2020-12-24T09:42:16-06:00 2020-05-31 410746749 CLIFTONLARSONALLEN LLP 220 S 6TH STREET SUITE 300 MINNEAPOLIS MN 55402 990 2019-06-01 410695509 ST CATHERINE UNIVERSITY STCA 6516906566 2004 RANDOLPH AVENUE ST PAUL MN 551051794 ANGELA M RILEY EVP & CHIEF FINANCIAL OFFICER 6516906043 2020-12-22 1 KAREN GRIES P00078514 6123764500 2020-12-22 2019 2022-09-23 18:48:47Z REBECCA KOENIG ROLOFF 2004 RANDOLPH AVENUE ST PAUL MN 551051794 192887373 0 0928 X WWW.STKATE.EDU X 1913 MN WE EDUCATE WOMEN TO LEAD AND INFLUENCE. 31 30 2336 986 64787 0 13537690 16664661 123332154 120396486 8665863 5279094 2063896 1728242 147599603 144068483 35981187 37815370 0 0 61498738 60670436 65753 166955 2898581 42752198 39429765 140297876 138082526 7301727 5985957 302192671 311571268 101699214 102726643 200493457 208844625 X WE EDUCATE WOMEN TO LEAD AND INFLUENCE. WE EDUCATE AT ALL DEGREE LEVELS THROUGH VALUING AND INTEGRATING THE LIBERAL ARTS AND PROFESSIONAL EDUCATION WITHIN THE CATHOLIC INTELLECTUAL TRADITION, EMPHASIZING SCHOLARLY INQUIRY AND SOCIAL JUSTICE TEACHING AS LIVED BY THE SISTERS OF ST. JOSEPH OF CARONDELET. WE WELCOME A RICH DIVERSITY OF STUDENTS, WITH A BACCALAUREATE COLLEGE FOR WOMEN AT THE HEART OF THE UNIVERSITY AND GRADUATE AND ADULT COLLEGES FOR WOMEN AND MEN. COMMITTED TO EXCELLENCE AND OPPORTUNITY, ST. CATHERINE UNIVERSITY DEVELOPS LEADERS WHO ACT WITH INTEGRITY. 0 0 86659812 37815370 112040040 ST. CATHERINE UNIVERSITY CONFERS DEGREES AT THE ASSOCIATE, BACCALAUREATE, MASTER'S AND DOCTORAL LEVELS. TOTAL 2019-2020 ENROLLMENT ON BOTH CAMPUSES, IN ST. PAUL AND MINNEAPOLIS, IS 4,401 STUDENTS: 93.9 PERCENT WOMEN AND 31.2 PERCENT MULTICULTURAL OR INTERNATIONAL.DURING THE 2019-2020 ACADEMIC YEAR, ST. CATHERINE UNIVERSITY AWARDED 19 UNDERGRADUATE CERTIFICATES, 269 ASSOCIATE DEGREES, 588 BACCALAUREATE DEGREES, 32 POST-BACCALAUREATE CERTIFICATES, 404 MASTER'S DEGREES AND 65 DOCTORATE DEGREES.ST. CATHERINE UNIVERSITY, ALSO KNOWN AS ST. KATE'S, IS THE LARGEST PRIVATE WOMEN'S UNIVERSITY IN THE NATION AND ONE OF THE MOST CULTURALLY DIVERSE CAMPUSES IN MINNESOTA. 100% OF ST. KATE'S STUDENTS INVOLVED IN COLLABORATIVE RESEARCH HAVE BEEN ACCEPTED TO PRESENT AT THE NATIONAL CONFERENCE ON UNDERGRADUATE RESEARCH (NCUR) IN THE PAST SIX YEARS. THE UNIVERSITY IS RANKED #3 ON GRADREPORTS 25 BEST COLLEGES FOR A BACHELOR'S DEGREE IN SOCIAL WORK 2020 AND RANKED #4, TOP 1% ON COLLEGE FACTUAL'S 2020 BEST COLLEGES FOR SOCIAL WORK NATIONWIDE LIST. ST. KATE'S IS ALSO RANKED #2 AMONG ALL COLLEGES IN THE STATE ON COLLEGE FACTUAL'S 2020 BEST COLLEGES FOR NURSING IN MINNESOTA. IN ADDITION, ST. CATHERINE UNIVERSITY IS THE HOME OF THE OLDEST HEALTHCARE PROGRAM IN THE STATE OF MINNESOTA. 12175802 0 360162 ST. CATHERINE UNIVERSITY HELPS STUDENTS ACHIEVE THEIR BEST BY OFFERING SMALL CLASSES, COMMITTED FACULTY MEMBERS, AND AN ARRAY OF ACADEMIC AND PERSONAL SUPPORT SERVICES. THESE SERVICES INCLUDE ACADEMIC ADVISING, FINANCIAL AID AND CAREER COUNSELING, A HEALTH AND WELLNESS CENTER, A CAMPUS MINISTRY PROGRAM AND ACCOMMODATIONS FOR STUDENTS WITH DISABILITIES. ALL OF OUR SERVICES COMBINE TO MAKE THE ST. KATE'S EXPERIENCE ONE THAT NURTURES STUDENTS IN MIND, BODY AND SPIRIT.IN ADDITION, ST. CATHERINE HAS PROGRAMS THAT CATER TO SPECIFIC STUDENT POPULATIONS. FOR EXAMPLE, THE OFFICE OF MULTICULTURAL AND INTERNATIONAL PROGRAMS AND SERVICES PROVIDES ADVISING, ADVOCACY AND REFERRALS FOR STUDENTS OF COLOR. ACCESS AND SUCCESS PROGRAM HELPS STUDENTS BALANCE SCHOOL, FINANCES AND FAMILY LIFE, INCLUDING HELPING THEM TO FIND AFFORDABLE HOUSING AND REPUTABLE CHILDCARE. 10404066 0 7925279 ST. CATHERINE UNIVERSITY IS, AT HEART, A COMMUNITY - ONE THAT RECOGNIZES STUDENTS, FACULTY AND STAFF MEMBERS AS WHOLE HUMAN BEINGS WHO HAVE PRACTICAL AS WELL AS INTELLECTUAL NEEDS. OUR AUXILIARY SERVICES CONTRIBUTE TO THE OVERALL QUALITY OF LIFE ON THE 110-ACRE ST. PAUL CAMPUS.AUXILIARY SERVICES IS THE PARENT DEPARTMENT OF A DIVERSE GROUP OF INTERNAL UNITS, INCLUDING O'SHAUGHNESSY AUDITORIUM, PRINTING SERVICES, RESIDENCE HALLS AND APARTMENTS, CAMPUS MAIL, DINING AND CATERING, BOOKSTORES, AND MEETING AND EVENTS SERVICES. DURING THE 2019-2020 ACADEMIC YEAR, 67.2% PERCENT OF FIRST-YEAR STUDENTS LIVED ON CAMPUS.OUR FACILITIES CREW ENSURES THAT CAMPUS BUILDINGS AND GROUNDS ARE WELL MAINTAINED AND AESTHETICALLY PLEASING. SODEXO, THE FOOD SERVICE PROVIDER, UNDERSCORES THE VALUES OF ST. CATHERINE UNIVERSITY WITH ITS EMPHASIS ON NUTRITION, SAFE AND FAIR WORKING CONDITIONS, RECYCLING AND PROTECTING THE ENVIRONMENT. 109239680 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 1 0 1 0 1 0 1 1 0 0 0 0 1 1 1 0 0 0 0 0 0 1 0 1 0 1 1 0 0 0 1 0 0 0 1 6363 0 1 2336 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 31 30 0 0 0 0 0 0 1 1 1 0 0 0 1 1 1 1 1 1 1 0 MN X ANGELA M RILEY 6516906043 2004 RANDOLPH AVENUE ST PAUL MN 55105 REBECCA KOENIG ROLOFF PRESIDENT & CEO 40.00 X X 429902 0 46939 ELIZABETH HALLORAN EVP & CAO 40.00 X 251109 0 25995 DAVID SCHMIT PROFESSOR 40.00 X 221781 0 2816 ANGELA RILEY EVP FIN/ADMIN & CFO/TREAS/SECRETARY 40.00 X 185534 0 29320 ANDREW MELENDRES SVP, ENRLMT/MGMT/ADM 40.00 X 201235 0 7386 LAURA FERO DEAN OF NURSING 40.00 X 131854 0 6900 LYNDA SYZMANSKI INTERIM PROVOST 40.00 X 153593 0 32797 PATRICIA PRATT-COOK SVP, HR,/EQUITY/INCLUSION 40.00 X 152326 0 17907 JEAN HOVICK VP & CIO 40.00 X 123907 0 30316 AMY KELLY DIR H/W CLINIC & MED DIR, MPAS 40.00 X 139106 0 11266 LISA DUTTON DEAN HEALTH SCIENCES 40.00 X 138557 0 11364 CURTIS GALLOWAY ASSOC PROVOST/DEAN OF STUDENTS 40.00 X 137015 0 409 MARGARET FORD CHAIR 2.00 X X 0 0 0 KATHRYN CLUBB VICE CHAIR 2.00 X X 0 0 0 SUSAN HAMES CSJ VICE CHAIR 2.00 X X 0 0 0 KATHLEEN O'BRIEN SECRETARY 2.00 X X 0 0 0 MARY JO ABLER TRUSTEE 2.00 X 0 0 0 LAURA BUFANO CSJ TRUSTEE 2.00 X 0 0 0 TRACEY BURTON TRUSTEE 2.00 X 0 0 0 KENNETH CHARLES TRUSTEE 2.00 X 0 0 0 KEVIN CROSTON TRUSTEE 2.00 X 0 0 0 MARGARET GILLESPIE CSJ TRUSTEE 2.00 X 0 0 0 SAMANTHA HANSON TRUSTEE 2.00 X 0 0 0 MICHAEL HICKEY TRUSTEE 2.00 X 0 0 0 DIANE HUSTON TRUSTEE 2.00 X 0 0 0 PAM JOHNSON TRUSTEE 2.00 X 0 0 0 ANNE MCKEIG TRUSTEE 2.00 X 0 0 0 DONNA MCNAMARA CSJ TRUSTEE 2.00 X 0 0 0 JOAN MITCHELL CSJ TRUSTEE 2.00 X 0 0 0 CHRISTINE MOORE TRUSTEE 2.00 X 0 0 0 MICHAEL O'BOYLE TRUSTEE 2.00 X 0 0 0 COLLEEN O'MALLEY CSJ TRUSTEE 2.00 X 0 0 0 TERESA RADZINSKI TRUSTEE 2.00 X 0 0 0 THERESE SHERLOCK CSJ TRUSTEE 2.00 X 0 0 0 ANGELA HALL SLAUGHTER TRUSTEE 2.00 X 0 0 0 MINDA SUCHAN TRUSTEE 2.00 X 0 0 0 SANDRA VARGAS TRUSTEE 2.00 X 0 0 0 DEBRA WILFONG TRUSTEE 2.00 X 0 0 0 JEAN WINCEK TRUSTEE 2.00 X 0 0 0 ROBERT WOLLAN TRUSTEE 2.00 X 0 0 0 BRENDA WOODSON TRUSTEE 2.00 X 0 0 0 VALERIE YOUNG TRUSTEE 2.00 X 0 0 0 2265919 0 223415 38 1 1 0 ORBIS EDUCATION SVCS LLC 11595 N MERIDIAN ST 400 CARMEL IN 46032 ONLINE EDUC SVCS 6701103 MCGOUGH CONSTRUCTION 2737 FAIRVIEW AV N ST PAUL MN 55113 CAMPUS CONSTRUCTION 4432766 PRO-TEC DESIGN INC 5929 BAKER RD 400 MINNETONKA MN 55345 SECURITY SYSTEM SERVICES 2267716 SODEXO INC & AFFILIATES 4840 PAYSPHERE CIRCLE CHICAGO IL 60674 FOOD SERVICES 2233150 KRAFT CONTRACTING LLC 2415 VENTURY DR 100 WOODBURY MN 55125 MECHANICAL CONTRACTORS 1042050 37 60113 135735 3058097 13410716 2161505 16664661 TUITION 611600 112040040 112040040 AUXILIARY SERVICES 532000 7925279 7925279 FINANCE FEES 611600 214368 214368 FEES & DEPOSITS 611600 134462 134462 FITNESS CENTER 531390 82337 11332 71005 120396486 4118597 4118597 148721 93361 55360 55360 -6218 61578 49869769 48709272 1160497 1160497 1160497 9755 60113 16257 -6502 -6502 MISCELLANEOUS REVENUE 900099 917824 917824 OTA CONTRACT 611600 458357 458357 MEDICAL FEES 611600 168833 168833 134370 134370 1679384 144068483 120325481 64787 7013554 37469417 37469417 345953 345953 699624 432621 218934 48069 49900179 41228282 6951794 1720103 2695308 2695308 3807729 3399193 408536 3567596 3567596 9175938 8779060 377925 18953 574871 574871 107399 107399 186257 186257 166955 166955 325311 325311 1488966 1391352 97614 2222736 596750 1618081 7905 8914009 6846640 1774456 292913 1892521 617017 1275504 1816773 1417073 399700 1242452 1174996 52203 15253 182530 68599 113931 3193356 3193356 4299506 4054864 244642 582077 12698 569379 MISCELLANEOUS EXPENSES 1036739 848637 185320 2782 BAD DEBT EXPENSE 862187 800000 62187 REPAIRS & MAINTENANCE 846720 681714 165006 MEMBERSHIPS/DUES 479417 348508 125342 5567 138082526 109239680 25944265 2898581 7995746 12603004 260719 1961113 2455483 5232344 325694 333402 922883 866015 161118146 77431438 78548673 83686708 185662042 192372128 4408648 4420046 8534447 7401738 13078336 2694770 302192671 311571268 14289909 10891158 8660478 8169668 2211138 7185718 75913409 75666347 624280 813752 101699214 102726643 X 91337430 92003093 109156027 116841532 200493457 208844625 302192671 311571268 X 5985957 2392218 -27007 X X 0 1 X 1 1 1 X 11229395 22189143 13424675 13537690 16664661 77045564 11229395 22189143 13424675 13537690 16664661 77045564 15787474 61258090 2515471 2448181 2814271 4058630 4273536 16110089 973408 1199304 1359839 1961660 1679384 7173595 100329248 591091045 0.61060 0.61570 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MISCELLANEOUS REVENUE - 2015 AMOUNT: $ 973,408. 2016 AMOUNT: $ 1,199,304. 2017 AMOUNT: $ 1,359,839. 2018 AMOUNT: $ 1,961,660. 2019 AMOUNT: $ 1,679,384. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 0 0 0 0 1 130046 130046 0 PART II-B, LINE 1: ST. CATHERINE UNIVERSITY IS A MEMBER OF THE MINNESOTA PRIVATE COLLEGE COUNCIL (MPCC), AN ORGANIZATION DESCRIBED IN SECTION 501(C)(4) OF THE INTERNAL REVENUE CODE. MPCC IS AN ASSOCIATION OF PRIVATE NONPROFIT INSTITUTIONS OF HIGHER EDUCATION THAT SERVES A VARIETY OF MEMBERS' SHARED NEEDS, INCLUDING, BUT NOT ONLY, NONPARTISAN AND NON-ELECTORAL ADVOCACY FOR PUBLIC POLICY THAT MEETS STUDENTS' NEEDS AND ADVANCES THE INTERESTS OF PRIVATE HIGHER EDUCATION. ST. CATHERINE PAID MEMBERSHIP DUES TO MPCC IN THE AMOUNT OF $166,445 DURING THE FISCAL YEAR. BASED ON FIGURES PROVIDED BY MPCC, $130,046 OF ST. CATHERINE'S DUES WENT, IN PART, TOWARD LOBBYING. 93358622 2845810 5195457 2984534 1315349 0 97100006 93559626 2419770 1941043 2820255 1208485 533077 93358622 88372712 1844556 7434883 2161777 1690065 240683 93559626 74767468 2735591 14675903 2020494 1550939 234817 88372712 80333293 538022 -2680836 1801372 1394290 227349 74767468 0.08950 0.51830 0.39220 1 0 2297417 2297417 123142583 52928989 70213594 28698617 24502449 4196168 6979529 6979529 83686708 SPLIT INTEREST AGREEMENTS 113047 FUNDS HELD FOR OTHERS 700705 813752 X 108402631 2392218 82611 2474829 105927802 325311 37815370 38140681 144068483 100051463 109618 109618 99941845 325311 37815370 38140681 138082526 PART V, LINE 4: ENDOWMENT FUNDS ARE USED FOR SCHOLARSHIPS, FACULTY DEVELOPMENT, AND OTHER APPROVED EXPENSES. PART X, LINE 2: THE UNIVERSITY HAS RECEIVED A DETERMINATION LETTER FROM THE INTERNAL REVENUE SERVICE INDICATING IT IS A TAX-EXEMPT ORGANIZATION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS SUBJECT TO FEDERAL AND STATE INCOME TAX ONLY ON NET UNRELATED BUSINESS INCOME. THE UNIVERSITY ENGAGES IN ACTIVITIES THAT ARE CONSIDERED UNRELATED TO ITS EXEMPT PURPOSE. THESE ACTIVITIES ARE SUBJECT TO FEDERAL AND STATE INCOME TAXES. HOWEVER, SUCH ACTIVITIES GENERATED A LOSS IN FISCAL YEAR 2019 AND 2018. FURTHER, THE UNIVERSITY HAS A NET OPERATING LOSS CARRY-FORWARD OF $926,864 AVAILABLE TO OFFSET ANY TAXABLE INCOME FROM THESE UNRELATED ACTIVITIES. ACCORDINGLY, NO FEDERAL OR STATE TAX PROVISION IS REQUIRED. THE NET OPERATING LOSSES BEGIN TO EXPIRE IN 2021. THE UNIVERSITY ADOPTED ACCOUNTING STANDARDS FOR CONTINGENCIES IN EVALUATING UNCERTAIN TAX POSITIONS AND FILES AS A TAX EXEMPT ORGANIZATION. NO ADJUSTMENTS TO THE FINANCIAL STATEMENTS WERE REQUIRED AS A RESULT OF THE IMPLEMENTATION OF THIS STANDARD. THE UNIVERSITY HAS NO CURRENT OBLIGATION FOR UNRELATED BUSINESS INCOME TAX. THE UNIVERSITY TAX RETURNS ARE SUBJECT TO REVIEW AND EXAMINATION BY FEDERAL AUTHORITIES. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN FAIR VALUE OF BENEFICIAL INTEREST IN PERPETUAL TRUSTS -19,063. CHANGE IN FAIR VALUE OF SPLIT INTEREST AGREEMENTS -7,944. RENTAL EXPENSES 93,361. SPECIAL EVENT EXPENSES 16,257. PART XI, LINE 4B - OTHER ADJUSTMENTS: STUDENT FINANCIAL AID 37,815,370. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES 93,361. SPECIAL EVENT EXPENSES 16,257. PART XII, LINE 4B - OTHER ADJUSTMENTS: STUDENT FINANCIAL AID 37,815,370. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE NON-DISCRIMINATION POLICY IS INCLUDED IN THE COURSE CATALOG, ON THE UNIVERSITY'S WEBSITE AND IN ALL STUDENT POLICY DOCUMENTS (LE GUIDE). SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVES FEDERAL AND STATE GRANTS FOR STUDENT FINANCIAL ASSISTANCE. 1 NORTH AMERICA 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMMING, EDUCATION RELATED PURCHASES 15463 EUROPE 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMMING, EDUCATION RELATED PURCHASES 43265 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMMING, EDUCATION RELATED PURCHASES 25644 SOUTH AMERICA 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMMING, EDUCATION RELATED PURCHASES 8340 SOUTH ASIA 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMMING, EDUCATION RELATED PURCHASES 1400 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMMING, EDUCATION RELATED PURCHASES 39396 EUROPE 0 0 GRANTS TO RECIPIENTS IN THE REGION SCHOLARSHIP ASSISTANCE 59855 EAST ASIA AND THE PACIFIC 0 0 GRANTS TO RECIPIENTS IN THE REGION SCHOLARSHIP ASSISTANCE 116463 MIDDLE EAST AND NORTH AFRICA 0 0 GRANTS TO RECIPIENTS IN THE REGION SCHOLARSHIP ASSISTANCE 12568 SOUTH AMERICA 0 0 GRANTS TO RECIPIENTS IN THE REGION SCHOLARSHIP ASSISTANCE 50135 SOUTH ASIA 0 0 GRANTS TO RECIPIENTS IN THE REGION SCHOLARSHIP ASSISTANCE 33463 SUB-SAHARAN AFRICA 0 0 GRANTS TO RECIPIENTS IN THE REGION SCHOLARSHIP ASSISTANCE 63799 CENTRAL AMERICA AND THE CARIBBEAN 0 0 GRANTS TO RECIPIENTS IN THE REGION SCHOLARSHIP ASSISTANCE 9670 NORTH AMERICA 0 0 GRANTS TO RECIPIENTS IN THE REGION SCHOLARSHIP ASSISTANCE 1500 0 0 0 0 0 0 309826 171135 480961 SCHOLARSHIPS EUROPE 2 59855 FINANCIAL AID AWARDS 0 N/A N/A SCHOLARSHIPS CENTRAL AMERICA & CARIBBEAN 1 9670 FINANCIAL AID AWARDS 0 N/A N/A SCHOLARSHIPS MIDDLE EAST AND NORTH AFRICA 2 12568 FINANCIAL AID AWARDS 0 N/A N/A SCHOLARSHIPS SOUTH AMERICA 2 50135 FINANCIAL AID AWARDS 0 N/A N/A SCHOLARSHIPS SOUTH ASIA 4 33463 FINANCIAL AID AWARDS 0 N/A N/A SCHOLARSHIPS EAST ASIA AND THE PACIFIC 6 116463 FINANCIAL AID AWARDS 0 N/A N/A SCHOLARSHIPS SUB-SAHARAN AFRICA 6 63799 FINANCIAL AID AWARDS 0 N/A N/A SCHOLARSHIPS NORTH AMERICA 1 1500 FINANCIAL AID AWARDS 0 N/A N/A 0 0 0 0 0 0 PART I, LINE 2: THE FINANCIAL AID OFFICE DETERMINES STUDENT ELIGIBILITY FOR ALL FINANCIAL AWARDS ACCORDING TO THE UNIVERSITY'S ESTABLISHED ELIGIBILITY CRITERIA AND REGULATIONS. PART I, LINE 3: THE UNIVERSITY USES THE ACCRUAL METHOD OF ACCOUNTING TO REPORT EXPENDITURES ON SCHEDULE F. PART III ACCOUNTING METHOD: X X X X X X X 1 RUFFALO NOEL LEVITZ LLC PO BOX 3018 CEDAR RAPIDS IA 52406 PHONATHON CALL SYSTEM 0 0 14085 0 WASHBURN & MCGOLDRICK LLC 24 N BRYN MAWR AV BRYN MAWR PA 19010 PHILANTHROPIC SUPPORT 0 0 168036 0 STEEGE THOMPSON 230 S BROAD ST 200 PHILADELPHIA PA 19102 COMMUNICATION MATERIALS 0 0 83929 0 266050 AZ CA CO DE FL GA ID IL IN IA KS LA ME MN MO MT NE NJ RI SD TN TX VA VT WA WV WI WY GOLF TOURNAMENT 69868 60113 9755 2363 7540 4060 2294 69868 60113 9755 2363 7540 4060 2294 16257 -6502 1 SCHOLARSHIPS & OTHER FINANCIAL AID 4964 37469417 0 N/A N/A PART I, LINE 2: THE FINANCIAL AID OFFICE DETERMINES STUDENT ELIGIBILITY FOR FEDERAL, STATE AND INSTITUTIONAL SCHOLARSHIPS ACCORDING TO THE UNIVERSITY'S ESTABLISHED ELIGIBILITY CRITERIA AND REGULATIONS. 1 X X X 1 0 0 0 0 0 0 0 0 REBECCA KOENIG ROLOFF PRESIDENT & CEO 405045 0 0 0 24857 0 32736 0 14203 0 476841 0 0 0 ELIZABETH HALLORAN EVP & CAO 250851 0 0 0 258 0 20208 0 5787 0 277104 0 0 0 DAVID SCHMIT PROFESSOR 14045 0 0 0 207736 0 1173 0 1643 0 224597 0 0 0 ANGELA RILEY EVP FIN/ADMIN & CFO/TREAS/SECRETARY 185276 0 0 0 258 0 15477 0 13843 0 214854 0 0 0 ANDREW MELENDRES SVP, ENRLMT/MGMT/ADM 201181 0 0 0 54 0 6320 0 1066 0 208621 0 0 0 LYNDA SYZMANSKI INTERIM PROVOST 153540 0 0 0 53 0 12995 0 19802 0 186390 0 0 0 PATRICIA PRATT-COOK SVP, HR,/EQUITY/INCLUSION 146930 0 5000 0 396 0 12120 0 5787 0 170233 0 0 0 JEAN HOVICK VP & CIO 123769 0 0 0 138 0 10508 0 19808 0 154223 0 0 0 AMY KELLY DIR H/W CLINIC & MED DIR, MPAS 139106 0 0 0 0 0 11138 0 128 0 150372 0 0 0 CURTIS GALLOWAY ASSOC PROVOST/DEAN OF STUDENTS 2413 0 0 0 134602 0 193 0 216 0 137424 0 0 0 PART I, LINE 4A DAVID SCHMIT - SEVERANCE PAYMENT - $207,736 CURTIS GALLOWAY - SEVERANCE PAYMENT - $134,602 A MINNESOTA HIGHER EDUCATION FACILITIES AUTHORITY 410988525 60416JBJ8 2018-09-13 55647685 RENNOVATION AND CURRENT REFUNDING 0 0 0 A 55647685 420275 15000000 42149044 2694770 2020 1 0 1 1 A 0 0 1 1 0 0.02400 0.00000 0.02400 0 0 1 A 0 1 0 0 0 0 0 0 1 A 1 FAMILY OF BOARD MEMBER 12000 SCHOLARSHIP CAROLYN WOLLAN SPOUSE OF A TRUSTEE TO THE UNIVERSITY 10150 SALARY PAID TO CAROLYN WOLLAN FOR SERVICES RENDERED TO THE UNIVERSITY 0 X 2 8400 EXP OPINION, DNR VALUE X 125 DONOR VALUED X 38 2136758 STOCK MARKET QUOTES X 4 710 DONOR VALUED X 1 70 DONOR VALUED X EQUIPMENT 2 13399 DONOR VALUED X GIFT CARDS 11 2043 FACE VALUE 0 0 1 0 PART I, COLUMN (B): THE NUMBER OF ITEMS CONTRIBUTED WAS USED FOR PART I. FORM 990, PART VI, SECTION A, LINE 1 THE BOARD OF TRUSTEES DESIGNATES FOUR OR MORE TRUSTEES, INCLUDING THE CHAIRPERSON AND PRESIDENT, TO CONSTITUTE AN EXECUTIVE COMMITTEE. TO THE EXTENT DETERMINED BY THE BOARD, THE EXECUTIVE COMMITTEE HAS THE AUTHORITY OF THE BOARD IN THE MANAGEMENT OF THE BUSINESS OF THE UNIVERSITY. THE EXECUTIVE COMMITTEE SHALL ACT ONLY IN THE INTERVAL BETWEEN MEETINGS OF THE BOARD, SHALL REPORT TO THE BOARD FORMAL ACTIONS IT MAY TAKE DURING ANY INTERVAL BETWEEN MEETINGS, AND AT ALL TIMES, IS SUBJECT TO THE CONTROL AND DIRECTION OF THE BOARD. FORM 990, PART VI, SECTION A, LINE 7B AN AFFIRMATIVE VOTE OF AT LEAST FOUR OF THE SPONSORSHIP COUNCIL TRUSTEES SHALL BE REQUIRED FOR THE BOARD OF TRUSTEES TO ACT ON ANY MATTER WHICH SUBSTANTIALLY AFFECTS OR ALTERS THE MISSION OR CATHOLIC IDENTITY OF THE UNIVERSITY; SELECTION OF TRUSTEES; SELECTION OR TERMINATION OF THE PRESIDENT; SALE OR MORTGAGING OF PROPERTY; MAJOR CONSTRUCTION CONTRACTS OR DEBT IN EXCESS OF THE THRESHOLDS ESTABLISHED BY THE NATIONAL CONFERENCE OF CATHOLIC BISHOPS; CLOSING OR MERGING THE UNIVERSITY; AND AMENDMENTS TO THE UNIVERSITY ARTICLES OR BYLAWS. FORM 990, PART VI, SECTION B, LINE 11B BEFORE FILING THE TAX RETURN, THE PRESIDENT, EXECUTIVE VICE PRESIDENT FOR FINANCE AND ADMINISTRATION AND CFO REVIEWED THE TAX RETURN. AFTER MANAGEMENT APPROVAL, THE AUDIT COMMITTEE THEN APPROVES THE TAX RETURN AS DELEGATED BY THE BOARD OF TRUSTEES. THE PUBLIC INSPECTION COPY OF THE TAX RETURN WAS THEN PROVIDED ELECTRONICALLY TO THE FULL BOARD. FORM 990, PART VI, SECTION B, LINE 12C ST. CATHERINE UNIVERSITY'S CONFLICT OF INTEREST POLICY APPLIES TO ALL "INTERESTED PERSONS": OFFICERS, MEMBERS OF THE BOARD OF TRUSTEES, KEY EMPLOYEES, AND OTHER EMPLOYEES WHO MAY INFLUENCE THE ACTIONS OF THE INSTITUTION. INTERESTED PERSONS ARE REQUIRED TO COMPLETE AN ANNUAL CONFLICT OF INTEREST STATEMENT. PERIODIC REVIEWS ARE CONDUCTED TO ENSURE THE INSTITUTION OPERATES IN A MANNER CONSISTENT WITH ITS CHARITABLE PURPOSES AND DOES NOT ENGAGE IN ACTIVITIES THAT COULD JEOPARDIZE ITS TAX-EXEMPT STATUS. IF A CONFLICT OR POTENTIAL CONFLICT ARISES, THE INTERESTED PERSON ALERTS THE BOARD CHAIR TO SUCH CONFLICT BEFORE PARTICIPATING IN DELIBERATIONS OR DECISIONS ON THE MATTER. THE INTERESTED PERSON IS GIVEN AN OPPORTUNITY TO DISCLOSE MATERIAL FACTS TO THE BOARD. IF A CONFLICT IS FOUND TO EXIST, THE INTERESTED PERSON MAY NOT PARTICIPATE IN DELIBERATIONS OR VOTING ON THE TRANSACTION OR ARRANGEMENT, EXCEPT TO PRESENT INFORMATION TO THE BOARD. THE BOARD CHAIR MAY APPOINT A DISINTERESTED PERSON OR COMMITTEE TO INVESTIGATE ALTERNATIVES TO AVOID PERCEIVED OR ACTUAL CONFLICTS. IF THE BOARD OF TRUSTEES, OR A COMMITTEE, BELIEVES AN INDIVIDUAL HAS FAILED TO DISCLOSE AN ACTUAL OR POSSIBLE CONFLICT OF INTEREST, IT INFORMS THE PERSON, AFFORDS THE PERSON AN OPPORTUNITY TO EXPLAIN THE ALLEGED FAILURE, MAKES FURTHER INVESTIGATION AS WARRANTED, AND TAKES APPROPRIATE DISCIPLINARY AND CORRECTIVE ACTION. ALL CONFLICT OF INTEREST DISCUSSIONS ARE DOCUMENTED IN THE MINUTES OF THE BOARD OR COMMITTEE MEETING. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD OR A COMMITTEE DESIGNATED BY THE BOARD SHALL GENERALLY CONDUCT A REVIEW OF THE PRESIDENT'S PERFORMANCE ON AN ANNUAL BASIS. THE PRESIDENT'S COMPENSATION WAS APPROVED BY THE OFFICERS OF THE BOARD OF TRUSTEES WHEN THE OFFER OF EMPLOYMENT WAS MADE IN 2016. THE SALARIES OF OTHER OFFICERS AND KEY EMPLOYEES WERE DETERMINED UTILIZING THE SAME MANNER AS OTHER EXEMPT AND FACULTY EMPLOYEES. SALARIES ARE BENCHMARKED AGAINST READILY AVAILABLE MARKET DATA AND THE MEDIAN OF 1,784 COLLEGES AND UNIVERSITIES DESIGNATED AS MASTER'S RELIGIOUS BY THE CARNEGIE CLASSIFICATION. DATA FROM THE 184 COLLEGES AND UNIVERSITIES IS COLLECTED PERIODICALLY BY THE HUMAN RESOURCES DEPARTMENT FROM VARIOUS RELEVANT MARKET RESOURCES. THIS METHODOLOGY IS PART OF THE BOARD OF TRUSTEES PREVIOUSLY APPROVED COMPENSATION PLAN. FORM 990, PART VI, SECTION C, LINE 19 ST. CATHERINE UNIVERSITY MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: CHANGE IN FAIR VALUE OF BENEFICIAL INTEREST IN PERPETUAL TRUSTS -19,063. CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS -7,944. FORM 990, PART XII LINE 2C THE PROCESS FOR OVERSEEING AND SELECTING AN INDEPENDENT ACCOUNTANT HAS NOT CHANGED FROM THE PRIOR YEAR. SISTERS OF ST JOSEPH OF CARONDELET ST PAUL PROVINCE 1884 RANDOLPH AVENUE ST PAUL MN 55105 411765361 RELIGIOUS, CHARITABLE, SCIENTIFIC, AND EDUCATIONAL PURPOSES. MN 501(C)(3) LINE 1 N/A 0 0 0 1 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0