARE- LARGE UNIVERSITY RESEARCH PROGRAMS- ORGANIZATIONS WHOSE JOB IT IS TO RE-GRANT FUNDING RECEIVED- CAPITAL CONSTRUCTION OR ENDOWMENT CAMPAIGNS- BENEFITS OR ANNUAL FUND-RAISING CAMPAIGNSGUIDELINES FOR SUBMITTING LETTERS OF INQUIRY:VKRF NORMALLY HAS TWO ANNUAL OPEN SUBMISSIONS FOR A TWO-PAGE LETTER OF INQUIRY (LOI), SUPPLEMENTED BY A MAXIMUM TWO-PAGE BUDGET AND A COPY OF APPLICANT'S 501(C)3 CERTIFICATION. BASED ON THE BOARD'S EVALUATION OF LOIS, A VERY LIMITED NUMBER OF APPLICANTS WILL BE INVITED TO SEND IN A FULL PROPOSAL. THE REVIEW PROCESS IS COMPLETED EIGHT TO TEN WEEKS FROM THE DEADLINE.VKRF TYPICALLY RECEIVES UP TO 200+ LOIS BY THE SUBMISSION DEADLINE. OF THESE, ONLY TEN TO TWENTY CAN BE INVITED TO SUBMIT A FULL PROPOSAL. UNFORTUNATELY, THIS MEANS THAT MANY WORTHY PROJECTS WILL NOT RECEIVE FUNDING IN ANY GIVEN ROUND. DUE TO THE VOLUME OF LOIS RECEIVED, THE VKRF STAFF MEMBERS DO NOT HAVE THE ABILITY TO OFFER FEEDBACK EXCEPT FOR THOSE INVITED TO SUBMIT A FULL PROPOSAL. PLEASE BE AWARE THAT EACH APPLICANT IS LIMITED TO SUBMITTING A MAXIMUM OF TWO LOIS. ALL APPLICANTS MUST HAVE A US 501(C)(3) CERTIFICATION AND AUDITED FINANCIAL STATEMENTS. IN CERTAIN CASES, VKRF WILL ACCEPT A FISCAL AGENT READY TO TAKE FULL FINANCIAL RESPONSIBILITY FOR A PROJECT. DO NOT APPLY IF YOU OR YOUR FISCAL AGENT DO NOT HAVE THE 501(C)(3) STATUS OR AUDITED FINANCIAL STATEMENTS. BE SURE TO SCROLL DOWN ON THE VERTICAL BAR ON THE RIGHT SIDE OF THIS SCREEN TO READ ALL OF THE APPLICATION REQUIREMENTS LISTED BELOW.THE TWO-PAGE LETTER OF INQUIRY MUST INCLUDE THE FOLLOWING:1. ORGANIZATION NAME, PROJECT TITLE, A CONTACT NAME, MAILING ADDRESS, TELEPHONE, FAX, E-MAIL, AND WEBSITE ADDRESS2. A 100-WORD ABSTRACT OF THE PROPOSAL (WHAT IS THIS ABOUT, WHY IS THIS IMPORTANT)3. A DESCRIPTION OF THE PROJECT: BACKGROUND, SPECIFIC OBJECTIVES, APPROACH, AND ANTICIPATED RESULTS WITH APPROPRIATE CITATIONS OF SCHOLARLY LITERATURE, REPORTS, AND CASE STUDIES TO JUSTIFY ANY ASSUMPTIONS. PLEASE DO NOT INCLUDE HYPERLINKS. IF NECESSARY, WE PREFER REFERENCE TO A URL.LIST OF REFERENCES CITED ARE OUTSIDE OF THE PAGE LIMIT. REFERENCES (FULL COPIES OF PAPERS, REPORTS, PRESS MENTIONS, CASE STUDIES CITED, LIST OF MEMBERS, ETC.) SHOULD BE AVAILABLE AS PDFS ON REQUEST.IN ADDITION, PLEASE INCLUDE (MAXIMUM OF 3 PAGES TOTAL):1. A SIMPLE LINE ITEM BUDGET, WITH PROJECTED BUDGET FOR THE WHOLE ORGANIZATION AND FOR THE SPECIFIC PROJECT;2. A COMPLETE LIST OF SECURED AND POTENTIAL FUNDING SOURCES FOR THE ORGANIZATION AND PROJECT (GRANTS RECEIVED, REQUESTS PENDING, PLANNED PROPOSAL SUBMISSIONS, EARNED INCOME, ETC.)3. A COPY OF THE APPLICANT OR FISCAL SPONSOR'S 501(C)(3) DETERMINATION LETTER FROM THE IRS. PLEASE NOTE: IF THE APPLICANT IS A 501(C)(3) BUT WILL NOT BE ABLE TO PROVIDE RECENT AUDITED FINANCIALS, A FISCAL SPONSOR SHOULD BE USED. CONTACT A VKRF STAFF MEMBER FOR GUIDANCE AND/OR A COPY OF THE REQUIRED FISCAL SPONSOR AGREEMENT.NO ADDITIONAL MATERIALS OR INFORMATION SHOULD BE INCLUDED.PLEASE ADHERE TO THE PAGE LIMITS AS DESCRIBED.PLEASE FORWARD THE LOI AS ONE DOCUMENT IN LETTER PAPER FORMAT (8.5 X11") WITH MINIMUM MARGINS OF 0.8 INCHES USING NO LESS THAN 11 POINT FONT TO GRANTS@VKRF.ORG. THE 501(C)(3) LETTER MAY BE A SEPARATE FILE ATTACHED TO THE SAME EMAIL. DOCUMENT FILE NAMES AND EMAIL SUBJECT LINES SHOULD INCLUDE THE NAME OF YOUR ORGANIZATION. DO NOT FORWARD TO INDIVIDUAL STAFF MEMBERS.LOIS THAT DO NOT FOLLOW THIS FORMAT WILL NOT BE CONSIDERED. ABBVIE INC 161065 161065 ANTHEM INC 129941 129941 APPLE INC 317437 317437 AT&T INC 170198 170198 BANK OF AMERICA CORP 245093 245093 BANK OF NY MELLON CORP 139717 139717 CELGENE CORP 55455 55455 CISCO SYSTEMS INC 110063 110063 CITIGROUP INC 260903 260903 COMCAST CORP 182945 182945 CSX CORP 81290 81290 CVS HEALTH CORP 152930 152930 CVS HEALTH CORP 90230 90230 DEERE & COMPANY 151785 151785 GENERAL MILLS INC 101517 101517 GOLDMAN SACHS GROUP INC 129694 129694 HOME DEPOT INC 129401 129401 JPMORGAN CHASE & CO 192211 192211 JPMORGAN CHASE & CO 115282 115282 MEDTRONIC INC 262158 262158 MERCK & CO INC 266098 266098 MICROSOFT CORP 326384 326384 MORGAN STANLEY 161678 161678 NEXTERA ENERGY CAPITAL 190199 190199 NIKE INC 245635 245635 NORTHERN STATES PWR-MINN 176561 176561 NOVARTIS CAPITAL CORP 103304 103304 PEPSICO INC 122203 122203 PNC FINANCIAL SERVICES GROUP INC 147437 147437 PRUDENTIAL FINANCIAL INC 184891 184891 SANOFI-AVENTIS 103011 103011 SIMON PROPERTY GROUP LP 97575 97575 STARBUCKS CORP 173198 173198 STATE STREET CORP 100444 100444 TEXAS INSTRUMENTS INC 151674 151674 TORONTO-DOMINION BANK 239753 239753 UNITED PARCEL SERVICE INC 211438 211438 UNITEDHEALTH GROUP INC 202930 202930 VERIZON COMMUNICATIONS 173070 173070 WALT DISNEY COMPANY 89656 89656 WESTPAC BANKING CORP 134283 134283 WESTPAC BANKING CORP 104919 104919 ABBOTT LABORATORIES 53992 53992 ABBVIE INC 39414 39414 ACCENTURE PLC 155946 155946 ACUITY BRANDS HOLDING COMPANY INC 17101 17101 ADOBE INC 207434 207434 ADOBE INC 79556 79556 ADVANCED MICRO DEVICES INC COM 5102 5102 AECOM 24981 24981 AGCO CORPORATION 6128 6128 AIR LEASE CORPORATION 43118 43118 AKAMAI TECHNOLOGIES INC COM 11620 11620 ALLISON TRANSMISSION HOLDINGS 9316 9316 ALLSTATE CORP 79217 79217 ALLY FINANCIAL INC 24048 24048 ALPHABET INC CL A 245796 245796 ALPHABET INC CL A 158089 158089 ALPHABET INC CL C 30265 30265 AMAZON.COM INC 312449 312449 AMAZON.COM INC 193150 193150 AMC NETWORKS INC A 4414 4414 AMERICAN NATIONAL INSURANCE 3028 3028 AMERICAN TOWER CORP 320987 320987 AMERICAN WATER WORKS COMPANY INC 207524 207524 AMGEN INC COM 77213 77213 ANALOG DEVICES INC 105985 105985 APPLE HOSPITALITY REIT INC 20824 20824 APPLE INC 224639 224639 APTIV PLC 156002 156002 AQUA AMERICA INC 19320 19320 ARROW ELECTRICS COMMON 16606 16606 ASPEN TECHNOLOGY INCORPORATED 177348 177348 AT&T INC 126869 126869 ATHENE HOLDING LTD CL A 37161 37161 AUTODESK COM 199553 199553 AVANGRID INC 27472 27472 AVNET INC COM 4663 4663 BALL CORPORATION 211160 211160 BANK OF AMERICA CORPORATION 122467 122467 BANK OF NEW YORK MELLON CORPORATION 19912 19912 BECTON DICKINSON & CO COM 14365 14365 BEST BUY COMPANY INC 18339 18339 BIOGEN, INC 65717 65717 BOEING CO COM 36765 36765 BOOKING HOLDINGS INC 3749 3749 BOOZ ALLEN HAMILTON HOLDING 10594 10594 BOSTON SCIENTIFIC CORP COM 5373 5373 BRISTOL-MYERS SQUIBB CO 10748 10748 BROADCOM INC 49800 49800 CADENCE DESIGN SYSTEM INC 40220 40220 CAPITAL ONE FINANCIAL CORP 83572 83572 CBRE GROUP INC 126095 126095 CHEMOURS COMPANY 7584 7584 CHUBB LTD 69374 69374 CIGNA CORP 4096 4096 CISCO SYSTEMS INC 105519 105519 CITRIX SYSTEMS INC COM 180479 180479 CLOROX COMPANY 6431 6431 COGNIZANT TECHNOLOGY SOLUTIONS CORP 887 887 COMCAST CORP 9217 9217 COSTCO WHOLESALE CORP COM 4228 4228 CUMMINS INC COM 52773 52773 CVS HEALTH CORPORATION 9754 9754 CYRUSONE INC 19567 19567 DANAHER CORP COM 344580 344580 DANAHER CORP COM 18008 18008 DILLARDS INC CLASS A COMMON 3986 3986 DOUGLAS EMMETT INC 42708 42708 DOVER CORP COMMON 6713 6713 DXC TECHNOLOGY CO 116918 116918 EATON CORP PLC 64042 64042 EBAY INC COM 19513 19513 ECOLAB INC COM 251736 251736 ECOLAB INC COM 22706 22706 EDWARDS LIFESCIENCES CORP COM 168483 168483 EDWARDS LIFESCIENCES CORP COM 19398 19398 ELI LILLY & CO 29470 29470 ESTEE LAUDER COMPANIES INC 10803 10803 FACEBOOK INC-A 121976 121976 FIRST SOLAR INC 22791 22791 FMC CORPORATION COMMON NEW 12608 12608 FOOT LOCKER INC 8426 8426 FORD MOTOR CO 23110 23110 FORTIVE CORP 184154 184154 GAP INC COM 19497 19497 GENERAL MILLS INC 21533 21533 GENERAL MOTORS COMPANY 59567 59567 GENWORTH FINANCIAL INC 19414 19414 GILEAD SCIENCES INC COM 32429 32429 GOLDMAN SACHS GROUP INC COM 31713 31713 HEWLETT PACKARD ENTERPRISE COMPANY 61400 61400 HOME DEPOT INC COM 134557 134557 HONEYWELL INTL INC COM 41552 41552 HOSPITALITY PROPERTIES TRUST 90500 90500 HOST HOTELS & RESORTS INC 36260 36260 HUMANA INC COM 6898 6898 HUNTSMAN CORPORATION 32868 32868 IDEXX LABS COMMON 181442 181442 ILLUMINA INC 200642 200642 INTEL CORP COM 140546 140546 INTERNATIONAL BUSINESS MACHINES CORP 104115 104115 INTUIT INC COM 295042 295042 INTUIT INC COM 39461 39461 J B HUNT TRANSPORT SERVICES INC 140406 140406 JACOBS ENGINEERING GROUP INC COM 76964 76964 JOHNSON & JOHNSON 115602 115602 JOHNSON CONTROLS INTERNATIONAL PLC 27760 27760 JONES LANG LASALLE INC COM 61763 61763 JPMORGAN CHASE & CO 159427 159427 KB HOME COM 5712 5712 KBR INC 1122 1122 KEURIG DR PEPPER INC 14623 14623 KILROY REALTY CORPORATION 75065 75065 KIMCO REALTY CORP 3788 3788 KNIGHT-SWIFT TRANSPORTATION HOLDINGS 2397 2397 KOHLS CORP COM 13599 13599 KRAFT HEINZ CO 67108 67108 KROGER COMPANY COMMON 25596 25596 LEIDOS HOLDINGS, INC 12936 12936 LENNAR CORP CL A 13520 13520 LINCOLN NATIONAL CORP COMMON 58521 58521 LOCKHEED MARTIN CORPORATION COM 36718 36718 LOGMEIN INCORPORATED 13999 13999 LOUISIANA PAC CORP 13582 13582 MACY'S INC 20151 20151 MANPOWER INC WIS 38350 38350 MARRIOTT INTERNATIONAL INC 170873 170873 MARVEL TECHNOLOGY GROUP LTD 143315 143315 MASTERCARD INC 11904 11904 MCCORMICK & CO INC 17361 17361 MEDIA GENERAL INC 1454 1454 MEDICAL PROPERTIES TRUST INC 37758 37758 MEDTRONIC PLC 125146 125146 MERCK & COMPANY INC 71273 71273 METLIFE INCORPORATED 95168 95168 METTLER TOLEDO INTERNATIONAL COM 183960 183960 MICRON TECHNOLOGY INC COM 99755 99755 MICROSOFT CORP 359147 359147 MICROSOFT CORP 224651 224651 MOLSON COORS BEVERAGE COMPANY 51128 51128 MONOLITHIC POWER SYSTEMS INC 165380 165380 MORGAN STANLEY GROUP INC 44292 44292 NEW RESIDENTIAL INVESTMENT CORP REIT 30811 30811 NIKE INC CL B 6632 6632 NORDSON CORPORATION 160952 160952 NORTHROP GRUMMAN CORP 4200 4200 ONEMAIN HOLDINGS INC 6458 6458 ORACLE CORPORATION COM 107104 107104 OSHKOSH CORPORATION 25548 25548 PACCAR INC 3798 3798 PARAMOUNT GROUP INC 52790 52790 PENSKE AUTOMOTIVE GROUP 5913 5913 PEPSICO INC COM 53632 53632 PFIZER INC 170767 170767 PROCTER & GAMBLE CO COM 53180 53180 PRUDENTIAL FINANCIAL INC 205535 205535 PULTE GROUP INC 25359 25359 PVH CORP 20064 20064 QUALCOMM INC COM 30808 30808 RAYTHEON CO COM NEW 6260 6260 REALOGY HOLDINGS 7863 7863 RYDER SYS INC COM 21863 21863 SABRA HEALTH CARE 8939 8939 SALESFORCE.COM INC 165234 165234 SALESFORCE.COM INC 7131 7131 SERVICENOW INC 16200 16200 SHERWIN WILLIAMS CO COM 22915 22915 SYNCHRONY FINANCIAL 17266 17266 SYNNEX CORPORATION 12989 12989 SYSCO CORP COMMON 27369 27369 TARGET CORP COM 17409 17409 TE CONNECTIVITY LIMITED 12835 12835 TECH DATA CORP COM 17573 17573 TEXAS INSTRUMENTS INC 4935 4935 THE HERSHEY COMPANY 26672 26672 THE J M SMUCKER COMPANY 20849 20849 THE MOSAIC COMPANY 10838 10838 THE TRAVELERS COMPANIES INC 25269 25269 THERMO FISHER SCIENTIFIC INC 285163 285163 THERMO FISHER SCIENTIFIC INC 4112 4112 TJX COMPANIES COM 176513 176513 TOLL BROTHERS COMMON 18310 18310 TRI POINTE GROUP, INC. 3232 3232 TYLER TECHNOLOGIES INCORPORATED 154238 154238 U S BANCORP DEL COM NEW 52610 52610 UNILEVER NV NY SHARES 153439 153439 UNITEDHEALTH GROUP INC 268167 268167 UNITEDHEALTH GROUP INC 112001 112001 US FOODS HOLDING CORP 3969 3969 VERISK ANALYTICS, INC. COMMON STOCK 252351 252351 VERIZON COMMUNICATIONS COM 53474 53474 VIACOM INC 55618 55618 VICI PROPERTIES INC 36432 36432 VISA INCORPORATED 315340 315340 VMWARE INCORPORATED 62537 62537 WALGREENS BOOTS ALLIANCE INC 42260 42260 WALT DISNEY CO 119532 119532 WELLS FARGO & CO 49118 49118 WESCO INTERNATIONAL INCORPORATED 39912 39912 WEST PHARMACEUTICAL SERVICES INC 143797 143797 XEROX CORPORATION 1239 1239 XYLEM INC-W/I 73352 73352 7208550 7208550 2964242 2964242 BOSTON COMMON SUSTAINABLE CLIMATE FUND FMV 5400189 5400189 CAMDEN PRIVATE CAPITAL III FMV 408006 408006 CAPRICORN TECHNOLOGY IMPACT FUND FMV 720218 720218 DLB PARTNERS III LP FMV 376631 376631 ECOSYSTEM INVESTMENT PARTNERS II, LP FMV 474909 474909 ECOSYSTEM INVESTMENT PARTNERS III, LP FMV 308041 308041 ENERGY CAP INFRASTRUCTURE CREDIT FMV 2092843 2092843 G2VP FMV 1662556 1662556 GENERATION GLOBAL EQUITY FMV 9092473 9092473 GENERATION IM CLIMATE SOLUTIONS FUND II FMV 977402 977402 GLOBAL RENEWABLE POWER II FMV 1923448 1923448 HALL CAPITAL FMV 811584 811584 LYME FOREST FUND IV FMV 502239 502239 MONDRIAN IEQ FMV 5133295 5133295 MORGAN CREEK PARTNERS II, LP FMV 725286 725286 MREP INTERNATIONAL III FMV 116337 116337 MREP VI FMV 70152 70152 NEW ENERGY INVESTORS III LP FMV 548042 548042 OWNERSHIP CAPITAL GLOBAL EQUITY FUND FMV 6505923 6505923 PARTNERS CAP CONDOR FD II, LP FMV 116354 116354 RBC EMERGING MARKETS EQUITY FUND FMV 2505646 2505646 SAFER MADE LP FMV 57091 57091 SJF VENTURES III, LP FMV 524709 524709 SJF VENTURES IV, LP FMV 219531 219531 SONEN PRIVATE EQUITY FMV 2924051 2924051 SUMMIT PARTNERS SUSTAINABLE OPPORTUNITIES FUND FMV 4220030 4220030 THE LYME FOREST FUND III TE, LP FMV 244958 244958 THE LYME FOREST FUND V FMV 529540 529540 VANGUARD SHORT-TERM BOND INDEX FUND FMV 4753319 4753319 VISION RIDGE SUSTAINABLE ASSET FUND II FMV 188523 188523 WITHERS BERGMAN LP 8178 0 8178 STATE REGISTRATION FEES 1665 0 1665 INSURANCE 13222 0 13222 BANK SERVICE CHARGES 1805 0 1805 PAYROLL PROCESSING FEES 9267 0 9267 WEBSITE 7604 0 7604 OFFICE EQUIPMENT AND COMPUTERS 4750 0 4750 OFFICE SUPPLIES 1662 0 1662 POSTAGE AND DELIVERY 2621 0 2621 MISCELLANEOUS EXPENSES 1982 0 1982 TELEPHONE 5862 0 5862 PARTNERSHIP EXPENSES 0 695129 0 SUBSCRIPTIONS 1182 0 1182 PROGRAM EXPENSES 3392 0 3392 OTHER PARTNERSHIP INCOME 0 2296 0 GRANT REFUNDS 608461 608461 UNREALIZED GAIN ON INVESTMENTS 975444 INVESTMENT MANAGEMENT AND CUSTODIAL FEES 126743 126743 0 OTHER CONSULTING FEES 4472 0 4472 CAMBRIDGE ASSOCIATES - INVESTMENT ADVISORY FEES 216339 216339 0 HIGHCLERE INTERNATIONAL FEES THROUGH K-1 0 39884 0 BOARD DEVELOPMENT CONSULTING FEES 12713 0 12713 FEDERAL EXCISE TAXES PAID 60000 0 0 STATE UBI TAXES PAID 1032 0 0 FOREIGN TAX WITHHELD 492 44029 0