2019-11-15T12:29:48-06:00 2018-12-31 770076647 DAMITZ BROOKS NIGHTINGALE 200 EAST CARRILLO STREET SUITE 303 SANTA BARBARA CA 93101 990PF 2018-01-01 770359291 RAINTREE FOUNDATION RAIN 8059677964 1255 FRANKLIN RANCH ROAD GOLETA CA 93117 ELLICOT MILLION PRESIDENT/CFO 8059677964 2019-11-14 1 CATHERINE MACAULAY P00178796 8059631837 2018 2022-09-23 18:48:47Z X 10682519 X X 1336 1336 187145 187145 1902826 1912147 1869373 13425 13425 2104732 2071279 32962 26370 6592 105 0 105 23858 22665 1193 29201 29201 0 7036 2381 522 44880 44720 160 138042 125337 8572 2199999 2199999 2338041 125337 2208571 -233309 1945942 53015 75815 75815 7520724 7135493 6439885 943402 875848 828628 2669268 2865944 3338191 11186409 10953100 10682519 118 118 118 118 X 11186291 10952982 0 0 0 0 11186291 10952982 11186409 10953100 11186291 -233309 0 10952982 0 10952982 CYPRESS PARTNERS P 2017-01-01 2018-12-31 139880 139880 139880 GS #5737- ADVISORY P 2017-01-01 2018-12-31 5198 5198 5198 GS #5737- CAUSEWAY INTERNATIONAL P 2017-01-01 2018-12-31 11362 11362 11362 GS #5737- STATE STREET P 2017-01-01 2018-12-31 22173 22173 22173 GS #4307- STRATEGIC VALUE P 2017-01-01 2018-12-31 40431 40431 40431 GS #4315- CONCENTRATED GROWTH P 2017-01-01 2018-12-31 144417 144417 144417 TCW #1004- SECURITIZED OPPORTUNITIES P 2017-01-01 2018-12-31 7170 -7170 -7170 UBS EQUITIES P 2017-01-01 2018-12-31 2151 -2151 -2151 TCW #7333- SELECT EQUITIES FUND P 2017-01-01 2018-12-31 409250 409250 409250 TCW #7333- RELATIVE VALUE LARGE CAP FUND P 2017-01-01 2018-12-31 228375 228375 228375 GAIN IN REDEMPTION- TCW #7333 CORE FIXED INCOME FUND P 2017-01-01 2018-12-31 602 602 602 GAIN IN REDEMPTION- TCW #7333 EMERGING MARKETS INCOME FUND P 2017-01-01 2018-12-31 575 575 575 GAIN IN REDEMPTION- TCW #7333 SELECT EQUITIES P 2017-01-01 2018-12-31 114026 114026 114026 SETTLEMENT INCOME P 2017-01-01 2018-12-31 64 64 64 GAIN IN REDEMPTION- #7333 TCW FOCUS EQUITIES P 2017-01-01 2018-12-31 747175 747175 747175 CYPRESS PARTNERS - UBTI P 2017-01-01 2018-12-31 33453 33453 0 0 CAPITAL GAINS DIVIDENDS P 15166 15166 15166 1869373 0 2075028 13111800 0.158257 1698172 13334465 0.127352 2053486 15206076 0.135044 1610412 16641727 0.096770 1344584 15884052 0.084650 0.602073 0.120415 11997727 1444706 19459 1464165 2208571 X 19459 0 19459 0 19459 3858 8500 0 12358 X 4 7105 0 0 0 0 0 0 0 0 1 1 0 1 1 CA 1 0 0 0 0 1 N/A ELLICOTT MILLION 8059677964 1255 FRANKLIN RANCH ROAD GOLETA CA 93117 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JAMES A FRANK 1255 FRANKLIN RANCH ROAD GOLETA CA 93117 PRESIDENT/CFO 5.00 0 0 0 JESSICA FRANK 1255 FRANKLIN RANCH ROAD GOLETA CA 93117 VICE PRESIDENT 2.00 0 0 0 ELLICOTT MILLION 1255 FRANKLIN RANCH ROAD GOLETA CA 93117 SECRETARY 10.00 32962 0 0 NONE 0 NONE 0 0 9899847 158587 2122000 12180434 0 0 12180434 182707 11997727 599886 599886 19459 6525 25984 573902 0 573902 0 573902 2208571 0 2208571 19459 2189112 573902 0 0 576317 818840 1324430 1056293 1445722 5221602 2208571 0 0 0 573902 1634669 0 0 6856271 0 0 0 0 0 0 576317 6279954 818840 1324430 1056293 1445722 1634669 JAMES A FRANK JAMES A FRANK PRESIDENTCFO 1255 FRANK RANCH ROAD GOLETA CA 93117 8059677964 LETTER FORM, INCLUDING EXEMPT STATUS AND SOCIAL VALUE OF PROGRAM FOR WHICH THE GRANT IS BEING REQUESTED. NONE PREFER TO GRANT PROPOSALS WITHIN SANTA BARBARA COUNTY, FOR PROGRAMS RELATED TO EDUCATION, HEALTH CARE AND YOUTH ACTIVITIES. OTHER PROPOSALS ARE CONSIDERED ON MERIT. APPLES TO ZUCCHINI COOKING SCHOOL PO BOX 30912 SANTA BARBARA CA 93103 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 75000 BOYS & GIRLS CLUB 632 E CANON PERDIDO STREET SANTA BARBARA CA 93101 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 20000 CALIFORNIA NARCOTIC OFFICERS ASSOCIATION 28245 AVENUE CROCKER SANTA CLARITA CA 91355 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 CALIFORNIA POLYTECHNIC STATE UNIVERSITY FOUNDATION ONE GRAND AVENUE HERON HALL NO 103 SAN LUIS OBISPO CA 93407 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 300000 CALIFORNIA STATE PARKS FOUNDATION 50 FRANCISCO STREET NO 110 SAN FRANCISCO CA 94133 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 25000 CASA 118 E FIGUEROA STREET SANTA BARBARA CA 93101 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 COMMUNITY FOUNDATION OF JACKSON HOLE 245 EAST SIMPSON AVENUE JACKSON WY 83001 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 20000 COTTAGE HOSPITAL REHABILITATION FOUNDATION 2415 DE LA VINA STREET SANTA BARBARA CA 93105 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 DIRECT RELIEF 27 SOUTH LA PATERA LANE GOLETA CA 93117 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 100000 DOMESTIC VIOLENCE SOLUTIONS FOR SANTA BARBARA COUNTY PO BOX 1536 SANTA BARBARA CA 93102 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 1000 DOS PUEBLOS HIGH SCHOOL 7266 ALAMEDA AVENUE GOLETA CA 93117 NONE PC MOCK TRIAL TEAM-NYC TRIP 10000 EXPLORE ECOLOGY 302 EAST COTA STREET SANTA BARBARA CA 93101 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 1000 FOODBANK OF SANTA BARBARA COUNTY INC 4554 HOLLISTER AVENUE SANTA BARBARA CA 93110 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 10000 FRIENDS OF YOSAR INC PO BOX 611 YOSEMITE CA 95389 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 GIRLS INC OF GREATER SANTA BARBARA 531 E ORTEGA STREET SANTA BARBARA CA 93103 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 20000 GRAND CANYON ASSOCIATION 4 TONTO STREET GRAND CANYON VILLAGE AZ 86023 NONE PC PREVENTATIVE SEARCH & RESCUE 125000 GRAND CANYON YOUTH 2131 N 1ST FLAGSTAFF AZ 86004 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 10000 GRAND TETON ASSOCIATION PO BOX 170 MOOSE WY 83012 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 50000 HEARTS THERAPEUTIC EQUESTRIAN CENTER 4420 CALLE REAL SANTA BARBARA CA 93110 NONE PC HORSE SHOW SPONSORSHIP 1000 LAND TRUST FOR SANTA BARBARA COUNTY PO BOX 91830 SANTA BARBARA CA 93190 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 50000 LOS PADRES BOY SCOUTS OF AMERICA 4000 MODOC ROAD SANTA BARBARA CA 93110 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 50000 LOS PADRES FOREST ASSOCIATION 6755 HOLLISTER AVENUE 150 GOLETA CA 93117 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 MARJORIE LUKE THEATER PO BOX 21046 SANTA BARBARA CA 93121 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 4000 MENTAL HEALTH ASSOCIATION IN SANTA BARBARA COUNTY 617 GARDEN STREET SANTA BARBARA CA 93101 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 MONTECITO TRAILS FOUNDATION PO BOX 5481 SANTA BARBARA CA 93150 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 MOUNTAIN RESCUE ASSOCIATION PO BOX 880868 SAN DIEGO CA 92168 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 10000 NATURE TRACK FOUNDATION INC PO BOX 953 LOS OLIVOS CA 93441 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 PROYECT RESCUE FLIGHT 606 ALAMO PINTADO RD STE 3 246 SOLVANG CA 934632296 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 60000 SANTA BARBARA AMATEUR RADIO CLUB PO BOX 3907 SANTA BARBARA CA 931303907 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 4999 SANTA BARBARA BOTANIC GARDEN 1212 MISSION CANYON ROAD SANTA BARBARA CA 93105 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 10000 SANTA BARBARA CHANNELKEEPER INC 714 BOND AVENUE SANTA BARBARA CA 93103 NONE PC OCEAN WATER MONITORING 7000 SANTA BARBARA CITY COLLEGE FOUNDATION 721 CLIFF DRIVE SANTA BARBARA CA 93109 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 50000 SANTA BARBARA COUNTY SEARCH AND RESCUE INC PO BOX 6602 SANTA BARBARA CA 931606602 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 25000 SANTA BARBARA COUNTY TRAILS COUNCIL PO BOX 22352 SANTA BARBARA CA 93121 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 SANTA BARBARA NATURAL HISTORY MUSEUM 2559 PUESTA DEL SOL SANTA BARBARA CA 93105 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 10000 SANTA BARBARA SCHOOL OF SQUASH 1530 CHAPALA STREET SUITE F SANTA BARBARA CA 93101 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 SANTA BARBARA STREET MEDICINE 19 E MICHELTORENA ST SANTA BARBARA CA 93101 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 10000 SAVE THE REDWOODS LEAGUE 111 SUTTER STREET 11TH FLOOR SAN FRANCISCO CA 94104 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 SCHOLARSHIP FOUNDATION OF SANTA BARBARA 2253 LAS POSITAS ROAD SANTA BARBARA CA 93105 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 200000 SEMPERVIRENS FUND 419 SOUTH SAN ANTONIO ROAD NO 211 LOS ALTOS CA 94022 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 20000 SANTA BARBARA COUNTY SHERIFF - SPECIAL ENFORCEMENT TEAM 4434 CALLE REAL SANTA BARBARA CA 93110 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 2000 TETON COUNTY SEARCH & RESCUE FOUNDATION PO BOX 1063 JACKSON WY 83001 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 TETON SCIENCE SCHOOLS INC 700 COYOTE CANYON ROAD JACKSON WY 83001 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 50000 THE REGENTS OF THE UNIVERSITY OF CALIFORNIA UC SANTA BARBARA SANTA BARBARA CA 93106 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 43000 UCSB FOUNDATION UC SANTA BARBARA OFFICE OF DEVELOPMENT SANTA BARBARA CA 93106 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 300000 VISITING NURSE AND HOSPICE CARE OF SANTA BARBARA 509 EAST MONTECITO STREET 200 SANTA BARBARA CA 93103 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 1000 WASHINGTON STATE UNIVERSITY FOUNDATION WASHINGTON STATE UNIVERSITY PULLMAN WA 99164 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 300000 WILDERNESS YOUTH PROJECT INC 5386 HOLLISTER AVENUE GOLETA CA 93111 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 10000 WILD ANIMAL SANCTUARY 2999 CO RD 53 KEENESBURG CO 80643 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 25000 YOSEMITE FOUNDATION DBA YOSEMITE CONSERVANCY 101 MONTGOMERY STREET SUITE 1700 SAN FRANCISCO CA 94104 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 125000 ZION NATIONAL PARK FOUNDATION ZION NATIONAL PARK SPRINGDALE UT 84767 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 2199999 0 14 1336 14 187145 14 13425 523000 33453 18 1869373 33453 2071279 0 2104732 0 0 0 0 0 0 0 0 0 0 TAX PREPARATION & BOOKKEEPING 23858 22665 1193 TCW #7333 - CORE FIXED INCOME 312195 314224 TCW #7333 - EMERGING MARKETS 563653 514404 GOLDMAN SACHS #4315 - CONCENTRATED GROWTH 421754 472629 GOLDMAN SACHS #4307 - STRATEGIC VALUE 415095 390668 GOLDMAN SACHS #5737 - ADVISORY 521955 503902 TCW #7333 - SELECT EQUITIES FUND 2976725 2861885 UBS #8567 126137 138098 TCW #7333 - RELATIVE VALUE 2673827 2072703 TCW SECURITIZED OPPORTUNITIES, LP AT COST 979786 1216190 THE CYPRESS PARTNERS LP AT COST 1882378 2118221 LAZARD AT COST 3780 3780 LEGAL FEES 105 0 105 BANK FEES 150 150 0 CALIFORNIA FILING FEES 10 0 10 ANNUAL LICENSE FEE 150 0 150 INVESTMENT FEES 7386 7386 0 CYPRESS PARTNERS 37184 37184 0 OTHER INCOME 93 93 93 OTHER INVESTMENT INCOME 13332 13332 13332 PAYROLL LIABILITIES 118 118 INVESTMENT MANAGEMENT FEES 29201 29201 0 FEDERAL TAX PAYMENTS 4133 0 0 FOREIGN TAXES 294 294 0 PAYROLL TAXES 2609 2087 522