2020-08-12T15:32:58-05:00 2019-12-31 271728945 PKF O'CONNOR DAVIES LLP 665 FIFTH AVENUE NEW YORK NY 10022 990PF 2019-01-01 611156309 SUSAN S DONALDSON FOUNDATION INC SUSA 8594751471 201 E MAIN STREET NO 800 LEXINGTON KY 40507 ELIZABETH S HUGHES PRESIDENT 8594751471 2020-08-12 1 THOMAS BLANEY P00234022 2122862600 2020-08-12 2019 2022-09-23 18:48:47Z X 40872359 X X 20867 20867 20867 636208 701946 701946 113320 9578599 239797 62483 4115 13059 13059 774510 975669 798355 0 0 0 0 280984 0 0 280984 72656 0 0 72656 27379 0 0 27379 186276 92665 0 93611 10000 7176 7176 10000 6608 0 0 6608 587278 30935 30935 587278 1171181 130776 38111 1078516 0 0 1171181 130776 38111 1078516 -396671 844893 760244 87806 145641 145641 731388 1139076 1139076 22591 0 24828 22591 22591 2558024 2377103 2424684 2722184 2877684 2936011 20542514 19707978 22350856 11800000 11800000 11800000 11800000 53500 53500 53500 38520244 38123573 40872359 0 0 X 38520244 38123573 38520244 38123573 38520244 38123573 38520244 -396671 0 38123573 0 38123573 SALE OF PUBLICLY TRADED SECURITIES P 2389211 2343411 45800 45800 SALE OF PUBLICLY TRADED SECURITIES P 7075849 7121868 -46019 -46019 5500 FUND P 1001 1001 5500 FUND P 26413 26413 ROCKEFELLER GLOBAL DIVIDEND GROWTH FUND P 15682 15682 ROCKEFELLER GLOBAL DIVIDEND GROWTH FUND P 83381 83381 CAPITAL GAINS DIVIDENDS P 113539 113539 113539 239797 62483 0 1148581 27141736 0.042318 1216700 26454040 0.045993 1201659 25316951 0.047465 1159174 26370153 0.043958 1131827 26424850 0.042832 0.222566 0.044513 27366890 1218182 8449 1226631 1078516 16898 0 16898 0 16898 18573 10000 0 28573 X 0 11675 11675 0 0 0 0 0 0 0 0 0 0 0 1 1 KY DE 1 1 0 0 0 1 N/A LIANNE LAZETERA ESQ 2126523800 535 MADISON AVE 27TH FLOOR NEW YORK NY 10022 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ELIZABETH S HUGHES SEE STMT 13 201 EAST MAIN ST STE 800 LEXINGTON KY 40507 PRESIDENT/DIRECTOR 12.00 0 0 0 SANFORD J SCHLESINGER SEE STMT 13 535 MADISON AVE 27TH FLOOR NEW YORK NY 10022 VICE PRESIDENT/DIRECTOR 5.00 0 0 0 LIANNE LAZETERA SEE STMT 13 535 MADISON AVE 27TH FLOOR NEW YORK NY 10022 TREASURER/SECRETARY/DIRECT 8.00 0 0 0 JAMES BOYD SEE STMT 14 C/O 201 E MAIN ST STE 800 LEXINGTON KY 40507 FARM MANAGER 48.00 89808 4227 0 0 SCHLESINGER GANNON & LAZETERA LLP 535 MADISON AVE 27TH FLOOR NEW YORK NY 10022 OPERATIONAL AND LEGAL SERVICES 93611 CENTRAL KENTUCKY VETERINARY CENTER PSC 930 SOUTH BROADWAY GEORGETOWN KY 40324 VETERINARY SERVICES 83856 NORTHERN TRUST 40 W 57TH ST 21ST FLOOR NEW YORK NY 10019 INVESTMENT MANAGEMENT 59223 0 CARE AND MAINTENANCE (INCLUDING SHELTER, FOOD, GROOMING AND VETERINARY CARE) FOR HORSES AND OTHER ANIMALS WHICH, BECAUSE OF ADVANCED AGE, INJURY OR OTHERWISE, HAVE BEEN ABANDONED, NEGLECTED OR ARE IN DANGER OF BEING PUT TO DEATH. 986540 0 26619035 1142019 22591 27783645 0 0 27783645 416755 27366890 1368345 X 1078516 0 1078516 0 1078516 X 760244 683452 555657 360855 2360208 646207 580934 472308 306727 2006177 1078516 1148581 1216700 1201659 4645456 0 0 0 0 0 1078516 1148581 1216700 1201659 4645456 0 0 912230 904725 881801 843899 3542655 0 0 0 0 X 0 0 14 20867 14 636208 18 113320 0 RENTAL INCOME 16 2709 LOAN INTEREST 14 164 MISCELLANEOUS FARM INCOME 01 1242 0 774510 0 774510 0 0 0 0 0 0 0 0 0 0 PKF O'CONNOR DAVIES, LLP 27379 0 0 27379 INFORMATION ABOUT OFFICERS AND DIRECTORS 990-PF, PART VIII ELIZABETH S. HUGHES - PARTNER AT GREEN CHESTNUT AND HUGHES PLLC, A LAW FIRM WHICH WAS COMPENSATED $4,166 FOR OPERATIONAL AND LEGAL SERVICES DURING 2019SANFORD J. SCHLESINGER - PARTNER AT SCHLESINGER LAZETERA AND AUCHINCLOSS LLP, A LAW FIRM WICH WAS COMPENSATED $93,611 FOR OPERATIONAL AND LEGAL SERVICES DURING 2019LIANNE LAZETERA - PARTNER AT SCHLESINGER LAZETERA AND AUCHINCLOSS LLP, A LAW FIRM WICH WAS COMPENSATED $93,611 FOR OPERATIONAL AND LEGAL SERVICES DURING 2019 INFORMATION ABOUT EMPLOYEES 990-PF, PART VIII JAMES BOYD - FARM MANAGER OF MEREWORTH FARM, LLC, A DISREGARDED ENTITY, WHOLLY-OWNED BY THE FOUNDATION 135,000 SH OF BANK OF AMERICA 136071 140976 91,000 SH OF CISCO SYSTEMS INC 91238 91270 135,000 SH OF CITIGROUP INC 138276 145491 140,000 SH OF CVS HEALTH 141750 145927 98,000 SH OF DUKE ENERGY INDIANA INC 98897 99002 235,000 SH OF FEDERAL HOME LOAN 235000 235537 68,565 SH OF FEDERATED INSTITUTIONAL HIGH YIELD 692497 680550 95,000 SH OF FORD CREDIT FLOORPLAN MASTER 94171 95015 137,000 SH OF GOLDMAN SACHS GROUP INC 137870 151053 127,000 SH OF HOME DEPOT 128040 132931 82,417 SH OF HYUNDAI AUTO RECEIVABLES TRUST 82417 82688 125,000 SH OF JP MORGAN CHASE & CO 127715 134798 112,000 SH OF MORGAN STANLEY 129524 136420 91,000 SH OF NVR INC CORP 93431 94820 145,000 SH OF PNC BANK 145267 147785 147,000 SH OF US BANCORP 139686 147459 98,000 SH OF VERIZON COMMUNICATIONS 100844 108105 165,000 SH OF VERIZON OWNER TRUST 164990 166184 1554165 1592283 822938 832401 39,017 SH OF NUVEEN PREFERRED SECURITIES FUND AT COST 691802 685134 13,567 SH OF VANGUARD S&P 500 ETF AT COST 3105648 4013119 3,143 SH OF ISHARES MSCI EAFE ETF AT COST 215110 218250 5500 FUND LP AT COST 435000 641849 ROCKEFELLER GLOBAL DIVIDEND GROWTH FUND QP AT COST 1655910 2017699 41,154 SH OF TORTOISE MLP & PIPELINE FUND AT COST 536457 513190 1,632 SH OF SPDR GOLD SHARES AT COST 200007 233213 26,822 SH OF MFO MFS INSTL EQUITY FD AT COST 684595 747255 61,213 SH OF MFB NORTHERN FUNDS SMALL CAP AT COST 749967 811077 131,310 SH OF MFB NORTHERN FUNDS STK INDEX FD AT COST 4051896 4867663 28,592 SH OF MFO DELAWARE VALUE FUND AT COST 627422 641041 8,472 SH OF MFO HARBOR FUND CAPITAL APPRECIATION AT COST 602321 641743 8,752 SH OF MFC FLEXSHARES TR MORNINGSTAR GLOBAL AT COST 247156 293455 213,428 SH OF MFO DOUBLELINE CORE FIXED INCOME AT COST 2323775 2355127 111,258 MFB NORTHERN FDS ULTRA SHORT FXD INC AT COST 1133409 1140390 94,080 SH OF MFO BLACKROCK FDS V HIGH YIELD AT COST 727949 727546 13,537 SH OF MFC ISHARES TRUST CORE AT COST 1461466 1521153 24,754 SH OF MFB NORTHERN FDS GLOBAL REAL ESTATE AT COST 258088 281952 LAND 11800000 0 11800000 11800000 TROPHIES 53500 53500 53500 BANK FEES 268 0 0 268 PAYROLL FEES 2912 0 0 2912 CAR REPAIR AND MAINTENANCE 20326 0 0 20326 CONTRACT REPAIRS AND GROUND MAINTENANCE 42971 0 0 42971 WASTE SERVICES 2014 0 0 2014 PEST CONTROL 2460 0 0 2460 HARDWARE AND SUPPLY 22928 0 0 22928 HORSE FOOD AND SUPPLIES 197967 0 0 197967 HORSE MAINTENANCE 182445 0 0 182445 FARM INSURANCE 17379 0 0 17379 MISCELLANEOUS EXPENSE 5423 0 0 5423 UTILITIES 52349 0 0 52349 STATE FILING FEES 1204 0 0 1204 POSTAGE & DELIVERY 1932 0 0 1932 STORAGE 1152 0 0 1152 OFFICE EXPENSE 705 0 0 705 ADVERTISING/MARKETING 1375 0 0 1375 SIGNAGE 165 0 0 165 INSURANCE 1892 0 0 1892 PARTNERSHIP EXPENSES 0 30935 30935 0 FARM EQUIPMENT 29411 0 0 29411 OTHER PARTNERSHIP INCOME 8944 8944 RENTAL INCOME 2709 2709 2709 LOAN INTEREST 164 164 164 MISCELLANEOUS FARM INCOME 1242 1242 1242 NORTHERN TRUST - INVESTMENT MANAGEMENT 59223 59223 0 0 ROCKEFELLER AND CO., INC. - INVESTMENT MANAGEMENT 33442 33442 0 0 SCHLESINGER LAZETERA & AUCHINCLOSS LLP - OPERATIONAL AND LEGAL SERVICES 93611 0 0 93611 FEDERAL EXCISE TAX 10000 0 0 10000 FOREIGN WITHHOLDING TAX 0 7176 7176 0