2020-06-26T15:57:25-05:00 2019-12-31 141555429 UHY ADVISORS NY INC 4 TOWER PLACE EXECUTIVE PARK 7TH FLOOR ALBANY NY 12203 990PF 2019-01-01 814799371 AGRAWAL FAMILY FOUNDATION INC C/O VIKASH AGRAWAL AGRA 5189612113 37 EAST COBBLE HILL ROAD LOUDONVILLE NY 12211 VIKASH AGRAWAL PRESIDENT 5189612113 2020-06-11 1 GEOFFREY MULLEN P00749247 5184493166 2020-06-10 2019 2022-09-23 18:48:47Z X 1515414 X 820224 6 6 6 15501 15501 15501 27226 659234 27226 862957 42733 15507 0 0 0 0 1957 1957 1957 0 352 352 352 0 2309 2309 2309 0 122103 122103 124412 2309 2309 122103 738545 40424 13198 15487 143288 143288 703141 1122048 1372126 718628 1265336 1515414 0 0 X 718628 1265336 718628 1265336 718628 1265336 718628 738545 0 1457173 191837 1265336 VANGUARD ULTRA-SHORT-TERM BOND FUND P 2018-12-21 2019-02-19 31784 31641 143 143 ISHARES MSCI EMERGING MKTS INDEX P 2018-12-20 2019-06-19 41136 39319 1817 1817 UNDISCOVERED MGRS BEHAVR VALUE FUND P 2018-12-20 2019-06-19 1171 1135 36 36 AMERICAN BEACON BRIDGEWAY L/C VALUE P 2018-12-20 2019-06-24 1483 1273 210 210 AMERICAN BEACON BRIDGEWAY L/C VALUE P 2018-12-20 2019-08-01 17 14 3 3 NEUBERGER BERMAN EMERG MKTS EQTY OPEN-END FUND INSTL CL P 2019-06-19 2019-08-01 4943 4949 -6 -6 GOTHAM ENHANCED RETURN FUND P 2018-12-13 2019-08-13 2970 2797 173 173 ISHARES S&P 500/BARRA GRTH INDEX P 2019-06-19 2019-08-13 20330 20212 118 118 ISHARES EDGE MSCI USA QUALITY FACTOR EFT P 2019-06-19 2019-08-13 35528 34552 976 976 NEUBERGER BERMAN EMERG MKTS EQTY OPEN-END FUND INSTL CL P 2019-06-19 2019-08-13 15090 15635 -545 -545 ISHARES EDGE MSCI USA QUALITY FACTOR EFT P 2018-12-21 2019-10-03 39823 36384 3439 3439 VANGUARD ULTRA-SHORT-TERM BOND FUND P 2018-12-21 2019-10-03 40040 39641 399 399 ISHARES S&P 500/BARRA GRTH INDEX P 2019-12-21 2019-12-16 54739 48250 6489 6489 VANGUARD ULTRA-SHORT-TERM BOND FUND P 2017-05-15 2019-02-04 35030 35100 -70 -70 VANGUARD ULTRA-SHORT-TERM BOND FUND P 2017-05-15 2019-02-19 3298 3300 -2 -2 BAIRD ULTRA SHORT BOND P 2017-05-15 2019-05-10 5030 5020 10 10 GOTHAM ABSOLUTE RETURN FUND P 2017-05-15 2019-06-13 47026 45326 1700 1700 WILLIAM BLAIR EMER MKTS GRWTH FD P 2017-05-15 2019-06-19 7499 9605 -2106 -2106 ISHARES CORE S&P MID-CAP ETF P 2017-05-15 2019-06-19 14366 13477 889 889 ISHARES EDGE MSCI USA MOMENTUM FACT EFT P 2017-05-15 2019-06-19 57586 44643 12943 12943 ISHARES CORE MSCI EAFE ETF P 2017-05-15 2019-06-19 13362 13969 -607 -607 UNDISCOVERED MGRS BEHAVR VALUE FUND P 2017-05-15 2019-06-19 12815 14292 -1477 -1477 AMERICAN BEACON BRIDGEWAY L/C VALUE P 2017-05-15 2019-06-24 20057 22450 -2393 -2393 VANGUARD S&P 500 ETF P 2017-05-15 2019-06-26 51115 46105 5010 5010 GOTHAM ENHANCED RETURN FUND P 2017-05-15 2019-08-01 9938 9070 868 868 WILLIAM BLAIR EMER MKTS GRWTH FD P 2018-02-07 2019-08-13 12 15 -3 -3 GOTHAM ENHANCED RETURN FUND P 2017-06-14 2019-08-13 22899 21132 1767 1767 JPMORGAN ALERIAN MLP INDEX ETN P 2017-12-12 2019-08-13 16008 18480 -2472 -2472 BAIRD ULTRA SHORT BOND P 2017-05-15 2019-10-03 7704 7681 23 23 ISHARES S&P US PREFERRED STOCK CLOSE-END FUND P 2017-05-15 2019-10-03 22472 23493 -1021 -1021 AMERICAN BEACON FRONTIER MKT INC P 2017-05-15 2019-11-13 8103 8829 -726 -726 GOLDMAN SACHS INTL EQUITY INSIGHTS FUND P 2017-05-15 2019-11-13 14330 14219 111 111 CAPITAL GAINS DIVIDENDS P 1530 1530 1530 27226 13252 0 40054 760308 0.052681 5857 743735 0.007875 0 738757 0.000000 0.060556 0.020185 732124 14778 404 15182 122103 X 404 0 404 0 404 0 0 0 0 0 404 0 0 0 0 0 0 0 0 0 0 1 1 NY 1 0 1 0 0 1 N/A VIKASH AGRAWAL 5189612113 37 EAST COBBLE HILL ROAD LOUDONVILLE NY 12211 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 VIKASH AGRAWAL 37 EAST COBBLE HILL ROAD LOUDONVILLE NY 12211 PRESIDENT, TREASURER 2.00 0 0 0 VIKRAM AGRAWAL 36 SHELBOURNE DRIVE CLIFTON PARK NY 12065 VICE PRESIDENT, SECRETARY 0.50 0 0 0 BHAGAWATI PRASAD AGRAWAL C/O 37 EAST COBBLE HILL ROAD LOUDONVILLE NY 12211 DIRECTOR 0.00 0 0 0 NONE 0 NONE 0 NONE 0 NONE 0 0 723482 19791 0 743273 0 0 743273 11149 732124 36606 36606 404 404 36202 0 36202 0 36202 122103 0 122103 404 121699 36202 29788 0 0 122103 29788 0 0 36202 56113 0 0 56113 0 0 0 0 0 0 0 56113 56113 VIKASH AGRAWAL VIKRAM AGRAWAL X AMERICAN MEDITATION INSTITUTE 60 GARNER RD AVERILL PARK NY 12018 PC GENERAL CONTRIBUTION 20000 CENTER FOR DISABILITY SERVICES 314 S MANNING BLVD ALBANY NY 12208 PC GENERAL CONTRIBUTION 750 EMMA WILLARD SCHOOL 285 PAWLING AVE TROY NY 12180 PC GENERAL CONTRIBUTION 1001 FESTIVAL OF NATIONS EMPIRE PLAZA ALBANY NY 12203 PC GENERAL CONTRIBUTION 200 HARVARD BUSINESS SCHOOL HARVARD BUSINESS SCHOOL BOSTON MA 02163 PC GENERAL CONTRIBUTION 1100 HINDU TEMPLE SOCIETY 450 ALBANY SHAKER RD ALBANY NY 12211 PC GENERAL CONTRIBUTION 1850 HINDU CULTURAL CENTER 450 ALBANY SHAKER RD ALBANY NY 12211 PC GENERAL CONTRIBUTION 300 EKAL VIDYALAYA FOUNDATION PO BOX 821369 HOUSTON TX 772821369 PC GENERAL CONTRIBUTION 3000 WOODLAND HILL MONTESSORI SCHOOL 100 MONTESSORI PL RENSSELAER NY 12144 PC GENERAL CONTRIBUTION 10000 THE BABY INSTITUTE 301 WASHINGTON AVE 2ND FLOOR ALBANY NY 12206 PC GENERAL CONTRIBUTION 900 AMERICAN RED CROSS PO BOX 37839 BOONE IA 500370839 PC GENERAL CONTRIBUTION 2500 TRICITY INDIA ASSOCIATION PO BOX 5476 ALBANY NY 12205 PC GENERAL CONTRIBUTION 400 RENSSELAER POLYTECHNIC INSTITUTE 110 8TH STREET TROY NY 12180 PC GENERAL CONTRIBUTION 50000 ITBHU GLOBAL ALUMNI ASSOCIATION (IBGAA) 19 SPRINGHILL DRIVE PRINCETON JUNCTION NJ 08550 PC GENERAL CONTRIBUTION 5000 TEXAS INDIA FORUM 1727 NORTHSHORE DRIVE MISSOURI CITY TX 77459 PC GENERAL CONTRIBUTION 25000 SHRINERS HOSPITAL FOR CHILDREN 2900 N ROCKY POINT DRIVE TAMPA FL 33607 PC GENERAL CONTRIBUTION 102 122103 0 14 6 14 15501 18 27226 0 42733 0 42733 0 0 0 0 0 0 0 0 0 0 X X 1 VIKASH AGRAWAL 37 EAST COBBLE HILL ROAD LOUDONVILLE NY 12211 518511 X X 2 VIKRAM AGRAWAL 36 SHELBOURNE DRIVE CLIFTON PARK NY 12065 301713 X 1 373 SHARES APPLE INC726 SHARES MICROSOFT CORP 218511 2020-12-20 2 1,017 SHARES VANGUARD S&P 500 ETF 301713 2020-12-26 KEYBANK A/C 2156566 AT COST 1122048 1372126 APPRECIATED STOCK VALUED AT COST 191837 NYS CHAR-500 FEE 200 200 200 0 US TREASURY REGISTRATION FEE 123 123 123 0 BANK FEES 29 29 29 0 INVESTMENT MANAGEMENT 1957 1957 1957 0 VIKASH AGRAWAL 37 EAST COBBLE HILL ROAD LOUDONVILLE NY 12211 VIKRAM AGRAWAL 36 SHELBOURNE DRIVE CLIFTON PARK NY 12065